-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A91tm1pQN+BwpIUSnim4KCn9NM1AzjgB6FdGINaWR9QCJCJL2lmRBFUYplVRLl8r 5Anb9Um3oJlFr5eSiLkPQg== 0000933136-07-000051.txt : 20070123 0000933136-07-000051.hdr.sgml : 20070123 20070123201059 ACCESSION NUMBER: 0000933136-07-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070119 FILED AS OF DATE: 20070123 DATE AS OF CHANGE: 20070123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON MUTUAL, INC CENTRAL INDEX KEY: 0000933136 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 911653725 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-461-2000 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON MUTUAL INC DATE OF NAME CHANGE: 19941123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTELLA STEPHEN J CENTRAL INDEX KEY: 0001254767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14667 FILM NUMBER: 07547955 BUSINESS ADDRESS: BUSINESS PHONE: 212 270 6000 MAIL ADDRESS: STREET 1: J P MORGAN CHASE & CO STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 rot885.xml X0202 4 2007-01-19 0 0000933136 WASHINGTON MUTUAL, INC "WM" 0001254767 ROTELLA STEPHEN J 1301 SECOND AVENUE SEATTLE WA 98101 0 1 0 0 President and COO Common 2007-01-19 4 A 0 69800 0 A 403194.98 D Common 2007-01-19 4 D 0 16231.73 44.67 D 386963.25 D Common 2007-01-19 4 F 0 434.28 44.67 D 386528.97 D Stock Option (Right to Buy) 44.67 2007-01-19 4 A 0 185600 0 A 2017-01-19 Common 185600.00 185600.00 D Grant of restricted stock pursuant to the Amended and Restated 2003 Equity Incentive Plan as part of the Reporting Person?s annual equity compensation award. Vesting is subject to the Company?s achievement of specified performance criteria. Upon the vesting of restricted stock, the Reporting Person deferred the receipt of the shares of common stock into the Washington Mutual Deferred Compensation Plan ("DCP"). As a result, the Reporting Person is reporting the disposition of shares of common stock to the Issuer pursuant to the DCP. Option granted pursuant to the Washington Mutual, Inc. Amended and Restated 2003 Equity Incentive Plan. One-third vests annually beginning on the first anniversary of the grant date. By: /s/ Christopher J. Bellavia, Attorney-in-Fact 2007-01-23 -----END PRIVACY-ENHANCED MESSAGE-----