0001567619-21-020094.txt : 20211112 0001567619-21-020094.hdr.sgml : 20211112 20211112172153 ACCESSION NUMBER: 0001567619-21-020094 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC. CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 211404946 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5000 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SECURITIES, INC. DATE OF NAME CHANGE: 20130812 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SECURITIES INC DATE OF NAME CHANGE: 19941114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000932724 XXXXXXXX 09-30-2021 09-30-2021 GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER RYE NY 10580
13F HOLDINGS REPORT 028-10598 N
Douglas R. Jamieson President 914-921-5020 /s/ Douglas R. Jamieson Rye NY 10-27-2021 0 485 826894 false
INFORMATION TABLE 2 form13fInfoTable.xml 26 CAPITAL ACQUISITION CORP COM 90138P209 257 25400 SH SOLE 25400 0 0 51JOB INC SP ADR REP COM COM 316827104 1648 23704 SH SOLE 23704 0 0 7GC & CO HOLDINGS INC COM 81786A206 255 25422 SH SOLE 25422 0 0 890 5TH AVE PARTNERS INC COM C COM 28250A105 244 24600 SH SOLE 24600 0 0 ABBVIE INC COM COM 00287Y109 352 3262 SH SOLE 3262 0 0 ACCELERATE ACQUISITION CORP CO COM 00439D102 804 82600 SH SOLE 82600 0 0 ACCELERATE ACQUISITION CORP WT WARRANT AND RIGH 00439D110 26 27533 SH SOLE 27533 0 0 ACCELERON PHARMA INC COM COM 00434H108 6979 40550 SH SOLE 40550 0 0 ACE GLOBAL BUSINESS ACQU LTDOR COM G0083E102 394 39200 SH SOLE 39200 0 0 ACE GLOBAL BUSINESS ACQU LTDWT WARRANT AND RIGH G0083E110 21 42283 SH SOLE 42283 0 0 ACROPOLIS INFRASTRUCTURE ACQCL COM 005029103 662 68389 SH SOLE 68389 0 0 ACROPOLIS INFRASTRUCTURE ACQWT WARRANT AND RIGH 005029111 21 22796 SH SOLE 22796 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 206 2000 SH SOLE 2000 0 0 AEROJET ROCKETDYNE HOLDINGS COM 007800105 12727 292240 SH SOLE 292240 0 0 AGNICO-EAGLE MINES (USD) COM 008474108 1592 30702 SH SOLE 30702 0 0 AGRICO ACQUISITION CORP CLASS COM G41089106 541 54000 SH SOLE 54000 0 0 AGRICO ACQUISITION CORP WT EXP WARRANT AND RIGH G41089114 12 27000 SH SOLE 27000 0 0 ALPHA CAPITAL ACQUISITION CO COM G0316P114 169 17500 SH SOLE 17500 0 0 AMAZON.COM INC COM 023135106 5315 1618 SH SOLE 1618 0 0 AMERANT BANCORP INC CL B COM 023576200 1885 81107 SH SOLE 81107 0 0 APOLLO STRATEGIC GROWTH CAPTSH COM G0411R106 1498 153507 SH SOLE 153507 0 0 APOLLO STRATEGIC GROWTH CAPTWT WARRANT AND RIGH G0411R114 49 60533 SH SOLE 60533 0 0 APPLE INC COM 037833100 236 1670 SH SOLE 1670 0 0 APPLIED OPTOELECTRONICS INC CO COM 03823U102 90 12500 SH SOLE 12500 0 0 ARCTOS NORTHSTAR ACQUISITION COM G0477L118 362 36700 SH SOLE 36700 0 0 ARES ACQUISITION CORPORATIONCO COM G33032106 490 50271 SH SOLE 50271 0 0 ARES ACQUISITION CORPORATIONWT WARRANT AND RIGH G33032122 9 10054 SH SOLE 10054 0 0 ARIES I ACQUISITION CORP COM G0542N115 119 11700 SH SOLE 11700 0 0 ARISTA NETWORKS INC COM COM 040413956 170 100 SH Put SOLE 0 0 0 ARLO TECHNOLOGIES INC COM COM 04206A101 64 10000 SH SOLE 10000 0 0 ARROWROOT ACQUISITION CORP CL COM 04282M102 237 24500 SH SOLE 24500 0 0 ARROWROOT ACQUISITION CORP WT WARRANT AND RIGH 04282M110 7 12250 SH SOLE 12250 0 0 ATHENE HLDG LTD CL A COM G0684D107 7391 107320 SH SOLE 107320 0 0 ATLANTIC AVE ACQUISITION CORCO COM 04906P101 403 41100 SH SOLE 41100 0 0 ATLANTIC AVE ACQUISITION CORWT WARRANT AND RIGH 04906P119 14 20550 SH SOLE 20550 0 0 ATLAS CREST INVESTMENT CORP CO COM 049287105 492 50400 SH SOLE 50400 0 0 ATLAS CREST INVESTMENT CORP WT WARRANT AND RIGH 049287113 11 12600 SH SOLE 12600 0 0 ATOTECH LTD COM COM G0625A105 4485 185704 SH SOLE 185704 0 0 AURINIA PHARMACEUTICALS INC CO COM 05156V102 221 10000 SH SOLE 10000 0 0 AUSTERLITZ ACQUISITION CORP CO COM G0633U101 956 98000 SH SOLE 98000 0 0 AUSTERLITZ ACQUISITION CORP WT WARRANT AND RIGH G0633U127 26 24500 SH SOLE 24500 0 0 AVANTI ACQUISITION CORP SHS CL COM G0682V109 497 50800 SH SOLE 50800 0 0 AVANTI ACQUISITION CORP WT EXP WARRANT AND RIGH G0682V125 21 32100 SH SOLE 32100 0 0 AXCELIS TECHNOLOGIES INC COM N COM 054540208 315 6700 SH SOLE 6700 0 0 B RILEY PRINCIPAL 150 MERGERCO COM 05601V103 610 62600 SH SOLE 62600 0 0 B RILEY PRINCIPAL 150 MERGERWT WARRANT AND RIGH 05601V111 16 20866 SH SOLE 20866 0 0 BANCROFT FUND LTD COM MUTUAL FUNDS 059695106 1778 60000 SH SOLE 60000 0 0 BANK COMM HLDGS COM COM 06424J103 1131 74539 SH SOLE 74539 0 0 BANK MARIN BANCORP COM COM 063425102 1584 41972 SH SOLE 41972 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 726 14000 SH SOLE 14000 0 0 BANNIX ACQUISITION CORP COM 066644204 674 65718 SH SOLE 65718 0 0 BAUSCH HEALTH COMPANIES INC CO COM 071734107 468 16800 SH SOLE 16800 0 0 BECTON DICKINSON & CO COM COM 075887109 243 990 SH SOLE 990 0 0 BEL FUSE INC CL B COM 077347300 124 10000 SH SOLE 10000 0 0 BHP BILLITON PLC SPONSORED ADR COM 05545E212 11050 218000 SH SOLE 218000 0 0 BIOTECH ACQUISITION CO COM G1125A124 255 25400 SH SOLE 25400 0 0 BLUE SAFARI GRP ACQUISITN COCL COM G1195R106 931 94028 SH SOLE 94028 0 0 BLUE SAFARI GRP ACQUISITN CORT WARRANT AND RIGH G1195R130 32 94028 SH SOLE 94028 0 0 BLUERIVER ACQUISITION CORP COM G1261Q123 100 10100 SH SOLE 10100 0 0 BOA ACQUISITION CORP COM 05601A208 241 24369 SH SOLE 24369 0 0 BREEZE HLDGS ACQUISITION COM 106762107 1152 114200 SH SOLE 114200 0 0 BREEZE HLDGS ACQUISITION RT WARRANT AND RIGH 106762123 26 128600 SH SOLE 128600 0 0 BREEZE HLDGS ACQUISITION WT WARRANT AND RIGH 106762115 67 128600 SH SOLE 128600 0 0 BRIDGETOWN 2 HOLDINGS LTD-A COM G1355V103 252 25400 SH SOLE 25400 0 0 BROOKLINE CAP ACQUISITION COCO COM 11374E108 110 11100 SH SOLE 11100 0 0 CADENCE BANCORPORATION CL A COM 12739A100 552 25129 SH SOLE 25129 0 0 CAI INTERNATIONAL INC COM COM 12477X106 6250 111786 SH SOLE 111786 0 0 CALSS ACCELERATION CORP COM 18274B205 202 20300 SH SOLE 20300 0 0 CAMPBELL SOUP CO COM 134429109 544 13000 SH SOLE 13000 0 0 CC NEUBERGER PRIN HLDGS II SHS COM G3166T103 1804 183700 SH SOLE 183700 0 0 CC NEUBERGER PRIN HLDGS II WT WARRANT AND RIGH G3166T111 60 59850 SH SOLE 59850 0 0 CC NEUBERGER PRINCIPAL HOLDNSH COM G1992N100 490 50200 SH SOLE 50200 0 0 CC NEUBERGER PRINCIPAL HOLDNWT WARRANT AND RIGH G1992N126 10 10040 SH SOLE 10040 0 0 CF ACQUISITION CORP IV COM CL COM 12520T102 642 65967 SH SOLE 65967 0 0 CF ACQUISITION CORP IV WT EXP WARRANT AND RIGH 12520T110 19 21989 SH SOLE 21989 0 0 CF ACQUISITION CORP V CL A COM 12520R106 500 50500 SH SOLE 50500 0 0 CF ACQUISITION CORP VI COM 12521J202 123 12500 SH SOLE 12500 0 0 CHANGE HEALTHCARE INC COM COM 15912K100 13552 647195 SH SOLE 647195 0 0 CHEMED CORPORATION COM 16359R103 209 450 SH SOLE 450 0 0 CHENIERE ENERGY, INC. 4.250 0 CONVERTIBLE BOND 16411RAG4 321 375000 PRN SOLE 375000 0 0 CHURCHILL CAPITAL CORP VI COM 17143W200 129 12800 SH SOLE 12800 0 0 CHURCHILL CAPITAL CORP VII COM COM 17144M102 2480 255130 SH SOLE 255130 0 0 CHURCHILL CAPITAL CORP VII WT WARRANT AND RIGH 17144M110 47 51026 SH SOLE 51026 0 0 CHURCHILL DOWNS INC COM COM 171484108 648 2700 SH SOLE 2700 0 0 CIGNA CORP NEW COM 125523100 300 1500 SH SOLE 1500 0 0 CIIG CAPITAL PARTNERS II INC COM 12561U208 884 87700 SH SOLE 87700 0 0 CIRCLE ACQUISITION COM 61531M200 254 25400 SH SOLE 25400 0 0 CISCO SYS INC COM 17275R102 1116 20500 SH SOLE 20500 0 0 CIT GROUP INC COM NEW COM 125581801 3792 73000 SH SOLE 73000 0 0 CITIC CAPITAL ACQUISITION COWT WARRANT AND RIGH G21513117 46 58439 SH SOLE 58439 0 0 CLEANTECH ACQUISITION CORP COM COM 18453L107 453 45600 SH SOLE 45600 0 0 CLEANTECH ACQUISITION CORP RT WARRANT AND RIGH 18453L123 11 45600 SH SOLE 45600 0 0 CLEANTECH ACQUISITION CORP WT WARRANT AND RIGH 18453L115 10 22800 SH SOLE 22800 0 0 CLEAR CHANNEL OUTDOOR HLDG COM 18453H106 165 61000 SH SOLE 61000 0 0 CLOROX CO COM 189054109 580 3500 SH SOLE 3500 0 0 CLOUDERA INC COM COM 18914U100 14903 933183 SH SOLE 933183 0 0 CLOVER LEAF CAPITAL CORP COM C COM 18915E109 455 45600 SH SOLE 45600 0 0 CLOVER LEAF CAPITAL CORP RT WARRANT AND RIGH 18915E125 19 45600 SH SOLE 45600 0 0 CNH INDUSTRIAL NV COM N20944109 398 23950 SH SOLE 23950 0 0 COASTAL FINANCIAL CORP/WA COM 19046P209 1179 37000 SH SOLE 37000 0 0 COHERENT INC COM COM 192479103 13535 54119 SH SOLE 54119 0 0 COHN ROBBINS HOLDINGS CORP COM COM G23726105 1235 125813 SH SOLE 125813 0 0 COHN ROBBINS HOLDINGS CORP WT WARRANT AND RIGH G23726113 47 52071 SH SOLE 52071 0 0 COLICITY INC COM CL A COM 194170106 993 101600 SH SOLE 101600 0 0 COLICITY INC WT EXP 022426 WARRANT AND RIGH 194170114 17 20320 SH SOLE 20320 0 0 COLUMBIA PPTY TR INC COM NEW COM 198287203 5789 304386 SH SOLE 304386 0 0 CONX CORP COM CL A COM 212873103 1381 140900 SH SOLE 140900 0 0 CONX CORP WT EXP 103027 WARRANT AND RIGH 212873111 44 37900 SH SOLE 37900 0 0 COPART INC COM COM 217204106 909 6550 SH SOLE 6550 0 0 CORNER GROWTH ACQUISITION COCL COM G2425N105 493 50500 SH SOLE 50500 0 0 CORNER GROWTH ACQUISITION COWT WARRANT AND RIGH G2425N113 13 16833 SH SOLE 16833 0 0 CORNERSTONE ONDEMAND INC COM COM 21925Y103 5219 91138 SH SOLE 91138 0 0 CORTLAND BANCORP COM COM 220587109 512 18500 SH SOLE 18500 0 0 COVANTA HOLDING CORP COM 22282E106 1060 52700 SH SOLE 52700 0 0 CROWN CASTLE INTL CORP COM 22822V101 260 1500 SH SOLE 1500 0 0 CROWN PROPTECH ACQUISITIONS SH COM G25741102 627 64300 SH SOLE 64300 0 0 CROWN PROPTECH ACQUISITIONS WT WARRANT AND RIGH G25741110 11 21433 SH SOLE 21433 0 0 CRUCIBLE ACQUISITION CORP COM 22877P207 353 35300 SH SOLE 35300 0 0 CVS HEALTH CORP COM 126650100 264 3116 SH SOLE 3116 0 0 D AND Z MEDIA ACQUISITION CO COM 23305Q205 252 25400 SH SOLE 25400 0 0 DEEP LAKE CAPITAL ACQUSTN COCL COM G27029100 495 50800 SH SOLE 50800 0 0 DEEP LAKE CAPITAL ACQUSTN COWT WARRANT AND RIGH G27029118 19 25400 SH SOLE 25400 0 0 DELL TECHNOLOGIES INC CL C COM 24703L202 4715 45318 SH SOLE 45318 0 0 DELWINDS INS ACQUISITION CORCO COM 24803C102 348 35300 SH SOLE 35300 0 0 DELWINDS INS ACQUISITION CORWT WARRANT AND RIGH 24803C110 11 17650 SH SOLE 17650 0 0 DHB CAPITAL CORP CL A COM COM 23291W109 476 49100 SH SOLE 49100 0 0 DHB CAPITAL CORP WT EXP 033128 WARRANT AND RIGH 23291W117 11 16366 SH SOLE 16366 0 0 DISCOVERY INC-A COM 25470F104 257 10130 SH SOLE 10130 0 0 DISCOVERY INC-C COM 25470F302 1000 41205 SH SOLE 41205 0 0 DISH NETWORK CORPORATION COM 25470M109 243 5600 SH SOLE 5600 0 0 DISNEY WALT PRODTNS COM 254687106 784 4632 SH SOLE 4632 0 0 DOMTAR CORPORATION COM 257559203 5373 98512 SH SOLE 98512 0 0 DRAFTKINGS INC COM CL A COM 26142R104 458 9500 SH SOLE 9500 0 0 DRAGONEER GROWTH OPP III-A COM G28315102 700 71400 SH SOLE 71400 0 0 DSP GROUPS INC COM COM 23332B106 2282 104153 SH SOLE 104153 0 0 E MERGE TECHNOLOGY ACQUISITICO COM 26873Y104 898 91400 SH SOLE 91400 0 0 E MERGE TECHNOLOGY ACQUISITIWT WARRANT AND RIGH 26873Y112 25 35400 SH SOLE 35400 0 0 ECHO GLOBAL LOGISTICS INC COM COM 27875T101 4384 91898 SH SOLE 91898 0 0 EJF ACQUISITION CORP CL A SHS COM G2955B109 192 19500 SH SOLE 19500 0 0 ELLIOTT OPPORTUNITY II CORP COM G30092129 222 21900 SH SOLE 21900 0 0 ELLIOTT OPPORTUNITY II CORP SH COM G30092103 1108 113709 SH SOLE 113709 0 0 ELLIOTT OPPORTUNITY II CORP WT WARRANT AND RIGH G30092111 31 28427 SH SOLE 28427 0 0 EPIPHANY TECHNOLOGY ACQUISITCO COM 29429X109 748 76600 SH SOLE 76600 0 0 EPIPHANY TECHNOLOGY ACQUISITWT WARRANT AND RIGH 29429X117 22 25533 SH SOLE 25533 0 0 EQUITY DISTR ACQUISITION CORCO COM 29465E110 649 66053 SH SOLE 66053 0 0 EQUITY DISTR ACQUISITION CORWT WARRANT AND RIGH 29465E118 23 25967 SH SOLE 25967 0 0 EUROPEAN BIOTECH ACQUTN CORPCL COM G3167F102 637 65689 SH SOLE 65689 0 0 EUROPEAN BIOTECH ACQUTN CORPWT WARRANT AND RIGH G3167F128 14 21896 SH SOLE 21896 0 0 EUROPEAN SUSTAINABLE GROWTH CL COM G3194F109 264 26700 SH SOLE 26700 0 0 EXACT SCIENCES CORP COM COM 30063P105 221 2314 SH SOLE 2314 0 0 FACEBOOK INC CL A COM 30303M102 426 1255 SH SOLE 1255 0 0 FALCON MINERALS CORP COM 30607B109 483 102714 SH SOLE 102714 0 0 FAR PEAK ACQUISITION CORP SHS COM G3312L103 1702 171100 SH SOLE 171100 0 0 FARFETCH LTD ORD SH CL A COM 30744W107 611 16300 SH SOLE 16300 0 0 FERRO CORP COM 315405100 11206 550917 SH SOLE 550917 0 0 FIGURE ACQUISITION CORP I COM 302438205 240 25000 SH SOLE 25000 0 0 FINSERV ACQUISITION CORP II COM 31809Y202 247 25100 SH SOLE 25100 0 0 FIRSTMARK HORIZON ACQUISITIOCL COM 33765Y101 398 40600 SH SOLE 40600 0 0 FIRSTMARK HORIZON ACQUISITIOWT WARRANT AND RIGH 33765Y119 22 17166 SH SOLE 17166 0 0 FISERV INC COM COM 337738108 229 2113 SH SOLE 2113 0 0 FIVE9 INC COM COM 338307101 7284 45600 SH SOLE 45600 0 0 FLAGSTAR BANCORP INC COM PAR . COM 337930705 584 11492 SH SOLE 11492 0 0 FLAME ACQUISITION CORP UNIT UNITS 33850F207 247 24500 SH SOLE 24500 0 0 FORTERRA INC COM COM 34960W106 3371 143090 SH SOLE 143090 0 0 FORTISTAR SUSTAINABLE SOLUTI COM 34962M205 357 35500 SH SOLE 35500 0 0 FORTRESS CAPITAL ACQUISITION COM G36427113 249 25400 SH SOLE 25400 0 0 FORTRESS VALUE ACQUISI CORP CO COM 34964K108 474 48700 SH SOLE 48700 0 0 FORUM MERGER IV CORP CLASS A C COM 349875104 950 97300 SH SOLE 97300 0 0 FORUM MERGER IV CORP WT EXP 03 WARRANT AND RIGH 349875112 25 24325 SH SOLE 24325 0 0 FRAZIER LIFESCIENCES ACQUIS COM G3710A121 102 10200 SH SOLE 10200 0 0 FRONTIER ACQUISITION CORP CLAS COM G36826108 356 36600 SH SOLE 36600 0 0 FUSION ACQUISITION CORP II COM COM 36118N102 476 49000 SH SOLE 49000 0 0 FUSION ACQUISITION CORP II WT WARRANT AND RIGH 36118N110 11 16333 SH SOLE 16333 0 0 GABELLI CV SECURITIES FUND MUTUAL FUNDS 36240B109 2158 355000 SH SOLE 355000 0 0 GABELLI DIV&INC TR COM MUTUAL FUNDS 36242H104 16380 635141 SH SOLE 635141 0 0 GABELLI GLB SML & MD CP VAL CO MUTUAL FUNDS 36249W104 1384 86856 SH SOLE 86856 0 0 GABELLI GLOBAL UTIL & INCOMECO MUTUAL FUNDS 36242L105 7653 389448 SH SOLE 389448 0 0 GABELLI GO ANYWHERE TRUST MUTUAL FUNDS 36250J109 1864 111486 SH SOLE 111486 0 0 GABELLI LOVE OUR PLANET & PEOP MUTUAL FUNDS 36261K103 593 21400 SH SOLE 21400 0 0 GABELLI MULTIMEDIA TRST INC MUTUAL FUNDS 36239Q109 4012 439377 SH SOLE 439377 0 0 GAMCO INVESTORS INC COM COM 361438104 65578 2485900 SH SOLE 2485900 0 0 GAMCO NAT RESOURCE GOLD X MUTUAL FUNDS 36465E105 67 13205 SH SOLE 13205 0 0 GARRETT MOTION INC COM 366505105 184 24978 SH SOLE 24978 0 0 GDL FUND MUTUAL FUNDS 361570104 16652 1854307 SH SOLE 1854307 0 0 GENERAL ELECTRIC CO COM NEW COM 369604301 425 4125 SH SOLE 4125 0 0 GIGCAPITAL5 INC COM 37519U208 113 11000 SH SOLE 11000 0 0 GIGINTERNATIONAL1 INC COM COM 37518W106 918 93000 SH SOLE 93000 0 0 GIGINTERNATIONAL1 INC WT EXP 0 WARRANT AND RIGH 37518W114 39 46500 SH SOLE 46500 0 0 GLOBAL PARTNER ACQUISITION C COM G3934P110 379 38300 SH SOLE 38300 0 0 GO ACQUISITION CORP COM COM 362019101 1680 171266 SH SOLE 171266 0 0 GO ACQUISITION CORP WT EXP 083 WARRANT AND RIGH 362019119 29 39533 SH SOLE 39533 0 0 GOLDENBRIDGE ACQUISITION LTDRT WARRANT AND RIGH G3970D138 16 47400 SH SOLE 47400 0 0 GOLDENBRIDGE ACQUISITION LTDSH COM G3970D104 470 47400 SH SOLE 47400 0 0 GOLDENBRIDGE ACQUISITION LTDWT WARRANT AND RIGH G3970D120 11 47400 SH SOLE 47400 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 184 10400 SH SOLE 10400 0 0 GP STRATEGIES CORP COM COM 36225V104 1617 78114 SH SOLE 78114 0 0 GRAF ACQUISITION CORP IV COM COM 384272100 835 86200 SH SOLE 86200 0 0 GRAF ACQUISITION CORP IV WT EX WARRANT AND RIGH 384272118 20 17240 SH SOLE 17240 0 0 GRAHAM HOLDINGS CO. COM 384637104 707 1200 SH SOLE 1200 0 0 GREENSKY INC CL A COM 39572G100 525 47000 SH SOLE 47000 0 0 GREIF INC CL B COM 397624206 1601 24713 SH SOLE 24713 0 0 GRIFOLS SA SP ADR REP B NVT COM 398438408 2520 172508 SH SOLE 172508 0 0 GROWTH CAP ACQUISITION CORP CL COM 39986V107 622 63000 SH SOLE 63000 0 0 GRUPO TELEVISA SA DE CV ADR (B COM 40049J206 909 82750 SH SOLE 82750 0 0 GS ACQUISITION HLDGS CORP IICO COM 36258Q105 922 90197 SH SOLE 90197 0 0 GS ACQUISITION HLDGS CORP IIWT WARRANT AND RIGH 36258Q113 92 42787 SH SOLE 42787 0 0 GYRODYNE LLC COM COM 403829104 1222 94143 SH SOLE 94143 0 0 H I G ACQUISITION CORP COM CL COM G44898107 1868 191200 SH SOLE 191200 0 0 H I G ACQUISITION CORP WT EXP WARRANT AND RIGH G44898123 47 68600 SH SOLE 68600 0 0 HAYMAKER ACQUISITION CORP II COM 42087R207 243 24500 SH SOLE 24500 0 0 HEALTHCARE SERVICES ACQU CORCO COM 42227K104 494 50700 SH SOLE 50700 0 0 HEALTHCARE SERVICES ACQU CORWT WARRANT AND RIGH 42227K112 17 25350 SH SOLE 25350 0 0 HILL ROM HLDGS INC COM 431475102 11547 76977 SH SOLE 76977 0 0 HORIZON ACQUISITION CORPORATWT WARRANT AND RIGH G46044114 23 25967 SH SOLE 25967 0 0 HPX CORP SHS CL A COM G32219100 774 78706 SH SOLE 78706 0 0 HPX CORP WT EXP 071425 WARRANT AND RIGH G32219126 30 45850 SH SOLE 45850 0 0 HUDSON EXECUTIV INV CORP III COM 44376L206 240 24400 SH SOLE 24400 0 0 HUDSON EXECUTIVE INVESTMENT COM 443760202 378 38000 SH SOLE 38000 0 0 HUMANCO ACQUISITION CORP COM 44487N208 262 25574 SH SOLE 25574 0 0 ICAHN ENTERPRISES LP DEPOSITRY COM 451100101 350 7000 SH SOLE 7000 0 0 ICPT 2.000 05/15/26 CONVERTIBLE BOND 45845PAB4 136 225000 PRN SOLE 225000 0 0 IEC ELECTRS CORP NEW COM COM 44949L105 484 31600 SH SOLE 31600 0 0 IHS MARKIT LTD SHS COM G47567105 24605 210986 SH SOLE 210986 0 0 INDEPENDENCE HOLDINGS CORP COM G4761A119 607 60900 SH SOLE 60900 0 0 INFN 2 1/8 9/1/24 CONVERTIBLE BOND 45667GAC7 390 350000 PRN SOLE 350000 0 0 INOVALON HLDGS INC COM CL A COM 45781D101 9273 230164 SH SOLE 230164 0 0 INSU ACQUISITION CORP III COM COM 457817104 496 50500 SH SOLE 50500 0 0 INSU ACQUISITION CORP III WT E WARRANT AND RIGH 457817112 16 16833 SH SOLE 16833 0 0 INTERACTIVE BROKERS COM 45841N107 1514 24280 SH SOLE 24280 0 0 INTERSECT ENT INC COM COM 46071F103 2397 88131 SH SOLE 88131 0 0 ISLEWORTH HEALTHCARE ACQU COCO COM 46468P102 960 97700 SH SOLE 97700 0 0 ISLEWORTH HEALTHCARE ACQU COWT WARRANT AND RIGH 46468P110 27 48850 SH SOLE 48850 0 0 ITAMAR MED LTD SPONSORED ADS COM 465437101 1209 40000 SH SOLE 40000 0 0 ITHAX ACQUISITION CORP CL A SH COM G49775102 493 50600 SH SOLE 50600 0 0 ITHAX ACQUISITION CORP WT EXP WARRANT AND RIGH G49775128 16 25300 SH SOLE 25300 0 0 ITIQUIRA ACQUISITION CORP COM G49773123 251 25200 SH SOLE 25200 0 0 JACK CREEK INVESTMENT CORP COM G4989X107 383 38100 SH SOLE 38100 0 0 JATT ACQUISITION CORP SHS CL A COM G50752107 894 91400 SH SOLE 91400 0 0 JATT ACQUISITION CORP WT EXP07 WARRANT AND RIGH G50752123 27 45700 SH SOLE 45700 0 0 JAWS HURRICANE ACQUISITON CO COM 47201B202 230 23027 SH SOLE 23027 0 0 JAWS JUGGERNAUT ACQUISITN COCL COM G50735102 446 46000 SH SOLE 46000 0 0 JAWS JUGGERNAUT ACQUISITN COWT WARRANT AND RIGH G50735110 14 11500 SH SOLE 11500 0 0 JAWS MUSTANG ACQUISITION CORSH COM G50737108 491 50271 SH SOLE 50271 0 0 JAWS MUSTANG ACQUISITION CORWT WARRANT AND RIGH G50737124 14 12567 SH SOLE 12567 0 0 JIYA ACQUISITION CORP -CL A COM 47760M102 396 40600 SH SOLE 40600 0 0 JOFF FINTECH ACQUISITION CORCO COM 46592C100 1934 200000 SH SOLE 200000 0 0 JOFF FINTECH ACQUISITION CORWT WARRANT AND RIGH 46592C118 43 66666 SH SOLE 66666 0 0 KADMON HLDGS INC COM COM 48283N106 5527 634600 SH SOLE 634600 0 0 KANSAS CITY SOUTHERN COM 485170302 23942 88463 SH SOLE 88463 0 0 KELLOGG CO COM 487836108 288 4500 SH SOLE 4500 0 0 KERNEL GROUP HOLDINGS INC CL A COM G5259L103 489 50200 SH SOLE 50200 0 0 KERNEL GROUP HOLDINGS INC WT E WARRANT AND RIGH G5259L129 15 25100 SH SOLE 25100 0 0 KINS TECHNOLOGY GROUP INC COM COM 49714K109 1651 166107 SH SOLE 166107 0 0 KINS TECHNOLOGY GROUP INC WT E WARRANT AND RIGH 49714K117 54 83053 SH SOLE 83053 0 0 KISMET ACQUISITION THREE COR COM G5276C128 437 44100 SH SOLE 44100 0 0 KKR ACQUISITION HOLDING I COCO COM 48253T109 431 44236 SH SOLE 44236 0 0 KKR ACQUISITION HOLDING I COWT WARRANT AND RIGH 48253T117 11 11059 SH SOLE 11059 0 0 KKR & CO INC CL A COM 48251W104 6210 102000 SH SOLE 102000 0 0 KLUDEIN I ACQUISITION CORP COM 49878L208 258 25400 SH SOLE 25400 0 0 KRATON CORP COM COM 50077C106 1561 34201 SH SOLE 34201 0 0 LAKESHORE ACQUISITION I CORPOR COM G53521103 901 92400 SH SOLE 92400 0 0 LAKESHORE ACQUISITION I CORPWT WARRANT AND RIGH G53521111 38 69300 SH SOLE 69300 0 0 LAUREATE EDUCATION INC CL A COM 518613203 2829 166524 SH SOLE 166524 0 0 LENNAR B SHARES COM 526057302 3984 51347 SH SOLE 51347 0 0 LEO HLDGS CORP II COM CL A COM G5463R102 497 51058 SH SOLE 51058 0 0 LEO HLDGS CORP II WT EXP 01072 WARRANT AND RIGH G5463R128 8 12764 SH SOLE 12764 0 0 LIBERTY GLOBAL PLC SHS CL A COM G5480U104 209 7000 SH SOLE 7000 0 0 LIBERTY MEDIA ACQUISITION COCO COM 53073L104 6374 632331 SH SOLE 632331 0 0 LIBERTY MEDIA ACQUISITION COWT WARRANT AND RIGH 53073L112 183 126466 SH SOLE 126466 0 0 LIBERTY SIRIUS GROUP C COM 531229607 12710 267757 SH SOLE 267757 0 0 LIMELIGHT NETWORKS INC COM COM 53261M104 82 34500 SH SOLE 34500 0 0 LIONHEART ACQUISITION CORP ICO COM 53625R104 3281 331087 SH SOLE 331087 0 0 LIONHEART ACQUISITION CORP IWT WARRANT AND RIGH 53625R112 148 171918 SH SOLE 171918 0 0 LMF ACQUISITION OPPORTUNIT ICL COM 502015100 619 61604 SH SOLE 61604 0 0 LMF ACQUISITION OPPORTUNIT IWT WARRANT AND RIGH 502015118 28 61604 SH SOLE 61604 0 0 LORAL SPACE & COMMUNICATNS ICO COM 543881106 3020 70213 SH SOLE 70213 0 0 LYDALL INC COM COM 550819106 7098 114314 SH SOLE 114314 0 0 MACQUARIE INFRASTRUCTURE COMPA COM 55608B105 9157 225759 SH SOLE 225759 0 0 MADISON SQRE GD ENTERT COM 55826T102 274 3764 SH SOLE 3764 0 0 MADISON SQUARE GARDEN SPORTS COM 55825T103 512 2756 SH SOLE 2756 0 0 MAGELLAN HEALTH SVCS INC COM N COM 559079207 5790 61236 SH SOLE 61236 0 0 MAGNACHIP SEMICONDUCTOR CORPCO COM 55933J203 2622 147620 SH SOLE 147620 0 0 MANNING & NAPIER INC COM 56382Q102 126 13750 SH SOLE 13750 0 0 MARLIN BUSINESS SVCS CORP COM COM 571157106 807 36300 SH SOLE 36300 0 0 MARLIN TECHNOLOGY CORP COM G58411128 381 38100 SH SOLE 38100 0 0 MCAP ACQUISITION CORP COM 55282T208 250 24500 SH SOLE 24500 0 0 MCDONALDS CORP COM 580135101 772 3200 SH SOLE 3200 0 0 MDH ACQUISITION CORP COM CL A COM 55283P106 743 75400 SH SOLE 75400 0 0 MDH ACQUISITION CORP WT EXP 02 WARRANT AND RIGH 55283P114 13 23500 SH SOLE 23500 0 0 MEDALLIA INC COM COM 584021109 8867 261794 SH SOLE 261794 0 0 MEDICUS SCIENCES ACQUISITIONCL COM G5960S108 150 15400 SH SOLE 15400 0 0 MERCK & COMPANY COM 58933Y105 259 3444 SH SOLE 3444 0 0 MEREDITH CORP COM 589433101 2148 38572 SH SOLE 38572 0 0 MERIDIAN BANCORP INC MD COM COM 58958U103 2091 100740 SH SOLE 100740 0 0 MICROSOFT CORP COM 594918104 1525 5410 SH SOLE 5410 0 0 MISSION ADVANCEMENT CORP CL A COM 60501L101 1395 143475 SH SOLE 143475 0 0 MISSION ADVANCEMENT CORP WT EX WARRANT AND RIGH 60501L119 19 32600 SH SOLE 32600 0 0 MONEYGRAM INTERNATIONAL INC CO COM 60935Y208 458 57125 SH SOLE 57125 0 0 MORINGA ACQUISITION CORP CL A COM G6S23K108 740 76300 SH SOLE 76300 0 0 MORINGA ACQUISITION CORP WT EX WARRANT AND RIGH G6S23K124 23 38150 SH SOLE 38150 0 0 MOUNTAIN CREST ACQSTN CORP ICO COM 62402U107 1083 110437 SH SOLE 110437 0 0 MOUNTAIN CREST ACQSTN CORP IRT WARRANT AND RIGH 62402U115 55 110437 SH SOLE 110437 0 0 MOUNTAIN CREST ACQUSITN CRP CO COM 62403K108 1083 111400 SH SOLE 111400 0 0 MOUNTAIN CREST ACQUSITN CRP RT WARRANT AND RIGH 62403K116 45 111400 SH SOLE 111400 0 0 MSC INDL DIRECT INC CL A COM 553530106 401 5000 SH SOLE 5000 0 0 NASDAQ STOCK MARKET INC COM COM 631103108 483 2500 SH SOLE 2500 0 0 NEE 4.872 9/1/22 CV PFD CONVERTIBLE PREF 65339F796 353 6000 SH SOLE 6000 0 0 NEW VISTA ACQUISITION CORP COM G6529L113 253 25400 SH SOLE 25400 0 0 NEWMONT CORP COM 651639106 401 7381 SH SOLE 7381 0 0 NIKE INC CL B COM 654106103 407 2800 SH SOLE 2800 0 0 NOBLE ROCK ACQUISITION CORP COM G6546R127 375 37700 SH SOLE 37700 0 0 NOCTURNE ACQ COM G6580S122 146 14200 SH SOLE 14200 0 0 NORTHERN STAR INVESTMENT COR COM 66575B200 482 48900 SH SOLE 48900 0 0 NORTHERN STAR INVESTMENT III COM 66574L209 242 24500 SH SOLE 24500 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 29973 544563 SH SOLE 544563 0 0 OAKTREE ACQUISITION CORP II CL COM G6715X103 509 51900 SH SOLE 51900 0 0 OAKTREE ACQUISITION CORP II WT WARRANT AND RIGH G6715X111 12 12975 SH SOLE 12975 0 0 OCA ACQUISITION CORP COM 670865203 386 38100 SH SOLE 38100 0 0 OCEANTECH ACQUISITIONS I CORCL COM 675507107 923 93100 SH SOLE 93100 0 0 OCEANTECH ACQUISITIONS I CORWT WARRANT AND RIGH 675507115 41 93100 SH SOLE 93100 0 0 OMNICHANNEL ACQUISITION CORPCO COM 68218L108 767 77500 SH SOLE 77500 0 0 ONE EQUITY PARTNERS OPEN WAT COM 68237L204 353 35600 SH SOLE 35600 0 0 OPKO HEALTH INC COM COM 68375N103 37 10000 SH SOLE 10000 0 0 ORION ACQUISITION CORP COM 68626A207 291 29374 SH SOLE 29374 0 0 OXBRIDGE ACQUISITION CORP COM G6855L125 906 88500 SH SOLE 88500 0 0 PACIFIC MERCANTILE BANCORP COM COM 694552100 685 74354 SH SOLE 74354 0 0 PEOPLES UNITED FINANCIAL INCCO COM 712704105 1700 97300 SH SOLE 97300 0 0 PERIPHAS CAPITAL PARTNERING CO COM 713895100 1410 57900 SH SOLE 57900 0 0 PERIPHAS CAPITAL PARTNERING WT WARRANT AND RIGH 713895118 22 14475 SH SOLE 14475 0 0 PERRIGO COMPANY COM G97822103 379 8000 SH SOLE 8000 0 0 PILGRIMS PRIDE CORP NEW COM COM 72147K108 608 20910 SH SOLE 20910 0 0 PINE IS ACQUISITION CORP CL A COM 722615101 917 94000 SH SOLE 94000 0 0 PINE IS ACQUISITION CORP WT EX WARRANT AND RIGH 722615119 29 34733 SH SOLE 34733 0 0 PINE TECHNOLOGY ACQUISITN COCL COM 722850104 1293 134000 SH SOLE 134000 0 0 PINE TECHNOLOGY ACQUISITN COWT WARRANT AND RIGH 722850112 31 44666 SH SOLE 44666 0 0 PIONEER MERGER CORP CL A SHS COM G7S24C103 543 54671 SH SOLE 54671 0 0 PIVOTAL INVESTMENT CORP III COM 72582M205 254 25700 SH SOLE 25700 0 0 PLAYSTUDIOS INC COM 72815G108 405 88895 SH SOLE 88895 0 0 PLAYSTUDIOS INC WT WARRANT AND RIGH 72815G116 54 69600 SH SOLE 69600 0 0 PMV CONSUMER ACQUISITION CORCO COM 693486102 9810 1000000 SH SOLE 1000000 0 0 PMV CONSUMER ACQUISITION CORWT WARRANT AND RIGH 693486110 339 500000 SH SOLE 500000 0 0 PNM RES INC COM 69349H107 25886 523163 SH SOLE 523163 0 0 POEMA GLOBAL HOLDINGS CORP CL COM G7154B107 217 21986 SH SOLE 21986 0 0 POEMA GLOBAL HOLDINGS CORP WT WARRANT AND RIGH G7154B115 10 10943 SH SOLE 10943 0 0 POST HOLDINGS PARTNERING CORCO COM 737465104 4469 463600 SH SOLE 463600 0 0 POST HOLDINGS PARTNERING CORWT WARRANT AND RIGH 737465112 139 154533 SH SOLE 154533 0 0 POWERED BRANDS COM G7209M124 380 38393 SH SOLE 38393 0 0 PPD INC COM COM 69355F102 19153 409337 SH SOLE 409337 0 0 PRIMAVERA CAPITAL ACQUISITIO COM G7255E125 151 15200 SH SOLE 15200 0 0 PRIVETERRA ACQUISITION CORP COM 74275N201 127 12800 SH SOLE 12800 0 0 PROCTER & GAMBLE COMPANY COM 742718109 640 4575 SH SOLE 4575 0 0 PROGRESS ACQUISITION CORP COM COM 74327P105 631 64300 SH SOLE 64300 0 0 PROGRESS ACQUISITION CORP WT E WARRANT AND RIGH 74327P113 18 32150 SH SOLE 32150 0 0 PROPERTY SOLUTIONS ACQUISITICO COM 74350A108 1065 110093 SH SOLE 110093 0 0 PROPERTY SOLUTIONS ACQUISITIWT WARRANT AND RIGH 74350A116 19 27523 SH SOLE 27523 0 0 PROPTECH INVESTMENT CORP II CO COM 743497109 1628 166100 SH SOLE 166100 0 0 PROPTECH INVESTMENT CORP II WT WARRANT AND RIGH 743497117 47 55366 SH SOLE 55366 0 0 PROSHARES TRUST ULTRASHORT SP5 ETF - EQUITY 74347B383 177 20000 SH SOLE 20000 0 0 PROTO LABS INC COM 743713109 353 5300 SH SOLE 5300 0 0 PVGCN 2 1/4 3/15/22 CONVERTIBLE BOND 74139CAB8 251 250000 PRN SOLE 250000 0 0 QAD INC CL A COM 74727D306 6719 76880 SH SOLE 76880 0 0 QUANTUM FINTECH ACQUISTIN COCO COM 74767A105 2463 250000 SH SOLE 250000 0 0 QUANTUM FINTECH ACQUISTIN COWT WARRANT AND RIGH 74767A113 34 125000 SH SOLE 125000 0 0 RAVEN INDS INC COM COM 754212108 6911 119964 SH SOLE 119964 0 0 RDUS 3.000 09/01/24 CONVERTIBLE BOND 750469AA6 183 200000 PRN SOLE 200000 0 0 REDBALL ACQUISITION CORP COM C COM G7417R105 1139 115800 SH SOLE 115800 0 0 RICE ACQUISITION CORP II SHS C COM G75529100 685 69100 SH SOLE 69100 0 0 RICE ACQUISITION CORP II WT EX WARRANT AND RIGH G75529126 28 17275 SH SOLE 17275 0 0 ROSECLIFF ACQUISITION CORP I COM 77732R202 252 25500 SH SOLE 25500 0 0 ROTH CH ACQUISITION IV CO COM 77867P203 897 88979 SH SOLE 88979 0 0 RXR ACQUISITION CORP CLASS A C COM 74981W107 285 29300 SH SOLE 29300 0 0 SANDBRIDGE X2 CORP COM CLASS A COM 799792106 949 97700 SH SOLE 97700 0 0 SANDBRIDGE X2 CORP WT EXP 0311 WARRANT AND RIGH 799792114 26 32566 SH SOLE 32566 0 0 SANDERSON FARMS INC COM COM 800013104 6528 34685 SH SOLE 34685 0 0 SANTANDER CONSUMER USA HDG ICO COM 80283M101 715 17139 SH SOLE 17139 0 0 SAVE 1 5/15/26 CONVERTIBLE BOND 848577AB8 189 200000 PRN SOLE 200000 0 0 SCIENCE STRATEGIC ACQ ALPHA CO COM 808641104 493 50800 SH SOLE 50800 0 0 SCIENCE STRATEGIC ACQ ALPHA WT WARRANT AND RIGH 808641112 13 16933 SH SOLE 16933 0 0 SCION TECH GROWTH I CL A SHS COM G31067104 1224 125800 SH SOLE 125800 0 0 SCION TECH GROWTH I WT EXP 110 WARRANT AND RIGH G31067112 32 41933 SH SOLE 41933 0 0 SCION TECH GROWTH II CL A SHS COM G31070108 503 51636 SH SOLE 51636 0 0 SCION TECH GROWTH II WT EXP 01 WARRANT AND RIGH G31070116 12 17212 SH SOLE 17212 0 0 SCIPLAY CORPORATION CL A COM 809087109 2596 125487 SH SOLE 125487 0 0 SCORE MEDIA & GAMING INC CL A COM 80919D202 1332 38900 SH SOLE 38900 0 0 SELECT INTERIOR CONCEPTS INCCL COM 816120307 3229 223906 SH SOLE 223906 0 0 SENIOR CONNECT ACQUISITN CORCO COM 81723H108 1141 116800 SH SOLE 116800 0 0 SENIOR CONNECT ACQUISITN CORWT WARRANT AND RIGH 81723H116 41 58400 SH SOLE 58400 0 0 SEVEN OAKS ACQUISITION CORP CO COM 81787X106 1249 125800 SH SOLE 125800 0 0 SEVERN BANCORP INC ANNAPOLISCO COM 81811M100 876 70000 SH SOLE 70000 0 0 SILVER CREST ACQUISITION COR COM G81355110 256 25400 SH SOLE 25400 0 0 SILVER SPIKE ACQUISITN CORP CL COM G8201H105 728 74329 SH SOLE 74329 0 0 SILVER SPIKE ACQUISITN CORP WT WARRANT AND RIGH G8201H113 20 18582 SH SOLE 18582 0 0 SINCLAIR BROADCAST GROUP INCCL COM 829226109 523 16500 SH SOLE 16500 0 0 SLAM CORP CL A SHS COM G8210L105 1494 153200 SH SOLE 153200 0 0 SLAM CORP WT EXP 022326 WARRANT AND RIGH G8210L121 15 17075 SH SOLE 17075 0 0 SOCIAL CAPITAL HEDOSOPHA HLDSH COM G8251L105 1776 174964 SH SOLE 174964 0 0 SOCIAL CAPITAL HEDOSOPHA HLDSH COM G82514103 991 97958 SH SOLE 97958 0 0 SOCIAL CAPITAL HEDOSOPHA HLDWT WARRANT AND RIGH G8251L113 48 25703 SH SOLE 25703 0 0 SOCIAL CAPITAL HEDOSOPHA HLDWT WARRANT AND RIGH G82514111 23 12875 SH SOLE 12875 0 0 SOHU COM LTD SPONSORED ADS COM 83410S108 2816 135105 SH SOLE 135105 0 0 SOLITON INC COM COM 834251100 1958 96182 SH SOLE 96182 0 0 SONY GROUP CORPORATION ADR COM 835699307 1449 13100 SH SOLE 13100 0 0 SPARTAN ACQUISITION CORP IIICO COM 84677R106 508 51400 SH SOLE 51400 0 0 SPDR GOLD TRUST GOLD SHS COM 78463V107 246 1500 SH SOLE 1500 0 0 SPK AQUISITION CORP COM COM 848651105 457 46300 SH SOLE 46300 0 0 SPK AQUISITION CORP RT WARRANT AND RIGH 848651113 19 46300 SH SOLE 46300 0 0 SPORTSMANS WHSE HLDGS INC COM COM 84920Y106 7038 399910 SH SOLE 399910 0 0 SPORTSTEK ACQUISITION CORP COM COM 849196100 497 51000 SH SOLE 51000 0 0 SPORTSTEK ACQUISITION CORP WT WARRANT AND RIGH 849196118 23 25500 SH SOLE 25500 0 0 SPWR 4 1/15/23 CONVERTIBLE BOND 867652AL3 433 350000 PRN SOLE 350000 0 0 STAMPS.COM INC (NEW) COM 852857200 11695 35463 SH SOLE 35463 0 0 STARBUCKS CORP COM COM 855244109 1655 15000 SH SOLE 15000 0 0 STATE AUTO FINL CORP COM COM 855707105 3162 62068 SH SOLE 62068 0 0 STERLING BANCORP/DE COM 85917A100 576 23092 SH SOLE 23092 0 0 SURGALIGN HOLDINGS INC COM COM 86882C105 283 259535 SH SOLE 259535 0 0 SVF INVESTMENT CORP COM G8601L110 382 38393 SH SOLE 38393 0 0 SVF INVESTMENT CORP 2-CLS A COM G8601M100 923 93999 SH SOLE 93999 0 0 TASTEMAKER ACQUISITION CORP CO COM 876545104 1936 196300 SH SOLE 196300 0 0 TASTEMAKER ACQUISITION CORP WT WARRANT AND RIGH 876545112 64 98150 SH SOLE 98150 0 0 TCV ACQUISITION CORP-A COM G8704C124 117 11900 SH SOLE 11900 0 0 TECH AND ENERGY TRANSITION CLA COM 87823R102 1430 146365 SH SOLE 146365 0 0 TECH AND ENERGY TRANSITION WT WARRANT AND RIGH 87823R110 33 48788 SH SOLE 48788 0 0 TELEFONICA DE ESPANA SA ADR (B COM 879382208 188 40000 SH SOLE 40000 0 0 TELEPHONE & DATA SYS COM 879433829 431 22100 SH SOLE 22100 0 0 TESLA MTRS INC COM COM 88160R101 364 470 SH SOLE 470 0 0 TEXAS INSTRUMENTS INC COM 882508104 346 1800 SH SOLE 1800 0 0 TEXAS PACIFIC LAND CORPORATION COM 88262P102 363 300 SH SOLE 300 0 0 TEXTRON INC COM 883203101 279 4000 SH SOLE 4000 0 0 THE MUSIC ACQUISITION CORP COM COM 62752R100 733 75300 SH SOLE 75300 0 0 THE MUSIC ACQUISITION CORP WT WARRANT AND RIGH 62752R118 28 37650 SH SOLE 37650 0 0 THE ODP CORP COM COM 88337F105 984 24500 SH SOLE 24500 0 0 TLG ACQUISITION ONE CORP COM 87257M207 218 22000 SH SOLE 22000 0 0 TLG ACQUISITION ONE CORP COM C COM 87257M108 1494 151700 SH SOLE 151700 0 0 TLG ACQUISITION ONE CORP WT EX WARRANT AND RIGH 87257M116 29 50566 SH SOLE 50566 0 0 TREBIA ACQUISITION CORP COM CL COM G9027T109 863 87102 SH SOLE 87102 0 0 TREPONT ACQUISITION CORP I COM G9095M119 379 37000 SH SOLE 37000 0 0 TRILLIUM THERAPEUTICS INC COM COM 89620X506 9888 563094 SH SOLE 563094 0 0 TRIPLE-S MGMT CORP COM COM 896749108 389 11000 SH SOLE 11000 0 0 TRONOX HOLDINGS PLC- A COM G9087Q102 370 15018 SH SOLE 15018 0 0 TURMERIC ACQUISITION CORP CL A COM G9127T108 636 65000 SH SOLE 65000 0 0 TURMERIC ACQUISITION CORP WT E WARRANT AND RIGH G9127T124 15 21666 SH SOLE 21666 0 0 TWO 6 1/4 1/15/22 CONVERTIBLE BOND 90187BAA9 354 350000 PRN SOLE 350000 0 0 TWTR 1/4 6/15/24 CONVERTIBLE BOND 90184LAF9 252 200000 PRN SOLE 200000 0 0 TZP STRATEGIES ACQUISITION COM G91595127 354 35600 SH SOLE 35600 0 0 T-MOBILE US INC COM 872590104 1667 13050 SH SOLE 13050 0 0 UBER TECHNOLOGIES INC COM COM 90353T100 560 12500 SH SOLE 12500 0 0 VECTOIQ ACQUISITION CORP II CO COM 92244F109 725 74700 SH SOLE 74700 0 0 VECTOR ACQUISITION CORP II CL COM G9460A104 475 48759 SH SOLE 48759 0 0 VELOCITY ACQUISITION CORP COM COM 92259E108 723 73300 SH SOLE 73300 0 0 VENTOUX CCM ACQUISITION CORPCO COM 92280L101 2920 292000 SH SOLE 292000 0 0 VENTOUX CCM ACQUISITION CORPRT WARRANT AND RIGH 92280L127 51 292000 SH SOLE 292000 0 0 VENTOUX CCM ACQUISITION CORPWT WARRANT AND RIGH 92280L119 70 292000 SH SOLE 292000 0 0 VEON LTD ADR COM 91822M106 125 60000 SH SOLE 60000 0 0 VEONEER INCORPORATED COM 92336X109 2435 71484 SH SOLE 71484 0 0 VEREIT INC COM COM 92339V308 5782 127846 SH SOLE 127846 0 0 VERIZON COMMUNICATIONS COM 92343V104 1080 20000 SH SOLE 20000 0 0 VERTEX PHARMACEUTICALS INC COM COM 92532F100 222 1223 SH SOLE 1223 0 0 VIACOMCBS INC CL A COM 92556H107 505 12000 SH SOLE 12000 0 0 VIATRIS INC COM COM 92556V106 659 48656 SH SOLE 48656 0 0 VICKERS VANTAGE CORP I SHS COM G9440B107 1406 140900 SH SOLE 140900 0 0 VICKERS VANTAGE CORP I WT EXP WARRANT AND RIGH G9440B115 35 70450 SH SOLE 70450 0 0 VIRGIN GROUP ACQUISIT CORP ISH COM G9460K102 1187 122260 SH SOLE 122260 0 0 VIRGIN GROUP ACQUISIT CORP IWT WARRANT AND RIGH G9460K128 21 24452 SH SOLE 24452 0 0 VIVEON HEALTH ACQUISITION COCO COM 92853V106 1786 178800 SH SOLE 178800 0 0 VIVEON HEALTH ACQUISITION CORT WARRANT AND RIGH 92853V122 38 178800 SH SOLE 178800 0 0 VIVEON HEALTH ACQUISITION COWT WARRANT AND RIGH 92853V114 45 178800 SH SOLE 178800 0 0 VMWARE INC CL A COM COM 928563402 364 2450 SH SOLE 2450 0 0 VY GLOBAL GROWTH COM CL A COM G9444H100 501 51100 SH SOLE 51100 0 0 VY GLOBAL GROWTH WT EXP 013030 WARRANT AND RIGH G9444H118 14 10220 SH SOLE 10220 0 0 WALDENCAST ACQUISITION CORP COM G9460C126 197 19400 SH SOLE 19400 0 0 WARBURG PINCUS CAPITAL COR B COM G9460M116 243 24500 SH SOLE 24500 0 0 WARRIOR TECHNOLOGIES ACQUI CCO COM 936273101 482 49100 SH SOLE 49100 0 0 WARRIOR TECHNOLOGIES ACQUI CWT WARRANT AND RIGH 936273119 13 24550 SH SOLE 24550 0 0 WAVERLEY CAPITAL ACQUISITION COM G06536125 1363 138200 SH SOLE 138200 0 0 WELBILT INC COM 949090104 7321 315026 SH SOLE 315026 0 0 WELLS FARGO & CO NEW COM 949746101 244 5265 SH SOLE 5265 0 0 WENDYS COMPANY COM 95058W100 434 20000 SH SOLE 20000 0 0 WESTERN COPPER & GOLD CORP COM COM 95805V108 19 12532 SH SOLE 12532 0 0 WILLIS TOWERS WATSON PUB LTD S COM G96629103 19041 81910 SH SOLE 81910 0 0 XILINX INC COM COM 983919101 20175 133616 SH SOLE 133616 0 0 YATRA ONLINE INC ORD SHS COM G98338109 302 149286 SH SOLE 149286 0 0 YUCAIPA ACQUISITION CORP COM COM G9879L105 758 76700 SH SOLE 76700 0 0 YUNHONG INTL RT WARRANT AND RIGH G98882130 21 110100 SH SOLE 110100 0 0 ZIMMER ENERGY TRANSITION ACQCO COM 989570106 673 69200 SH SOLE 69200 0 0 ZIMMER ENERGY TRANSITION ACQWT WARRANT AND RIGH 989570114 21 23066 SH SOLE 23066 0 0