-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qy4Xd5+qocRpXh4Hgz/2dee6IeXAqSFyM2NyOu4/rYiGajcw7tkRi0GXBP4KKjdI 3m1TQziQgajcdx8F8K2KVw== 0000933136-08-000144.txt : 20080711 0000933136-08-000144.hdr.sgml : 20080711 20080711202547 ACCESSION NUMBER: 0000933136-08-000144 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080118 FILED AS OF DATE: 20080711 DATE AS OF CHANGE: 20080711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON MUTUAL, INC CENTRAL INDEX KEY: 0000933136 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 911653725 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-461-2000 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON MUTUAL INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Alfred R CENTRAL INDEX KEY: 0001366072 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14667 FILM NUMBER: 08949804 BUSINESS ADDRESS: BUSINESS PHONE: 206-461-8890 MAIL ADDRESS: STREET 1: 1201 THIRD AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 4/A 1 bro1062.xml X0303 4/A 2008-01-18 2008-01-23 0 0000933136 WASHINGTON MUTUAL, INC "WM" 0001366072 Brooks Alfred R 1301 SECOND AVENUE SEATTLE WA 98101 0 1 0 0 EVP,President Commercial Group Common 2008-01-18 4 D 0 9809.376 0 D 55092.434 D Common 2008-01-18 4 F 0 363.673 13.550 D 54728.761 D Common 2008-01-18 4 D 0 4403.612 13.550 D 50325.149 D Common 2008-01-18 4 D 0 1781.632 13.550 D 48543.517 D Common 2008-01-22 4 A 0 42000 0 A 90543.517 D Common 135.649 I WaMu Savings Plan Stock Option (Right to Buy) 14.770 2008-01-22 4 A 0 360000 0 A 2015-01-22 Common 360000.000 360000.000 D Disposition back to the Company of previously-awarded shares of restricted stock that were forfeited due to the Company not achieving specified performance criteria. Shares of vested restricted stock withheld to satisfy withholding obligations. The amendment corrects a discrepancy discovered during an administrative review; the number of shares withheld to cover taxes was originally reported as 649.722 shares. Upon the vesting of restricted stock, the Reporting Person deferred the receipt of the shares of common stock into the Washington Mutual Deferred Compensation Plan ("DCP"). As a result, the Reporting Person is reporting the disposition of shares of common stock to the Issuer pursuant to the DCP. Grant of restricted stock pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. Shares vest in two equal installments on January 22, 2010 and 2011, respectively, subject to the Company?s achievement of specified performance criteria. Grant of stock options pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. The stock options vest 100% on the earlier of (i) January 22, 2011 or (ii) the NYSE-reported trading price of the Company?s common stock closing at $26 or more per share for 15 consecutive trading days. By: /s/ Casey M. Nault, Attorney-in-Fact 2008-07-11 -----END PRIVACY-ENHANCED MESSAGE-----