0001048703-18-000003.txt : 20180123 0001048703-18-000003.hdr.sgml : 20180123 20180123083411 ACCESSION NUMBER: 0001048703-18-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180122 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARPUS GEORGE W CENTRAL INDEX KEY: 0001223048 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02349 FILM NUMBER: 18541107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02349 FILM NUMBER: 18541108 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER NAME: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY INCOME SECURITIES INC CENTRAL INDEX KEY: 0000093284 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 132739671 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 800-869-6397 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER INCOME SECURITIES INC DATE OF NAME CHANGE: 19981221 FORMER COMPANY: FORMER CONFORMED NAME: INTERCAPITAL INCOME SECURITIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD & POORS INTERCAPITAL INCOME SEC DATE OF NAME CHANGE: 19780813 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-01-22 0 0000093284 MORGAN STANLEY INCOME SECURITIES INC ICB 0001048703 Karpus Management, Inc. 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 1 0 0001223048 KARPUS GEORGE W KARPUS MANAGEMENT, INC. 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 1 0 Common Stock 2214043 D Common Stock 19650 D This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. Shares of Common Stock beneficially owned by Karpus. Mr. Karpus beneficially owns 8,200 Shares. In addition, Mr. Karpus may be deemed to beneficially own 11,450 Shares held by the Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund entities. Karpus Management, Inc. by /s/ Daniel L. Lippincott, CFA, Director of Investment Personnel and Sr. Tax-Sensitive Mgr. 2018-01-23 /s/ George W. Karpus 2018-01-23