0001048703-18-000003.txt : 20180123
0001048703-18-000003.hdr.sgml : 20180123
20180123083411
ACCESSION NUMBER: 0001048703-18-000003
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180122
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARPUS GEORGE W
CENTRAL INDEX KEY: 0001223048
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02349
FILM NUMBER: 18541107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karpus Management, Inc.
CENTRAL INDEX KEY: 0001048703
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02349
FILM NUMBER: 18541108
BUSINESS ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
BUSINESS PHONE: 5855864680
MAIL ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
FORMER NAME:
FORMER CONFORMED NAME: KARPUS MANAGEMENT INC
DATE OF NAME CHANGE: 19971029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY INCOME SECURITIES INC
CENTRAL INDEX KEY: 0000093284
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 132739671
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 522 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 800-869-6397
MAIL ADDRESS:
STREET 1: 522 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER INCOME SECURITIES INC
DATE OF NAME CHANGE: 19981221
FORMER COMPANY:
FORMER CONFORMED NAME: INTERCAPITAL INCOME SECURITIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: STANDARD & POORS INTERCAPITAL INCOME SEC
DATE OF NAME CHANGE: 19780813
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2018-01-22
0
0000093284
MORGAN STANLEY INCOME SECURITIES INC
ICB
0001048703
Karpus Management, Inc.
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
1
0
0001223048
KARPUS GEORGE W
KARPUS MANAGEMENT, INC.
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
1
0
Common Stock
2214043
D
Common Stock
19650
D
This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
Shares of Common Stock beneficially owned by Karpus.
Mr. Karpus beneficially owns 8,200 Shares. In addition, Mr. Karpus may be deemed to beneficially own 11,450 Shares held by the Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund entities.
Karpus Management, Inc. by /s/ Daniel L. Lippincott, CFA, Director of Investment Personnel and Sr. Tax-Sensitive Mgr.
2018-01-23
/s/ George W. Karpus
2018-01-23