-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vz9Vo48+w1CfIJKDC7O/bUTgUYloGsFKsL3nABk1QSFenxtiB8IeXuDl/x/MEsH/ caFnuDEv+KAaXFwHEsKMfQ== 0000933136-08-000053.txt : 20080123 0000933136-08-000053.hdr.sgml : 20080123 20080123201018 ACCESSION NUMBER: 0000933136-08-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080118 FILED AS OF DATE: 20080123 DATE AS OF CHANGE: 20080123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON MUTUAL, INC CENTRAL INDEX KEY: 0000933136 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 911653725 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-461-2000 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON MUTUAL INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LILLIS CHARLES M CENTRAL INDEX KEY: 0001217316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14667 FILM NUMBER: 08545838 BUSINESS ADDRESS: STREET 1: LONETREE CAPITAL MANAGEMENT STREET 2: 9785 MAROON CIRCLE STE 360 CITY: ENGELWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 9528284963 4 1 lil1006.xml X0202 4 2008-01-18 0 0000933136 WASHINGTON MUTUAL, INC "WM" 0001217316 LILLIS CHARLES M 9785 MAROON CIRCLE, SUITE 110 ENGLEWOOD CO 80112 1 0 0 0 Common 2008-01-18 4 D 0 1677.987 13.550 D 6692.837 D Common 2008-01-22 4 A 0 4739 14.770 A 11431.837 D Phantom Stock 2008-01-18 4 A 0 838.994 0 A Common 838.994 3660.824 D Stock Option (Right to buy) 14.770 2008-01-22 4 A 0 6818 0 A 2018-01-22 Common 6818.000 6818.000 D Upon the vesting of restricted stock, the Reporting Person deferred the receipt of the shares of common stock into the Washington Mutual Deferred Compensation Plan ("DCP"). As a result, the Reporting Person is reporting the disposition of shares of common stock to the Issuer pursuant to the DCP. Grant of restricted stock pursuant to the Washington Mutual, Inc. Amended and Restated 2003 Equity Incentive Plan. Converts to common stock on a one-for-one basis. WM phantom stock shares acquired under the Washington Mutual, Inc. Deferred Compensation Plan through deferral of vested restricted stock. WM phantom stock value distributed upon payment commencement date selected by the Reporting Person. Grant of option pursuant to the Washington Mutual, Inc. Amended and Restated 2003 Equity Incentive Plan; including predecessor plans. Option vests on the first anniversary of the grant date. By: /s/ Christopher J. Bellavia, Attorney-in-Fact 2008-01-23 -----END PRIVACY-ENHANCED MESSAGE-----