0000907303-01-500061.txt : 20011019 0000907303-01-500061.hdr.sgml : 20011019 ACCESSION NUMBER: 0000907303-01-500061 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON MUTUAL INC CENTRAL INDEX KEY: 0000933136 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 911653725 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-67988 FILM NUMBER: 1760056 BUSINESS ADDRESS: STREET 1: 1201 THIRD AVE STREET 2: STE 1500 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2064612000 MAIL ADDRESS: STREET 1: 1201 THIRD AVE STREET 2: SUITE 1500 CITY: SEATTLE STATE: WA ZIP: 98101 424B3 1 wm424b310162001.txt PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-63976 Registration No. 333-67988 Trust Preferred Income Equity Redeemable Securities (PIERS) Units CUSIP No. 939322 84 8 Warrants to purchase shares of Washington Mutual, Inc. Common Stock CUSIP No. 939322 11 1 Trust Preferred Securities issued by Washington Mutual Capital Trust 2001 CUSIP No. 93933U 40 7 PROSPECTUS SUPPLEMENT DATED OCTOBER 16, 2001 (TO PROSPECTUS DATED SEPTEMBER 4, 2001) WASHINGTON MUTUAL, INC. Trust Preferred Income Equity Redeemable Securities (PIERS) Units This document supplements the prospectus dated September 4, 2001, relating to the units. Each unit consists of: o a preferred security issued by Washington Mutual Capital Trust 2001 (the "Trust"), having a stated liquidation amount of $50, representing an undivided beneficial interest in the assets of the Trust, which assets consist solely of subordinated debentures issued by Washington Mutual, Inc. each of which has a principal amount at maturity of $50, a stated maturity of July 1, 2041 and, at any time, an accreted value as described in the prospectus; and o a warrant to purchase at any time prior to the close of business on May 3, 2041, 1.2081 shares of common stock of Washington Mutual. The exercise price of each warrant on the initial date of issuance was $32.33 and will accrete on a daily basis as described in the prospectus to $50 on the expiration date. At any time after issuance of the units, the preferred security and warrant components of each unit may be separated by the holder and transferred separately. Thereafter, a separated preferred security and warrant may be combined to form a unit. The information in this prospectus supplements the information set forth under the heading "Selling Securityholders" in the prospectus dated September 4, 2001. First Union Securities Inc. was listed in the September 4, 2001 prospectus and has subsequently purchased additional units. As a result, the number of units eligible for resale pursuant to the Registration Statement by First Union Securities Inc. is adjusted to the number set forth opposite First Union Securities Inc.'s name (without adjustment for any resales that such person has made pursuant to the Registration Statement). The other person named below is added to the list of Selling Securityholders, and the number of units that may be sold pursuant to the Registration Statement is as set forth opposite such person's name.
Selling Securityholder Securities Beneficially Owned Prior to Securities That the Offering May be Sold Hereunder Number Type First Union Securities Inc. . . . . . . . 653,945 Units 653,945 TCW Group, Inc. . . . . . . . . . . . . . 255,700 Units 255,700
----------- "Preferred Income Equity Redeemable Securities" and "PIERS" are service marks owned by Lehman Brothers Inc. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED THESE SECURITIES OR DETERMINED IF THIS PROSPECTUS IS TRUTHFUL OR COMPLETE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. THESE SECURITIES OFFERED HEREBY ARE NOT SAVINGS ACCOUNTS, DEPOSITS OR OTHER OBLIGATIONS OF ANY BANK OR SAVINGS ASSOCIATION AND ARE NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, THE BANK INSURANCE FUND, THE SAVINGS ASSOCIATION INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY.