Managing Director

0000950123-17-000868.txt : 20170206 0000950123-17-000868.hdr.sgml : 20170206 20170206123827 ACCESSION NUMBER: 0000950123-17-000868 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 EFFECTIVENESS DATE: 20170206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IBERIABANK CORP CENTRAL INDEX KEY: 0000933141 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 721280718 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15633 FILM NUMBER: 17574708 BUSINESS ADDRESS: STREET 1: 200 WEST CONGRESS STREET CITY: LAFAYETTE STATE: LA ZIP: 70501 BUSINESS PHONE: 337-521-4788 MAIL ADDRESS: STREET 1: 200 WEST CONGRESS STREET CITY: LAFAYETTE STATE: LA ZIP: 70501 FORMER COMPANY: FORMER CONFORMED NAME: ISB FINANCIAL CORP/LA DATE OF NAME CHANGE: 19941123 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000933141 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT IBERIABANK CORP

200 West Congress Street Lafayette LA 70501

13F HOLDINGS REPORT 028-15633 Y During a recent review of the prior quarterly 13-F filings, we discovered that we had misstated certain reportable securities reported in the original filing. As a result, we are restating those quarters to include the correct information overriding the original filing. Jason H. Waters Managing Director 205.803.5863 Jason H. Waters Birmingham AL 02-03-2017 1 200 223178 false 1 028-15633 Iberiabank INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COMMON STOCK 88579Y101 2045 12397 SH DFND 1 12397 0 0 ABBOTT LABS COMMON STOCK 002824100 312 6734 SH DFND 1 6734 0 0 ABBVIE INC COMMON STOCK 00287Y109 3905 66705 SH DFND 1 66705 0 0 ADT CORP COMMON STOCK 00101J106 214 5148 SH DFND 1 5148 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 844 16865 SH DFND 1 16865 0 0 AMDOCS LTD COMMON STOCK G02602103 391 7196 SH DFND 1 7196 0 0 AMERICAN EXPRESS CO CO COMMON STOCK 025816109 260 3326 SH DFND 1 3326 0 0 APPLE INC COMMON STOCK 037833100 1740 13981 SH DFND 1 13981 0 0 AT&T INC COMMON STOCK 00206R102 3823 117079 SH DFND 1 117079 0 0 AUTOZONE INC COMMON STOCK 053332102 1115 1635 SH DFND 1 1635 0 0 BAKER HUGHES INC COMMON STOCK 057224107 212 3337 SH DFND 1 3337 0 0 BANK OF AMERICA CORP COMMON STOCK 060505104 1204 78245 SH DFND 1 78245 0 0 BB&T CORP COMMON STOCK 054937107 2423 62141 SH DFND 1 62141 0 0 BEMIS INC COMMON STOCK 081437105 3557 76800 SH DFND 1 76800 0 0 BERKSHIRE HATHAWAY INC CLASS B NEW COMMON STOCK 084670702 940 6510 SH DFND 1 6510 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 2322 35997 SH DFND 1 35997 0 0 BROADRIDGE FINL SOLUTIONS INC COMMON STOCK 11133T103 202 3680 SH DFND 1 3680 0 0 BROOKFIELD ASSET MANAGEMENT FOREIGN STOCK 112585104 307 5720 SH DFND 1 5720 0 0 CABELAS INC COMMON STOCK 126804301 243 4337 SH DFND 1 4337 0 0 CBRE GROUP INC CLASS A COMMON STOCK 12504L109 214 5530 SH DFND 1 5530 0 0 CENTENE CORP COMMON STOCK 15135B101 223 3155 SH DFND 1 3155 0 0 CHEVRON CORP COMMON STOCK 166764100 3998 38088 SH DFND 1 38088 0 0 CHICAGO BRIDGE & IRON CO NV FOREIGN STOCK 167250109 255 5169 SH DFND 1 5169 0 0 CHIPOTLE MEXICAN GRILL INC CL A COMMON STOCK 169656105 200 308 SH DFND 1 308 0 0 CINCINNATI FINANCIAL CORP COMMON STOCK 172062101 3524 66145 SH DFND 1 66145 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 3803 138148 SH DFND 1 138148 0 0 CITIGROUP INC COMMON STOCK 172967424 226 4389 SH DFND 1 4389 0 0 CLEAN HARBORS INC COMMON STOCK 184496107 225 3971 SH DFND 1 3971 0 0 COACH INC COMMON STOCK 189754104 563 13582 SH DFND 1 13582 0 0 COCA COLA CO COMMON STOCK 191216100 750 18495 SH DFND 1 18495 0 0 COGNIZANT TECH SOLUTIONS CL A COMMON STOCK 192446102 669 10728 SH DFND 1 10728 0 0 CONAGRA FOODS INC COMMON STOCK 205887102 1419 38851 SH DFND 1 38851 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 3410 54763 SH DFND 1 54763 0 0 CONSOLIDATED EDISON INC COMMON COMMON STOCK 209115104 2304 37769 SH DFND 1 37769 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 334 2870 SH DFND 1 2870 0 0 CORRECTIONS CORP OF AMERICA NEW COMMON STOCK 22025Y407 473 11747 SH DFND 1 11747 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 490 3236 SH DFND 1 3236 0 0 CUMMINS INC COMMON STOCK 231021106 325 2347 SH DFND 1 2347 0 0 CVS HEALTH CORP COMMON STOCK 126650100 560 5425 SH DFND 1 5425 0 0 DANAHER CORP COMMON STOCK 235851102 285 3355 SH DFND 1 3355 0 0 DARLING INGREDIENTS, INC. COMMON STOCK 237266101 147 10494 SH DFND 1 10494 0 0 DISNEY WALT CO COMMON STOCK 254687106 283 2699 SH DFND 1 2699 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 233 3285 SH DFND 1 3285 0 0 DOW CHEMICAL CO COMMON STOCK 260543103 3531 73590 SH DFND 1 73590 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 3616 47102 SH DFND 1 47102 0 0 DUN & BRADSTREET CORP COMMON STOCK 26483E100 372 2900 SH DFND 1 2900 0 0 ECOLAB INC COMMON STOCK 278865100 398 3481 SH DFND 1 3481 0 0 EDWARDS LIFESCIENCES COMMON STOCK 28176E108 236 1655 SH DFND 1 1655 0 0 EMC CORP MASS COMMON STOCK 268648102 478 18711 SH DFND 1 18711 0 0 EMERSON ELECTRIC CO COMMON STOCK 291011104 492 8691 SH DFND 1 8691 0 0 ENTERPRISE PRODUCTS PARTNERS LP COMMON STOCK 293792107 284 8635 SH DFND 1 8635 0 0 EQUIFAX INC COMMON STOCK 294429105 256 2751 SH DFND 1 2751 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 4303 50619 SH DFND 1 50619 0 0 FACEBOOK INC CL A COMMON STOCK 30303M102 384 4665 SH DFND 1 4665 0 0 FEDEX CORP COMMON STOCK 31428X106 681 4115 SH DFND 1 4115 0 0 FISERV INC COMMON STOCK 337738108 390 4915 SH DFND 1 4915 0 0 FLEETCOR TECHNOLOGIES INC COMMON STOCK 339041105 8452 56000 SH DFND 1 56000 0 0 FLOWSERVE CORP COMMON STOCK 34354P105 512 9066 SH DFND 1 9066 0 0 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 272 5825 SH DFND 1 5825 0 0 GANNETT INC COMMON STOCK 364730101 718 19362 SH DFND 1 19362 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 2689 108385 SH DFND 1 108385 0 0 GENERAL MILLS INC COMMON STOCK 370334104 390 6890 SH DFND 1 6890 0 0 GENUINE PARTS CO COMMON STOCK 372460105 3444 36952 SH DFND 1 36952 0 0 GILEAD SCIENCES INC COMMON STOCK 375558103 370 3769 SH DFND 1 3769 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 287 1525 SH DFND 1 1525 0 0 GOOGLE INC CL A COMMON STOCK 38259P508 518 933 SH DFND 1 933 0 0 GOOGLE INC CL C COMMON STOCK 38259P706 265 484 SH DFND 1 484 0 0 GROUPE CGI INC CL A SUB VTG FOREIGN STOCK 39945C109 328 7732 SH DFND 1 7732 0 0 HANESBRANDS INC COMMON STOCK 410345102 290 8666 SH DFND 1 8666 0 0 HARRIS CORP COMMON STOCK 413875105 1418 18000 SH DFND 1 18000 0 0 HCC INSURANCE HOLDINGS INC COMMON STOCK 404132102 417 7360 SH DFND 1 7360 0 0 HOME DEPOT INC COMMON STOCK 437076102 298 2620 SH DFND 1 2620 0 0 HOWARD HUGHES CORP COMMON STOCK 44267D107 379 2445 SH DFND 1 2445 0 0 IBERIABANK CORP COMMON STOCK 450828108 2236 35473 SH DFND 1 35473 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 256 2632 SH DFND 1 2632 0 0 INTEL CORP COMMON STOCK 458140100 3885 124252 SH DFND 1 124252 0 0 INTERNATIONAL BUSINESS MACHINES COMMON STOCK 459200101 232 1446 SH DFND 1 1446 0 0 ISHARES 1-3 YEAR CREDIT BOND FUND ETF-FIXED INCOME 464288646 346 3281 SH DFND 1 3281 0 0 ISHARES BARCLAYS INTERMEDIATE CREDIT BOND FUND ETF-FIXED INCOME 464288638 494 4465 SH DFND 1 4465 0 0 ISHARES CORE S&P MIDCAP ETF ETF-EQUITY 464287507 634 4171 SH DFND 1 4171 0 0 ISHARES DOW JONES INTL SELECT DIV ID IDV ETF-EQUITY 464288448 298 8858 SH DFND 1 8858 0 0 ISHARES DOW JONES SELECT DIVIDEND INDEX ETF-EQUITY 464287168 532 6825 SH DFND 1 6825 0 0 ISHARES IBOXX INVESTMENT GRADE CORP BOND ETF-FIXED INCOME 464287242 395 3244 SH DFND 1 3244 0 0 ISHARES MSCI EAFE INDEX ETF-EQUITY 464287465 417 6501 SH DFND 1 6501 0 0 ISHARES RUSSELL 1000 GROWTH INDEX ETF-EQUITY 464287614 3114 31483 SH DFND 1 31483 0 0 ISHARES RUSSELL 1000 INDEX ETF-EQUITY 464287622 204 1759 SH DFND 1 1759 0 0 ISHARES RUSSELL 1000 VALUE INDEX ETF-EQUITY 464287598 1503 14580 SH DFND 1 14580 0 0 ISHARES RUSSELL 2000 INDEX ETF-EQUITY 464287655 321 2579 SH DFND 1 2579 0 0 ISHARES RUSSELL 3000 INDEX ETF-EQUITY 464287689 248 2006 SH DFND 1 2006 0 0 ISHARES RUSSELL MIDCAP GROWTH INDEX ETF-EQUITY 464287481 362 3700 SH DFND 1 3700 0 0 ISHARES RUSSELL MIDCAP INDEX ETF-EQUITY 464287499 873 5042 SH DFND 1 5042 0 0 JARDEN CORP COMMON STOCK 471109108 317 6000 SH DFND 1 6000 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 3189 31702 SH DFND 1 31702 0 0 JPMORGAN CHASE & CO COMMON STOCK 46625H100 3485 57525 SH DFND 1 57525 0 0 JPMORGAN CHASE & CO ALERIAN ETF ETF-EQUITY 46625H365 993 23190 SH DFND 1 23190 0 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 2290 21379 SH DFND 1 21379 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 722 17173 SH DFND 1 17173 0 0 KRAFT FOODS GROUP INC COMMON STOCK 50076Q106 5156 59182 SH DFND 1 59182 0 0 LEGGETT & PLATT INC COMMON STOCK 524660107 4001 86811 SH DFND 1 86811 0 0 LIBERTY INTERACTIVE CORP SERIES A COMMON STOCK 53071M104 360 12325 SH DFND 1 12325 0 0 LILLY ELI & CO COMMON STOCK 532457108 212 2915 SH DFND 1 2915 0 0 LINN ENERGY LLC COMMON STOCK 536020100 230 20765 SH DFND 1 20765 0 0 LKQ CORP COMMON STOCK 501889208 356 13929 SH DFND 1 13929 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 3127 15408 SH DFND 1 15408 0 0 LOWES COS INC COMMON STOCK 548661107 295 3959 SH DFND 1 3959 0 0 M & T BANK CORP COMMON STOCK 55261F104 565 4451 SH DFND 1 4451 0 0 MAIN STREET CAPITAL CORP COMMON STOCK 56035L104 261 8436 SH DFND 1 8436 0 0 MASTERCARD INC COMMON STOCK 57636Q104 306 3538 SH DFND 1 3538 0 0 MCDONALDS CORP COMMON STOCK 580135101 355 3648 SH DFND 1 3648 0 0 MEAD JOHNSON NUTRITION CO CL A COMMON STOCK 582839106 378 3756 SH DFND 1 3756 0 0 MEADWESTVACO CORP COMMON STOCK 583334107 1573 31532 SH DFND 1 31532 0 0 MERCK & CO INC COMMON STOCK 58933Y105 4140 72023 SH DFND 1 72023 0 0 MICROCHIP TECH INC COMMON STOCK 595017104 3871 79165 SH DFND 1 79165 0 0 MICROSOFT CORP COMMON STOCK 594918104 3524 86674 SH DFND 1 86674 0 0 MORGAN STANLEY COMMON STOCK 617446448 373 10452 SH DFND 1 10452 0 0 MSC INDUSTRIAL DIRECT INC CL A COMMON STOCK 553530106 236 3275 SH DFND 1 3275 0 0 NATIONAL OIL WELL VARCO INC COMMON STOCK 637071101 453 9056 SH DFND 1 9056 0 0 NEWFIELD EXPLORATION CO COMMON STOCK 651290108 228 6487 SH DFND 1 6487 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 2404 23354 SH DFND 1 23354 0 0 NOVARTIS A G SPONSORED ADR FOREIGN STOCK 66987V109 235 2386 SH DFND 1 2386 0 0 NVIDIA CORP COMMON STOCK 67066G104 225 10755 SH DFND 1 10755 0 0 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 1993 27304 SH DFND 1 27304 0 0 OPEN TEXT CORP COMMON STOCK 683715106 424 8020 SH DFND 1 8020 0 0 ORACLE CORP COMMON STOCK 68389X105 587 13610 SH DFND 1 13610 0 0 PAYCHEX INC COMMON STOCK 704326107 3876 78124 SH DFND 1 78124 0 0 PEOPLES UNITED FINANCIAL INC COMMON STOCK 712704105 2087 137287 SH DFND 1 137287 0 0 PEPSICO INC COMMON STOCK 713448108 372 3892 SH DFND 1 3892 0 0 PERRIGO CO PLC FOREIGN STOCK G97822103 588 3551 SH DFND 1 3551 0 0 PFIZER INC COMMON STOCK 717081103 3789 108904 SH DFND 1 108904 0 0 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 3920 52034 SH DFND 1 52034 0 0 PLAINS ALL AMERICAN PIPELINE LP COMMON STOCK 726503105 1057 21663 SH DFND 1 21663 0 0 PNC FINANCIAL SERVICES GROUP INC COMMON STOCK 693475105 317 3396 SH DFND 1 3396 0 0 PRICELINE GROUP, INC. COMMON STOCK 741503403 362 311 SH DFND 1 311 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1637 19980 SH DFND 1 19980 0 0 QUALCOMM INC COMMON STOCK 747525103 1288 18569 SH DFND 1 18569 0 0 RAYTHEON CO COMMON STOCK 755111507 339 3103 SH DFND 1 3103 0 0 REGENERON PHARMACEUTICALS COMMON STOCK 75886F107 294 651 SH DFND 1 651 0 0 REGIONS FINANCIAL CORP COMMON STOCK 7591EP100 465 49239 SH DFND 1 49239 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR B FOREIGN STOCK 780259107 222 3533 SH DFND 1 3533 0 0 SCHLUMBERGER COMMON STOCK 806857108 1077 12909 SH DFND 1 12909 0 0 SCRIPPS NETWORKS INTERACT INC COMMON STOCK 811065101 230 3360 SH DFND 1 3360 0 0 SIRIUS XM HLDINGS INC COM COMMON STOCK 82968B103 388 101535 SH DFND 1 101535 0 0 SOUTHERN CO COMMON STOCK 842587107 3657 82590 SH DFND 1 82590 0 0 SPDR S&P 500 ETF-EQUITY 78462F103 3322 16091 SH DFND 1 16091 0 0 SPDR S&P DIVIDEND ETF-EQUITY 78464A763 214 2737 SH DFND 1 2737 0 0 SPECTRA ENERGY CORP COMMON STOCK 847560109 339 9385 SH DFND 1 9385 0 0 STANLEY BLACK & DECKER INC COMMON STOCK 854502101 267 2802 SH DFND 1 2802 0 0 STARBUCKS CORP COMMON STOCK 855244109 283 2991 SH DFND 1 2991 0 0 STERICYCLE INC COMMON STOCK 858912108 554 3946 SH DFND 1 3946 0 0 SYSCO CORP COMMON STOCK 871829107 2097 55587 SH DFND 1 55587 0 0 TARGET CORP COMMON STOCK 87612E106 2829 34467 SH DFND 1 34467 0 0 TELEFLEX INC COMMON STOCK 879369106 228 1885 SH DFND 1 1885 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 630 4686 SH DFND 1 4686 0 0 TIFFANY & CO NEW COMMON STOCK 886547108 250 2845 SH DFND 1 2845 0 0 TUPPERWARE CORP COMMON STOCK 899896104 284 4120 SH DFND 1 4120 0 0 UNDER ARMOUR INC CL A COMMON STOCK 904311107 270 3346 SH DFND 1 3346 0 0 UNION PACIFIC CORP COMMON STOCK 907818108 319 2942 SH DFND 1 2942 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 2386 24611 SH DFND 1 24611 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 370 3159 SH DFND 1 3159 0 0 VANGUARD REIT ETF ETF-EQUITY 922908553 1473 17469 SH DFND 1 17469 0 0 VANGUARD SHORT-TERM BOND ETF ETF-FIXED INCOME 921937827 233 2892 SH DFND 1 2892 0 0 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 566 6011 SH DFND 1 6011 0 0 VERISK ANALYTICS INC CL A COMMON STOCK 92345Y106 405 5670 SH DFND 1 5670 0 0 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 3815 78444 SH DFND 1 78444 0 0 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 245 2081 SH DFND 1 2081 0 0 VF CORP COMMON STOCK 918204108 477 6337 SH DFND 1 6337 0 0 VIASAT INC COMMON STOCK 92552V100 232 3900 SH DFND 1 3900 0 0 VISA INC CL A COMMON STOCK 92826C839 872 13337 SH DFND 1 13337 0 0 WAL-MART STORES INC COMMON STOCK 931142103 2863 34803 SH DFND 1 34803 0 0 WASTE MANAGEMENT INC COMMON STOCK 94106L109 3992 73604 SH DFND 1 73604 0 0 WELLS FARGO & CO COMPANY NEW COMMON STOCK 949746101 3101 56998 SH DFND 1 56998 0 0 WESTERN UNION CO COMMON STOCK 959802109 234 11252 SH DFND 1 11252 0 0 WHOLE FOODS MARKET INC COMMON STOCK 966837106 282 5413 SH DFND 1 5413 0 0 WILLIS GROUP HOLDINGS PUBLIC L SHS FOREIGN STOCK G96666105 279 5790 SH DFND 1 5790 0 0 WINDSTREAM HOLDINGS CORP COMMON STOCK 97382A101 191 25853 SH DFND 1 25853 0 0 ZEBRA TECHNOLOGIES CORP CL A COMMON STOCK 989207105 396 4360 SH DFND 1 4360 0 0 EXPRESS SCRIPTS HOLDING CO HOLDING COMPANY COMMON STOCK 30219G108 889 10244 SH DFND 1 10244 0 0 CORE LABORATORIES FOREIGN STOCK N22717107 319 3053 SH DFND 1 3053 0 0 MARKET VECTORS AGRIBUSINESS ETF ETF-EQUITY 57060U605 496 9248 SH DFND 1 9248 0 0 CARTER INC COMMON STOCK 146229109 271 2929 SH DFND 1 2929 0 0 VANGUARD TOTAL BOND MARKET INDEX ETF ETF-FIXED INCOME 921937835 2629 31540 SH DFND 1 31540 0 0 VANGUARD LARGE CAP ETF ETF-EQUITY 922908637 1047 10999 SH DFND 1 10999 0 0 DISCOVERY COMMUNICATIONS SERIES A COMMON STOCK 25470F104 281 9143 SH DFND 1 9143 0 0 KOHLS CORP COMMON STOCK 500255104 2588 33079 SH DFND 1 33079 0 0 MARKET VECTORS UNCONVENTIONAL OIL & GAS ETF ETF-EQUITY 57060U159 330 15360 SH DFND 1 15360 0 0 BREITBURN ENERGY PARTNERS LP LP COMMON STOCK 106776107 104 19000 SH DFND 1 19000 0 0 EATON VANCE ENHANCED EQUITY INCOME COMMON STOCK 278274105 247 18000 SH DFND 1 18000 0 0 EATON VANCE ENHANCED EQUITY INCOME II COMMON STOCK 278277108 256 18000 SH DFND 1 18000 0 0 EATON VANCE TAX-MANAGED DIVRS EQUITY INC COMMON STOCK 27828N102 204 18000 SH DFND 1 18000 0 0 EATON VANCE TAXABLE MANAGED COMMON STOCK 27828X100 285 18000 SH DFND 1 18000 0 0 EATON VANCE TAX-MANAGED BUY-RIGHT OPP COMMON STOCK 27828Y108 270 18000 SH DFND 1 18000 0 0 EATON VANCE TXMGD GL BUYWR O COMMON STOCK 27829C105 214 18000 SH DFND 1 18000 0 0 EATON VANCE TAX MANAGED GBL EQUITY EXG COMMON STOCK 27829F108 175 18000 SH DFND 1 18000 0 0 EATON VANCE RISK MANAGED DIVERSIFIED EQUITY COMMON STOCK 27829G106 195 18000 SH DFND 1 18000 0 0 NEUBERGER BERMAN MLP INCOME FD COMMON STOCK 64129H104 317 18000 SH DFND 1 18000 0 0 NUVEEN LONG SHORT COMMODITY TRUST COMMON STOCK 670731108 317 19000 SH DFND 1 19000 0 0 PIMCO FLOATING RATE STRATEGY FUND COMMON STOCK 72201J104 181 18000 SH DFND 1 18000 0 0 VANGUARD NATURAL RESOURCES LLC COMMON STOCK 92205F106 266 19000 SH DFND 1 19000 0 0 VOYA NAT RES EQUITY INCOME FD COMMON STOCK 92913C106 160 18000 SH DFND 1 18000 0 0 TRIBUNE MEDIA COMPANY CL A COMMON STOCK 896047503 225 3700 SH DFND 1 3700 0 0