0000920112-16-000281.txt : 20160212 0000920112-16-000281.hdr.sgml : 20160212 20160212143207 ACCESSION NUMBER: 0000920112-16-000281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 161417840 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 3195892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 12-31-2015 12-31-2015 DUBUQUE BANK & TRUST CO

1398 CENTRAL DUBUQUE IA 52001

13F HOLDINGS REPORT 028-10581 N Bruce C. Rehmke 563-589-2000 Bruce C. 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Industries NV SHS - A - N53745100 690 7936 SH DFND 7871 0 65 MEDNAX Inc COM 58502B106 4 55 SH DFND 55 0 0 MGE Energy Inc COM 55277P104 75 1610 SH DFND 1610 0 0 Macy's Inc COM 55616P104 298 8528 SH DFND 8438 0 90 Magellan Midstream Partners LP COM UNIT RP LP 559080106 27 400 SH DFND 400 0 0 Magna International Inc COM 559222401 7 164 SH DFND 164 0 0 Manitowoc Co Inc/The COM 563571108 20 1291 SH DFND 1291 0 0 ManpowerGroup Inc COM 56418H100 8 100 SH DFND 100 0 0 Manulife Financial Corp COM 56501R106 19 1260 SH DFND 1260 0 0 Marathon Oil Corp COM 565849106 0 10 SH DFND 10 0 0 Marathon Petroleum Corp COM 56585A102 8 154 SH DFND 154 0 0 Marriott International Inc/MD CL A 571903202 20 300 SH DFND 300 0 0 Marsh & McLennan Cos Inc COM 571748102 11 198 SH DFND 198 0 0 Martin Marietta Materials Inc COM 573284106 2 13 SH DFND 13 0 0 Masco Corp COM 574599106 3 116 SH DFND 116 0 0 MasterCard Inc CL A 57636Q104 218 2241 SH DFND 2241 0 0 Mattel Inc COM 577081102 4 132 SH DFND 132 0 0 Maxim Integrated 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SH DFND 114 0 0 Molson Coors Brewing Co CL B 60871R209 36 386 SH DFND 386 0 0 Mondelez International Inc CL A 609207105 553 12341 SH DFND 12165 0 176 Monsanto Co COM 61166W101 336 3409 SH DFND 3209 0 200 Monster Beverage Corp COM 61174X109 16 107 SH DFND 107 0 0 Moody's Corp COM 615369105 140 1400 SH DFND 0 0 1400 Morgan Stanley COM NEW 617446448 147 4633 SH DFND 4633 0 0 Mosaic Co/The COM 61945C103 1 43 SH DFND 43 0 0 Murphy Oil Corp COM 626717102 531 23634 SH DFND 22661 0 973 Mylan NV SHS EURO N59465109 1365 25242 SH DFND 25119 0 123 NATL WESTMINSTER BK PLC SPON ADR C 638539882 26 1000 SH DFND 1000 0 0 NCR Corp COM 62886E108 26 1083 SH DFND 1083 0 0 NICE-Systems Ltd SPONSORED ADR 653656108 6 105 SH DFND 105 0 0 NIKE Inc CL B 654106103 488 7808 SH DFND 7808 0 0 NOW Inc COM 67011P100 0 30 SH DFND 30 0 0 NVIDIA Corp COM 67066G104 4551 138066 SH DFND 136669 0 1397 NXP Semiconductors NV COM N6596X109 52 612 SH DFND 612 0 0 National Fuel Gas Co COM 636180101 17 399 SH DFND 399 0 0 National 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69343T107 1 49 SH DFND 49 0 0 PNC Financial Services Group I COM 693475105 737 7732 SH DFND 7732 0 0 PPG Industries Inc COM 693506107 126 1274 SH DFND 1274 0 0 PPL Corp COM 69351T106 14 417 SH DFND 417 0 0 PVH Corp COM 693656100 3 39 SH DFND 39 0 0 Palo Alto Networks Inc COM 697435105 410 2325 SH DFND 2325 0 0 Pandora Media Inc COM 698354107 1 79 SH DFND 79 0 0 Panera Bread Co CL A 69840W108 40 207 SH DFND 207 0 0 Parker-Hannifin Corp COM 701094104 23 235 SH DFND 235 0 0 Patterson Cos Inc COM 703395103 300 6630 SH DFND 6630 0 0 PayPal Holdings Inc COM 70450Y103 76 2093 SH DFND 2093 0 0 Paychex Inc COM 704326107 11 199 SH DFND 199 0 0 Pembina Pipeline Corp COM 706327103 38 1750 SH DFND 1750 0 0 Pentair PLC SHS G7S00T104 21 420 SH DFND 420 0 0 Pepco Holdings Inc COM 713291102 6 214 SH DFND 214 0 0 PepsiCo Inc COM 713448108 1247 12477 SH DFND 12352 0 125 PerkinElmer Inc COM 714046109 6 111 SH DFND 111 0 0 Perrigo Co PLC SHS G97822103 2486 17183 SH DFND 17012 0 171 Pfizer Inc COM 717081103 2518 78006 SH DFND 43781 0 34225 Philip Morris International In COM 718172109 165 1876 SH DFND 1801 0 75 Phillips 66 COM 718546104 58 706 SH DFND 706 0 0 Physicians Realty Trust COM 71943U104 1258 74618 SH DFND 74618 0 0 Pimco ETFs/USA ENHAN SHRT MA AC 72201R833 45 443 SH DFND 443 0 0 Pinnacle West Capital Corp COM 723484101 6 95 SH DFND 95 0 0 Plum Creek Timber Co Inc COM 729251108 308 6459 SH DFND 6459 0 0 Polaris Industries Inc COM 731068102 8 96 SH DFND 96 0 0 PowerShares ETFs/USA PWRSHS SP500 LOW 73937B654 17 511 SH DFND 511 0 0 PowerShares ETFs/USA KBW BK PORT 73937B746 1192 31699 SH DFND 26059 0 5640 PowerShares ETFs/USA DB OPT YLD DIV 73937V106 4 250 SH DFND 250 0 0 Praxair Inc COM 74005P104 45 435 SH DFND 400 0 35 Precision Castparts Corp COM 740189105 102 441 SH DFND 441 0 0 Priceline Group Inc/The COM NEW 741503403 140 110 SH DFND 110 0 0 Principal Financial Group Inc COM 74251V102 9 210 SH DFND 210 0 0 ProShare Advisors LLC SHRT 20+YR TRE 74347X849 23 922 SH DFND 0 0 922 ProShares ETFs/USA PSHS ULTSH 20YRS 74347B201 2 50 SH DFND 50 0 0 Procter & Gamble Co/The COM 742718109 957 12051 SH DFND 11901 0 150 Prospect Capital Corp COM 74348T102 22 3128 SH DFND 3128 0 0 Prudential Financial Inc COM 744320102 114 1401 SH DFND 1401 0 0 Prudential PLC ADR 74435K204 7 148 SH DFND 148 0 0 Public Service Enterprise Grou COM 744573106 2671 69028 SH DFND 68862 0 166 Pure Cycle Corp COM NEW 746228303 17 3605 SH DFND 3605 0 0 QEP Resources Inc COM 74733V100 11 800 SH DFND 800 0 0 QUALCOMM Inc COM 747525103 267 5336 SH DFND 5221 0 115 RMR Group Inc/The CL A 74967R106 0 1 SH DFND 0 0 1 ROYAL BK SCOTLND GRP PLC SP ADR PREF S 780097739 51 2000 SH DFND 2000 0 0 Raymond James Financial Inc COM 754730109 75 1300 SH DFND 1300 0 0 Raytheon Co COM NEW 755111507 1836 14741 SH DFND 14741 0 0 Republic Services Inc COM 760759100 39 884 SH DFND 884 0 0 Reynolds American Inc COM 761713106 11 232 SH DFND 0 0 232 Rio Tinto PLC SPONSORED ADR 767204100 3 117 SH DFND 117 0 0 Robert Half International Inc COM 770323103 16 342 SH DFND 342 0 0 Rockwell Automation Inc COM 773903109 131 1279 SH DFND 1279 0 0 Rockwell Collins Inc COM 774341101 55 600 SH DFND 600 0 0 Roper Technologies Inc COM 776696106 2705 14254 SH DFND 14118 0 136 Ross Stores Inc COM 778296103 56 1034 SH DFND 1034 0 0 Royal Bank of Canada COM 780087102 1 10 SH DFND 10 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 80 1755 SH DFND 1690 0 65 Ryder System Inc COM 783549108 16 290 SH DFND 290 0 0 SAP SE SPON ADR 803054204 1 10 SH DFND 10 0 0 SBA Communications Corp COM 78388J106 11 102 SH DFND 102 0 0 SCANA Corp COM 80589M102 3 55 SH DFND 0 0 55 SSgA Funds Management Inc TR UNIT 78462F103 14580 71518 SH DFND 68939 0 2579 SSgA Funds Management Inc BRC HGH YLD BD 78464A417 56 1657 SH DFND 1657 0 0 SSgA Funds Management Inc NUVN BR SHT MUNI 78464A425 84 3466 SH DFND 3466 0 0 SSgA Funds Management Inc S&P REGL BKG 78464A698 21 500 SH DFND 500 0 0 SSgA Funds Management Inc SBI HEALTHCARE 81369Y209 291 4042 SH DFND 4042 0 0 SSgA Funds Management Inc SBI INT-FINL 81369Y605 229 9594 SH DFND 9594 0 0 SSgA Funds Management Inc TECHNOLOGY 81369Y803 4349 101544 SH DFND 83787 0 17757 SVB Financial Group COM 78486Q101 31 260 SH DFND 260 0 0 SanDisk Corp COM 80004C101 15 196 SH DFND 196 0 0 Schlumberger Ltd COM 806857108 277 3974 SH DFND 2114 0 1860 Scholastic Corp COM 807066105 7 171 SH DFND 171 0 0 Schwab ETFs/USA US LCAP VA ETF 808524409 8 189 SH DFND 189 0 0 Schwab ETFs/USA EMRG MKTEQ ETF 808524706 4 194 SH DFND 194 0 0 Schwab ETFs/USA INTL EQTY ETF 808524805 10 373 SH DFND 373 0 0 Scripps Networks Interactive I CL A COM 811065101 2357 42687 SH DFND 42563 0 124 Seagate Technology PLC SHS G7945M107 4 113 SH DFND 113 0 0 Sealed Air Corp COM 81211K100 6 140 SH DFND 0 0 140 Security Investors LLC GUG RUSS TOP 50 78355W205 14 100 SH DFND 100 0 0 Security Investors LLC GUG S&P500EQWTHC 78355W841 19 121 SH DFND 121 0 0 Security Investors LLC GUG S&P500 EWCON 78355W874 16 139 SH DFND 139 0 0 Sherwin-Williams Co/The COM 824348106 12 48 SH DFND 48 0 0 Silicon Motion Technology Corp SPONSORED ADR 82706C108 40 1282 SH DFND 1282 0 0 Silver Wheaton Corp COM 828336107 1 100 SH DFND 100 0 0 Simon Property Group Inc COM 828806109 35 178 SH DFND 178 0 0 Sirona Dental Systems Inc COM 82966C103 8 76 SH DFND 76 0 0 Skyworks Solutions Inc COM 83088M102 168 2183 SH DFND 2183 0 0 Smith & Wesson Holding Corp COM 831756101 7 300 SH DFND 300 0 0 Snap-on Inc COM 833034101 10 61 SH DFND 61 0 0 Southern Co/The COM 842587107 181 3864 SH DFND 3704 0 160 Southwest Airlines Co COM 844741108 19 447 SH DFND 447 0 0 Spectra Energy Corp COM 847560109 8 317 SH DFND 317 0 0 Splunk Inc COM 848637104 14 233 SH DFND 233 0 0 Stanley Black & Decker Inc COM 854502101 2537 23770 SH DFND 23550 0 220 Starbucks Corp COM 855244109 162 2692 SH DFND 2692 0 0 Starwood Property Trust Inc COM 85571B105 21 1000 SH DFND 1000 0 0 State Street Corp COM 857477103 149 2245 SH DFND 2200 0 45 State Street ETF/USA GOLD SHS 78463V107 30 300 SH DFND 300 0 0 State Street ETF/USA DJ INTL RL ETF 78463X863 2 40 SH DFND 40 0 0 State Street ETF/USA S&P WRLD EX US 78463X889 14 560 SH DFND 560 0 0 State Street ETF/USA S&P TRANSN ETF 78464A532 429 10000 SH DFND 10000 0 0 State Street ETF/USA S&P PHARMAC 78464A722 18 350 SH DFND 350 0 0 State Street ETF/USA S&P DIVID ETF 78464A763 2233 30350 SH DFND 30350 0 0 State Street ETF/USA SM CAP COMPLETE 78464A847 13 168 SH DFND 168 0 0 State Street ETF/USA S&P BIOTECH 78464A870 71 1008 SH DFND 1008 0 0 State Street ETF/USA UTSER1 S&PDCRP 78467Y107 106 419 SH DFND 419 0 0 State Street ETF/USA SHT TRM HGH YLD 78468R408 26 1000 SH DFND 0 0 1000 State Street ETF/USA SBI MATERIALS 81369Y100 1193 27473 SH DFND 27473 0 0 State Street ETF/USA SBI CONS DISCR 81369Y407 31 393 SH DFND 393 0 0 State Street ETF/USA SBI INT-ENERGY 81369Y506 6030 99965 SH DFND 99965 0 0 State Street ETF/USA SBI INT-INDS 81369Y704 348 6567 SH DFND 6567 0 0 Steelcase Inc CL A 858155203 7 448 SH DFND 448 0 0 Stericycle Inc COM 858912108 2206 18294 SH DFND 18239 0 55 Stillwater Mining Co COM 86074Q102 32 3700 SH DFND 3700 0 0 Stone Harbor Funds/USA COM 86164T107 13 1110 SH DFND 1110 0 0 SunCoke Energy Inc COM 86722A103 1 371 SH DFND 371 0 0 SunEdison Inc COM 86732Y109 1 200 SH DFND 200 0 0 SunTrust Banks Inc COM 867914103 63 1464 SH DFND 1464 0 0 Sunoco Logistics Partners LP COM UNITS 86764L108 10 375 SH DFND 375 0 0 Super Micro Computer Inc COM 86800U104 8 308 SH DFND 308 0 0 Sysco Corp COM 871829107 16 400 SH DFND 400 0 0 T Rowe Price Group Inc COM 74144T108 8 113 SH DFND 113 0 0 TC PipeLines LP UT COM LTD PRT 87233Q108 34 689 SH DFND 689 0 0 TE Connectivity Ltd REG SHS H84989104 2 32 SH DFND 32 0 0 TJX Cos Inc/The COM 872540109 56 793 SH DFND 793 0 0 TOTAL SA SPONSORED ADR 89151E109 3 65 SH DFND 0 0 65 Talen Energy Corp COM 87422J105 0 18 SH DFND 18 0 0 Tanzanian Royalty Exploration COM 87600U104 1 3000 SH DFND 0 0 3000 Target Corp COM 87612E106 3190 43927 SH DFND 43713 0 214 Tech Data Corp COM 878237106 13 196 SH DFND 196 0 0 Teleflex Inc COM 879369106 9 68 SH DFND 68 0 0 Tennant Co COM 880345103 331 5885 SH DFND 5885 0 0 Tenneco Inc COM 880349105 9 200 SH DFND 200 0 0 Teradata Corp COM 88076W103 0 10 SH DFND 10 0 0 Tesoro Corp COM 881609101 2 20 SH DFND 0 0 20 Tetra Tech Inc COM 88162G103 369 14165 SH DFND 14165 0 0 Teva Pharmaceutical Industries ADR 881624209 28 421 SH DFND 331 0 90 Texas Instruments Inc COM 882508104 28 509 SH DFND 509 0 0 Thermo Fisher Scientific Inc COM 883556102 4043 28504 SH DFND 28414 0 90 Thor Industries Inc COM 885160101 3 54 SH DFND 54 0 0 Time Warner Cable Inc COM 88732J207 4 24 SH DFND 24 0 0 Time Warner Inc COM NEW 887317303 18 273 SH DFND 228 0 45 Timken Co/The COM 887389104 1 20 SH DFND 20 0 0 TimkenSteel Corp COM 887399103 0 10 SH DFND 10 0 0 Toronto-Dominion Bank/The COM NEW 891160509 13 333 SH DFND 333 0 0 Tortoise Capital Advisors LLC COM 89147L100 12 445 SH DFND 445 0 0 Toyota Motor Corp SP ADR REP2COM 892331307 7 54 SH DFND 54 0 0 Tractor Supply Co COM 892356106 13 157 SH DFND 157 0 0 Travelers Cos Inc/The COM 89417E109 4253 37683 SH DFND 37414 0 269 Trinity Industries Inc COM 896522109 2 90 SH DFND 90 0 0 TripAdvisor Inc COM 896945201 14 164 SH DFND 164 0 0 Tupperware Brands Corp COM 899896104 24 426 SH DFND 276 0 150 Tutor Perini Corp COM 901109108 3 192 SH DFND 192 0 0 Twenty-First Century Fox Inc CL A 90130A101 3 104 SH DFND 104 0 0 Tyson Foods Inc CL A 902494103 3581 67148 SH DFND 66534 0 614 UGI Corp COM 902681105 674 19954 SH DFND 19954 0 0 UMH PROPERTIES INC CV RED PFD-A 903002202 18 695 SH DFND 695 0 0 US Bancorp COM NEW 902973304 371 8688 SH DFND 8688 0 0 USA Compression Partners LP COMUNIT LTDPAR 90290N109 6 500 SH DFND 500 0 0 Ulta Salon Cosmetics & Fragran COM 90384S303 10 52 SH DFND 52 0 0 Under Armour Inc CL A 904311107 21 260 SH DFND 260 0 0 Unilever NV N Y SHS NEW 904784709 707 16309 SH DFND 16309 0 0 Unilever PLC SPON ADR NEW 904767704 3 70 SH DFND 0 0 70 Union Pacific Corp COM 907818108 536 6854 SH DFND 6854 0 0 United Continental Holdings In COM 910047109 20 345 SH DFND 345 0 0 United Natural Foods Inc COM 911163103 183 4660 SH DFND 4660 0 0 United Parcel Service Inc CL B 911312106 432 4489 SH DFND 4489 0 0 United Rentals Inc COM 911363109 23 320 SH DFND 320 0 0 United Technologies Corp COM 913017109 296 3079 SH DFND 3079 0 0 United Therapeutics Corp COM 91307C102 70 447 SH DFND 447 0 0 UnitedHealth Group Inc COM 91324P102 206 1748 SH DFND 1748 0 0 Unum Group COM 91529Y106 2686 80682 SH DFND 79927 0 755 VF Corp COM 918204108 119 1918 SH DFND 1918 0 0 Vale SA ADR 91912E105 3 793 SH DFND 793 0 0 Valeant Pharmaceuticals Intern COM 91911K102 10 97 SH DFND 97 0 0 Valero Energy Corp COM 91913Y100 2387 33751 SH DFND 33577 0 174 Valspar Corp/The COM 920355104 65 784 SH DFND 784 0 0 Van Eck Associates Corp GOLD MINER ETF 57060U100 40 2900 SH DFND 100 0 2800 Van Eck Associates Corp JP MORGAN EM LC 57060U522 13 747 SH DFND 747 0 0 Van Eck Associates Corp JR GOLD MINERS E 57061R544 34 1750 SH DFND 50 0 1700 Vanguard ETF/USA DIV APP ETF 921908844 327 4200 SH DFND 4200 0 0 Vanguard ETF/USA MEGA CAP INDEX 921910873 1235 17706 SH DFND 17706 0 0 Vanguard ETF/USA LONG TERM BOND 921937793 11 129 SH DFND 129 0 0 Vanguard ETF/USA INTERMED TERM 921937819 125 1502 SH DFND 1502 0 0 Vanguard ETF/USA SHORT TRM BOND 921937827 97 1225 SH DFND 1225 0 0 Vanguard ETF/USA FTSE DEV MKT ETF 921943858 11 300 SH DFND 300 0 0 Vanguard ETF/USA HIGH DIV YLD 921946406 141 2111 SH DFND 2111 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 641 19585 SH DFND 16018 0 3567 Vanguard ETF/USA FTSE PACIFIC ETF 922042866 283 5000 SH DFND 5000 0 0 Vanguard ETF/USA FTSE EUROPE ETF 922042874 1930 38689 SH DFND 34139 0 4550 Vanguard ETF/USA CONSUM DIS ETF 92204A108 2559 20878 SH DFND 17348 0 3530 Vanguard ETF/USA CONSUM STP ETF 92204A207 1924 14910 SH DFND 13136 0 1774 Vanguard ETF/USA ENERGY ETF 92204A306 1997 24029 SH DFND 20045 0 3984 Vanguard ETF/USA FINANCIALS ETF 92204A405 5191 107133 SH DFND 89069 0 18064 Vanguard ETF/USA HEALTH CAR ETF 92204A504 4869 36639 SH DFND 31141 0 5498 Vanguard ETF/USA INDUSTRIAL ETF 92204A603 3608 35713 SH DFND 30994 0 4719 Vanguard ETF/USA INF TECH ETF 92204A702 4298 39693 SH DFND 32748 0 6945 Vanguard ETF/USA MATERIALS ETF 92204A801 552 5861 SH DFND 4861 0 1000 Vanguard ETF/USA UTILITIES ETF 92204A876 447 4754 SH DFND 3944 0 810 Vanguard ETF/USA VNG RUS2000GRW 92206C623 13 131 SH DFND 131 0 0 Vanguard ETF/USA VNG RUS2000IDX 92206C664 79 880 SH DFND 0 0 880 Vanguard ETF/USA S&P 500 ETF SHS 922908363 116 618 SH DFND 618 0 0 Vanguard ETF/USA MCAP GR IDXVIP 922908538 5 46 SH DFND 46 0 0 Vanguard ETF/USA REIT ETF 922908553 55 690 SH DFND 690 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 3 25 SH DFND 25 0 0 Vanguard ETF/USA SM CP VAL ETF 922908611 13 130 SH DFND 130 0 0 Vanguard ETF/USA MID CAP ETF 922908629 272 2265 SH DFND 1575 0 690 Vanguard ETF/USA GROWTH ETF 922908736 193 1813 SH DFND 1813 0 0 Vanguard ETF/USA VALUE ETF 922908744 76 938 SH DFND 938 0 0 Vanguard ETF/USA SMALL CP ETF 922908751 349 3151 SH DFND 3151 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 31 300 SH DFND 300 0 0 Varian Medical Systems Inc COM 92220P105 253 3137 SH DFND 3137 0 0 Vectren Corp COM 92240G101 718 16933 SH DFND 16933 0 0 Ventas Inc COM 92276F100 9 168 SH DFND 168 0 0 Verizon Communications Inc COM 92343V104 6512 140886 SH DFND 139108 0 1778 Vertex Pharmaceuticals Inc COM 92532F100 3 26 SH DFND 26 0 0 Visa Inc COM CL A 92826C839 45 581 SH DFND 396 0 185 Vista Outdoor Inc COM 928377100 51 1150 SH DFND 0 0 1150 Vodafone Group PLC SPNSR ADR NO PAR 92857W308 16 486 SH DFND 486 0 0 WABCO Holdings Inc COM 92927K102 1 11 SH DFND 11 0 0 WEC Energy Group Inc COM 92939U106 69 1350 SH DFND 0 0 1350 WP Carey Inc COM 92936U109 18 305 SH DFND 305 0 0 Wabtec Corp/DE COM 929740108 65 907 SH DFND 907 0 0 Wal-Mart Stores Inc COM 931142103 4290 69984 SH DFND 68928 0 1056 Walgreens Boots Alliance Inc COM 931427108 3966 46570 SH DFND 46170 0 400 Walt Disney Co/The COM DISNEY 254687106 1486 14145 SH DFND 14045 0 100 Waste Management Inc COM 94106L109 38 703 SH DFND 703 0 0 Wells Fargo & Co COM 949746101 1033 19004 SH DFND 19004 0 0 Wendy's Co/The COM 95058W100 1 105 SH DFND 0 0 105 WestRock Co COM 96145D105 2 54 SH DFND 54 0 0 Westar Energy Inc COM 95709T100 7 170 SH DFND 170 0 0 Weyerhaeuser Co COM 962166104 25 830 SH DFND 830 0 0 Whirlpool Corp COM 963320106 30 203 SH DFND 203 0 0 Whitestone REIT COM 966084204 1 114 SH DFND 114 0 0 William Lyon Homes CL A NEW 552074700 8 500 SH DFND 500 0 0 Williams Cos Inc/The COM UNIT LTD PAR 96949L105 7 264 SH DFND 264 0 0 Williams-Sonoma Inc COM 969904101 98 1676 SH DFND 1676 0 0 WisdomTree Asset Management Inc JAPN HEDGE EQT 97717W851 19056 380508 SH DFND 370075 0 10433 WisdomTree ETFs/USA EMG MKTS SMCAP 97717W281 0 1 SH DFND 1 0 0 Woodbridge Co Ltd/The COM 884903105 5 133 SH DFND 133 0 0 Workday Inc CL A 98138H101 20 247 SH DFND 247 0 0 XL Group PLC SHS G98290102 18 463 SH DFND 463 0 0 Xenia Hotels & Resorts Inc COM 984017103 167 10867 SH DFND 10867 0 0 Xilinx Inc COM 983919101 5 98 SH DFND 98 0 0 Yum! 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