Executive Vice President, Wealth Advisory Services

0000920112-17-000246.txt : 20171013 0000920112-17-000246.hdr.sgml : 20171013 20171013154716 ACCESSION NUMBER: 0000920112-17-000246 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171013 DATE AS OF CHANGE: 20171013 EFFECTIVENESS DATE: 20171013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 171136599 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635874197 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 09-30-2017 09-30-2017 DUBUQUE BANK & TRUST CO

1398 CENTRAL DUBUQUE IA 52001

13F HOLDINGS REPORT 028-10581 N Bruce C. Rehmke Executive Vice President, Wealth Advisory Services 563-589-2000 \s\ Dubuque IA 10-13-2017 0 779 607153 false INFORMATION TABLE 2 q32017form13-fhrinformatio.xml INFORMATION TABLE 3M Co COM 88579Y101 573 2730 SH DFND 2730 0 0 3M Co COM 88579Y101 6489 30914 SH SOLE 29519 0 1395 A Schulman Inc COM 808194104 250 7329 SH SOLE 7253 0 76 ABB Ltd SPONSORED ADR 000375204 4 160 SH DFND 0 0 160 ADAMS EXPRESS COMPANY COM 006212104 111 7280 SH DFND 7280 0 0 ADAMS EXPRESS COMPANY COM 006212104 8309 546297 SH SOLE 546297 0 0 ADAMS NATURAL RESO COM 00548F105 4 207 SH SOLE 207 0 0 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 5 27 SH DFND 27 0 0 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 1991 11529 SH SOLE 11133 0 396 ALLERGAN PLC PFD CONV SER A G0177J116 29 39 SH SOLE 39 0 0 ALPHABET INC CAP STK CL A 02079K305 320 329 SH DFND 329 0 0 ALPHABET INC CAP STK CL A 02079K305 10544 10829 SH SOLE 10719 0 110 ALPS Advisors Inc SECTR DIV DOGS 00162Q858 23 517 SH SOLE 517 0 0 AMAZON COM INC COM 023135106 697 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Corp COM 428291108 24 417 SH SOLE 0 0 417 HollyFrontier Corp COM 436106108 18 500 SH SOLE 500 0 0 Home Depot Inc/The COM 437076102 19 119 SH DFND 119 0 0 Home Depot Inc/The COM 437076102 3859 23596 SH SOLE 22436 0 1160 Horizon Global Corp COM 44052W104 11 609 SH SOLE 609 0 0 Host Hotels & Resorts Inc COM 44107P104 3 175 SH DFND 0 0 175 Hudson Technologies Inc COM 444144109 10 1269 SH SOLE 1269 0 0 Humana Inc COM 444859102 26 106 SH DFND 106 0 0 Humana Inc COM 444859102 12 48 SH SOLE 28 0 20 Huntington Ingalls Industries COM 446413106 3 13 SH DFND 0 0 13 Huntington Ingalls Industries COM 446413106 27 120 SH SOLE 120 0 0 Hyatt Hotels Corp COM CL A 448579102 6 100 SH SOLE 0 0 100 IDACORP Inc COM 451107106 310 3530 SH SOLE 3493 0 37 IHS Markit Ltd SHS G47567105 51 1155 SH SOLE 1155 0 0 ILG Inc COM 44967H101 147 5482 SH SOLE 5427 0 55 INTL BUSINESS MCHN COM 459200101 126 868 SH DFND 88 0 780 INTL BUSINESS MCHN COM 459200101 2810 19366 SH SOLE 18196 0 1170 ISHARES ISHARES 464285105 12 1000 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LifeSciences Holdings COM NEW 457985208 292 5776 SH SOLE 5718 0 58 Integrated Device Technology I COM 458118106 40 1500 SH DFND 1500 0 0 Integrated Device Technology I COM 458118106 18 690 SH SOLE 690 0 0 Intel Corp COM 458140100 384 10097 SH DFND 9897 0 200 Intel Corp COM 458140100 4332 113752 SH SOLE 107437 0 6315 InterContinental Hotels Group SPONSORED ADR 45857P707 3 65 SH DFND 65 0 0 InterContinental Hotels Group SPONSORED ADR 45857P707 1525 28840 SH SOLE 27785 0 1055 Intercontinental Exchange Inc COM 45866F104 16 240 SH SOLE 240 0 0 International Paper Co COM 460146103 22 387 SH DFND 387 0 0 International Paper Co COM 460146103 4017 70694 SH SOLE 66744 0 3950 Intra-Cellular Therapies Inc COM 46116X101 4 250 SH SOLE 250 0 0 Intuit Inc COM 461202103 18 125 SH SOLE 125 0 0 Invesco Advisers Inc COM 46132P108 14 947 SH SOLE 947 0 0 Itron Inc COM 465741106 493 6363 SH SOLE 6363 0 0 JM Smucker Co/The COM NEW 832696405 3 25 SH DFND 0 0 25 JP MORGAN CHASE COM 46625H100 751 7861 SH DFND 7791 0 70 JP MORGAN CHASE COM 46625H100 15680 164167 SH SOLE 159643 0 4524 JP Morgan ETFs/USA DIV RTN EM EQT 46641Q308 6 112 SH SOLE 112 0 0 JP Morgan Investment Management Inc DIV RTN INT EQ 46641Q209 13 225 SH SOLE 225 0 0 JetBlue Airways Corp COM 477143101 24 1289 SH SOLE 1289 0 0 Johnson & Johnson COM 478160104 520 4002 SH DFND 3952 0 50 Johnson & Johnson COM 478160104 10822 83241 SH SOLE 80749 0 2492 Johnson Controls International SHS G51502105 16 395 SH DFND 333 0 62 Johnson Controls International SHS G51502105 2507 62225 SH SOLE 58960 0 3265 KA Fund Advisors LLC COM 486606106 31 1726 SH SOLE 1726 0 0 KLA-Tencor Corp COM 482480100 21 196 SH SOLE 196 0 0 Kellogg Co COM 487836108 19 300 SH SOLE 300 0 0 Keysight Technologies Inc COM 49338L103 2 44 SH SOLE 44 0 0 Kforce Inc COM 493732101 242 11970 SH SOLE 11849 0 121 Kimberly-Clark Corp COM 494368103 145 1235 SH DFND 0 0 1235 Kimberly-Clark Corp COM 494368103 70 597 SH SOLE 597 0 0 Kimco Realty Corp COM 49446R109 3 155 SH DFND 0 0 155 Kimco Realty Corp COM 49446R109 4 223 SH SOLE 223 0 0 Kinder Morgan Inc/DE COM 49456B101 66 3431 SH SOLE 3431 0 0 Kohl's Corp COM 500255104 3 60 SH DFND 0 0 60 Koninklijke Philips NV NY REG SH NEW 500472303 21 500 SH SOLE 500 0 0 Kraft Foods Inc CL A 609207105 400 9826 SH DFND 9775 0 51 Kraft Foods Inc CL A 609207105 79 1953 SH SOLE 1953 0 0 Kraft Heinz Co/The COM 500754106 1 17 SH DFND 0 0 17 Kraft Heinz Co/The COM 500754106 82 1057 SH SOLE 1057 0 0 LTC Properties Inc COM 502175102 252 5362 SH SOLE 5309 0 53 Laboratory Corp of America Hol COM NEW 50540R409 435 2879 SH SOLE 2879 0 0 Lam Research Corp COM 512807108 29 155 SH SOLE 155 0 0 Las Vegas Sands Corp COM 517834107 3 39 SH SOLE 39 0 0 Lincoln Electric Holdings Inc COM 533900106 53 578 SH SOLE 578 0 0 Littelfuse Inc COM 537008104 313 1598 SH SOLE 1582 0 16 Lockheed Martin Corp COM 539830109 34 110 SH SOLE 110 0 0 Loews Corp COM 540424108 11 240 SH DFND 0 0 240 Lowe's Cos Inc COM 548661107 160 2000 SH DFND 2000 0 0 Lowe's Cos Inc COM 548661107 4779 59785 SH SOLE 59206 0 579 Lumber Liquidators Holdings In COM 55003T107 8 200 SH DFND 0 0 200 LyondellBasell Industries NV SHS - A - N53745100 14 141 SH SOLE 76 0 65 MACOM Technology Solutions Hol COM 55405Y100 18 405 SH DFND 405 0 0 MB Financial Inc COM 55264U108 329 7306 SH SOLE 7233 0 73 MGE Energy Inc COM 55277P104 19 300 SH DFND 300 0 0 MGE Energy Inc COM 55277P104 141 2177 SH SOLE 2177 0 0 MGM Resorts International COM 552953101 56 1730 SH DFND 1730 0 0 MKS Instruments Inc COM 55306N104 550 5825 SH SOLE 5825 0 0 MONSANTO COM 61166W101 359 3000 SH DFND 2800 0 200 MONSANTO COM 61166W101 36 300 SH SOLE 300 0 0 MSG Networks Inc CL A 553573106 185 8733 SH SOLE 8645 0 88 MTS Systems Corp COM 553777103 260 4857 SH SOLE 4809 0 48 Macquarie Infrastructure Corp COM 55608B105 6 87 SH SOLE 87 0 0 Macy's Inc COM 55616P104 15 695 SH DFND 695 0 0 Macy's Inc COM 55616P104 4 190 SH SOLE 190 0 0 Magna International Inc COM 559222401 21 400 SH SOLE 400 0 0 Manitowoc Co Inc/The COM 563571108 15 1650 SH SOLE 1650 0 0 ManpowerGroup Inc COM 56418H100 12 100 SH SOLE 100 0 0 Manulife Financial Corp COM 56501R106 14 673 SH DFND 673 0 0 Manulife Financial Corp COM 56501R106 3 165 SH SOLE 165 0 0 Marsh & McLennan Cos Inc COM 571748102 24 287 SH SOLE 287 0 0 Masco Corp COM 574599106 7 172 SH SOLE 172 0 0 Masimo Corp COM 574795100 171 1972 SH SOLE 1951 0 21 Mastercard Inc CL A 57636Q104 313 2220 SH DFND 2220 0 0 Mastercard Inc CL A 57636Q104 263 1860 SH SOLE 1860 0 0 Matador Resources Co COM 576485205 201 7395 SH SOLE 7317 0 78 Mattel Inc COM 577081102 3 190 SH DFND 0 0 190 MaxLinear Inc COM 57776J100 12 514 SH SOLE 514 0 0 Maxim Integrated Products Inc COM 57772K101 5 100 SH DFND 0 0 100 McCormick & Co Inc/MD COM NON VTG 579780206 258 2515 SH DFND 2515 0 0 McCormick & Co Inc/MD COM NON VTG 579780206 4 37 SH SOLE 37 0 0 McDonald's Corp COM 580135101 395 2521 SH DFND 2431 0 90 McDonald's Corp COM 580135101 4939 31525 SH SOLE 29865 0 1660 McKesson Corp COM 58155Q103 22 145 SH DFND 145 0 0 McKesson Corp COM 58155Q103 2 13 SH SOLE 13 0 0 Medtronic PLC SHS G5960L103 16 206 SH DFND 206 0 0 Medtronic PLC SHS G5960L103 9645 124018 SH SOLE 120939 0 3079 Mercantile Bank Corp COM 587376104 162 4643 SH SOLE 4597 0 46 Merck & Co Inc COM 58933Y105 49 765 SH DFND 710 0 55 Merck & Co Inc COM 58933Y105 4159 64957 SH SOLE 61447 0 3510 MetLife Inc COM 59156R108 369 7100 SH DFND 7100 0 0 MetLife Inc COM 59156R108 137 2637 SH SOLE 2637 0 0 Methode Electronics Inc COM 591520200 212 5008 SH SOLE 4957 0 51 Microchip Technology Inc COM 595017104 274 3050 SH DFND 3050 0 0 Microchip Technology Inc COM 595017104 38 427 SH SOLE 427 0 0 Microsemi Corp COM 595137100 165 3214 SH SOLE 3180 0 34 Microsoft Corp COM 594918104 778 10450 SH DFND 10300 0 150 Microsoft Corp COM 594918104 14117 189515 SH SOLE 184194 0 5321 Middleby Corp/The COM 596278101 30 234 SH SOLE 234 0 0 Monster Beverage Corp COM 61174X109 7 132 SH SOLE 132 0 0 Moody's Corp COM 615369105 195 1400 SH DFND 0 0 1400 Morgan Stanley COM NEW 617446448 33 692 SH SOLE 692 0 0 Multi-Color Corp COM 625383104 341 4160 SH SOLE 4119 0 41 NATL WESTMINSTER BK PLC SPON ADR C 638539882 26 1000 SH SOLE 1000 0 0 NCR Corp COM 62886E108 40 1055 SH SOLE 1055 0 0 NIKE Inc CL B 654106103 37 720 SH DFND 720 0 0 NIKE Inc CL B 654106103 123 2380 SH SOLE 2380 0 0 NVR Inc COM 62944T105 49 17 SH SOLE 17 0 0 National Fuel Gas Co COM 636180101 34 600 SH SOLE 600 0 0 National Oilwell Varco Inc COM 637071101 4378 122538 SH SOLE 121259 0 1279 Navigant Consulting Inc COM 63935N107 278 16432 SH SOLE 16295 0 137 New Jersey Resources Corp COM 646025106 21 500 SH SOLE 500 0 0 Nexstar Media Group Inc CL A 65336K103 227 3651 SH SOLE 3615 0 36 NextEra Energy Inc COM 65339F101 54 371 SH SOLE 371 0 0 Nomura Funds/Closed-End/USA COM 47109U104 85 6783 SH SOLE 6783 0 0 Nordson Corp COM 655663102 36 306 SH SOLE 306 0 0 Nordstrom Inc COM 655664100 15 323 SH DFND 323 0 0 Nordstrom Inc COM 655664100 7286 154520 SH SOLE 150353 0 4167 Norfolk Southern Corp COM 655844108 47 356 SH DFND 356 0 0 Norfolk Southern Corp COM 655844108 136 1025 SH SOLE 1025 0 0 Northern Trust Corp COM 665859104 3 35 SH DFND 0 0 35 Northern Trust Investments Inc MORNSTAR UPSTR 33939L407 5 160 SH SOLE 160 0 0 Northrop Grumman Corp COM 666807102 23 80 SH DFND 0 0 80 Northrop Grumman Corp COM 666807102 161 560 SH SOLE 560 0 0 Novartis AG SPONSORED ADR 66987V109 6 75 SH DFND 0 0 75 Novartis AG SPONSORED ADR 66987V109 208 2420 SH SOLE 2420 0 0 Novo Nordisk A/S ADR 670100205 18 375 SH SOLE 375 0 0 Nuveen Closed-End Funds/USA COM 670735109 472 18604 SH SOLE 18604 0 0 Nuveen Closed-End Funds/USA COM 67073B106 28 2607 SH SOLE 2607 0 0 Nuveen Closed-End Funds/USA COM SHS 67073D102 2558 301249 SH SOLE 301249 0 0 Nuveen Closed-End Funds/USA COM 67074Y105 4748 263804 SH SOLE 263804 0 0 O'Reilly Automotive Inc COM 67103H107 104 483 SH SOLE 483 0 0 ONE Gas Inc COM 68235P108 28 375 SH SOLE 375 0 0 ONEOK Inc COM 682680103 167 3016 SH SOLE 3016 0 0 ORACLE CORP COM 68389X105 7354 152102 SH SOLE 150662 0 1440 Occidental Petroleum Corp COM 674599105 13 200 SH DFND 0 0 200 Occidental Petroleum Corp COM 674599105 3281 51092 SH SOLE 50538 0 554 Old National Bancorp/IN COM 680033107 372 20320 SH SOLE 20114 0 206 Ollie's Bargain Outlet Holding COM 681116109 4 92 SH SOLE 54 0 38 Omnicell Inc COM 68213N109 689 13505 SH SOLE 13467 0 38 Omnicom Group Inc COM 681919106 13 170 SH SOLE 170 0 0 PACCAR Inc COM 693718108 9 131 SH SOLE 131 0 0 PC Connection Inc COM 69318J100 169 5984 SH SOLE 5924 0 60 PDC Energy Inc COM 69327R101 167 3410 SH SOLE 3374 0 36 PG&E Corp COM 69331C108 18 260 SH SOLE 260 0 0 PGT Innovations Inc COM 69336V101 6 390 SH SOLE 390 0 0 PNC Financial Services Group I COM 693475105 5 35 SH DFND 0 0 35 PNC Financial Services Group I COM 693475105 9 68 SH SOLE 68 0 0 POWERSHARES UNIT SER 1 73935A104 6 38 SH DFND 38 0 0 POWERSHARES UNIT SER 1 73935A104 329 2265 SH SOLE 2265 0 0 POWERSHARES INTL DIV ACHV 73935X716 236 14600 SH SOLE 14600 0 0 PPG Industries Inc COM 693506107 63 578 SH SOLE 578 0 0 PPL Corp COM 69351T106 3 73 SH SOLE 73 0 0 PROCTER & GAMBLE COM 742718109 429 4720 SH DFND 4600 0 120 PROCTER & GAMBLE COM 742718109 4359 47917 SH SOLE 45622 0 2295 PROSHARES TRUST PSHS ULTSH 20YRS 74347B201 2 50 SH DFND 50 0 0 PROSHARES TRUST PSHS ULTRA QQQ 74347R206 8 130 SH DFND 130 0 0 PVH Corp COM 693656100 5 39 SH SOLE 39 0 0 Pacific Investment Management Co LLC COM SHS 72202D106 3077 133447 SH SOLE 133447 0 0 Palo Alto Networks Inc COM 697435105 506 3514 SH SOLE 3514 0 0 Pandora Media Inc COM 698354107 1 79 SH SOLE 79 0 0 Parker-Hannifin Corp COM 701094104 14 80 SH SOLE 80 0 0 PayPal Holdings Inc COM 70450Y103 15 229 SH SOLE 229 0 0 Pembina Pipeline Corp COM 706327103 61 1750 SH SOLE 1750 0 0 PennyMac Mortgage Investment T COM 70931T103 17 975 SH DFND 0 0 975 PepsiCo Inc COM 713448108 429 3850 SH DFND 3820 0 30 PepsiCo Inc COM 713448108 521 4675 SH SOLE 4650 0 25 Perrigo Co PLC SHS G97822103 3 38 SH SOLE 38 0 0 Pfizer Inc COM 717081103 888 24870 SH DFND 15520 0 9350 Pfizer Inc COM 717081103 653 18290 SH SOLE 9190 0 9100 Pfizer Inc CL A 98978V103 25 396 SH SOLE 396 0 0 Philip Morris International In COM 718172109 127 1147 SH DFND 1072 0 75 Philip Morris International In COM 718172109 160 1442 SH SOLE 1442 0 0 Phillips 66 COM 718546104 95 1035 SH SOLE 1035 0 0 Phoenix Investments Holdings L COM 566324109 233 8644 SH SOLE 8565 0 79 Physicians Realty Trust COM 71943U104 4 253 SH SOLE 253 0 0 Pinnacle West Capital Corp COM 723484101 118 1390 SH SOLE 1390 0 0 Potbelly Corp COM 73754Y100 2 196 SH SOLE 196 0 0 PowerShares ETFs/USA DIV ACHV PRTF 73935X732 394 16000 SH SOLE 16000 0 0 PowerShares ETFs/USA KBW HG YLD FIN 73936Q793 6 250 SH DFND 250 0 0 PowerShares ETFs/USA S&P SMCP HC PO 73937B886 67 720 SH DFND 720 0 0 PowerShares ETFs/USA OPT YLD DIV 73937V106 5 288 SH SOLE 288 0 0 Praxair Inc COM 74005P104 279 2000 SH DFND 2000 0 0 Praxair Inc COM 74005P104 2483 17767 SH SOLE 17592 0 175 Priceline Group Inc/The COM NEW 741503403 156 85 SH DFND 85 0 0 Priceline Group Inc/The COM NEW 741503403 44 24 SH SOLE 24 0 0 Prudential Financial Inc COM 744320102 10 95 SH SOLE 95 0 0 Prudential PLC ADR 74435K204 5 95 SH DFND 95 0 0 Prudential PLC ADR 74435K204 1998 41712 SH SOLE 40132 0 1580 Public Service Enterprise Grou COM 744573106 6 135 SH SOLE 135 0 0 Pure Cycle Corp COM NEW 746228303 46 6158 SH SOLE 6158 0 0 Q2 Holdings Inc COM 74736L109 125 3005 SH DFND 3005 0 0 QUALCOMM INC COM 747525103 71 1370 SH DFND 1255 0 115 QUALCOMM INC COM 747525103 535 10320 SH SOLE 10320 0 0 RELX NV SPONSORED ADR 75955B102 3 163 SH DFND 163 0 0 RELX NV SPONSORED ADR 75955B102 1510 70799 SH SOLE 68403 0 2396 ROYAL BK SCOTLND GRP PLC SP ADR PREF S 780097739 51 2000 SH SOLE 2000 0 0 RPM International Inc COM 749685103 10 193 SH SOLE 193 0 0 Raytheon Co COM NEW 755111507 738 3953 SH SOLE 3953 0 0 Republic Services Inc COM 760759100 13 200 SH SOLE 200 0 0 Ritchie Bros Auctioneers Inc COM 767744105 9 295 SH SOLE 295 0 0 Robert Half International Inc COM 770323103 1022 20300 SH SOLE 20300 0 0 Rockwell Automation Inc COM 773903109 107 600 SH SOLE 600 0 0 Rockwell Collins Inc COM 774341101 20 153 SH DFND 153 0 0 Rockwell Collins Inc COM 774341101 7141 54634 SH SOLE 54157 0 477 Royal Bank of Canada COM 780087102 14 176 SH SOLE 176 0 0 Royal Caribbean Cruises Ltd COM V7780T103 19 163 SH SOLE 163 0 0 Royal Dutch Shell PLC SPON ADR B 780259107 4 63 SH SOLE 63 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 7 120 SH DFND 0 0 120 Royal Dutch Shell PLC SPONS ADR A 780259206 30 500 SH SOLE 500 0 0 S&P Global Inc COM 78409V104 63 400 SH SOLE 400 0 0 SBA Communications Corp CL A 78410G104 13 87 SH SOLE 87 0 0 SCANA Corp COM 80589M102 3 55 SH DFND 0 0 55 SEI INVESTMENTS COM 784117103 61 1000 SH SOLE 1000 0 0 SELECT SECTOR SPDR ENERGY 81369Y506 8 110 SH SOLE 110 0 0 SELECT SECTOR SPDR SBI INT-FINL 81369Y605 5 190 SH DFND 190 0 0 SELECT SECTOR SPDR TECHNOLOGY 81369Y803 6 95 SH DFND 95 0 0 SPDR DOW JONES IND UT SER 1 78467X109 85 380 SH SOLE 380 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 24 200 SH DFND 200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 49 400 SH SOLE 400 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 7 187 SH SOLE 187 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 37 402 SH SOLE 402 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 6 150 SH SOLE 150 0 0 SPDR TRUST TR UNIT 78462F103 53 210 SH DFND 0 0 210 SPDR TRUST TR UNIT 78462F103 2155 8578 SH SOLE 8578 0 0 SSGA Funds Management Inc S&P DIVID ETF 78464A763 156 1703 SH DFND 1703 0 0 SSGA Funds Management Inc S&P DIVID ETF 78464A763 280 3063 SH SOLE 3063 0 0 STERIS PLC SHS USD G84720104 7 75 SH SOLE 75 0 0 STORE Capital Corp COM 862121100 1979 79582 SH SOLE 79582 0 0 Sage Therapeutics Inc COM 78667J108 131 2100 SH DFND 2100 0 0 Schlumberger Ltd COM 806857108 123 1766 SH DFND 246 0 1520 Schlumberger Ltd COM 806857108 8343 119592 SH SOLE 115677 0 3915 Selective Insurance Group Inc COM 816300107 447 8295 SH SOLE 8212 0 83 Seligman Funds/Closed-end/USA COM 895436103 4298 168231 SH SOLE 168231 0 0 Sempra Energy COM 816851109 34 300 SH SOLE 300 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 10 500 SH SOLE 0 0 500 Sensient Technologies Corp COM 81725T100 286 3714 SH SOLE 3681 0 33 ServiceMaster Global Holdings COM 81761R109 16 347 SH SOLE 347 0 0 Shenandoah Telecommunications None 82312B106 579 15552 SH DFND 15552 0 0 Shire PLC SPONSORED ADR 82481R106 54 351 SH DFND 341 0 10 Shopify Inc CL A 82509L107 565 4850 SH DFND 4850 0 0 Silicon Motion Technology Corp SPONSORED ADR 82706C108 177 3684 SH SOLE 3647 0 37 Skyworks Solutions Inc COM 83088M102 194 1900 SH DFND 1900 0 0 Snap Inc CL A 83304A106 112 7683 SH SOLE 7683 0 0 Sociedad Quimica y Minera de C SPON ADR SER B 833635105 622 11171 SH SOLE 11171 0 0 Southern Co/The COM 842587107 8 160 SH DFND 0 0 160 Southern Co/The COM 842587107 69 1400 SH SOLE 1400 0 0 Southside Bancshares Inc COM 84470P109 298 8192 SH SOLE 8110 0 82 Southwest Airlines Co COM 844741108 73 1300 SH SOLE 1300 0 0 Spirit AeroSystems Holdings In COM CL A 848574109 3 38 SH SOLE 38 0 0 Stanley Black & Decker Inc COM 854502101 36 236 SH SOLE 236 0 0 Starbucks Corp COM 855244109 185 3444 SH DFND 3444 0 0 Starbucks Corp COM 855244109 4474 83303 SH SOLE 82458 0 845 State Street Corp COM 857477103 8 80 SH DFND 0 0 80 State Street ETF/USA DJ INTL RL ETF 78463X863 10 269 SH SOLE 269 0 0 State Street ETF/USA S&P INTL SMLCP 78463X871 245 7000 SH SOLE 7000 0 0 Stifel Financial Corp COM 860630102 323 6045 SH SOLE 5984 0 61 Sturm Ruger & Co Inc COM 864159108 197 3817 SH SOLE 3784 0 33 SunTrust Banks Inc COM 867914103 78 1309 SH SOLE 1309 0 0 Suncor Energy Inc COM 867224107 4 105 SH SOLE 105 0 0 Sykes Enterprises Inc COM 871237103 182 6256 SH SOLE 6189 0 67 T Rowe Price Group Inc COM 74144T108 21 235 SH DFND 235 0 0 T Rowe Price Group Inc COM 74144T108 3831 42260 SH SOLE 40125 0 2135 TA Associates Management LP COM 03211L102 2 257 SH SOLE 257 0 0 TE Connectivity Ltd REG SHS H84989104 2 26 SH SOLE 26 0 0 TEXAS INSTRUMENTS COM 882508104 20 222 SH DFND 222 0 0 TEXAS INSTRUMENTS COM 882508104 3598 40133 SH SOLE 38363 0 1770 TJX Cos Inc/The COM 872540109 33 445 SH SOLE 445 0 0 TOTAL SA SPONSORED ADR 89151E109 3 65 SH DFND 0 0 65 TOTAL SA SPONSORED ADR 89151E109 3 48 SH SOLE 48 0 0 Tanzanian Royalty Exploration COM 87600U104 1 3000 SH DFND 0 0 3000 Target Corp COM 87612E106 4 65 SH DFND 0 0 65 Target Corp COM 87612E106 31 529 SH SOLE 529 0 0 Tennant Co COM 880345103 398 6016 SH SOLE 6016 0 0 Tesla Inc COM 88160R101 2381 6981 SH SOLE 6914 0 67 Tetra Tech Inc COM 88162G103 696 14960 SH SOLE 14908 0 52 Texas Capital Bancshares Inc COM 88224Q107 5 55 SH DFND 55 0 0 Thermo Fisher Scientific Inc COM 883556102 254 1340 SH DFND 1340 0 0 Thermo Fisher Scientific Inc COM 883556102 37 195 SH SOLE 195 0 0 Thor Industries Inc COM 885160101 516 4097 SH SOLE 4097 0 0 Tiffany & Co COM 886547108 69 750 SH SOLE 0 0 750 Time Warner Inc COM NEW 887317303 5 45 SH DFND 0 0 45 Time Warner Inc COM NEW 887317303 57 555 SH SOLE 555 0 0 Toronto-Dominion Bank/The COM NEW 891160509 3 58 SH SOLE 58 0 0 Tortoise Capital Advisors LLC COM 89147L100 19 639 SH SOLE 639 0 0 TowerBrook Capital Partners LP None 46620W102 151 13858 SH SOLE 13858 0 0 TransCanada Corp COM 89353D107 66 1335 SH SOLE 1335 0 0 Travelers Cos Inc/The COM 89417E109 427 3485 SH DFND 3485 0 0 Travelers Cos Inc/The COM 89417E109 50 410 SH SOLE 410 0 0 Trupanion Inc COM 898202106 15 579 SH SOLE 579 0 0 Tupperware Brands Corp COM 899896104 9 150 SH DFND 0 0 150 Tupperware Brands Corp COM 899896104 19 300 SH SOLE 300 0 0 Tyson Foods Inc CL A 902494103 192 2727 SH SOLE 2727 0 0 UMB Financial Corp COM 902788108 300 4025 SH SOLE 3985 0 40 US Bancorp COM NEW 902973304 773 14428 SH DFND 14428 0 0 US Bancorp COM NEW 902973304 323 6028 SH SOLE 6028 0 0 US Concrete Inc COM NEW 90333L201 409 5365 SH DFND 5365 0 0 UTD TECHNOLOGIES COM 913017109 86 739 SH DFND 739 0 0 UTD TECHNOLOGIES COM 913017109 10813 93147 SH SOLE 90706 0 2441 Ulta Beauty Inc COM 90384S303 2 10 SH DFND 10 0 0 Under Armour Inc CL A 904311107 5 280 SH SOLE 280 0 0 Under Armour Inc CL C 904311206 4 281 SH SOLE 281 0 0 Unilever PLC SPON ADR NEW 904767704 4 70 SH DFND 0 0 70 Union Pacific Corp COM 907818108 127 1098 SH SOLE 1098 0 0 United Bankshares Inc/WV COM 909907107 420 11315 SH SOLE 11202 0 113 United Parcel Service Inc CL B 911312106 399 3320 SH DFND 3320 0 0 United Parcel Service Inc CL B 911312106 2846 23697 SH SOLE 22422 0 1275 United Rentals Inc COM 911363109 6 40 SH DFND 40 0 0 United Rentals Inc COM 911363109 48 347 SH SOLE 347 0 0 UnitedHealth Group Inc COM 91324P102 287 1465 SH DFND 1465 0 0 UnitedHealth Group Inc COM 91324P102 115 586 SH SOLE 586 0 0 Universal Display Corp COM 91347P105 705 5475 SH DFND 5475 0 0 Universal Display Corp COM 91347P105 97 755 SH SOLE 755 0 0 VANECK VECTORS ETF JR GOLD MINERS E 92189F791 55 1630 SH DFND 50 0 1580 VANGUARD FINANCIALS ETF 92204A405 1302 19928 SH SOLE 19928 0 0 VANGUARD S&P 500 ETF SHS 922908363 85 368 SH SOLE 368 0 0 VANGUARD REIT ETF 922908553 100 1206 SH SOLE 1206 0 0 VANGUARD VALUE ETF 922908744 246 2468 SH SOLE 2468 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1410 10505 SH SOLE 10505 0 0 VF Corp COM 918204108 10 162 SH SOLE 162 0 0 Valero Energy Corp COM 91913Y100 46 600 SH DFND 600 0 0 Valero Energy Corp COM 91913Y100 27 350 SH SOLE 350 0 0 VanEck Vectors ETFs/USA GOLD MINERS ETF 92189F106 63 2727 SH DFND 100 0 2627 VanEck Vectors ETFs/USA GOLD MINERS ETF 92189F106 29 1260 SH SOLE 1260 0 0 Vanguard ETF/USA DIV APP ETF 921908844 409 4313 SH SOLE 4313 0 0 Vanguard ETF/USA VG TL INTL STK F 921909768 13 237 SH SOLE 237 0 0 Vanguard ETF/USA LONG TERM BOND 921937793 12 123 SH SOLE 123 0 0 Vanguard ETF/USA INTERMED TERM 921937819 26 306 SH SOLE 306 0 0 Vanguard ETF/USA TOTAL BND MRKT 921937835 10 123 SH SOLE 123 0 0 Vanguard ETF/USA FTSE DEV MKT ETF 921943858 3906 89984 SH SOLE 89984 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 181 4156 SH SOLE 4156 0 0 Vanguard ETF/USA CONSUM STP ETF 92204A207 609 4393 SH SOLE 4393 0 0 Vanguard ETF/USA ENERGY ETF 92204A306 947 10115 SH SOLE 10115 0 0 Vanguard ETF/USA HEALTH CAR ETF 92204A504 1200 7878 SH SOLE 7878 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 3 22 SH DFND 22 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 3640 23950 SH SOLE 23950 0 0 Vanguard ETF/USA SHRT TRM CORP BD 92206C409 20 250 SH DFND 250 0 0 Vanguard ETF/USA MCAP GR IDXVIP 922908538 6 48 SH SOLE 48 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 4 25 SH SOLE 25 0 0 Vanguard ETF/USA MID CAP ETF 922908629 101 690 SH DFND 0 0 690 Vanguard ETF/USA MID CAP ETF 922908629 287 1950 SH SOLE 1950 0 0 Vanguard ETF/USA GROWTH ETF 922908736 190 1428 SH SOLE 1428 0 0 Vanguard ETF/USA SMALL CP ETF 922908751 75 530 SH SOLE 530 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 188 1450 SH DFND 1450 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 18574 143409 SH SOLE 143409 0 0 Vanguard Group SHORT TRM BOND 921937827 23 286 SH SOLE 286 0 0 Vanguard Group Inc/The VNG RUS2000IDX 92206C664 105 880 SH DFND 0 0 880 Varian Medical Systems Inc COM 92220P105 457 4572 SH SOLE 4572 0 0 Veeva Systems Inc CL A COM 922475108 377 6680 SH DFND 6680 0 0 Ventas Inc COM 92276F100 2 37 SH SOLE 37 0 0 VeriFone Systems Inc COM 92342Y109 480 23649 SH SOLE 23649 0 0 Verizon Communications Inc COM 92343V104 392 7923 SH DFND 7745 0 178 Verizon Communications Inc COM 92343V104 395 7986 SH SOLE 7666 0 320 Versum Materials Inc COM 92532W103 4 100 SH SOLE 100 0 0 Viacom Inc CL B 92553P201 3 105 SH DFND 0 0 105 Viavi Solutions Inc COM 925550105 1 150 SH DFND 0 0 150 Visa Inc COM CL A 92826C839 129 1228 SH DFND 1228 0 0 Visa Inc COM CL A 92826C839 5014 47644 SH SOLE 47198 0 446 Vista Outdoor Inc COM 928377100 26 1150 SH DFND 0 0 1150 Vodafone Group PLC SPONSORED ADR 92857W308 3 92 SH SOLE 92 0 0 Voya Financial Inc COM 929089100 128 3215 SH DFND 3215 0 0 WEC Energy Group Inc COM 92939U106 85 1350 SH DFND 0 0 1350 WHEATON PRECIOUS M COM 962879102 2 100 SH DFND 100 0 0 WP Carey Inc COM 92936U109 21 305 SH SOLE 305 0 0 Wal-Mart Stores Inc COM 931142103 417 5342 SH DFND 5167 0 175 Wal-Mart Stores Inc COM 931142103 14036 179625 SH SOLE 174929 0 4696 Walgreens Boots Alliance Inc COM 931427108 54 700 SH DFND 605 0 95 Walgreens Boots Alliance Inc COM 931427108 225 2920 SH SOLE 2920 0 0 Walt Disney Co/The COM DISNEY 254687106 462 4692 SH DFND 4622 0 70 Walt Disney Co/The COM DISNEY 254687106 287 2916 SH SOLE 2916 0 0 Waste Management Inc COM 94106L109 35 450 SH SOLE 450 0 0 Waters Corp COM 941848103 443 2466 SH SOLE 2466 0 0 Watsco Inc COM 942622200 16 102 SH SOLE 102 0 0 Welbilt Inc COM 949090104 15 650 SH SOLE 650 0 0 Wells Fargo & Co COM 949746101 400 7254 SH DFND 7254 0 0 Wells Fargo & Co COM 949746101 7578 137408 SH SOLE 132677 0 4731 Wendy's Co/The COM 95058W100 2 105 SH DFND 0 0 105 West Pharmaceutical Services I COM 955306105 26 266 SH SOLE 266 0 0 Westar Energy Inc COM 95709T100 8 166 SH SOLE 166 0 0 Weyerhaeuser Co COM 962166104 8 222 SH DFND 222 0 0 Weyerhaeuser Co COM 962166104 480 14106 SH SOLE 14106 0 0 Williams Cos Inc/The COM 969457100 24 815 SH SOLE 815 0 0 WisdomTree Asset Management Inc JAPN HEDGE EQT 97717W851 50 922 SH SOLE 922 0 0 WisdomTree ETFs/USA US TOTAL DIVIDND 97717W109 38 428 SH SOLE 428 0 0 Workday Inc CL A 98138H101 3 32 SH SOLE 32 0 0 Wyndham Worldwide Corp COM 98310W108 151 1430 SH DFND 1430 0 0 XPO Logistics Inc COM 983793100 133 1960 SH DFND 1960 0 0 Xenia Hotels & Resorts Inc COM 984017103 62 2943 SH SOLE 2943 0 0 Xilinx Inc COM 983919101 7 98 SH SOLE 98 0 0 Xylem Inc/NY COM 98419M100 17 277 SH SOLE 277 0 0 Yum China Holdings Inc COM 98850P109 27 670 SH SOLE 470 0 200 Yum! Brands Inc COM 988498101 49 670 SH SOLE 470 0 200 eBay Inc COM 278642103 6246 162412 SH SOLE 160821 0 1591 iShares ETFs/USA MIN VOL EMRG MKT 464286533 8 130 SH SOLE 130 0 0 iShares ETFs/USA MSCI JPN ETF NEW 46434G822 5 91 SH SOLE 91 0 0 iShares/USA RUS MID CAP ETF 464287499 189 960 SH SOLE 960 0 0 salesforce.com Inc COM 79466L302 270 2893 SH DFND 2893 0 0 salesforce.com Inc COM 79466L302 31 333 SH SOLE 333 0 0