0000920112-18-000264.txt : 20181030 0000920112-18-000264.hdr.sgml : 20181030 20181030164256 ACCESSION NUMBER: 0000920112-18-000264 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 EFFECTIVENESS DATE: 20181030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 181147455 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635874197 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 09-30-2018 09-30-2018 DUBUQUE BANK & TRUST CO

1398 CENTRAL DUBUQUE IA 52001

13F HOLDINGS REPORT 028-10581 N Robert Swank 563-589-2000 Robert Swank Dubuque IA 10-30-2018 0 766 645942 false INFORMATION TABLE 2 q32018form13-fhrinformatio.xml INFORMATION TABLE 3M COMPANY COM 88579Y101 516 2448 SH DFND 2433 0 15 3M COMPANY COM 88579Y101 6703 31810 SH SOLE 30197 0 1613 ABB LTD SPONSORED ADR 000375204 7 290 SH DFND 0 0 290 ABBOTT LABS COM 002824100 26 361 SH DFND 361 0 0 ABBOTT LABS COM 002824100 7021 95701 SH SOLE 90910 0 4791 ADAMS EXPRESS COMPANY COM 006212104 9875 592382 SH SOLE 592382 0 0 AETNA INC(NEW) COM 00817Y108 12 60 SH DFND 0 0 60 AETNA INC(NEW) COM 00817Y108 57 280 SH SOLE 280 0 0 AGILENT TECHS INC COM 00846U101 6 88 SH SOLE 88 0 0 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 3 20 SH DFND 20 0 0 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 1512 9174 SH SOLE 8845 0 329 ALLETE Inc COM NEW 018522300 53 705 SH SOLE 705 0 0 ALPHABET INC CAP STK CL A 02079K305 645 534 SH DFND 534 0 0 ALPHABET INC CAP STK CL A 02079K305 8361 6927 SH SOLE 6906 0 21 AMAZON COM INC COM 023135106 1430 714 SH DFND 714 0 0 AMAZON COM INC COM 023135106 2043 1020 SH SOLE 1020 0 0 AMER EXPRESS CO COM 025816109 548 5145 SH DFND 5145 0 0 AMER EXPRESS CO COM 025816109 5771 54196 SH SOLE 54023 0 173 AMER INTL GRP COM NEW 026874784 3 50 SH DFND 0 0 50 AMERCO COM 023586100 4 10 SH SOLE 10 0 0 AMEREN CORP COM 023608102 6 100 SH SOLE 0 0 100 AMERICAN ASSETS TR INC COM 024013104 3 71 SH SOLE 71 0 0 AMERIPRISE FINANCI COM 03076C106 51 346 SH DFND 346 0 0 AMERIPRISE FINANCI COM 03076C106 107 727 SH SOLE 727 0 0 AMGEN INC COM 031162100 38 183 SH DFND 163 0 20 AMGEN INC COM 031162100 17568 84753 SH SOLE 82657 0 2096 AMN Healthcare Services Inc COM 001744101 27 491 SH SOLE 491 0 0 ANSYS, INC. COM 03662Q105 7 35 SH SOLE 35 0 0 APPLIED MATERIALS COM 038222105 12 300 SH DFND 300 0 0 APPLIED MATERIALS COM 038222105 40 1028 SH SOLE 1028 0 0 ARISTOTLE HOLDINGS COM 30219G108 3 35 SH DFND 0 0 35 ARISTOTLE HOLDINGS COM 30219G108 48 500 SH SOLE 500 0 0 ASML HOLDING NV N Y REGISTRY SHS N07059210 3 18 SH DFND 18 0 0 ASML HOLDING NV N Y REGISTRY SHS N07059210 1589 8449 SH SOLE 8142 0 307 ASTRAZENECA SPONSORED ADR 046353108 4 100 SH DFND 0 0 100 ASTRAZENECA SPONSORED ADR 046353108 4 109 SH SOLE 109 0 0 AT&T INC COM 00206R102 4 133 SH DFND 0 0 133 AT&T INC COM 00206R102 770 22932 SH SOLE 22932 0 0 AVERY DENNISON CORP COM 053611109 34 310 SH SOLE 310 0 0 AbbVie Inc COM 00287Y109 19 199 SH DFND 134 0 65 AbbVie Inc COM 00287Y109 8015 84744 SH SOLE 82777 0 1967 Accenture PLC SHS CLASS A G1151C101 374 2200 SH DFND 2200 0 0 Accenture PLC SHS CLASS A G1151C101 86 504 SH SOLE 504 0 0 Adobe Systems Inc COM 00724F101 15 56 SH SOLE 56 0 0 AdvanSix Inc COM 00773T101 12 354 SH DFND 138 0 216 AdvanSix Inc COM 00773T101 1 25 SH SOLE 0 0 25 Advance Auto Parts Inc COM 00751Y106 10 60 SH SOLE 60 0 0 Advent Capital Management LLC COM 00764C109 30 1887 SH DFND 907 0 980 Advent International Corp COM 097488100 7 425 SH SOLE 425 0 0 Aflac Inc COM 001055102 3 70 SH DFND 0 0 70 Alexandria Real Estate Equitie COM 015271109 5 38 SH SOLE 38 0 0 Align Technology Inc COM 016255101 167 426 SH SOLE 426 0 0 Allergan PLC SHS G0177J108 1 7 SH SOLE 7 0 0 Alliance Data Systems Corp COM 018581108 4 15 SH DFND 0 0 15 Alliance Data Systems Corp COM 018581108 14 58 SH SOLE 58 0 0 Alliant Energy Corp COM 018802108 171 4009 SH SOLE 4009 0 0 Allstate Corp/The COM 020002101 57 579 SH SOLE 579 0 0 Alphabet Inc CAP STK CL C 02079K107 710 595 SH DFND 595 0 0 Alphabet Inc CAP STK CL C 02079K107 167 140 SH SOLE 140 0 0 Altria Group Inc COM 02209S103 5 75 SH DFND 0 0 75 Altria Group Inc COM 02209S103 256 4243 SH SOLE 4243 0 0 American Campus Communities In COM 024835100 2 41 SH SOLE 41 0 0 American Electric Power Co Inc COM 025537101 24 341 SH SOLE 341 0 0 American Outdoor Brands Corp COM 02874P103 5 300 SH SOLE 300 0 0 American Tower Corp COM 03027X100 15 106 SH SOLE 106 0 0 American Water Works Co Inc COM 030420103 68 769 SH SOLE 769 0 0 American Woodmark Corp COM 030506109 7 90 SH SOLE 90 0 0 Amphenol Corp CL A 032095101 71 756 SH DFND 756 0 0 Amphenol Corp CL A 032095101 8 80 SH SOLE 80 0 0 Analog Devices Inc COM 032654105 24 256 SH SOLE 256 0 0 Anixter International Inc COM 035290105 13 179 SH SOLE 179 0 0 Annaly Capital Management Inc COM 035710409 3 290 SH DFND 0 0 290 Annaly Capital Management Inc COM 035710409 43 4215 SH SOLE 4215 0 0 Apartment Investment & Managem CL A 03748R101 4 99 SH SOLE 99 0 0 Apple Inc COM 037833100 1758 7786 SH DFND 7736 0 50 Apple Inc COM 037833100 19463 86217 SH SOLE 84317 0 1900 Archer-Daniels-Midland Co COM 039483102 253 5030 SH DFND 5030 0 0 Archer-Daniels-Midland Co COM 039483102 131 2600 SH SOLE 2600 0 0 Argo Group International Holdi COM G0464B107 8 123 SH SOLE 123 0 0 Aspen Technology Inc COM 045327103 34 301 SH SOLE 301 0 0 Automatic Data Processing Inc COM 053015103 3 17 SH SOLE 17 0 0 AvalonBay Communities Inc COM 053484101 2 11 SH SOLE 11 0 0 Avnet Inc COM 053807103 4 89 SH SOLE 89 0 0 AxoGen Inc COM 05463X106 209 5685 SH DFND 5685 0 0 B&G Foods Inc COM 05508R106 5 174 SH SOLE 174 0 0 BAKER HUGHES INC CL A 05722G100 34 1000 SH SOLE 1000 0 0 BERKSHIRE HATHAWAY CL B NEW 084670702 1110 5185 SH DFND 5145 0 40 BERKSHIRE HATHAWAY CL B NEW 084670702 7455 34817 SH SOLE 34722 0 95 BK OF NY MELLON CP COM 064058100 2 41 SH SOLE 41 0 0 BOEING CO COM 097023105 1140 3066 SH DFND 2966 0 100 BOEING CO COM 097023105 6808 18306 SH SOLE 17241 0 1065 BP CAPITAL MARKETS SPONSORED ADR 055622104 31 670 SH SOLE 170 0 500 BRIGHTHOUSE FINANCIAL INC. COM 10922N103 25 569 SH DFND 569 0 0 BRIGHTHOUSE FINANCIAL INC. COM 10922N103 11 246 SH SOLE 246 0 0 BRISTOL-MYRS SQUIB COM 110122108 12 196 SH DFND 178 0 18 BRISTOL-MYRS SQUIB COM 110122108 561 9044 SH SOLE 9044 0 0 BRITISH AMERICAN TOBACCO PLC SPONSORED ADR 110448107 6 122 SH DFND 0 0 122 BT GROUP ADR 05577E101 4 294 SH SOLE 294 0 0 Badger Meter Inc COM 056525108 69 1300 SH SOLE 1300 0 0 Balchem Corp COM 057665200 10 90 SH SOLE 90 0 0 Bank of America Corp COM 060505104 80 2709 SH DFND 2269 0 440 Bank of America Corp COM 060505104 198 6713 SH SOLE 6713 0 0 Bank of Montreal COM 063671101 4 45 SH DFND 0 0 45 Barnes Group Inc COM 067806109 17 240 SH SOLE 240 0 0 Baxter International Inc COM 071813109 365 4730 SH DFND 4730 0 0 Becton Dickinson and Co COM 075887109 94 359 SH SOLE 359 0 0 Bemis Co Inc COM 081437105 7 150 SH SOLE 150 0 0 Berkshire Hathaway Inc CL A 084670108 320 1 SH SOLE 1 0 0 BioTelemetry Inc COM 090672106 3 50 SH DFND 50 0 0 Biogen Inc COM 09062X103 5 14 SH SOLE 14 0 0 BlackRock Fund Advisors MSCI EM ASIA ETF 464286426 134 1980 SH DFND 1980 0 0 BlackRock Fund Advisors MSCI EAFE ETF 464287465 190 2790 SH SOLE 2790 0 0 BlackRock Fund Advisors CORE S&P MCP ETF 464287507 53 262 SH DFND 47 0 215 BlackRock Fund Advisors CORE S&P MCP ETF 464287507 497 2470 SH SOLE 2470 0 0 BlackRock Fund Advisors S&P MC 400GR ETF 464287606 92 396 SH SOLE 396 0 0 BlackRock Fund Advisors RUS 1000 GRW ETF 464287614 198 1271 SH DFND 1271 0 0 BlackRock Fund Advisors RUS 1000 GRW ETF 464287614 132 846 SH SOLE 846 0 0 BlackRock Fund Advisors RUS 1000 ETF 464287622 45 278 SH SOLE 278 0 0 BlackRock Fund Advisors RUS 2000 GRW ETF 464287648 398 1850 SH SOLE 1850 0 0 BlackRock Fund Advisors S&P MC 400VL ETF 464287705 32 190 SH SOLE 190 0 0 BlackRock Fund Advisors CORE S&P SCP ETF 464287804 494 5657 SH SOLE 5657 0 0 BlackRock Fund Advisors S&P SML 600 GWT 464287887 40 200 SH SOLE 200 0 0 BlackRock Fund Advisors MBS ETF 464288588 284 2747 SH SOLE 2747 0 0 BlackRock Fund Advisors 3 7 YR TREAS BD 464288661 54 450 SH SOLE 450 0 0 BlackRock Fund 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G16962105 279 4065 SH DFND 4065 0 0 CACI International Inc CL A 127190304 20 111 SH SOLE 111 0 0 CAPITAL ONE FINL COM 14040H105 99 1048 SH DFND 1048 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 223 3500 SH DFND 3500 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2 27 SH SOLE 27 0 0 CBRE Group Inc CL A 12504L109 14 320 SH SOLE 320 0 0 CBS CORPORATION CL B 124857202 3 60 SH DFND 0 0 60 CBS CORPORATION CL B 124857202 47 821 SH SOLE 821 0 0 CDK Global Inc COM 12508E101 10 166 SH SOLE 166 0 0 CDN NATL RAILWAYS COM 136375102 18 200 SH SOLE 200 0 0 CH Robinson Worldwide Inc COM NEW 12541W209 3 28 SH SOLE 28 0 0 CHEVRON CORP COM 166764100 32 258 SH DFND 208 0 50 CHEVRON CORP COM 166764100 13427 109803 SH SOLE 106782 0 3021 CHUBB LIMITED COM COM H1467J104 205 1535 SH SOLE 1535 0 0 CISCO SYSTEMS COM 17275R102 38 774 SH DFND 629 0 145 CISCO SYSTEMS COM 17275R102 15170 311829 SH SOLE 303905 0 7924 CIT Group Inc COM NEW 125581801 8 153 SH DFND 153 0 0 CME Group Inc COM CL A 12572Q105 14 83 SH SOLE 83 0 0 COCA-COLA CO COM 191216100 35 765 SH DFND 765 0 0 COCA-COLA CO COM 191216100 7138 154543 SH SOLE 147088 0 7455 COGNIZANT TECHNOLO CL A 192446102 31 408 SH SOLE 408 0 0 COLGATE-PALMOLIVE COM 194162103 262 3920 SH DFND 3920 0 0 COLGATE-PALMOLIVE COM 194162103 104 1550 SH SOLE 1550 0 0 CONOCOPHILLIPS COM 20825C104 358 4630 SH DFND 4630 0 0 CONOCOPHILLIPS COM 20825C104 130 1675 SH SOLE 1675 0 0 CRH PLC ADR 12626K203 4 121 SH DFND 121 0 0 CRH PLC ADR 12626K203 1872 57224 SH SOLE 55210 0 2014 CRISPR Therapeutics AG NAMEN AKT H17182108 63 1425 SH SOLE 1425 0 0 CSX CORP COM 126408103 78 1060 SH DFND 1060 0 0 CSX CORP COM 126408103 30 400 SH SOLE 400 0 0 CUMMINS INC COM 231021106 115 786 SH SOLE 786 0 0 CVS Health Corp COM 126650100 330 4195 SH DFND 4105 0 90 CVS Health Corp COM 126650100 133 1684 SH SOLE 1684 0 0 Cabot Corp COM 127055101 2 27 SH SOLE 27 0 0 Cadence Design Systems Inc COM 127387108 2 40 SH SOLE 40 0 0 CalAmp Corp COM 128126109 15 629 SH SOLE 629 0 0 Canopy Growth Corp COM 138035100 266 5475 SH DFND 5475 0 0 Capital Product Partners LP COM UNIT LP Y11082107 26 9500 SH DFND 4200 0 5300 Casella Waste Systems Inc CL A 147448104 33 1053 SH SOLE 1053 0 0 Caterpillar Inc COM 149123101 113 740 SH DFND 640 0 100 Caterpillar Inc COM 149123101 93 612 SH SOLE 612 0 0 Cavco Industries Inc COM 149568107 12 46 SH SOLE 46 0 0 Celanese Corp COM SER A 150870103 17 150 SH SOLE 150 0 0 Celgene Corp COM 151020104 108 1211 SH SOLE 1211 0 0 Centene Corp COM 15135B101 12 81 SH SOLE 81 0 0 Check Point Software Technolog ORD M22465104 13 113 SH SOLE 113 0 0 Chefs' Warehouse Inc/The COM 163086101 352 9695 SH DFND 9695 0 0 Chemours Co/The COM 163851108 32 800 SH DFND 800 0 0 Chesapeake Lodging Trust SH BEN INT 165240102 2 47 SH SOLE 47 0 0 Cigna Corp COM 125509109 500 2400 SH SOLE 1400 0 1000 Citigroup Inc COM NEW 172967424 142 1982 SH DFND 1897 0 85 Citigroup Inc COM NEW 172967424 60 837 SH SOLE 837 0 0 City Office REIT Inc COM 178587101 2526 200192 SH SOLE 200192 0 0 Clean Harbors Inc COM 184496107 94 1315 SH SOLE 1315 0 0 Cogent Communications Holdings COM NEW 19239V302 8 143 SH SOLE 143 0 0 Cohen & Steers Capital Management Inc COM 19247L106 19 1530 SH SOLE 1530 0 0 Cohen & Steers Capital Management Inc COM 19247X100 5560 284712 SH SOLE 284712 0 0 Columbia Banking System Inc COM 197236102 10 250 SH SOLE 250 0 0 Comcast Corp CL A 20030N101 353 9980 SH DFND 9980 0 0 Comcast Corp CL A 20030N101 219 6181 SH SOLE 6181 0 0 Conagra Brands Inc COM 205887102 3 90 SH DFND 0 0 90 Condor Hospitality Trust Inc COM NEW 20676Y403 1150 107598 SH SOLE 107598 0 0 Constellation Brands Inc CL A 21036P108 25 116 SH SOLE 116 0 0 Constellium NV CL A N22035104 8 658 SH SOLE 658 0 0 Continental Building Products COM 211171103 19 506 SH SOLE 506 0 0 Cooper Cos Inc/The COM NEW 216648402 76 275 SH SOLE 275 0 0 Core Laboratories NV COM N22717107 5 45 SH SOLE 45 0 0 CoreCivic Inc COM 21871N101 3 106 SH DFND 0 0 106 CoreCivic Inc COM 21871N101 8 337 SH SOLE 0 0 337 CoreSite Realty Corp COM 21870Q105 5 44 SH SOLE 44 0 0 Corning Inc COM 219350105 3 95 SH DFND 0 0 95 Corporate Office Properties Tr SH BEN INT 22002T108 2 65 SH SOLE 65 0 0 Costco Wholesale Corp COM 22160K105 454 1935 SH DFND 1935 0 0 Costco Wholesale Corp COM 22160K105 6847 29151 SH SOLE 29055 0 96 County Bancorp Inc COM 221907108 88 3500 SH SOLE 3500 0 0 Crane Co COM 224399105 15 151 SH SOLE 151 0 0 Crown Castle International Cor COM 22822V101 5 49 SH SOLE 49 0 0 Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 2 67 SH DFND 67 0 0 Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 1138 30622 SH SOLE 29557 0 1065 Cushing Asset Management LP COM NEW 231631201 11 900 SH DFND 0 0 900 DELL TECHNOLOGIES INC COM CL V 24703L103 5 47 SH DFND 47 0 0 DENTSPLY SIRONA Inc COM 24906P109 3 74 SH SOLE 74 0 0 DIAGEO SPON ADR NEW 25243Q205 90 632 SH SOLE 632 0 0 DOMINION RES(VIR) COM 25746U109 4 64 SH SOLE 64 0 0 DR Horton Inc COM 23331A109 7 171 SH SOLE 171 0 0 DTE ENERGY CO COM 233331107 7 65 SH SOLE 65 0 0 DUKE ENERGY CORP COM NEW 26441C204 136 1704 SH DFND 1704 0 0 DUKE ENERGY CORP COM NEW 26441C204 4 53 SH SOLE 53 0 0 Danaher Corp COM 235851102 159 1464 SH SOLE 1464 0 0 Dave & Buster's Entertainment COM 238337109 6 85 SH SOLE 85 0 0 Deere & Co COM 244199105 2 13 SH SOLE 13 0 0 Delta Air Lines Inc COM NEW 247361702 1 25 SH SOLE 25 0 0 Deluxe Corp COM 248019101 50 875 SH SOLE 875 0 0 Devon Energy Corp COM 25179M103 9 220 SH SOLE 220 0 0 DexCom Inc COM 252131107 29 200 SH DFND 200 0 0 DiamondRock Hospitality Co COM 252784301 4 330 SH DFND 0 0 330 Digital Realty Trust Inc COM 253868103 5 43 SH SOLE 43 0 0 Dine Brands Global Inc COM 254423106 3 31 SH SOLE 0 0 31 Discover Financial Services COM 254709108 47 620 SH SOLE 620 0 0 Dollar General Corp COM 256677105 11 100 SH SOLE 100 0 0 Dollar Tree Inc COM 256746108 40 494 SH DFND 494 0 0 Dorman Products Inc COM 258278100 25 323 SH SOLE 323 0 0 Doubleline Capital LP COM 258622109 2121 105016 SH SOLE 105016 0 0 Dover Corp COM 260003108 34 385 SH SOLE 385 0 0 DowDuPont Inc COM 26078J100 553 8604 SH DFND 5128 0 3476 DowDuPont Inc COM 26078J100 258 4007 SH SOLE 3907 0 100 Dun & Bradstreet Corp/The COM 26483E100 50 350 SH DFND 0 0 350 EOG Resources Inc COM 26875P101 131 1027 SH SOLE 1027 0 0 EPR Properties COM SH BEN INT 26884U109 3 39 SH SOLE 39 0 0 EQUINIX INC COM PAR $0.001 29444U700 6 13 SH SOLE 13 0 0 EXTENDED STAY AMERICA INC UNIT 99/99/9999B 30224P200 4 200 SH DFND 0 0 200 EXXON MOBIL CORP COM 30231G102 754 8865 SH DFND 3061 0 5804 EXXON MOBIL CORP COM 30231G102 4011 47179 SH SOLE 43600 0 3579 EastGroup Properties Inc COM 277276101 3 29 SH SOLE 29 0 0 Easterly Government Properties COM 27616P103 13 665 SH SOLE 665 0 0 Eaton Corp PLC SHS G29183103 139 1602 SH SOLE 1602 0 0 Eaton Vance Corp COM NON VTG 278265103 4 70 SH DFND 0 0 70 Eaton Vance Corp COM NON VTG 278265103 2 42 SH SOLE 42 0 0 Ecolab Inc COM 278865100 251 1600 SH DFND 1600 0 0 Ecolab Inc COM 278865100 3101 19782 SH SOLE 19720 0 62 Edwards Lifesciences Corp COM 28176E108 140 805 SH SOLE 805 0 0 Electronic Arts Inc COM 285512109 12 100 SH SOLE 100 0 0 Eli Lilly & Co COM 532457108 114 1059 SH SOLE 1059 0 0 Emergent BioSolutions Inc COM 29089Q105 27 407 SH SOLE 407 0 0 Emerson Electric Co COM 291011104 10 132 SH DFND 132 0 0 Emerson Electric Co COM 291011104 6877 89799 SH SOLE 87925 0 1874 Endurance International Group COM 29272B105 440 50000 SH SOLE 50000 0 0 EnerSys COM 29275Y102 10 120 SH SOLE 120 0 0 Enterprise Products Partners L COM 293792107 34 1175 SH SOLE 1175 0 0 Estee Lauder Cos Inc/The CL A 518439104 29 200 SH SOLE 200 0 0 Etsy Inc COM 29786A106 18 350 SH SOLE 350 0 0 Evergy Inc COM 30034W106 119 2166 SH SOLE 2166 0 0 Exchange Listed Funds Trust PERITUS HIGH YLD 30151E814 2 60 SH DFND 60 0 0 Exelon Corp COM 30161N101 69 1572 SH SOLE 1572 0 0 Expedia Group Inc COM NEW 30212P303 6 46 SH SOLE 46 0 0 Extra Space Storage Inc COM 30225T102 5 52 SH SOLE 52 0 0 FEDEX CORP COM 31428X106 8239 34216 SH SOLE 34103 0 113 FLEXSHARES TR MORNSTAR USMKT 33939L100 409 3425 SH SOLE 3425 0 0 FLIR Systems Inc COM 302445101 4 70 SH SOLE 70 0 0 Facebook Inc CL A 30303M102 3 20 SH DFND 0 0 20 Facebook Inc CL A 30303M102 7289 44320 SH SOLE 44190 0 130 Fastenal Co COM 311900104 8 144 SH SOLE 144 0 0 Federal Signal Corp COM 313855108 7 253 SH SOLE 253 0 0 Fidelity National Financial In FNF GROUP COM 31620R303 3 85 SH DFND 0 0 85 Fidelity National Information COM 31620M106 14 127 SH SOLE 127 0 0 First Industrial Realty Trust COM 32054K103 2 73 SH SOLE 73 0 0 First Interstate BancSystem In COM CL A 32055Y201 40 900 SH SOLE 900 0 0 First Republic Bank/CA COM 33616C100 34 353 SH SOLE 353 0 0 First Solar Inc COM 336433107 80 1645 SH SOLE 1645 0 0 First Trust Advisors LP NASDAQ CYB ETF 33734X846 7 233 SH SOLE 233 0 0 Fiserv Inc COM 337738108 124 1500 SH SOLE 1500 0 0 Five Below Inc COM 33829M101 26 198 SH SOLE 198 0 0 FleetCor Technologies Inc COM 339041105 7 31 SH SOLE 31 0 0 Ford Motor Co COM PAR $0.01 345370860 5 500 SH SOLE 500 0 0 Fortive Corp COM 34959J108 42 498 SH SOLE 498 0 0 Forward Air Corp COM 349853101 12 174 SH SOLE 174 0 0 Franklin Electric Co Inc COM 353514102 14 289 SH SOLE 289 0 0 Freeport-McMoRan Inc CL B 35671D857 3 215 SH DFND 0 0 215 GEN DYNAMICS CORP COM 369550108 49 237 SH SOLE 237 0 0 GEN ELEC CO COM 369604103 209 18500 SH DFND 13200 0 5300 GEN ELEC CO COM 369604103 314 27855 SH SOLE 27235 0 620 GILEAD SCIENCES COM 375558103 108 1396 SH SOLE 1396 0 0 GLAXOSMITHKLINE SPONSORED ADR 37733W105 3 75 SH DFND 0 0 75 GLAXOSMITHKLINE SPONSORED ADR 37733W105 6 157 SH SOLE 157 0 0 GOLDMAN SACHS GRP COM 38141G104 403 1795 SH DFND 1795 0 0 GOLDMAN SACHS GRP COM 38141G104 3791 16908 SH SOLE 16851 0 57 Gabelli Funds/Closed-end/USA COM 36240B109 17 3000 SH DFND 3000 0 0 General Mills Inc COM 370334104 271 6310 SH DFND 6310 0 0 General Mills Inc COM 370334104 31 722 SH SOLE 722 0 0 General Motors Co COM 37045V100 0 10 SH DFND 10 0 0 General Motors Co COM 37045V100 4 112 SH SOLE 42 0 70 Genesee & Wyoming Inc CL A 371559105 53 578 SH SOLE 578 0 0 Genomic Health Inc COM 37244C101 18 254 SH SOLE 254 0 0 Genuine Parts Co COM 372460105 42 424 SH SOLE 424 0 0 Global Payments Inc COM 37940X102 338 2655 SH DFND 2655 0 0 Graco Inc COM 384109104 3 72 SH SOLE 72 0 0 Great Western Bancorp Inc COM 391416104 13 297 SH SOLE 297 0 0 Groupon Inc COM 399473107 22 5946 SH SOLE 5946 0 0 GrubHub Inc COM 400110102 141 1020 SH DFND 1020 0 0 HCA Healthcare Inc COM 40412C101 10 70 SH DFND 0 0 70 HCP Inc COM 40414L109 58 2185 SH SOLE 2185 0 0 HDFC BANK ADR REPS 3 SHS 40415F101 4 46 SH DFND 46 0 0 HDFC BANK ADR REPS 3 SHS 40415F101 1991 21162 SH SOLE 20420 0 742 HFE USA LLC COM NEW 37954A204 830 88149 SH SOLE 88149 0 0 HOME DEPOT INC COM 437076102 30 145 SH DFND 145 0 0 HOME DEPOT INC COM 437076102 7953 38392 SH SOLE 36641 0 1751 HONEYWELL INTL INC COM 438516106 1529 9190 SH DFND 3890 0 5300 HONEYWELL INTL INC COM 438516106 193 1162 SH SOLE 512 0 650 HP Inc COM 40434L105 2 70 SH DFND 0 0 70 Hain Celestial Group Inc/The COM 405217100 62 2292 SH SOLE 2292 0 0 Halliburton Co COM 406216101 8 200 SH SOLE 0 0 200 Hannon Armstrong Sustainable I COM 41068X100 60 2812 SH SOLE 2812 0 0 Harley-Davidson Inc COM 412822108 3 60 SH DFND 0 0 60 Hasbro Inc COM 418056107 31 298 SH SOLE 298 0 0 Heartland Financial USA Inc COM 42234Q102 14828 255429 SH DFND 125463 0 129966 Heartland Financial USA Inc COM 42234Q102 88851 1530599 SH SOLE 501931 0 1028668 Henry Schein Inc COM 806407102 5 56 SH SOLE 56 0 0 Hewlett Packard Enterprise Co COM 42824C109 2 105 SH DFND 0 0 105 Hexcel Corp COM 428291108 28 417 SH DFND 0 0 417 Hexcel Corp COM 428291108 3 51 SH SOLE 51 0 0 HollyFrontier Corp COM 436106108 35 500 SH SOLE 500 0 0 Horizon Global Corp COM 44052W104 2 227 SH SOLE 227 0 0 Host Hotels & Resorts Inc COM 44107P104 4 175 SH DFND 0 0 175 Host Hotels & Resorts Inc COM 44107P104 2 111 SH SOLE 111 0 0 Hudson Technologies Inc COM 444144109 1 514 SH SOLE 514 0 0 Humana Inc COM 444859102 36 106 SH DFND 106 0 0 Humana Inc COM 444859102 7 20 SH SOLE 0 0 20 Huntington Ingalls Industries COM 446413106 3 13 SH DFND 0 0 13 Huntington Ingalls Industries COM 446413106 31 120 SH SOLE 120 0 0 Hyatt Hotels Corp COM CL A 448579102 8 100 SH SOLE 0 0 100 IHS Markit Ltd SHS G47567105 62 1155 SH SOLE 1155 0 0 ILLINOIS TOOL WKS COM 452308109 37 262 SH DFND 0 0 262 ILLINOIS TOOL WKS COM 452308109 86 609 SH SOLE 609 0 0 INTERCONTINENTAL EXCHANGE COM 45866F104 13 180 SH SOLE 180 0 0 INTL BUSINESS MCHN COM 459200101 129 850 SH DFND 0 0 850 INTL BUSINESS MCHN COM 459200101 503 3328 SH SOLE 2503 0 825 ISHARES ISHARES 464285105 11 1000 SH DFND 1000 0 0 ISHARES ISHARES 464285105 203 17745 SH SOLE 17745 0 0 ISHARES S&P 100 ETF 464287101 121 935 SH SOLE 935 0 0 ISHARES SELECT DIVID ETF 464287168 20 200 SH SOLE 200 0 0 ISHARES CORE S&P500 ETF 464287200 26 90 SH DFND 90 0 0 ISHARES CORE S&P500 ETF 464287200 1528 5219 SH SOLE 5219 0 0 ISHARES MSCI EMG MKT ETF 464287234 40 928 SH SOLE 928 0 0 ISHARES S&P 500 GRWT ETF 464287309 131 740 SH SOLE 740 0 0 ISHARES S&P 500 VAL ETF 464287408 95 823 SH SOLE 823 0 0 ISHARES NASDAQ BIOTECH 464287556 205 1680 SH DFND 1680 0 0 ISHARES NASDAQ BIOTECH 464287556 73 600 SH SOLE 600 0 0 ISHARES RUSSELL 2000 ETF 464287655 874 5188 SH DFND 5188 0 0 ISHARES RUSSELL 2000 ETF 464287655 283 1681 SH SOLE 1681 0 0 ISHARES EAFE VALUE ETF 464288877 2 39 SH SOLE 39 0 0 ISHARES ISHARES 46428Q109 3 200 SH DFND 200 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 20 270 SH SOLE 270 0 0 ISHARES TRUST TIPS BD ETF 464287176 29 260 SH SOLE 260 0 0 ISHARES TRUST RUS 1000 VAL ETF 464287598 246 1942 SH SOLE 1942 0 0 Illumina Inc COM 452327109 5 14 SH SOLE 14 0 0 Ingersoll-Rand PLC SHS G47791101 3 28 SH SOLE 28 0 0 Ingredion Inc COM 457187102 26 250 SH DFND 0 0 250 Integra LifeSciences Holdings COM NEW 457985208 19 289 SH SOLE 289 0 0 Intel Corp COM 458140100 478 10116 SH DFND 9796 0 320 Intel Corp COM 458140100 5622 118888 SH SOLE 112666 0 6222 International Paper Co COM 460146103 17 342 SH DFND 342 0 0 International Paper Co COM 460146103 4408 89687 SH SOLE 84849 0 4838 Intra-Cellular Therapies Inc COM 46116X101 5 250 SH SOLE 250 0 0 Intuit Inc COM 461202103 28 125 SH SOLE 125 0 0 Intuitive Surgical Inc COM NEW 46120E602 371 646 SH DFND 646 0 0 Invesco Capital Management LLC UNIT SER 1 46090E103 7 38 SH DFND 38 0 0 Invesco Capital Management LLC CLEANTECH ETF 46137V407 7 167 SH SOLE 167 0 0 Invesco Capital Management LLC DIVID ACHIEVEV 46137V506 440 16000 SH SOLE 16000 0 0 Invesco Capital Management LLC INTL DIVI ACHI 46137V548 230 14600 SH SOLE 14600 0 0 Invesco Capital Management LLC S&P SMLCP HELT 46138E149 101 720 SH DFND 720 0 0 Invesco Capital Management LLC KBW HIG DV YLD 46138E610 18 800 SH DFND 250 0 550 Invesco ETFs/USA INTL CORP BD 46138E636 0 11 SH SOLE 11 0 0 Invitation Homes Inc COM 46187W107 3 137 SH SOLE 137 0 0 Iron Mountain Inc COM 46284V101 6 176 SH SOLE 176 0 0 Itron Inc COM 465741106 65 1008 SH SOLE 1008 0 0 JM Smucker Co/The COM NEW 832696405 3 25 SH DFND 0 0 25 JOHNSON & JOHNSON COM 478160104 491 3553 SH DFND 3503 0 50 JOHNSON & JOHNSON COM 478160104 16414 118795 SH SOLE 116075 0 2720 JP MORGAN CHASE COM 46625H100 872 7726 SH DFND 7671 0 55 JP MORGAN CHASE COM 46625H100 15327 135832 SH SOLE 132606 0 3226 JetBlue Airways Corp COM 477143101 25 1289 SH SOLE 1289 0 0 Johnson Controls International SHS G51502105 2 62 SH DFND 0 0 62 KIMBERLY-CLARK CP COM 494368103 140 1235 SH DFND 0 0 1235 KIMBERLY-CLARK CP COM 494368103 28 242 SH SOLE 242 0 0 KLA-Tencor Corp COM 482480100 20 196 SH SOLE 196 0 0 Kansas City Southern COM NEW 485170302 78 685 SH DFND 685 0 0 Kellogg Co COM 487836108 21 300 SH SOLE 300 0 0 KeyCorp COM 493267108 4 208 SH SOLE 208 0 0 Keysight Technologies Inc COM 49338L103 3 44 SH SOLE 44 0 0 Kforce Inc COM 493732101 20 545 SH SOLE 545 0 0 Kilroy Realty Corp COM 49427F108 2 25 SH SOLE 25 0 0 Kimco Realty Corp COM 49446R109 4 225 SH DFND 0 0 225 Kimco Realty Corp COM 49446R109 1 80 SH SOLE 80 0 0 Kinder Morgan Inc/DE COM 49456B101 43 2432 SH SOLE 2432 0 0 Kohl's Corp COM 500255104 3 40 SH DFND 0 0 40 Kohl's Corp COM 500255104 2 23 SH SOLE 23 0 0 Kraft Foods Inc CL A 609207105 401 9326 SH DFND 9275 0 51 Kraft Foods Inc CL A 609207105 33 777 SH SOLE 777 0 0 Kraft Heinz Co/The COM 500754106 1 17 SH DFND 0 0 17 Kraft Heinz Co/The COM 500754106 80 1444 SH SOLE 1444 0 0 LHC Group Inc COM 50187A107 18 172 SH SOLE 172 0 0 LKQ Corp COM 501889208 3 100 SH DFND 0 0 100 LTC Properties Inc COM 502175102 7 160 SH SOLE 160 0 0 Laboratory Corp of America Hol COM NEW 50540R409 68 392 SH SOLE 392 0 0 Lam Research Corp COM 512807108 14 90 SH SOLE 90 0 0 Lear Corp COM NEW 521865204 3 24 SH SOLE 24 0 0 Liberty Media Corp COM 82968B103 1 236 SH SOLE 236 0 0 Ligand Pharmaceuticals Inc COM NEW 53220K504 84 305 SH DFND 305 0 0 Littelfuse Inc COM 537008104 16 81 SH SOLE 81 0 0 Lockheed Martin Corp COM 539830109 113 326 SH SOLE 326 0 0 Loews Corp COM 540424108 12 240 SH DFND 0 0 240 Lowe's Cos Inc COM 548661107 230 2000 SH DFND 2000 0 0 Lowe's Cos Inc COM 548661107 8390 73069 SH SOLE 72828 0 241 Lumber Liquidators Holdings In COM 55003T107 1 85 SH DFND 0 0 85 LyondellBasell Industries NV SHS - A - N53745100 7 65 SH DFND 0 0 65 M&T Bank Corp COM 55261F104 26 161 SH SOLE 161 0 0 MASTERCARD INC CL A 57636Q104 494 2220 SH DFND 2220 0 0 MASTERCARD INC CL A 57636Q104 418 1877 SH SOLE 1877 0 0 MATTEL INC COM 577081102 3 190 SH DFND 0 0 190 MAXIM INTEGRATED COM 57772K101 3 60 SH DFND 0 0 60 MAXIM INTEGRATED COM 57772K101 31 556 SH SOLE 556 0 0 MB Financial Inc COM 55264U108 17 368 SH SOLE 368 0 0 MCDONALD'S CORP COM 580135101 414 2472 SH DFND 2407 0 65 MCDONALD'S CORP COM 580135101 6326 37813 SH SOLE 35891 0 1922 MERCK & CO INC COM 58933Y105 31 443 SH DFND 388 0 55 MERCK & CO INC COM 58933Y105 175 2465 SH SOLE 2365 0 100 MGE Energy Inc COM 55277P104 19 300 SH DFND 300 0 0 MGE Energy Inc COM 55277P104 51 793 SH SOLE 793 0 0 MICROSOFT CORP COM 594918104 1225 10707 SH DFND 10587 0 120 MICROSOFT CORP COM 594918104 17191 150310 SH SOLE 146521 0 3789 MKS Instruments Inc COM 55306N104 55 686 SH SOLE 686 0 0 MOODYS CORP COM 615369105 234 1400 SH DFND 0 0 1400 MORGAN STANLEY COM NEW 617446448 22 463 SH SOLE 463 0 0 MSCI Inc COM 55354G100 1 5 SH SOLE 5 0 0 MSG NETWORK INC CL A 553573106 11 444 SH SOLE 444 0 0 MTS Systems Corp COM 553777103 13 243 SH SOLE 243 0 0 Manitowoc Co Inc/The COM NEW 563571405 10 412 SH SOLE 412 0 0 Manulife Financial Corp COM 56501R106 7 391 SH DFND 391 0 0 Marcus & Millichap Inc COM 566324109 14 416 SH SOLE 416 0 0 Marriott Vacations Worldwide C COM 57164Y107 5 44 SH SOLE 44 0 0 Marsh & McLennan Cos Inc COM 571748102 10 125 SH SOLE 125 0 0 Martin Marietta Materials Inc COM 573284106 6 32 SH SOLE 32 0 0 Masco Corp COM 574599106 3 85 SH DFND 0 0 85 Masco Corp COM 574599106 4 102 SH SOLE 102 0 0 MaxLinear Inc COM 57776J100 10 514 SH SOLE 514 0 0 McCormick & Co Inc/MD COM NON VTG 579780206 331 2515 SH DFND 2515 0 0 McCormick & Co Inc/MD COM NON VTG 579780206 2 18 SH SOLE 18 0 0 McKesson Corp COM 58155Q103 19 145 SH DFND 145 0 0 Medical Properties Trust Inc COM 58463J304 4 255 SH SOLE 255 0 0 Medtronic PLC SHS G5960L103 21 210 SH DFND 210 0 0 Medtronic PLC SHS G5960L103 12412 126181 SH SOLE 123558 0 2623 Mercantile Bank Corp COM 587376104 8 232 SH SOLE 232 0 0 Meritage Homes Corp COM 59001A102 2 39 SH SOLE 39 0 0 MetLife Inc COM 59156R108 292 6260 SH DFND 6260 0 0 MetLife Inc COM 59156R108 125 2668 SH SOLE 2668 0 0 Methode Electronics Inc COM 591520200 9 254 SH SOLE 254 0 0 Microchip Technology Inc COM 595017104 197 2495 SH DFND 2495 0 0 Microchip Technology Inc COM 595017104 61 777 SH SOLE 777 0 0 Micron Technology Inc COM 595112103 45 1000 SH SOLE 1000 0 0 Mid-America Apartment Communit COM 59522J103 4 43 SH SOLE 43 0 0 Middleby Corp/The COM 596278101 25 191 SH SOLE 191 0 0 Multi-Color Corp COM 625383104 8 126 SH SOLE 126 0 0 NCR Corp COM 62886E108 29 1036 SH SOLE 1036 0 0 NEXTERA ENERGY COM 65339F101 88 524 SH SOLE 524 0 0 NIKE INC CL B 654106103 198 2334 SH SOLE 2334 0 0 NORTHERN TRUST CORP COM 665859104 4 35 SH DFND 0 0 35 NORTHERN TRUST CORP COM 665859104 7 73 SH SOLE 73 0 0 NORTHROP GRUMMAN COM 666807102 25 80 SH DFND 0 0 80 NORTHROP GRUMMAN COM 666807102 298 939 SH SOLE 939 0 0 NOVARTIS AG SPONSORED ADR 66987V109 3 40 SH DFND 0 0 40 NOVARTIS AG SPONSORED ADR 66987V109 127 1470 SH SOLE 1470 0 0 NVR Inc COM 62944T105 42 17 SH SOLE 17 0 0 National Fuel Gas Co COM 636180101 17 300 SH SOLE 300 0 0 National Oilwell Varco Inc COM 637071101 4675 108508 SH SOLE 108148 0 360 National Retail Properties Inc COM 637417106 3 60 SH SOLE 60 0 0 Navigant Consulting Inc COM 63935N107 19 836 SH SOLE 836 0 0 NetFlix Inc COM 64110L106 374 1000 SH SOLE 1000 0 0 Neurocrine Biosciences Inc COM 64125C109 274 2225 SH DFND 2225 0 0 New Jersey Resources Corp COM 646025106 12 250 SH SOLE 250 0 0 Newell Brands Inc COM 651229106 2 120 SH DFND 0 0 120 Nexstar Media Group Inc CL A 65336K103 16 192 SH SOLE 192 0 0 Noble Energy Inc COM 655044105 3 110 SH DFND 0 0 110 Nomura Funds/Closed-End/USA COM 47109U104 75 6783 SH SOLE 6783 0 0 Nordson Corp COM 655663102 43 306 SH SOLE 306 0 0 Nordstrom Inc COM 655664100 15 256 SH DFND 256 0 0 Nordstrom Inc COM 655664100 8119 135751 SH SOLE 132544 0 3207 Norfolk Southern Corp COM 655844108 64 356 SH DFND 356 0 0 Norfolk Southern Corp COM 655844108 135 750 SH SOLE 750 0 0 Northern Trust Investments Inc MORNSTAR UPSTR 33939L407 26 783 SH SOLE 783 0 0 Northern Trust Investments Inc STOXX GLOBR INF 33939L795 27 583 SH SOLE 583 0 0 Novo Nordisk A/S ADR 670100205 18 375 SH SOLE 375 0 0 Nucor Corp COM 670346105 25 391 SH SOLE 391 0 0 Nuveen Fund Advisors LLC COM 67073B106 23 2492 SH SOLE 2492 0 0 Nuveen Fund Advisors LLC COM 67074Y105 5392 334700 SH SOLE 334700 0 0 O'Reilly Automotive Inc COM 67103H107 168 483 SH SOLE 483 0 0 ONE Gas Inc COM 68235P108 31 375 SH SOLE 375 0 0 ONEOK Inc COM 682680103 204 3016 SH SOLE 3016 0 0 ORACLE CORP COM 68389X105 4 70 SH DFND 0 0 70 ORACLE CORP COM 68389X105 6842 132706 SH SOLE 132266 0 440 Occidental Petroleum Corp COM 674599105 16 200 SH DFND 0 0 200 Occidental Petroleum Corp COM 674599105 4244 51643 SH SOLE 51470 0 173 Okta Inc CL A 679295105 47 670 SH DFND 670 0 0 Old National Bancorp/IN COM 680033107 14 712 SH SOLE 712 0 0 Omnicell Inc COM 68213N109 90 1248 SH SOLE 1248 0 0 Omnicom Group Inc COM 681919106 12 170 SH SOLE 170 0 0 PACCAR INC COM 693718108 231 3390 SH DFND 3390 0 0 PACCAR INC COM 693718108 9 131 SH SOLE 131 0 0 PARKER-HANNIFIN COM 701094104 15 80 SH SOLE 80 0 0 PC Connection Inc COM 69318J100 14 351 SH SOLE 351 0 0 PEPSICO INC COM 713448108 430 3850 SH DFND 3820 0 30 PEPSICO INC COM 713448108 385 3443 SH SOLE 3418 0 25 PFIZER INC COM 717081103 1040 23595 SH DFND 14070 0 9525 PFIZER INC COM 717081103 818 18569 SH SOLE 9469 0 9100 PG&E Corp COM 69331C108 6 130 SH SOLE 130 0 0 PGT Innovations Inc COM 69336V101 8 390 SH SOLE 390 0 0 PNC Financial Services Group I COM 693475105 3 20 SH DFND 0 0 20 PNC Financial Services Group I COM 693475105 9 64 SH SOLE 64 0 0 PPG Industries Inc COM 693506107 63 578 SH SOLE 578 0 0 PPL Corp COM 69351T106 2 73 SH SOLE 73 0 0 PRAXAIR INC COM 74005P104 321 2000 SH DFND 2000 0 0 PRAXAIR INC COM 74005P104 26 160 SH SOLE 160 0 0 PROCTER & GAMBLE COM 742718109 347 4164 SH DFND 4044 0 120 PROCTER & GAMBLE COM 742718109 3645 43794 SH SOLE 41762 0 2032 PROGRESSIVE CP(OH) COM 743315103 9 127 SH SOLE 127 0 0 PROSHARES TRUST PSHS ULTSH 20YRS 74347B201 2 50 SH DFND 50 0 0 PROSHARES TRUST PSHS ULT S&P 500 74347R107 2 16 SH DFND 16 0 0 PROSHARES TRUST PSHS ULTRA QQQ 74347R206 315 3133 SH DFND 3133 0 0 PULTE HOMES INC COM 745867101 1 35 SH SOLE 35 0 0 PVH Corp COM 693656100 6 39 SH SOLE 39 0 0 Pacific Investment Management Co LLC COM 72200X104 10 1000 SH SOLE 1000 0 0 Pacific Investment Management Co LLC COM SHS 72202D106 3298 136751 SH SOLE 136751 0 0 Palo Alto Networks Inc COM 697435105 107 475 SH SOLE 475 0 0 PayPal Holdings Inc COM 70450Y103 20 229 SH SOLE 229 0 0 Paychex Inc COM 704326107 8 108 SH SOLE 108 0 0 PennyMac Mortgage Investment T COM 70931T103 20 975 SH DFND 0 0 975 People's United Financial Inc COM 712704105 31 1794 SH SOLE 1794 0 0 Perrigo Co PLC SHS G97822103 1 21 SH SOLE 21 0 0 Pfizer Inc CL A 98978V103 30 325 SH SOLE 325 0 0 Philip Morris International In COM 718172109 6 75 SH DFND 0 0 75 Philip Morris International In COM 718172109 119 1455 SH SOLE 1455 0 0 Phillips 66 COM 718546104 140 1238 SH SOLE 1238 0 0 Physicians Realty Trust COM 71943U104 1517 89983 SH SOLE 89983 0 0 Piedmont Office Realty Trust I COM CL A 720190206 2 95 SH SOLE 95 0 0 Pinnacle West Capital Corp COM 723484101 71 899 SH SOLE 899 0 0 Principal Financial Group Inc COM 74251V102 17 283 SH DFND 283 0 0 ProShare Advisors LLC MSCI EMRG ETF 74347X302 758 10139 SH DFND 10139 0 0 Prologis Inc COM 74340W103 7 107 SH SOLE 107 0 0 Prudential Financial Inc COM 744320102 31 307 SH SOLE 307 0 0 Prudential PLC ADR 74435K204 4 95 SH DFND 95 0 0 Prudential PLC ADR 74435K204 2044 44541 SH SOLE 42974 0 1567 Public Service Enterprise Grou COM 744573106 2 37 SH SOLE 37 0 0 Public Storage COM 74460D109 1 6 SH SOLE 6 0 0 Pure Cycle Corp COM NEW 746228303 56 4833 SH SOLE 4833 0 0 Q2 Holdings Inc COM 74736L109 48 790 SH DFND 790 0 0 QUALCOMM INC COM 747525103 57 792 SH DFND 702 0 90 QUALCOMM INC COM 747525103 143 1986 SH SOLE 1986 0 0 RELX NV SPONSORED ADR 75955B102 54 2540 SH SOLE 0 0 2540 RELX PLC SPONSORED ADR 759530108 4 178 SH DFND 178 0 0 RELX PLC SPONSORED ADR 759530108 1664 79509 SH SOLE 79230 0 279 RLJ Lodging Trust COM 74965L101 3 120 SH SOLE 120 0 0 ROCKWELL AUTOMATION COM 773903109 113 600 SH SOLE 600 0 0 ROYAL BK OF CANADA COM 780087102 14 176 SH SOLE 176 0 0 ROYAL BK SCOTLND GRP PLC SP ADR PREF S 780097739 51 2000 SH SOLE 2000 0 0 ROYAL CARIBBEAN COM V7780T103 10 78 SH SOLE 78 0 0 ROYAL DUTCH SHELL SPON ADR B 780259107 14 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL SPONS ADR A 780259206 3 45 SH DFND 0 0 45 RPM International Inc COM 749685103 6 86 SH SOLE 86 0 0 Raytheon Co COM NEW 755111507 806 3899 SH SOLE 3899 0 0 Red Hat Inc COM 756577102 2 14 SH SOLE 14 0 0 Republic Services Inc COM 760759100 20 275 SH SOLE 275 0 0 Robert Half International Inc COM 770323103 1253 17800 SH SOLE 17800 0 0 Rockwell Collins Inc COM 774341101 21 153 SH DFND 153 0 0 Rockwell Collins Inc COM 774341101 84 600 SH SOLE 600 0 0 SBA Communications Corp CL A 78410G104 19 117 SH SOLE 117 0 0 SCANA CORP COM 80589M102 2 55 SH DFND 0 0 55 SCHLUMBERGER LTD COM 806857108 108 1770 SH DFND 205 0 1565 SCHLUMBERGER LTD COM 806857108 6634 108905 SH SOLE 105714 0 3191 SCHWAB(CHARLES)CP COM 808513105 108 2200 SH SOLE 2200 0 0 SELECT SECTOR SPDR ENERGY 81369Y506 160 2110 SH SOLE 2110 0 0 SELECT SECTOR SPDR SBI INT-FINL 81369Y605 139 5024 SH DFND 5024 0 0 SELECT SECTOR SPDR TECHNOLOGY 81369Y803 7 95 SH DFND 95 0 0 SOUTHWEST AIRLINES COM 844741108 69 1100 SH SOLE 1100 0 0 SPDR DOW JONES IND UT SER 1 78467X109 100 380 SH SOLE 380 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 23 200 SH DFND 200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 37 330 SH SOLE 330 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2 42 SH SOLE 42 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 36 384 SH SOLE 384 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 570 14833 SH SOLE 14833 0 0 SPDR TRUST TR UNIT 78462F103 2337 8040 SH SOLE 8040 0 0 SSGA Funds Management Inc S&P DIVID ETF 78464A763 219 2241 SH SOLE 2241 0 0 STATE STREET ETF/USA S&P INTL SMLCP 78463X871 156 4550 SH SOLE 4550 0 0 STORE Capital Corp COM 862121100 1607 57821 SH SOLE 57821 0 0 SUNCOR ENERGY INC COM 867224107 6 160 SH SOLE 160 0 0 SWEDISH EXP CREDIT ROG TTL ETN 22 870297801 7 1184 SH SOLE 1184 0 0 Sage Therapeutics Inc COM 78667J108 226 1600 SH DFND 1600 0 0 Scientific Games Corp COM 80874P109 25 1000 SH SOLE 1000 0 0 Sealed Air Corp COM 81211K100 3 67 SH SOLE 67 0 0 Selective Insurance Group Inc COM 816300107 20 313 SH SOLE 313 0 0 Seligman Funds/Closed-end/USA COM 895436103 6574 235868 SH SOLE 235868 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 9 500 SH DFND 0 0 500 Sensient Technologies Corp COM 81725T100 14 188 SH SOLE 188 0 0 ServiceMaster Global Holdings COM 81761R109 11 171 SH SOLE 171 0 0 Shenandoah Telecommunications COM 82312B106 542 13997 SH DFND 13997 0 0 Shire PLC SPONSORED ADR 82481R106 54 297 SH DFND 297 0 0 Shire PLC SPONSORED ADR 82481R106 19 104 SH SOLE 104 0 0 Shopify Inc CL A 82509L107 258 1570 SH DFND 1570 0 0 Signature Bank/New York NY COM 82669G104 5 45 SH SOLE 45 0 0 Silicon Motion Technology Corp SPONSORED ADR 82706C108 10 189 SH SOLE 189 0 0 Simon Property Group Inc COM 828806109 8 43 SH SOLE 43 0 0 Skechers U.S.A. Inc CL A 830566105 3 105 SH DFND 0 0 105 Snap Inc CL A 83304A106 65 7683 SH SOLE 7683 0 0 Sonoco Products Co COM 835495102 2 43 SH SOLE 43 0 0 Southern Co/The COM 842587107 7 160 SH DFND 0 0 160 Southern Co/The COM 842587107 40 910 SH SOLE 910 0 0 Southside Bancshares Inc COM 84470P109 11 315 SH SOLE 315 0 0 Splunk Inc COM 848637104 4250 35151 SH SOLE 35030 0 121 Stanley Black & Decker Inc COM 854502101 73 500 SH SOLE 500 0 0 Starbucks Corp COM 855244109 196 3444 SH DFND 3444 0 0 Starbucks Corp COM 855244109 4408 77548 SH SOLE 77301 0 247 State Street Corp COM 857477103 5 60 SH DFND 0 0 60 State Street Corp COM 857477103 2 22 SH SOLE 22 0 0 State Street ETF/USA S&P EMKTSC ETF 78463X756 3 70 SH SOLE 70 0 0 State Street ETF/USA DJ INTL RL ETF 78463X863 17 455 SH SOLE 455 0 0 State Street ETF/USA SPDR BLOOMBERG 78468R663 491 5358 SH SOLE 5340 0 18 StealthGas Inc SHS Y81669106 14 4000 SH SOLE 4000 0 0 Sterling Bancorp/DE COM 85917A100 2 84 SH SOLE 84 0 0 Stifel Financial Corp COM 860630102 16 310 SH SOLE 310 0 0 Stryker Corp COM 863667101 188 1060 SH SOLE 1060 0 0 SunTrust Banks Inc COM 867914103 87 1309 SH SOLE 1309 0 0 Synopsys Inc COM 871607107 1 12 SH SOLE 12 0 0 T Rowe Price Group Inc COM 74144T108 16 149 SH DFND 149 0 0 T Rowe Price Group Inc COM 74144T108 4189 38368 SH SOLE 36521 0 1847 TE Connectivity Ltd REG SHS H84989104 3 36 SH SOLE 36 0 0 TEXAS INSTRUMENTS COM 882508104 26 246 SH DFND 246 0 0 TEXAS INSTRUMENTS COM 882508104 11370 105978 SH SOLE 102726 0 3252 TJX Cos Inc/The COM 872540109 44 393 SH SOLE 393 0 0 TORONTO-DOMINION COM NEW 891160509 4 58 SH SOLE 58 0 0 TOTAL SPONSORED ADR 89151E109 30 472 SH SOLE 472 0 0 TRANSCANADA CORP COM 89353D107 36 879 SH SOLE 879 0 0 TRAVELERS CO INC COM 89417E109 452 3485 SH DFND 3485 0 0 TRAVELERS CO INC COM 89417E109 46 351 SH SOLE 351 0 0 Target Corp COM 87612E106 6 65 SH DFND 0 0 65 Target Corp COM 87612E106 79 893 SH SOLE 893 0 0 Tennant Co COM 880345103 64 837 SH SOLE 837 0 0 Tesla Inc COM 88160R101 291 1100 SH SOLE 1100 0 0 Tetra Tech Inc COM 88162G103 94 1376 SH SOLE 1376 0 0 Thermo Fisher Scientific Inc COM 883556102 327 1340 SH DFND 1340 0 0 Thermo Fisher Scientific Inc COM 883556102 60 247 SH SOLE 247 0 0 Thor Industries Inc COM 885160101 39 464 SH SOLE 464 0 0 Timken Co/The COM 887389104 3 57 SH SOLE 57 0 0 Tortoise Capital Advisors LLC COM 89147L100 12 445 SH SOLE 445 0 0 TowerBrook Capital Partners LP COM 46620W102 3 439 SH SOLE 439 0 0 Trex Co Inc COM 89531P105 80 1040 SH SOLE 1040 0 0 Trupanion Inc COM 898202106 21 579 SH SOLE 579 0 0 Trustmark Corp COM 898402102 2 46 SH SOLE 46 0 0 Tupperware Brands Corp COM 899896104 5 150 SH DFND 0 0 150 Two Harbors Investment Corp COM NEW 90187B408 9 608 SH DFND 0 0 608 Tyson Foods Inc CL A 902494103 161 2700 SH SOLE 2700 0 0 UBS AG SHS H42097107 5 300 SH SOLE 300 0 0 UMB Financial Corp COM 902788108 11 156 SH SOLE 156 0 0 US Bancorp COM NEW 902973304 782 14803 SH DFND 14803 0 0 US Bancorp COM NEW 902973304 5369 101664 SH SOLE 96890 0 4774 US Concrete Inc COM NEW 90333L201 4 85 SH DFND 85 0 0 UTD HEALTH GROUP COM 91324P102 451 1695 SH DFND 1695 0 0 UTD HEALTH GROUP COM 91324P102 153 576 SH SOLE 576 0 0 UTD TECHNOLOGIES COM 913017109 100 715 SH DFND 715 0 0 UTD TECHNOLOGIES COM 913017109 12710 90909 SH SOLE 88835 0 2074 Union Bankshares Corp COM 90539J109 12 304 SH SOLE 304 0 0 Union Pacific Corp COM 907818108 278 1708 SH SOLE 1708 0 0 United Bankshares Inc/WV COM 909907107 23 623 SH SOLE 623 0 0 United Parcel Service Inc CL B 911312106 388 3325 SH DFND 3325 0 0 United Parcel Service Inc CL B 911312106 4113 35225 SH SOLE 33782 0 1443 United Rentals Inc COM 911363109 49 297 SH SOLE 297 0 0 Universal Display Corp COM 91347P105 608 5155 SH DFND 5155 0 0 VALERO ENERGY(NEW) COM 91913Y100 42 365 SH SOLE 365 0 0 VANECK VECTORS ETF BIOTECH ETF 92189F726 34 250 SH SOLE 250 0 0 VANECK VECTORS ETF JR GOLD MINERS E 92189F791 1 50 SH DFND 50 0 0 VANGUARD FINANCIALS ETF 92204A405 1230 17728 SH SOLE 17728 0 0 VANGUARD S&P 500 ETF SHS 922908363 1 4 SH SOLE 4 0 0 VANGUARD REAL ESTATE ETF 922908553 110 1361 SH SOLE 1361 0 0 VANGUARD VALUE ETF 922908744 52 470 SH SOLE 470 0 0 VANGUARD ETF/USA FTSE DEV MKT ETF 921943858 4454 102934 SH SOLE 102934 0 0 VANGUARD ETF/USA GLB EX US ETF 922042676 7 123 SH SOLE 123 0 0 VANGUARD GROUP INC/THE INTL BD IDX ETF 92203J407 4 76 SH SOLE 76 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1283 8684 SH SOLE 8684 0 0 VERIZON COMMUN COM 92343V104 410 7672 SH DFND 7224 0 448 VERIZON COMMUN COM 92343V104 5159 96627 SH SOLE 92647 0 3980 VF Corp COM 918204108 3 34 SH SOLE 34 0 0 VISA INC COM CL A 92826C839 184 1228 SH DFND 1228 0 0 VISA INC COM CL A 92826C839 4553 30334 SH SOLE 30240 0 94 Van Eck Associates Corp GOLD MINERS ETF 92189F106 2 100 SH DFND 100 0 0 Vanguard ETF/USA DIV APP ETF 921908844 520 4700 SH SOLE 4700 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 74 1800 SH SOLE 1800 0 0 Vanguard ETF/USA CONSUM STP ETF 92204A207 911 6503 SH SOLE 6503 0 0 Vanguard ETF/USA ENERGY ETF 92204A306 968 9214 SH SOLE 9214 0 0 Vanguard ETF/USA HEALTH CAR ETF 92204A504 1373 7613 SH SOLE 7613 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 4 22 SH DFND 22 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 4272 21092 SH SOLE 21092 0 0 Vanguard ETF/USA MID CAP ETF 922908629 151 920 SH SOLE 920 0 0 Vanguard ETF/USA GROWTH ETF 922908736 67 413 SH SOLE 413 0 0 Vanguard ETF/USA SMALL CP ETF 922908751 49 300 SH SOLE 300 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 217 1450 SH DFND 1450 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 17350 115940 SH SOLE 115940 0 0 Varian Medical Systems Inc COM 92220P105 70 625 SH SOLE 625 0 0 Veeva Systems Inc CL A COM 922475108 322 2955 SH DFND 2955 0 0 Ventas Inc COM 92276F100 2 37 SH SOLE 37 0 0 Viacom Inc CL B 92553P201 4 105 SH DFND 0 0 105 Viavi Solutions Inc COM 925550105 2 150 SH DFND 0 0 150 Vista Outdoor Inc COM 928377100 21 1150 SH DFND 0 0 1150 Voya Financial Inc COM 929089100 160 3215 SH DFND 3215 0 0 WALT DISNEY CO. COM DISNEY 254687106 494 4222 SH DFND 4152 0 70 WALT DISNEY CO. COM DISNEY 254687106 4189 35825 SH SOLE 35709 0 116 WASTE MANAGEMENT COM 94106L109 47 524 SH SOLE 524 0 0 WEC Energy Group Inc COM 92939U106 90 1350 SH DFND 0 0 1350 WEYERHAEUSER CO COM 962166104 7 222 SH DFND 222 0 0 WEYERHAEUSER CO COM 962166104 69 2132 SH SOLE 2132 0 0 WYNDHAM WORLDWIDE COM 98310W108 1 18 SH SOLE 18 0 0 Walgreens Boots Alliance Inc COM 931427108 7 95 SH DFND 0 0 95 Walgreens Boots Alliance Inc COM 931427108 111 1525 SH SOLE 1525 0 0 Walmart Inc COM 931142103 495 5273 SH DFND 5098 0 175 Walmart Inc COM 931142103 14119 150347 SH SOLE 146513 0 3834 Waters Corp COM 941848103 65 335 SH SOLE 335 0 0 Watsco Inc COM 942622200 10 57 SH SOLE 57 0 0 Welbilt Inc COM 949090104 14 650 SH SOLE 650 0 0 Wells Fargo & Co COM 949746101 286 5445 SH DFND 5445 0 0 Wells Fargo & Co COM 949746101 864 16441 SH SOLE 16441 0 0 Wendy's Co/The COM 95058W100 2 105 SH DFND 0 0 105 WesBanco Inc COM 950810101 3 66 SH SOLE 66 0 0 West Pharmaceutical Services I COM 955306105 33 266 SH SOLE 266 0 0 WestRock Co COM 96145D105 2 30 SH SOLE 30 0 0 Wheaton Precious Metals Corp COM 962879102 2 100 SH DFND 100 0 0 WisdomTree Asset Management Inc JAPN HEDGE EQT 97717W851 53 922 SH SOLE 922 0 0 WisdomTree ETFs/USA US TOTAL DIVIDND 97717W109 41 428 SH SOLE 428 0 0 Workday Inc CL A 98138H101 94 642 SH SOLE 642 0 0 Wyndham Hotels & Resorts Inc COM 98311A105 1 18 SH SOLE 18 0 0 XPO Logistics Inc COM 983793100 434 3800 SH DFND 3800 0 0 Xcel Energy Inc COM 98389B100 53 1119 SH SOLE 1119 0 0 Xylem Inc/NY COM 98419M100 22 277 SH SOLE 277 0 0 Yum China Holdings Inc COM 98850P109 11 300 SH SOLE 100 0 200 Yum! Brands Inc COM 988498101 27 300 SH SOLE 100 0 200 eBay Inc COM 278642103 3463 104866 SH SOLE 104497 0 369 iShares ETFs/USA MIN VOL EMRG MKT 464286533 54 912 SH SOLE 912 0 0 iShares ETFs/USA CORE US AGGBD ET 464287226 3 33 SH SOLE 33 0 0 iShares/USA RUS MID CAP ETF 464287499 253 1147 SH SOLE 1147 0 0 salesforce.com Inc COM 79466L302 460 2893 SH DFND 2893 0 0 salesforce.com Inc COM 79466L302 53 333 SH SOLE 333 0 0