0000920112-19-000198.txt : 20190710
0000920112-19-000198.hdr.sgml : 20190710
20190710104245
ACCESSION NUMBER: 0000920112-19-000198
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190710
DATE AS OF CHANGE: 20190710
EFFECTIVENESS DATE: 20190710
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO
CENTRAL INDEX KEY: 0000933482
IRS NUMBER: 420223620
STATE OF INCORPORATION: IA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10581
FILM NUMBER: 19948361
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE.
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635874197
MAIL ADDRESS:
STREET 1: 1398 CENTRAL
CITY: DUBUQUE
STATE: IA
ZIP: 52001
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000933482
XXXXXXXX
06-30-2019
06-30-2019
DUBUQUE BANK & TRUST CO
1398 CENTRAL
DUBUQUE
IA
52001
13F HOLDINGS REPORT
028-10581
N
Randy Martinez
PCS Director of Operations
563-589-2000
Randy Martinez
Dubuque
IA
07-10-2019
0
253
619531
false
INFORMATION TABLE
2
q22019form13fhr.xml
INFORMATION TABLE
3M Co
COM
88579Y101
24
139
SH
DFND
124
0
15
3M Co
COM
88579Y101
6632
38262
SH
SOLE
36296
0
1966
ACCENTURE
SHS CLASS A
G1151C101
406
2200
SH
DFND
2200
0
0
ACCENTURE
SHS CLASS A
G1151C101
90
487
SH
SOLE
487
0
0
ADAMS EXPRESS COMPANY
COM
006212104
10768
696087
SH
SOLE
696087
0
0
ALIBABA GROUP HLDG
SPONSORED ADS
01609W102
4
22
SH
DFND
22
0
0
ALIBABA GROUP HLDG
SPONSORED ADS
01609W102
1796
10600
SH
SOLE
10171
0
429
ALPHABET INC
CAP STK CL A
02079K305
324
299
SH
DFND
299
0
0
ALPHABET INC
CAP STK CL A
02079K305
7122
6577
SH
SOLE
6556
0
21
AMER EXPRESS CO
COM
025816109
214
1730
SH
DFND
1730
0
0
AMER EXPRESS CO
COM
025816109
6462
52348
SH
SOLE
52185
0
163
ASML HOLDING NV
N Y REGISTRY SHS
N07059210
4
18
SH
DFND
18
0
0
ASML HOLDING NV
N Y REGISTRY SHS
N07059210
1643
7904
SH
SOLE
7557
0
347
AT&T INC
COM
00206R102
867
25872
SH
SOLE
25872
0
0
AbbVie Inc
COM
00287Y109
18
249
SH
DFND
134
0
115
AbbVie Inc
COM
00287Y109
6510
89523
SH
SOLE
86922
0
2601
Abbott Laboratories
COM
002824100
14
167
SH
DFND
167
0
0
Abbott Laboratories
COM
002824100
3764
44758
SH
SOLE
42276
0
2482
Alliant Energy Corp
COM
018802108
5
100
SH
DFND
0
0
100
Alliant Energy Corp
COM
018802108
252
5133
SH
SOLE
5133
0
0
Alphabet Inc
CAP STK CL C
02079K107
210
194
SH
DFND
194
0
0
Alphabet Inc
CAP STK CL C
02079K107
776
718
SH
SOLE
718
0
0
Amazon.com Inc
COM
023135106
793
419
SH
DFND
419
0
0
Amazon.com Inc
COM
023135106
1839
971
SH
SOLE
971
0
0
American Electric Power Co Inc
COM
025537101
286
3253
SH
SOLE
3253
0
0
Amgen Inc
COM
031162100
31
167
SH
DFND
147
0
20
Amgen Inc
COM
031162100
14430
78305
SH
SOLE
76001
0
2304
Apple Inc
COM
037833100
780
3941
SH
DFND
3891
0
50
Apple Inc
COM
037833100
19231
97164
SH
SOLE
94710
0
2454
Archer-Daniels-Midland Co
COM
039483102
271
6643
SH
SOLE
6643
0
0
Ashland Global Holdings Inc
COM
044186104
250
3126
SH
SOLE
3126
0
0
BAXTER INTL INC
COM
071813109
387
4730
SH
SOLE
4730
0
0
BK OF AMERICA CORP
COM
060505104
77
2639
SH
DFND
2269
0
370
BK OF AMERICA CORP
COM
060505104
274
9460
SH
SOLE
9460
0
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
1964
137808
SH
SOLE
137808
0
0
BOEING CO
COM
097023105
174
478
SH
DFND
443
0
35
BOEING CO
COM
097023105
7651
21019
SH
SOLE
19937
0
1082
BRISTOL-MYRS SQUIB
COM
110122108
14
301
SH
DFND
178
0
123
BRISTOL-MYRS SQUIB
COM
110122108
408
8986
SH
SOLE
8986
0
0
Bank First Corp
COM
06211J100
2224
32250
SH
SOLE
32250
0
0
Berkshire Hathaway Inc
CL B NEW
084670702
15
70
SH
DFND
30
0
40
Berkshire Hathaway Inc
CL B NEW
084670702
8336
39106
SH
SOLE
39016
0
90
BlackRock Fund Advisors
MSCI EAFE ETF
464287465
13
200
SH
DFND
200
0
0
BlackRock Fund Advisors
MSCI EAFE ETF
464287465
4947
75268
SH
SOLE
74493
0
775
BlackRock Fund Advisors
RUS MID CAP ETF
464287499
1316
23561
SH
SOLE
23561
0
0
BlackRock Fund Advisors
CORE S&P MCP ETF
464287507
51
262
SH
DFND
47
0
215
BlackRock Fund Advisors
CORE S&P MCP ETF
464287507
622
3204
SH
SOLE
3204
0
0
BlackRock Fund Advisors
S&P MC 400GR ETF
464287606
759
3356
SH
SOLE
3356
0
0
BlackRock Fund Advisors
RUS 1000 GRW ETF
464287614
200
1271
SH
DFND
1271
0
0
BlackRock Fund Advisors
RUS 1000 GRW ETF
464287614
212
1346
SH
SOLE
1346
0
0
BlackRock Fund Advisors
RUS 2000 GRW ETF
464287648
373
1855
SH
SOLE
1855
0
0
BlackRock Fund Advisors
S&P MC 400VL ETF
464287705
353
2212
SH
SOLE
2212
0
0
BlackRock Fund Advisors
CORE S&P SCP ETF
464287804
1183
15110
SH
SOLE
15110
0
0
BlackRock Fund Advisors
MBS ETF
464288588
312
2903
SH
SOLE
2903
0
0
BlackRock Fund Advisors
HDG MSCI EAFE
46434V803
658
22078
SH
SOLE
22078
0
0
BlackRock Inc
COM
09247X101
17
37
SH
DFND
37
0
0
BlackRock Inc
COM
09247X101
10388
22135
SH
SOLE
21556
0
579
Broadcom Inc
COM
11135F101
28
98
SH
DFND
98
0
0
Broadcom Inc
COM
11135F101
5308
18438
SH
SOLE
17352
0
1086
Bunge Ltd
COM
G16962105
226
4065
SH
SOLE
4065
0
0
CISCO SYSTEMS
COM
17275R102
41
746
SH
DFND
601
0
145
CISCO SYSTEMS
COM
17275R102
16504
301555
SH
SOLE
293118
0
8437
COLGATE-PALMOLIVE
COM
194162103
302
4219
SH
SOLE
4219
0
0
CONOCOPHILLIPS
COM
20825C104
321
5260
SH
SOLE
5260
0
0
CRONOS GROUP INC
COM
22717L101
359
22490
SH
DFND
22490
0
0
CVS Health Corp
COM
126650100
5
90
SH
DFND
0
0
90
CVS Health Corp
COM
126650100
368
6746
SH
SOLE
6746
0
0
Canopy Growth Corp
COM
138035100
299
7420
SH
DFND
7420
0
0
Canopy Growth Corp
COM
138035100
4
100
SH
SOLE
100
0
0
Chefs' Warehouse Inc/The
COM
163086101
340
9695
SH
DFND
9695
0
0
Chevron Corp
COM
166764100
45
358
SH
DFND
308
0
50
Chevron Corp
COM
166764100
13498
108468
SH
SOLE
105163
0
3305
Citigroup Inc
COM NEW
172967424
104
1482
SH
DFND
1397
0
85
Citigroup Inc
COM NEW
172967424
156
2223
SH
SOLE
2223
0
0
City Office REIT Inc
COM
178587101
1781
148560
SH
SOLE
148560
0
0
Coca-Cola Co/The
COM
191216100
38
746
SH
DFND
746
0
0
Coca-Cola Co/The
COM
191216100
7176
140933
SH
SOLE
133343
0
7590
Cohen & Steers Capital Management Inc
COM
19247X100
6591
304868
SH
SOLE
304868
0
0
Comcast Corp
CL A
20030N101
659
15579
SH
SOLE
15579
0
0
Condor Hospitality Trust Inc
COM NEW
20676Y403
1080
119036
SH
SOLE
119036
0
0
Costco Wholesale Corp
COM
22160K105
6736
25491
SH
SOLE
25415
0
76
DUKE ENERGY CORP
COM NEW
26441C204
16
176
SH
DFND
176
0
0
DUKE ENERGY CORP
COM NEW
26441C204
200
2267
SH
SOLE
2267
0
0
Deere & Co
COM
244199105
212
1282
SH
SOLE
1282
0
0
Doubleline Capital LP
COM
258622109
2277
114035
SH
SOLE
114035
0
0
ECOLAB INC
COM
278865100
316
1600
SH
DFND
1600
0
0
ECOLAB INC
COM
278865100
2205
11168
SH
SOLE
11131
0
37
EMERSON ELECTRIC
COM
291011104
2021
30285
SH
SOLE
30190
0
95
Endurance International Group
COM
29272B105
264
55093
SH
SOLE
55093
0
0
Exxon Mobil Corp
COM
30231G102
476
6210
SH
DFND
456
0
5754
Exxon Mobil Corp
COM
30231G102
2806
36623
SH
SOLE
33725
0
2898
FEDEX CORP
COM
31428X106
6585
40106
SH
SOLE
39993
0
113
FLEXSHARES TR
MORNSTAR USMKT
33939L100
400
3425
SH
SOLE
3425
0
0
FS INVT CORP
COM
302635107
2529
424275
SH
SOLE
424275
0
0
Facebook Inc
CL A
30303M102
22
116
SH
DFND
116
0
0
Facebook Inc
CL A
30303M102
7602
39387
SH
SOLE
39273
0
114
GEN ELEC CO
COM
369604103
57
5400
SH
DFND
600
0
4800
GEN ELEC CO
COM
369604103
356
33952
SH
SOLE
33202
0
750
GOLDMAN SACHS GRP
COM
38141G104
82
400
SH
DFND
400
0
0
GOLDMAN SACHS GRP
COM
38141G104
4751
23221
SH
SOLE
23151
0
70
GW Pharmaceuticals PLC
ADS
36197T103
230
1333
SH
DFND
1333
0
0
General Mills Inc
COM
370334104
334
6358
SH
SOLE
6358
0
0
Global Payments Inc
COM
37940X102
425
2655
SH
DFND
2655
0
0
Global Payments Inc
COM
37940X102
9
59
SH
SOLE
59
0
0
Goosehead Insurance Inc
COM CL A
38267D109
316
6605
SH
DFND
6605
0
0
HDFC BANK
SPONSORED ADS
40415F101
6
44
SH
DFND
44
0
0
HDFC BANK
SPONSORED ADS
40415F101
2510
19303
SH
SOLE
18456
0
847
HOME DEPOT INC
COM
437076102
44
210
SH
DFND
210
0
0
HOME DEPOT INC
COM
437076102
8333
40067
SH
SOLE
37910
0
2157
Heartland Financial USA Inc
COM
42234Q102
5920
132351
SH
DFND
125463
0
6888
Heartland Financial USA Inc
COM
42234Q102
68003
1520289
SH
SOLE
549989
0
970300
Honeywell International Inc
COM
438516106
1001
5735
SH
DFND
435
0
5300
Honeywell International Inc
COM
438516106
856
4903
SH
SOLE
4253
0
650
ISHARES
ISHARES
464285105
14
1000
SH
DFND
1000
0
0
ISHARES
ISHARES
464285105
240
17745
SH
SOLE
17745
0
0
ISHARES
SELECT DIVID ETF
464287168
301
3028
SH
SOLE
3028
0
0
ISHARES
CORE S&P500 ETF
464287200
27
90
SH
DFND
90
0
0
ISHARES
CORE S&P500 ETF
464287200
2843
9644
SH
SOLE
9644
0
0
ISHARES
S&P 500 GRWT ETF
464287309
1253
6990
SH
SOLE
6990
0
0
ISHARES
RUSSELL 2000 ETF
464287655
774
4978
SH
DFND
4978
0
0
ISHARES
RUSSELL 2000 ETF
464287655
391
2513
SH
SOLE
2513
0
0
ISHARES
ISHARES
46428Q109
195
13577
SH
DFND
13577
0
0
ISHARES TRUST
RUS 1000 VAL ETF
464287598
246
1934
SH
SOLE
1934
0
0
Innovative Industrial Properti
COM
45781V101
893
7225
SH
DFND
7225
0
0
Intel Corp
COM
458140100
44
910
SH
DFND
655
0
255
Intel Corp
COM
458140100
6232
130180
SH
SOLE
123003
0
7177
International Paper Co
COM
460146103
12
275
SH
DFND
275
0
0
International Paper Co
COM
460146103
3147
72642
SH
SOLE
68327
0
4315
Intuitive Surgical Inc
COM NEW
46120E602
439
837
SH
DFND
837
0
0
Intuitive Surgical Inc
COM NEW
46120E602
2
3
SH
SOLE
3
0
0
Invesco Capital Management LLC
DIVID ACHIEVEV
46137V506
459
16000
SH
SOLE
16000
0
0
Invesco Capital Management LLC
INTL DIVI ACHI
46137V548
239
14600
SH
SOLE
14600
0
0
Invesco Capital Management LLC
PFD ETF
46138E511
168
11458
SH
SOLE
11458
0
0
JOHNSON & JOHNSON
COM
478160104
55
398
SH
DFND
348
0
50
JOHNSON & JOHNSON
COM
478160104
16251
116678
SH
SOLE
113417
0
3261
JPMorgan Chase & Co
COM
46625H100
242
2167
SH
DFND
2112
0
55
JPMorgan Chase & Co
COM
46625H100
12887
115268
SH
SOLE
112091
0
3177
Kraft Foods Inc
CL A
609207105
10
190
SH
DFND
190
0
0
Kraft Foods Inc
CL A
609207105
682
12659
SH
SOLE
12659
0
0
LOWE'S COS INC
COM
548661107
202
2000
SH
DFND
2000
0
0
LOWE'S COS INC
COM
548661107
7082
70178
SH
SOLE
69937
0
241
Linde PLC
COM
G5494J103
402
2000
SH
DFND
2000
0
0
Linde PLC
COM
G5494J103
27
135
SH
SOLE
135
0
0
MASTERCARD INC
CL A
57636Q104
587
2220
SH
DFND
2220
0
0
MASTERCARD INC
CL A
57636Q104
504
1905
SH
SOLE
1905
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
390
2515
SH
DFND
2515
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
3
18
SH
SOLE
18
0
0
MCDONALD'S CORP
COM
580135101
64
306
SH
DFND
271
0
35
MCDONALD'S CORP
COM
580135101
7276
35039
SH
SOLE
33332
0
1707
MICROSOFT CORP
COM
594918104
589
4400
SH
DFND
4305
0
95
MICROSOFT CORP
COM
594918104
16829
125627
SH
SOLE
122517
0
3110
MOODYS CORP
COM
615369105
273
1400
SH
DFND
0
0
1400
MORGAN STANLEY
COM NEW
617446448
16
371
SH
DFND
371
0
0
MORGAN STANLEY
COM NEW
617446448
4004
91396
SH
SOLE
86800
0
4596
Marathon Petroleum Corp
COM
56585A102
8
141
SH
DFND
141
0
0
Marathon Petroleum Corp
COM
56585A102
2189
39179
SH
SOLE
36296
0
2883
Medtronic PLC
SHS
G5960L103
20
205
SH
DFND
205
0
0
Medtronic PLC
SHS
G5960L103
11948
122677
SH
SOLE
119503
0
3174
Merck & Co Inc
COM
58933Y105
37
443
SH
DFND
388
0
55
Merck & Co Inc
COM
58933Y105
242
2882
SH
SOLE
2782
0
100
MetLife Inc
COM
59156R108
511
10297
SH
SOLE
10297
0
0
NIKE INC
CL B
654106103
231
2748
SH
SOLE
2748
0
0
NORTHROP GRUMMAN
COM
666807102
6
20
SH
DFND
0
0
20
NORTHROP GRUMMAN
COM
666807102
465
1438
SH
SOLE
1438
0
0
National Oilwell Varco Inc
COM
637071101
2808
126303
SH
SOLE
125943
0
360
Nuveen Closed-End Funds/USA
COM
670657105
1648
119368
SH
SOLE
108478
0
10890
Nuveen Closed-End Funds/USA
COM
67074Y105
6533
385859
SH
SOLE
385859
0
0
ORACLE CORP
COM
68389X105
4
70
SH
DFND
0
0
70
ORACLE CORP
COM
68389X105
7062
123957
SH
SOLE
123542
0
415
Occidental Petroleum Corp
COM
674599105
3
64
SH
DFND
64
0
0
Occidental Petroleum Corp
COM
674599105
2862
56916
SH
SOLE
56743
0
173
Okta Inc
CL A
679295105
270
2185
SH
DFND
2185
0
0
PEPSICO INC
COM
713448108
17
130
SH
DFND
100
0
30
PEPSICO INC
COM
713448108
2315
17655
SH
SOLE
17591
0
64
PROSHARES TRUST
PSHS ULTRA QQQ
74347R206
301
3133
SH
DFND
3133
0
0
Palo Alto Networks Inc
COM
697435105
1767
8672
SH
SOLE
8645
0
27
Pegasystems Inc
COM
705573103
233
3265
SH
DFND
3265
0
0
Pfizer Inc
COM
717081103
586
13525
SH
DFND
4000
0
9525
Pfizer Inc
COM
717081103
1267
29243
SH
SOLE
20143
0
9100
Physicians Realty Trust
COM
71943U104
1596
91541
SH
SOLE
91541
0
0
Plains All American Pipeline L
UNIT LTD PARTN
726503105
222
9130
SH
DFND
9130
0
0
ProShare Advisors LLC
MSCI EMRG ETF
74347X302
437
5998
SH
DFND
5998
0
0
Procter & Gamble Co/The
COM
742718109
17
159
SH
DFND
134
0
25
Procter & Gamble Co/The
COM
742718109
4444
40527
SH
SOLE
38726
0
1801
Prudential PLC
ADR
74435K204
5
115
SH
DFND
115
0
0
Prudential PLC
ADR
74435K204
2188
49928
SH
SOLE
47869
0
2059
RAYTHEON CO
COM NEW
755111507
768
4416
SH
SOLE
4416
0
0
RELX PLC
SPONSORED ADR
759530108
4
144
SH
DFND
144
0
0
RELX PLC
SPONSORED ADR
759530108
1536
62920
SH
SOLE
60168
0
2752
ROPER INDUSTRIES INC
COM
776696106
293
800
SH
SOLE
800
0
0
SALESFORCE.COM INC
COM
79466L302
5189
34198
SH
DFND
34198
0
0
SALESFORCE.COM INC
COM
79466L302
3574
23552
SH
SOLE
23474
0
78
SHOPIFY INC
CL A
82509L107
471
1570
SH
DFND
1570
0
0
SPDR TRUST
TR UNIT
78462F103
12
40
SH
DFND
40
0
0
SPDR TRUST
TR UNIT
78462F103
3098
10573
SH
SOLE
10573
0
0
STARBUCKS CORP
COM
855244109
313
3729
SH
DFND
3729
0
0
STARBUCKS CORP
COM
855244109
15532
185278
SH
SOLE
180765
0
4513
Sage Therapeutics Inc
COM
78667J108
293
1600
SH
DFND
1600
0
0
Seligman Funds/Closed-end/USA
COM
895436103
8068
299159
SH
SOLE
299159
0
0
ServiceNow Inc
COM
81762P102
379
1380
SH
DFND
1380
0
0
Shenandoah Telecommunications
COM
82312B106
439
11400
SH
DFND
11400
0
0
Splunk Inc
COM
848637104
4036
32094
SH
SOLE
31973
0
121
Starwood Property Trust Inc
COM
85571B105
1260
55464
SH
SOLE
55464
0
0
State Street ETF/USA
DJ INTL RL ETF
78463X863
343
8850
SH
SOLE
8850
0
0
State Street ETF/USA
SPDR BLOOMBERG
78468R663
4
41
SH
DFND
41
0
0
State Street ETF/USA
SPDR BLOOMBERG
78468R663
1525
16642
SH
SOLE
16581
0
61
Stryker Corp
COM
863667101
341
1660
SH
SOLE
1660
0
0
T Rowe Price Group Inc
COM
74144T108
16
147
SH
DFND
147
0
0
T Rowe Price Group Inc
COM
74144T108
4223
38488
SH
SOLE
36304
0
2184
TAL EDUCATION GROUP
SPONSORED ADS
874080104
3
76
SH
DFND
76
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
1236
32435
SH
SOLE
30990
0
1445
TEXAS INSTRUMENTS
COM
882508104
29
256
SH
DFND
256
0
0
TEXAS INSTRUMENTS
COM
882508104
12508
108991
SH
SOLE
105350
0
3641
TRAVELERS CO INC
COM
89417E109
613
4102
SH
SOLE
4102
0
0
Thermo Fisher Scientific Inc
COM
883556102
394
1340
SH
DFND
1340
0
0
Thermo Fisher Scientific Inc
COM
883556102
226
770
SH
SOLE
770
0
0
Tiffany & Co
COM
886547108
2571
27453
SH
SOLE
27362
0
91
Tyson Foods Inc
CL A
902494103
218
2700
SH
SOLE
2700
0
0
US BANCORP
COM NEW
902973304
776
14803
SH
DFND
14803
0
0
US BANCORP
COM NEW
902973304
5523
105398
SH
SOLE
99090
0
6308
UTD TECHNOLOGIES
COM
913017109
102
785
SH
DFND
785
0
0
UTD TECHNOLOGIES
COM
913017109
12940
99383
SH
SOLE
96715
0
2668
United Parcel Service Inc
CL B
911312106
18
176
SH
DFND
176
0
0
United Parcel Service Inc
CL B
911312106
5117
49547
SH
SOLE
46661
0
2886
UnitedHealth Group Inc
COM
91324P102
416
1705
SH
DFND
1695
0
10
UnitedHealth Group Inc
COM
91324P102
160
654
SH
SOLE
654
0
0
Universal Display Corp
COM
91347P105
415
2205
SH
DFND
2205
0
0
VANGUARD
FINANCIALS ETF
92204A405
2498
36194
SH
SOLE
36194
0
0
VANGUARD
REAL ESTATE ETF
922908553
782
8944
SH
SOLE
8944
0
0
VANGUARD GROUP
SHORT TRM BOND
921937827
1016
12620
SH
SOLE
12620
0
0
VANGUARD GROUP INC/THE
INTL BD IDX ETF
92203J407
931
16250
SH
SOLE
16250
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
1415
9706
SH
SOLE
9706
0
0
VERIZON COMMUN
COM
92343V104
54
952
SH
DFND
504
0
448
VERIZON COMMUN
COM
92343V104
3974
69557
SH
SOLE
66263
0
3294
VISA INC
COM CL A
92826C839
801
4618
SH
DFND
4618
0
0
VISA INC
COM CL A
92826C839
4510
25987
SH
SOLE
25898
0
89
Vanguard ETF/USA
DIV APP ETF
921908844
484
4200
SH
SOLE
4200
0
0
Vanguard ETF/USA
FTSE DEV MKT ETF
921943858
5427
130107
SH
SOLE
130107
0
0
Vanguard ETF/USA
CONSUM DIS ETF
92204A108
1488
8292
SH
SOLE
8292
0
0
Vanguard ETF/USA
CONSUM STP ETF
92204A207
1071
7198
SH
SOLE
7198
0
0
Vanguard ETF/USA
ENERGY ETF
92204A306
642
7550
SH
SOLE
7550
0
0
Vanguard ETF/USA
HEALTH CAR ETF
92204A504
2444
14052
SH
SOLE
14052
0
0
Vanguard ETF/USA
INF TECH ETF
92204A702
5
22
SH
DFND
22
0
0
Vanguard ETF/USA
INF TECH ETF
92204A702
3176
15061
SH
SOLE
15061
0
0
Vanguard ETF/USA
COMM SRVC ETF
92204A884
1163
13418
SH
SOLE
13418
0
0
Vanguard ETF/USA
TOTAL STK MKT
922908769
248
1650
SH
DFND
1650
0
0
Vanguard ETF/USA
TOTAL STK MKT
922908769
16643
110890
SH
SOLE
110890
0
0
Veeva Systems Inc
CL A COM
922475108
479
2955
SH
DFND
2955
0
0
WALT DISNEY CO.
COM DISNEY
254687106
95
677
SH
DFND
557
0
120
WALT DISNEY CO.
COM DISNEY
254687106
6398
45817
SH
SOLE
45677
0
140
Walmart Inc
COM
931142103
119
1076
SH
DFND
931
0
145
Walmart Inc
COM
931142103
17150
155222
SH
SOLE
151248
0
3974
Wells Fargo & Co
COM
949746101
1123
23731
SH
SOLE
23731
0
0