0000920112-20-000021.txt : 20200114
0000920112-20-000021.hdr.sgml : 20200114
20200114151208
ACCESSION NUMBER: 0000920112-20-000021
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200114
DATE AS OF CHANGE: 20200114
EFFECTIVENESS DATE: 20200114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO
CENTRAL INDEX KEY: 0000933482
IRS NUMBER: 420223620
STATE OF INCORPORATION: IA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10581
FILM NUMBER: 20525917
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE.
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635874197
MAIL ADDRESS:
STREET 1: 1398 CENTRAL
CITY: DUBUQUE
STATE: IA
ZIP: 52001
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000933482
XXXXXXXX
12-31-2019
12-31-2019
DUBUQUE BANK & TRUST CO
1398 CENTRAL
DUBUQUE
IA
52001
13F HOLDINGS REPORT
028-10581
N
Randy Martinez
PCS Operations Director
563-589-2000
Randy Martinez
Dubuque
IA
01-14-2020
0
283
655616
false
INFORMATION TABLE
2
q42019form13-fhrinformatio.xml
INFORMATION TABLE
3M Co
COM
88579Y101
25
139
SH
DFND
124
0
15
3M Co
COM
88579Y101
6542
37083
SH
SOLE
35052
0
2031
ACCENTURE
SHS CLASS A
G1151C101
463
2200
SH
DFND
2200
0
0
ACCENTURE
SHS CLASS A
G1151C101
169
801
SH
SOLE
801
0
0
ADAMS EXPRESS COMPANY
COM
006212104
11403
723094
SH
SOLE
723094
0
0
ALIBABA GROUP HLDG
SPONSORED ADS
01609W102
5
22
SH
DFND
22
0
0
ALIBABA GROUP HLDG
SPONSORED ADS
01609W102
2072
9770
SH
SOLE
9342
0
428
ALPHABET INC
CAP STK CL A
02079K305
400
299
SH
DFND
299
0
0
ALPHABET INC
CAP STK CL A
02079K305
8160
6092
SH
SOLE
6071
0
21
AMER EXPRESS CO
COM
025816109
215
1730
SH
DFND
1730
0
0
AMER EXPRESS CO
COM
025816109
6548
52600
SH
SOLE
52423
0
177
ASML HOLDING NV
N Y REGISTRY SHS
N07059210
6
19
SH
DFND
19
0
0
ASML HOLDING NV
N Y REGISTRY SHS
N07059210
2201
7437
SH
SOLE
7088
0
349
AT&T INC
COM
00206R102
34
870
SH
DFND
870
0
0
AT&T INC
COM
00206R102
921
23567
SH
SOLE
23567
0
0
AbbVie Inc
COM
00287Y109
22
249
SH
DFND
134
0
115
AbbVie Inc
COM
00287Y109
7374
83279
SH
SOLE
80213
0
3066
Abbott Laboratories
COM
002824100
14
164
SH
DFND
164
0
0
Abbott Laboratories
COM
002824100
3501
40302
SH
SOLE
37820
0
2482
Alliant Energy Corp
COM
018802108
5
100
SH
DFND
0
0
100
Alliant Energy Corp
COM
018802108
283
5178
SH
SOLE
5178
0
0
Alphabet Inc
CAP STK CL C
02079K107
259
194
SH
DFND
194
0
0
Alphabet Inc
CAP STK CL C
02079K107
957
716
SH
SOLE
716
0
0
Amazon.com Inc
COM
023135106
774
419
SH
DFND
419
0
0
Amazon.com Inc
COM
023135106
1349
730
SH
SOLE
730
0
0
American Electric Power Co Inc
COM
025537101
348
3686
SH
SOLE
3686
0
0
Amgen Inc
COM
031162100
38
158
SH
DFND
138
0
20
Amgen Inc
COM
031162100
16521
68530
SH
SOLE
66547
0
1983
Anheuser-Busch InBev SA/NV
SPONSORED ADR
03524A108
3
32
SH
DFND
32
0
0
Anheuser-Busch InBev SA/NV
SPONSORED ADR
03524A108
960
11707
SH
SOLE
11149
0
558
Aphria Inc
COM
03765K104
304
58170
SH
DFND
58170
0
0
Apple Inc
COM
037833100
1141
3886
SH
DFND
3871
0
15
Apple Inc
COM
037833100
22951
78158
SH
SOLE
76326
0
1832
Archer-Daniels-Midland Co
COM
039483102
241
5210
SH
SOLE
5210
0
0
Ashland Global Holdings Inc
COM
044186104
239
3126
SH
SOLE
3126
0
0
BAXTER INTL INC
COM
071813109
412
4925
SH
SOLE
4925
0
0
BK OF AMERICA CORP
COM
060505104
88
2489
SH
DFND
2269
0
220
BK OF AMERICA CORP
COM
060505104
435
12351
SH
SOLE
12351
0
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
1989
141601
SH
SOLE
141601
0
0
BOEING CO
COM
097023105
139
428
SH
DFND
393
0
35
BOEING CO
COM
097023105
6098
18720
SH
SOLE
17693
0
1027
BRISTOL-MYRS SQUIB
COM
110122108
19
301
SH
DFND
178
0
123
BRISTOL-MYRS SQUIB
COM
110122108
623
9709
SH
SOLE
9709
0
0
Berkshire Hathaway Inc
CL B NEW
084670702
7
30
SH
DFND
30
0
0
Berkshire Hathaway Inc
CL B NEW
084670702
8214
36263
SH
SOLE
36173
0
90
BlackRock Fund Advisors
MSCI EAFE ETF
464287465
14
200
SH
DFND
200
0
0
BlackRock Fund Advisors
MSCI EAFE ETF
464287465
5057
72823
SH
SOLE
72112
0
711
BlackRock Fund Advisors
RUS MID CAP ETF
464287499
1106
18543
SH
SOLE
18543
0
0
BlackRock Fund Advisors
CORE S&P MCP ETF
464287507
54
262
SH
DFND
47
0
215
BlackRock Fund Advisors
CORE S&P MCP ETF
464287507
509
2472
SH
SOLE
2472
0
0
BlackRock Fund Advisors
S&P MC 400GR ETF
464287606
442
1856
SH
SOLE
1856
0
0
BlackRock Fund Advisors
RUS 1000 GRW ETF
464287614
224
1271
SH
DFND
1271
0
0
BlackRock Fund Advisors
RUS 1000 GRW ETF
464287614
237
1346
SH
SOLE
1346
0
0
BlackRock Fund Advisors
RUS 1000 ETF
464287622
394
2206
SH
SOLE
2206
0
0
BlackRock Fund Advisors
RUS 2000 GRW ETF
464287648
397
1855
SH
SOLE
1855
0
0
BlackRock Fund Advisors
S&P MC 400VL ETF
464287705
378
2212
SH
SOLE
2212
0
0
BlackRock Fund Advisors
CORE S&P SCP ETF
464287804
951
11337
SH
SOLE
11337
0
0
BlackRock Fund Advisors
MBS ETF
464288588
377
3485
SH
SOLE
3485
0
0
BlackRock Fund Advisors
EAFE GRWTH ETF
464288885
3010
34807
SH
SOLE
34807
0
0
BlackRock Fund Advisors
HDG MSCI EAFE
46434V803
410
13428
SH
SOLE
13428
0
0
BlackRock Fund Advisors
ULTR SH TRM BD
46434V878
246
4894
SH
SOLE
3211
0
1683
BlackRock Inc
COM
09247X101
18
36
SH
DFND
36
0
0
BlackRock Inc
COM
09247X101
10038
19968
SH
SOLE
19389
0
579
Broadcom Inc
COM
11135F101
31
97
SH
DFND
97
0
0
Broadcom Inc
COM
11135F101
5349
16926
SH
SOLE
16025
0
901
Bunge Ltd
COM
G16962105
241
4194
SH
SOLE
4194
0
0
CISCO SYSTEMS
COM
17275R102
33
694
SH
DFND
599
0
95
CISCO SYSTEMS
COM
17275R102
13697
285593
SH
SOLE
278749
0
6844
COLGATE-PALMOLIVE
COM
194162103
287
4170
SH
SOLE
4170
0
0
CONOCOPHILLIPS
COM
20825C104
410
6298
SH
SOLE
6298
0
0
CRONOS GROUP INC
COM
22717L101
172
22490
SH
DFND
22490
0
0
CVS Health Corp
COM
126650100
7
90
SH
DFND
0
0
90
CVS Health Corp
COM
126650100
359
4828
SH
SOLE
4828
0
0
Chevron Corp
COM
166764100
45
377
SH
DFND
327
0
50
Chevron Corp
COM
166764100
13799
114507
SH
SOLE
110919
0
3588
Cigna Corp
COM
125523100
4
18
SH
DFND
0
0
18
Cigna Corp
COM
125523100
226
1107
SH
SOLE
107
0
1000
Citigroup Inc
COM NEW
172967424
118
1482
SH
DFND
1397
0
85
Citigroup Inc
COM NEW
172967424
150
1872
SH
SOLE
1872
0
0
City Office REIT Inc
COM
178587101
1219
90136
SH
SOLE
90136
0
0
Coca-Cola Co/The
COM
191216100
41
737
SH
DFND
737
0
0
Coca-Cola Co/The
COM
191216100
6839
123556
SH
SOLE
116266
0
7290
Cohen & Steers Funds/Closed-en
COM
19247X100
5210
219008
SH
SOLE
219008
0
0
Columbia Management Investment Advisers LLC
COM
895436103
8958
317647
SH
SOLE
317647
0
0
Comcast Corp
CL A
20030N101
869
19313
SH
SOLE
19313
0
0
Costco Wholesale Corp
COM
22160K105
6576
22373
SH
SOLE
22307
0
66
DUKE ENERGY CORP
COM NEW
26441C204
16
176
SH
DFND
176
0
0
DUKE ENERGY CORP
COM NEW
26441C204
249
2733
SH
SOLE
2733
0
0
Danaher Corp
COM
235851102
255
1662
SH
SOLE
1662
0
0
Deere & Co
COM
244199105
239
1382
SH
SOLE
1382
0
0
DocuSign Inc
COM
256163106
373
5030
SH
DFND
5030
0
0
Doubleline Capital LP
COM
258622109
1252
63384
SH
SOLE
63384
0
0
DuPont de Nemours Inc
COM
26614N102
76
1178
SH
DFND
0
0
1178
DuPont de Nemours Inc
COM
26614N102
147
2288
SH
SOLE
2255
0
33
ECOLAB INC
COM
278865100
309
1600
SH
DFND
1600
0
0
ECOLAB INC
COM
278865100
84
434
SH
SOLE
434
0
0
Edwards Lifesciences Corp
COM
28176E108
15
64
SH
DFND
64
0
0
Edwards Lifesciences Corp
COM
28176E108
226
967
SH
SOLE
967
0
0
Endurance International Group
COM
29272B105
494
105093
SH
SOLE
105093
0
0
Exxon Mobil Corp
COM
30231G102
427
6124
SH
DFND
370
0
5754
Exxon Mobil Corp
COM
30231G102
881
12621
SH
SOLE
12056
0
565
FEDEX CORP
COM
31428X106
5193
34343
SH
SOLE
34230
0
113
FLEXSHARES TR
MORNSTAR USMKT
33939L100
416
3275
SH
SOLE
3275
0
0
FS INVT CORP
COM
302635107
2996
488776
SH
SOLE
488776
0
0
Facebook Inc
CL A
30303M102
24
116
SH
DFND
116
0
0
Facebook Inc
CL A
30303M102
6715
32714
SH
SOLE
32600
0
114
FirstEnergy Corp
COM
337932107
969
19944
SH
SOLE
19944
0
0
GOLDMAN SACHS GRP
COM
38141G104
92
400
SH
DFND
400
0
0
GOLDMAN SACHS GRP
COM
38141G104
4938
21476
SH
SOLE
21406
0
70
General Electric Co
COM
369604103
60
5400
SH
DFND
600
0
4800
General Electric Co
COM
369604103
388
34728
SH
SOLE
33978
0
750
General Mills Inc
COM
370334104
346
6462
SH
SOLE
6462
0
0
Genmab A/S
None
372303206
5
203
SH
DFND
203
0
0
Genmab A/S
None
372303206
1790
80177
SH
SOLE
76508
0
3669
Global Payments Inc
COM
37940X102
485
2655
SH
DFND
2655
0
0
Global Payments Inc
COM
37940X102
38
206
SH
SOLE
206
0
0
Goosehead Insurance Inc
COM CL A
38267D109
280
6605
SH
DFND
6605
0
0
HDFC BANK
SPONSORED ADS
40415F101
5
78
SH
DFND
78
0
0
HDFC BANK
SPONSORED ADS
40415F101
1917
30258
SH
SOLE
28851
0
1407
HOME DEPOT INC
COM
437076102
40
183
SH
DFND
183
0
0
HOME DEPOT INC
COM
437076102
6889
31544
SH
SOLE
29557
0
1987
Heartland Financial USA Inc
COM
42234Q102
6528
131251
SH
DFND
124363
0
6888
Heartland Financial USA Inc
COM
42234Q102
73247
1472591
SH
SOLE
507002
0
965589
Honeywell International Inc
COM
438516106
1015
5735
SH
DFND
435
0
5300
Honeywell International Inc
COM
438516106
952
5378
SH
SOLE
4728
0
650
INDEXIQ ETF TRUST/USA
HEDGE MLTI ETF
45409B107
2430
78895
SH
SOLE
76822
0
2073
ISHARES
ISHARES
464285105
257
17745
SH
SOLE
17745
0
0
ISHARES
SELECT DIVID ETF
464287168
280
2647
SH
SOLE
2647
0
0
ISHARES
CORE S&P500 ETF
464287200
29
90
SH
DFND
90
0
0
ISHARES
CORE S&P500 ETF
464287200
1626
5031
SH
SOLE
5031
0
0
ISHARES
S&P 500 GRWT ETF
464287309
1354
6990
SH
SOLE
6990
0
0
ISHARES
RUSSELL 2000 ETF
464287655
800
4831
SH
DFND
4831
0
0
ISHARES
RUSSELL 2000 ETF
464287655
670
4046
SH
SOLE
4046
0
0
ISHARES
EAFE VALUE ETF
464288877
3834
76792
SH
SOLE
76792
0
0
ISHARES
ISHARES
46428Q109
223
13377
SH
DFND
13377
0
0
ISHARES TRUST
1 3 YR TREAS BD
464287457
1733
20480
SH
SOLE
18766
0
1714
ISHARES TRUST
JPMORGAN USD EMG
464288281
409
3571
SH
SOLE
3571
0
0
Innovative Industrial Properti
COM
45781V101
548
7225
SH
DFND
7225
0
0
Intel Corp
COM
458140100
42
705
SH
DFND
650
0
55
Intel Corp
COM
458140100
6938
115919
SH
SOLE
110237
0
5682
Intuitive Surgical Inc
COM NEW
46120E602
495
837
SH
DFND
837
0
0
Intuitive Surgical Inc
COM NEW
46120E602
12
21
SH
SOLE
21
0
0
Invesco Capital Management LLC
DIVID ACHIEVEV
46137V506
491
16000
SH
SOLE
16000
0
0
Invesco Capital Management LLC
INTL DIVI ACHI
46137V548
249
14600
SH
SOLE
14600
0
0
Invesco Capital Management LLC
S&P INTL LOW
46138E230
764
22385
SH
SOLE
21880
0
505
Invesco Capital Management LLC
S&P500 LOW VOL
46138E354
1654
28350
SH
SOLE
27251
0
1099
Invesco Capital Management LLC
PFD ETF
46138E511
171
11382
SH
SOLE
11382
0
0
JPMorgan Chase & Co
COM
46625H100
301
2157
SH
DFND
2102
0
55
JPMorgan Chase & Co
COM
46625H100
14180
101720
SH
SOLE
98473
0
3247
Johnson & Johnson
COM
478160104
57
393
SH
DFND
343
0
50
Johnson & Johnson
COM
478160104
15379
105431
SH
SOLE
102400
0
3031
KIMBERLY-CLARK CP
COM
494368103
168
1220
SH
DFND
0
0
1220
KIMBERLY-CLARK CP
COM
494368103
51
370
SH
SOLE
370
0
0
Kraft Foods Inc
CL A
609207105
10
190
SH
DFND
190
0
0
Kraft Foods Inc
CL A
609207105
629
11425
SH
SOLE
11425
0
0
LOWE'S COS INC
COM
548661107
240
2000
SH
DFND
2000
0
0
LOWE'S COS INC
COM
548661107
7448
62188
SH
SOLE
61963
0
225
Linde PLC
SHS
G5494J103
426
2000
SH
DFND
2000
0
0
Linde PLC
SHS
G5494J103
29
137
SH
SOLE
137
0
0
MASTERCARD INC
CL A
57636Q104
663
2220
SH
DFND
2220
0
0
MASTERCARD INC
CL A
57636Q104
610
2044
SH
SOLE
2044
0
0
MCDONALD'S CORP
COM
580135101
60
305
SH
DFND
270
0
35
MCDONALD'S CORP
COM
580135101
6211
31432
SH
SOLE
29595
0
1837
MICROSOFT CORP
COM
594918104
693
4392
SH
DFND
4297
0
95
MICROSOFT CORP
COM
594918104
18479
117179
SH
SOLE
114664
0
2515
MOODYS CORP
COM
615369105
332
1400
SH
DFND
0
0
1400
MOODYS CORP
COM
615369105
3
11
SH
SOLE
11
0
0
MORGAN STANLEY
COM NEW
617446448
18
361
SH
DFND
361
0
0
MORGAN STANLEY
COM NEW
617446448
4290
83916
SH
SOLE
78290
0
5626
Medtronic PLC
SHS
G5960L103
25
219
SH
DFND
219
0
0
Medtronic PLC
SHS
G5960L103
13909
122599
SH
SOLE
119258
0
3341
Merck & Co Inc
COM
58933Y105
40
443
SH
DFND
388
0
55
Merck & Co Inc
COM
58933Y105
320
3518
SH
SOLE
3418
0
100
MetLife Inc
COM
59156R108
451
8855
SH
SOLE
8855
0
0
NIKE INC
CL B
654106103
318
3137
SH
SOLE
3137
0
0
NORTHROP GRUMMAN
COM
666807102
7
20
SH
DFND
0
0
20
NORTHROP GRUMMAN
COM
666807102
494
1437
SH
SOLE
1437
0
0
NOVAGOLD RESOURCES
COM NEW
66987E206
224
25000
SH
DFND
25000
0
0
Nuveen Fund Advisors LLC
COM
6706ER101
1373
99862
SH
SOLE
97759
0
2103
Nuveen Fund Advisors LLC
COM
67074Y105
6717
365838
SH
SOLE
365838
0
0
Nuveen Investments Inc
COM
670657105
1674
116420
SH
SOLE
105530
0
10890
ORACLE CORP
COM
68389X105
4
70
SH
DFND
0
0
70
ORACLE CORP
COM
68389X105
5941
112133
SH
SOLE
111718
0
415
Okta Inc
CL A
679295105
252
2185
SH
DFND
2185
0
0
PEPSICO INC
COM
713448108
18
130
SH
DFND
100
0
30
PEPSICO INC
COM
713448108
4696
34360
SH
SOLE
34238
0
122
PROSHARES TRUST
PSHS ULTRA QQQ
74347R206
382
3133
SH
DFND
3133
0
0
Palo Alto Networks Inc
COM
697435105
1866
8069
SH
SOLE
8042
0
27
Pegasystems Inc
COM
705573103
260
3265
SH
DFND
3265
0
0
Pfizer Inc
COM
717081103
530
13525
SH
DFND
4000
0
9525
Pfizer Inc
COM
717081103
1179
30085
SH
SOLE
20985
0
9100
Physicians Realty Trust
COM
71943U104
1718
90729
SH
SOLE
90729
0
0
Postal Realty Trust Inc
CL A
73757R102
1476
87086
SH
SOLE
87086
0
0
ProShare Advisors LLC
MSCI EMRG ETF
74347X302
321
3979
SH
DFND
3979
0
0
Procter & Gamble Co/The
COM
742718109
19
155
SH
DFND
130
0
25
Procter & Gamble Co/The
COM
742718109
4416
35360
SH
SOLE
33559
0
1801
Prudential PLC
ADR
74435K204
4
112
SH
DFND
112
0
0
Prudential PLC
ADR
74435K204
1629
42771
SH
SOLE
40606
0
2165
QUALCOMM INC
COM
747525103
70
792
SH
DFND
702
0
90
QUALCOMM INC
COM
747525103
167
1894
SH
SOLE
1894
0
0
Qorvo Inc
COM
74736K101
249
2140
SH
DFND
2140
0
0
RAYTHEON CO
COM NEW
755111507
989
4503
SH
SOLE
4503
0
0
ROPER INDUSTRIES INC
COM
776696106
283
800
SH
SOLE
800
0
0
SALESFORCE.COM INC
COM
79466L302
755
4644
SH
DFND
4644
0
0
SALESFORCE.COM INC
COM
79466L302
3578
22001
SH
SOLE
21923
0
78
SHOPIFY INC
CL A
82509L107
624
1570
SH
DFND
1570
0
0
SPDR TRUST
TR UNIT
78462F103
13
40
SH
DFND
40
0
0
SPDR TRUST
TR UNIT
78462F103
4118
12795
SH
SOLE
12795
0
0
SSGA FM
BLOOMBERG BRCLYS
78468R622
460
4199
SH
SOLE
4199
0
0
SSGA FM
NUVEEN BLMBRG SR
78468R739
403
8202
SH
SOLE
8202
0
0
SSgA Funds Management Inc
SPDR BLOOMBERG
78468R663
6
68
SH
DFND
68
0
0
SSgA Funds Management Inc
SPDR BLOOMBERG
78468R663
6425
70273
SH
SOLE
69910
0
363
STARBUCKS CORP
COM
855244109
331
3763
SH
DFND
3763
0
0
STARBUCKS CORP
COM
855244109
14496
164873
SH
SOLE
159925
0
4948
ServiceNow Inc
COM
81762P102
390
1380
SH
DFND
1380
0
0
Shenandoah Telecommunications
COM
82312B106
474
11400
SH
DFND
11400
0
0
Splunk Inc
COM
848637104
4329
28903
SH
SOLE
28796
0
107
Starwood Property Trust Inc
COM
85571B105
1352
54388
SH
SOLE
54388
0
0
Stryker Corp
COM
863667101
380
1809
SH
SOLE
1809
0
0
T Rowe Price Group Inc
COM
74144T108
17
142
SH
DFND
142
0
0
T Rowe Price Group Inc
COM
74144T108
4133
33918
SH
SOLE
31649
0
2269
TAL EDUCATION GROUP
SPONSORED ADS
874080104
3
70
SH
DFND
70
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
1330
27583
SH
SOLE
26156
0
1427
TEXAS INSTRUMENTS
COM
882508104
32
249
SH
DFND
249
0
0
TEXAS INSTRUMENTS
COM
882508104
12174
94891
SH
SOLE
92015
0
2876
TRAVELERS CO INC
COM
89417E109
555
4050
SH
SOLE
4050
0
0
Target Corp
COM
87612E106
8
65
SH
DFND
0
0
65
Target Corp
COM
87612E106
206
1607
SH
SOLE
1607
0
0
Thermo Fisher Scientific Inc
COM
883556102
435
1340
SH
DFND
1340
0
0
Thermo Fisher Scientific Inc
COM
883556102
298
917
SH
SOLE
917
0
0
Tiffany & Co
COM
886547108
3716
27801
SH
SOLE
27702
0
99
Tyson Foods Inc
CL A
902494103
249
2733
SH
SOLE
2733
0
0
US BANCORP
COM NEW
902973304
765
12903
SH
DFND
12903
0
0
US BANCORP
COM NEW
902973304
5775
97403
SH
SOLE
90845
0
6558
UTD TECHNOLOGIES
COM
913017109
117
782
SH
DFND
782
0
0
UTD TECHNOLOGIES
COM
913017109
13430
89679
SH
SOLE
86911
0
2768
Union Pacific Corp
COM
907818108
204
1127
SH
SOLE
1127
0
0
United Parcel Service Inc
CL B
911312106
20
171
SH
DFND
171
0
0
United Parcel Service Inc
CL B
911312106
5153
44023
SH
SOLE
41462
0
2561
United Rentals Inc
COM
911363109
212
1270
SH
SOLE
1270
0
0
UnitedHealth Group Inc
COM
91324P102
459
1560
SH
DFND
1550
0
10
UnitedHealth Group Inc
COM
91324P102
205
697
SH
SOLE
697
0
0
Universal Display Corp
COM
91347P105
454
2205
SH
DFND
2205
0
0
Universal Display Corp
COM
91347P105
7
35
SH
SOLE
35
0
0
VANGUARD
FINANCIALS ETF
92204A405
1535
20122
SH
SOLE
20122
0
0
VANGUARD
REAL ESTATE ETF
922908553
848
9139
SH
SOLE
9139
0
0
VANGUARD
VALUE ETF
922908744
4432
36982
SH
SOLE
36982
0
0
VANGUARD ETF/USA
COMM SRVC ETF
92204A884
18
191
SH
DFND
191
0
0
VANGUARD ETF/USA
COMM SRVC ETF
92204A884
5232
55705
SH
SOLE
52995
0
2710
VANGUARD ETF/USA
SHRT TRM CORP BD
92206C409
1978
24409
SH
SOLE
24409
0
0
VANGUARD ETF/USA
SM CP VAL ETF
922908611
777
5671
SH
SOLE
5671
0
0
VANGUARD GROUP
SHORT TRM BOND
921937827
1017
12620
SH
SOLE
12620
0
0
VANGUARD GROUP INC/THE
INTL BD IDX ETF
92203J407
962
17010
SH
SOLE
17010
0
0
VANGUARD WHITEHALL
HIGH DIV YLD
921946406
26
280
SH
DFND
280
0
0
VANGUARD WHITEHALL
HIGH DIV YLD
921946406
488
5210
SH
SOLE
1435
0
3775
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
1728
11231
SH
SOLE
11231
0
0
VERIZON COMMUN
COM
92343V104
42
689
SH
DFND
561
0
128
VERIZON COMMUN
COM
92343V104
4766
77626
SH
SOLE
73544
0
4082
VISA INC
COM CL A
92826C839
868
4618
SH
DFND
4618
0
0
VISA INC
COM CL A
92826C839
4396
23395
SH
SOLE
23308
0
87
Van Eck Associates Corp
AMT FREE INT ETF
92189H201
3485
69390
SH
SOLE
69390
0
0
Van Eck Associates Corp
HIGH YLD MUN ETF
92189H409
275
4299
SH
SOLE
4299
0
0
Vanguard ETF/USA
DIV APP ETF
921908844
524
4200
SH
SOLE
4200
0
0
Vanguard ETF/USA
CONSUM DIS ETF
92204A108
1232
6501
SH
SOLE
6501
0
0
Vanguard ETF/USA
CONSUM STP ETF
92204A207
918
5695
SH
SOLE
5695
0
0
Vanguard ETF/USA
ENERGY ETF
92204A306
299
3673
SH
SOLE
3673
0
0
Vanguard ETF/USA
HEALTH CAR ETF
92204A504
2310
12049
SH
SOLE
12049
0
0
Vanguard ETF/USA
INF TECH ETF
92204A702
5
22
SH
DFND
22
0
0
Vanguard ETF/USA
INF TECH ETF
92204A702
2974
12145
SH
SOLE
12145
0
0
Vanguard ETF/USA
GROWTH ETF
922908736
4417
24249
SH
SOLE
24249
0
0
Vanguard ETF/USA
TOTAL STK MKT
922908769
352
2150
SH
DFND
2150
0
0
Vanguard ETF/USA
TOTAL STK MKT
922908769
15192
92852
SH
SOLE
92852
0
0
Vanguard Group Inc/The
TOTAL BND MRKT
921937835
3613
43079
SH
SOLE
41074
0
2005
Vanguard Group Inc/The
FTSE DEV MKT ETF
921943858
5771
130988
SH
SOLE
130988
0
0
Vanguard Group Inc/The
FTSE EMR MKT ETF
922042858
1578
35495
SH
SOLE
35495
0
0
Vanguard Group Inc/The
SML CP GRW ETF
922908595
781
3931
SH
SOLE
3931
0
0
Veeva Systems Inc
CL A COM
922475108
416
2955
SH
DFND
2955
0
0
WALT DISNEY CO.
COM DISNEY
254687106
98
677
SH
DFND
557
0
120
WALT DISNEY CO.
COM DISNEY
254687106
6239
43137
SH
SOLE
42997
0
140
WASTE MANAGEMENT
COM
94106L109
240
2103
SH
SOLE
2103
0
0
Walmart Inc
COM
931142103
128
1075
SH
DFND
930
0
145
Walmart Inc
COM
931142103
15618
131420
SH
SOLE
127332
0
4088
Wells Fargo & Co
COM
949746101
1295
24077
SH
SOLE
24077
0
0