0001567619-21-020094.txt : 20211112
0001567619-21-020094.hdr.sgml : 20211112
20211112172153
ACCESSION NUMBER: 0001567619-21-020094
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 211404946
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
09-30-2021
09-30-2021
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
10-27-2021
0
485
826894
false
INFORMATION TABLE
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form13fInfoTable.xml
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COM
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23704
SH
SOLE
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0
0
7GC & CO HOLDINGS INC
COM
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255
25422
SH
SOLE
25422
0
0
890 5TH AVE PARTNERS INC COM C
COM
28250A105
244
24600
SH
SOLE
24600
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0
ABBVIE INC COM
COM
00287Y109
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3262
SH
SOLE
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0
ACCELERATE ACQUISITION CORP CO
COM
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804
82600
SH
SOLE
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0
0
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WARRANT AND RIGH
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SOLE
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0
ACCELERON PHARMA INC COM
COM
00434H108
6979
40550
SH
SOLE
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0
0
ACE GLOBAL BUSINESS ACQU LTDOR
COM
G0083E102
394
39200
SH
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WARRANT AND RIGH
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COM
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68389
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WARRANT AND RIGH
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ADVANCED MICRO DEVICES INC COM
COM
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206
2000
SH
SOLE
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0
AEROJET ROCKETDYNE HOLDINGS
COM
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292240
SH
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COM
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COM
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17500
SH
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COM
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1618
SH
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AMERANT BANCORP INC CL B
COM
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SH
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COM
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WARRANT AND RIGH
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APPLE INC
COM
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1670
SH
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0
APPLIED OPTOELECTRONICS INC CO
COM
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12500
SH
SOLE
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0
ARCTOS NORTHSTAR ACQUISITION
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36700
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COM
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WARRANT AND RIGH
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ARIES I ACQUISITION CORP
COM
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SH
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ARISTA NETWORKS INC COM
COM
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170
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SH
Put
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0
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ARLO TECHNOLOGIES INC COM
COM
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10000
SH
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ARROWROOT ACQUISITION CORP CL
COM
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24500
SH
SOLE
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ARROWROOT ACQUISITION CORP WT
WARRANT AND RIGH
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COM
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SH
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ATLANTIC AVE ACQUISITION CORCO
COM
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41100
SH
SOLE
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0
ATLANTIC AVE ACQUISITION CORWT
WARRANT AND RIGH
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20550
SH
SOLE
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0
0
ATLAS CREST INVESTMENT CORP CO
COM
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492
50400
SH
SOLE
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0
0
ATLAS CREST INVESTMENT CORP WT
WARRANT AND RIGH
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SH
SOLE
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ATOTECH LTD COM
COM
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SH
SOLE
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0
AURINIA PHARMACEUTICALS INC CO
COM
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SH
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0
0
AUSTERLITZ ACQUISITION CORP CO
COM
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98000
SH
SOLE
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0
0
AUSTERLITZ ACQUISITION CORP WT
WARRANT AND RIGH
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SH
SOLE
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COM
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50800
SH
SOLE
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0
AVANTI ACQUISITION CORP WT EXP
WARRANT AND RIGH
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SH
SOLE
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AXCELIS TECHNOLOGIES INC COM N
COM
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315
6700
SH
SOLE
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0
0
B RILEY PRINCIPAL 150 MERGERCO
COM
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62600
SH
SOLE
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0
B RILEY PRINCIPAL 150 MERGERWT
WARRANT AND RIGH
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20866
SH
SOLE
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0
BANCROFT FUND LTD COM
MUTUAL FUNDS
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SH
SOLE
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0
0
BANK COMM HLDGS COM
COM
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BANK MARIN BANCORP COM
COM
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BANK OF NEW YORK MELLON CORP
COM
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SH
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BANNIX ACQUISITION CORP
COM
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SH
SOLE
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BAUSCH HEALTH COMPANIES INC CO
COM
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SH
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BECTON DICKINSON & CO COM
COM
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990
SH
SOLE
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BEL FUSE INC CL B
COM
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124
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SH
SOLE
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0
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BHP BILLITON PLC SPONSORED ADR
COM
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218000
SH
SOLE
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BIOTECH ACQUISITION CO
COM
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SH
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BLUE SAFARI GRP ACQUISITN COCL
COM
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BLUE SAFARI GRP ACQUISITN CORT
WARRANT AND RIGH
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SOLE
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BLUERIVER ACQUISITION CORP
COM
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10100
SH
SOLE
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0
0
BOA ACQUISITION CORP
COM
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241
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SH
SOLE
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0
0
BREEZE HLDGS ACQUISITION
COM
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SH
SOLE
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WARRANT AND RIGH
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BREEZE HLDGS ACQUISITION WT
WARRANT AND RIGH
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BRIDGETOWN 2 HOLDINGS LTD-A
COM
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25400
SH
SOLE
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0
0
BROOKLINE CAP ACQUISITION COCO
COM
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110
11100
SH
SOLE
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0
0
CADENCE BANCORPORATION CL A
COM
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25129
SH
SOLE
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0
0
CAI INTERNATIONAL INC COM
COM
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SH
SOLE
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CALSS ACCELERATION CORP
COM
18274B205
202
20300
SH
SOLE
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CAMPBELL SOUP CO
COM
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13000
SH
SOLE
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CC NEUBERGER PRIN HLDGS II SHS
COM
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SH
SOLE
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CC NEUBERGER PRIN HLDGS II WT
WARRANT AND RIGH
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CC NEUBERGER PRINCIPAL HOLDNSH
COM
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CC NEUBERGER PRINCIPAL HOLDNWT
WARRANT AND RIGH
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COM
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CF ACQUISITION CORP IV WT EXP
WARRANT AND RIGH
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CF ACQUISITION CORP V CL A
COM
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CF ACQUISITION CORP VI
COM
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CHANGE HEALTHCARE INC COM
COM
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SH
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CHEMED CORPORATION
COM
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209
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SH
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PRN
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CHURCHILL CAPITAL CORP VI
COM
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SH
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CHURCHILL CAPITAL CORP VII COM
COM
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SH
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CHURCHILL CAPITAL CORP VII WT
WARRANT AND RIGH
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CHURCHILL DOWNS INC COM
COM
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SH
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CIGNA CORP NEW
COM
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SH
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CIIG CAPITAL PARTNERS II INC
COM
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SH
SOLE
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CIRCLE ACQUISITION
COM
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25400
SH
SOLE
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CISCO SYS INC
COM
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SH
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CIT GROUP INC COM NEW
COM
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SH
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CITIC CAPITAL ACQUISITION COWT
WARRANT AND RIGH
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CLEANTECH ACQUISITION CORP COM
COM
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SH
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WARRANT AND RIGH
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CLEANTECH ACQUISITION CORP WT
WARRANT AND RIGH
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CLEAR CHANNEL OUTDOOR HLDG
COM
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SH
SOLE
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CLOROX CO
COM
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SH
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CLOUDERA INC COM
COM
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COM
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45600
SH
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CLOVER LEAF CAPITAL CORP RT
WARRANT AND RIGH
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SH
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CNH INDUSTRIAL NV
COM
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SH
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COASTAL FINANCIAL CORP/WA
COM
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SH
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COHERENT INC COM
COM
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COHN ROBBINS HOLDINGS CORP COM
COM
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WARRANT AND RIGH
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COLICITY INC COM CL A
COM
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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COPART INC COM
COM
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CORNER GROWTH ACQUISITION COCL
COM
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CORNER GROWTH ACQUISITION COWT
WARRANT AND RIGH
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CORNERSTONE ONDEMAND INC COM
COM
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COM
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COM
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COM
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SH
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COM
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WARRANT AND RIGH
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CRUCIBLE ACQUISITION CORP
COM
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SH
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CVS HEALTH CORP
COM
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264
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D AND Z MEDIA ACQUISITION CO
COM
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252
25400
SH
SOLE
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DEEP LAKE CAPITAL ACQUSTN COCL
COM
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SH
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DEEP LAKE CAPITAL ACQUSTN COWT
WARRANT AND RIGH
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SH
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DELL TECHNOLOGIES INC CL C
COM
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DELWINDS INS ACQUISITION CORCO
COM
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SH
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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COM
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COM
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COM
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COM
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COM
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DRAFTKINGS INC COM CL A
COM
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DRAGONEER GROWTH OPP III-A
COM
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71400
SH
SOLE
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DSP GROUPS INC COM
COM
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COM
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WARRANT AND RIGH
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COM
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COM
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COM
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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EQUITY DISTR ACQUISITION CORCO
COM
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66053
SH
SOLE
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WARRANT AND RIGH
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COM
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WARRANT AND RIGH
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0
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EUROPEAN SUSTAINABLE GROWTH CL
COM
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SH
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EXACT SCIENCES CORP COM
COM
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221
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SH
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0
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FACEBOOK INC CL A
COM
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426
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SH
SOLE
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0
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FALCON MINERALS CORP
COM
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FAR PEAK ACQUISITION CORP SHS
COM
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SH
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0
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FARFETCH LTD ORD SH CL A
COM
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SH
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0
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FERRO CORP
COM
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SH
SOLE
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FIGURE ACQUISITION CORP I
COM
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25000
SH
SOLE
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0
0
FINSERV ACQUISITION CORP II
COM
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247
25100
SH
SOLE
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0
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FIRSTMARK HORIZON ACQUISITIOCL
COM
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SH
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FIRSTMARK HORIZON ACQUISITIOWT
WARRANT AND RIGH
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COM
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0
0
FORTISTAR SUSTAINABLE SOLUTI
COM
34962M205
357
35500
SH
SOLE
35500
0
0
FORTRESS CAPITAL ACQUISITION
COM
G36427113
249
25400
SH
SOLE
25400
0
0
FORTRESS VALUE ACQUISI CORP CO
COM
34964K108
474
48700
SH
SOLE
48700
0
0
FORUM MERGER IV CORP CLASS A C
COM
349875104
950
97300
SH
SOLE
97300
0
0
FORUM MERGER IV CORP WT EXP 03
WARRANT AND RIGH
349875112
25
24325
SH
SOLE
24325
0
0
FRAZIER LIFESCIENCES ACQUIS
COM
G3710A121
102
10200
SH
SOLE
10200
0
0
FRONTIER ACQUISITION CORP CLAS
COM
G36826108
356
36600
SH
SOLE
36600
0
0
FUSION ACQUISITION CORP II COM
COM
36118N102
476
49000
SH
SOLE
49000
0
0
FUSION ACQUISITION CORP II WT
WARRANT AND RIGH
36118N110
11
16333
SH
SOLE
16333
0
0
GABELLI CV SECURITIES FUND
MUTUAL FUNDS
36240B109
2158
355000
SH
SOLE
355000
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
16380
635141
SH
SOLE
635141
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
1384
86856
SH
SOLE
86856
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
7653
389448
SH
SOLE
389448
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
1864
111486
SH
SOLE
111486
0
0
GABELLI LOVE OUR PLANET & PEOP
MUTUAL FUNDS
36261K103
593
21400
SH
SOLE
21400
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
4012
439377
SH
SOLE
439377
0
0
GAMCO INVESTORS INC COM
COM
361438104
65578
2485900
SH
SOLE
2485900
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E105
67
13205
SH
SOLE
13205
0
0
GARRETT MOTION INC
COM
366505105
184
24978
SH
SOLE
24978
0
0
GDL FUND
MUTUAL FUNDS
361570104
16652
1854307
SH
SOLE
1854307
0
0
GENERAL ELECTRIC CO COM NEW
COM
369604301
425
4125
SH
SOLE
4125
0
0
GIGCAPITAL5 INC
COM
37519U208
113
11000
SH
SOLE
11000
0
0
GIGINTERNATIONAL1 INC COM
COM
37518W106
918
93000
SH
SOLE
93000
0
0
GIGINTERNATIONAL1 INC WT EXP 0
WARRANT AND RIGH
37518W114
39
46500
SH
SOLE
46500
0
0
GLOBAL PARTNER ACQUISITION C
COM
G3934P110
379
38300
SH
SOLE
38300
0
0
GO ACQUISITION CORP COM
COM
362019101
1680
171266
SH
SOLE
171266
0
0
GO ACQUISITION CORP WT EXP 083
WARRANT AND RIGH
362019119
29
39533
SH
SOLE
39533
0
0
GOLDENBRIDGE ACQUISITION LTDRT
WARRANT AND RIGH
G3970D138
16
47400
SH
SOLE
47400
0
0
GOLDENBRIDGE ACQUISITION LTDSH
COM
G3970D104
470
47400
SH
SOLE
47400
0
0
GOLDENBRIDGE ACQUISITION LTDWT
WARRANT AND RIGH
G3970D120
11
47400
SH
SOLE
47400
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
184
10400
SH
SOLE
10400
0
0
GP STRATEGIES CORP COM
COM
36225V104
1617
78114
SH
SOLE
78114
0
0
GRAF ACQUISITION CORP IV COM
COM
384272100
835
86200
SH
SOLE
86200
0
0
GRAF ACQUISITION CORP IV WT EX
WARRANT AND RIGH
384272118
20
17240
SH
SOLE
17240
0
0
GRAHAM HOLDINGS CO.
COM
384637104
707
1200
SH
SOLE
1200
0
0
GREENSKY INC CL A
COM
39572G100
525
47000
SH
SOLE
47000
0
0
GREIF INC CL B
COM
397624206
1601
24713
SH
SOLE
24713
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
2520
172508
SH
SOLE
172508
0
0
GROWTH CAP ACQUISITION CORP CL
COM
39986V107
622
63000
SH
SOLE
63000
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
909
82750
SH
SOLE
82750
0
0
GS ACQUISITION HLDGS CORP IICO
COM
36258Q105
922
90197
SH
SOLE
90197
0
0
GS ACQUISITION HLDGS CORP IIWT
WARRANT AND RIGH
36258Q113
92
42787
SH
SOLE
42787
0
0
GYRODYNE LLC COM
COM
403829104
1222
94143
SH
SOLE
94143
0
0
H I G ACQUISITION CORP COM CL
COM
G44898107
1868
191200
SH
SOLE
191200
0
0
H I G ACQUISITION CORP WT EXP
WARRANT AND RIGH
G44898123
47
68600
SH
SOLE
68600
0
0
HAYMAKER ACQUISITION CORP II
COM
42087R207
243
24500
SH
SOLE
24500
0
0
HEALTHCARE SERVICES ACQU CORCO
COM
42227K104
494
50700
SH
SOLE
50700
0
0
HEALTHCARE SERVICES ACQU CORWT
WARRANT AND RIGH
42227K112
17
25350
SH
SOLE
25350
0
0
HILL ROM HLDGS INC
COM
431475102
11547
76977
SH
SOLE
76977
0
0
HORIZON ACQUISITION CORPORATWT
WARRANT AND RIGH
G46044114
23
25967
SH
SOLE
25967
0
0
HPX CORP SHS CL A
COM
G32219100
774
78706
SH
SOLE
78706
0
0
HPX CORP WT EXP 071425
WARRANT AND RIGH
G32219126
30
45850
SH
SOLE
45850
0
0
HUDSON EXECUTIV INV CORP III
COM
44376L206
240
24400
SH
SOLE
24400
0
0
HUDSON EXECUTIVE INVESTMENT
COM
443760202
378
38000
SH
SOLE
38000
0
0
HUMANCO ACQUISITION CORP
COM
44487N208
262
25574
SH
SOLE
25574
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
350
7000
SH
SOLE
7000
0
0
ICPT 2.000 05/15/26
CONVERTIBLE BOND
45845PAB4
136
225000
PRN
SOLE
225000
0
0
IEC ELECTRS CORP NEW COM
COM
44949L105
484
31600
SH
SOLE
31600
0
0
IHS MARKIT LTD SHS
COM
G47567105
24605
210986
SH
SOLE
210986
0
0
INDEPENDENCE HOLDINGS CORP
COM
G4761A119
607
60900
SH
SOLE
60900
0
0
INFN 2 1/8 9/1/24
CONVERTIBLE BOND
45667GAC7
390
350000
PRN
SOLE
350000
0
0
INOVALON HLDGS INC COM CL A
COM
45781D101
9273
230164
SH
SOLE
230164
0
0
INSU ACQUISITION CORP III COM
COM
457817104
496
50500
SH
SOLE
50500
0
0
INSU ACQUISITION CORP III WT E
WARRANT AND RIGH
457817112
16
16833
SH
SOLE
16833
0
0
INTERACTIVE BROKERS
COM
45841N107
1514
24280
SH
SOLE
24280
0
0
INTERSECT ENT INC COM
COM
46071F103
2397
88131
SH
SOLE
88131
0
0
ISLEWORTH HEALTHCARE ACQU COCO
COM
46468P102
960
97700
SH
SOLE
97700
0
0
ISLEWORTH HEALTHCARE ACQU COWT
WARRANT AND RIGH
46468P110
27
48850
SH
SOLE
48850
0
0
ITAMAR MED LTD SPONSORED ADS
COM
465437101
1209
40000
SH
SOLE
40000
0
0
ITHAX ACQUISITION CORP CL A SH
COM
G49775102
493
50600
SH
SOLE
50600
0
0
ITHAX ACQUISITION CORP WT EXP
WARRANT AND RIGH
G49775128
16
25300
SH
SOLE
25300
0
0
ITIQUIRA ACQUISITION CORP
COM
G49773123
251
25200
SH
SOLE
25200
0
0
JACK CREEK INVESTMENT CORP
COM
G4989X107
383
38100
SH
SOLE
38100
0
0
JATT ACQUISITION CORP SHS CL A
COM
G50752107
894
91400
SH
SOLE
91400
0
0
JATT ACQUISITION CORP WT EXP07
WARRANT AND RIGH
G50752123
27
45700
SH
SOLE
45700
0
0
JAWS HURRICANE ACQUISITON CO
COM
47201B202
230
23027
SH
SOLE
23027
0
0
JAWS JUGGERNAUT ACQUISITN COCL
COM
G50735102
446
46000
SH
SOLE
46000
0
0
JAWS JUGGERNAUT ACQUISITN COWT
WARRANT AND RIGH
G50735110
14
11500
SH
SOLE
11500
0
0
JAWS MUSTANG ACQUISITION CORSH
COM
G50737108
491
50271
SH
SOLE
50271
0
0
JAWS MUSTANG ACQUISITION CORWT
WARRANT AND RIGH
G50737124
14
12567
SH
SOLE
12567
0
0
JIYA ACQUISITION CORP -CL A
COM
47760M102
396
40600
SH
SOLE
40600
0
0
JOFF FINTECH ACQUISITION CORCO
COM
46592C100
1934
200000
SH
SOLE
200000
0
0
JOFF FINTECH ACQUISITION CORWT
WARRANT AND RIGH
46592C118
43
66666
SH
SOLE
66666
0
0
KADMON HLDGS INC COM
COM
48283N106
5527
634600
SH
SOLE
634600
0
0
KANSAS CITY SOUTHERN
COM
485170302
23942
88463
SH
SOLE
88463
0
0
KELLOGG CO
COM
487836108
288
4500
SH
SOLE
4500
0
0
KERNEL GROUP HOLDINGS INC CL A
COM
G5259L103
489
50200
SH
SOLE
50200
0
0
KERNEL GROUP HOLDINGS INC WT E
WARRANT AND RIGH
G5259L129
15
25100
SH
SOLE
25100
0
0
KINS TECHNOLOGY GROUP INC COM
COM
49714K109
1651
166107
SH
SOLE
166107
0
0
KINS TECHNOLOGY GROUP INC WT E
WARRANT AND RIGH
49714K117
54
83053
SH
SOLE
83053
0
0
KISMET ACQUISITION THREE COR
COM
G5276C128
437
44100
SH
SOLE
44100
0
0
KKR ACQUISITION HOLDING I COCO
COM
48253T109
431
44236
SH
SOLE
44236
0
0
KKR ACQUISITION HOLDING I COWT
WARRANT AND RIGH
48253T117
11
11059
SH
SOLE
11059
0
0
KKR & CO INC CL A
COM
48251W104
6210
102000
SH
SOLE
102000
0
0
KLUDEIN I ACQUISITION CORP
COM
49878L208
258
25400
SH
SOLE
25400
0
0
KRATON CORP COM
COM
50077C106
1561
34201
SH
SOLE
34201
0
0
LAKESHORE ACQUISITION I CORPOR
COM
G53521103
901
92400
SH
SOLE
92400
0
0
LAKESHORE ACQUISITION I CORPWT
WARRANT AND RIGH
G53521111
38
69300
SH
SOLE
69300
0
0
LAUREATE EDUCATION INC CL A
COM
518613203
2829
166524
SH
SOLE
166524
0
0
LENNAR B SHARES
COM
526057302
3984
51347
SH
SOLE
51347
0
0
LEO HLDGS CORP II COM CL A
COM
G5463R102
497
51058
SH
SOLE
51058
0
0
LEO HLDGS CORP II WT EXP 01072
WARRANT AND RIGH
G5463R128
8
12764
SH
SOLE
12764
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
209
7000
SH
SOLE
7000
0
0
LIBERTY MEDIA ACQUISITION COCO
COM
53073L104
6374
632331
SH
SOLE
632331
0
0
LIBERTY MEDIA ACQUISITION COWT
WARRANT AND RIGH
53073L112
183
126466
SH
SOLE
126466
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
12710
267757
SH
SOLE
267757
0
0
LIMELIGHT NETWORKS INC COM
COM
53261M104
82
34500
SH
SOLE
34500
0
0
LIONHEART ACQUISITION CORP ICO
COM
53625R104
3281
331087
SH
SOLE
331087
0
0
LIONHEART ACQUISITION CORP IWT
WARRANT AND RIGH
53625R112
148
171918
SH
SOLE
171918
0
0
LMF ACQUISITION OPPORTUNIT ICL
COM
502015100
619
61604
SH
SOLE
61604
0
0
LMF ACQUISITION OPPORTUNIT IWT
WARRANT AND RIGH
502015118
28
61604
SH
SOLE
61604
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
3020
70213
SH
SOLE
70213
0
0
LYDALL INC COM
COM
550819106
7098
114314
SH
SOLE
114314
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
9157
225759
SH
SOLE
225759
0
0
MADISON SQRE GD ENTERT
COM
55826T102
274
3764
SH
SOLE
3764
0
0
MADISON SQUARE GARDEN SPORTS
COM
55825T103
512
2756
SH
SOLE
2756
0
0
MAGELLAN HEALTH SVCS INC COM N
COM
559079207
5790
61236
SH
SOLE
61236
0
0
MAGNACHIP SEMICONDUCTOR CORPCO
COM
55933J203
2622
147620
SH
SOLE
147620
0
0
MANNING & NAPIER INC
COM
56382Q102
126
13750
SH
SOLE
13750
0
0
MARLIN BUSINESS SVCS CORP COM
COM
571157106
807
36300
SH
SOLE
36300
0
0
MARLIN TECHNOLOGY CORP
COM
G58411128
381
38100
SH
SOLE
38100
0
0
MCAP ACQUISITION CORP
COM
55282T208
250
24500
SH
SOLE
24500
0
0
MCDONALDS CORP
COM
580135101
772
3200
SH
SOLE
3200
0
0
MDH ACQUISITION CORP COM CL A
COM
55283P106
743
75400
SH
SOLE
75400
0
0
MDH ACQUISITION CORP WT EXP 02
WARRANT AND RIGH
55283P114
13
23500
SH
SOLE
23500
0
0
MEDALLIA INC COM
COM
584021109
8867
261794
SH
SOLE
261794
0
0
MEDICUS SCIENCES ACQUISITIONCL
COM
G5960S108
150
15400
SH
SOLE
15400
0
0
MERCK & COMPANY
COM
58933Y105
259
3444
SH
SOLE
3444
0
0
MEREDITH CORP
COM
589433101
2148
38572
SH
SOLE
38572
0
0
MERIDIAN BANCORP INC MD COM
COM
58958U103
2091
100740
SH
SOLE
100740
0
0
MICROSOFT CORP
COM
594918104
1525
5410
SH
SOLE
5410
0
0
MISSION ADVANCEMENT CORP CL A
COM
60501L101
1395
143475
SH
SOLE
143475
0
0
MISSION ADVANCEMENT CORP WT EX
WARRANT AND RIGH
60501L119
19
32600
SH
SOLE
32600
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
458
57125
SH
SOLE
57125
0
0
MORINGA ACQUISITION CORP CL A
COM
G6S23K108
740
76300
SH
SOLE
76300
0
0
MORINGA ACQUISITION CORP WT EX
WARRANT AND RIGH
G6S23K124
23
38150
SH
SOLE
38150
0
0
MOUNTAIN CREST ACQSTN CORP ICO
COM
62402U107
1083
110437
SH
SOLE
110437
0
0
MOUNTAIN CREST ACQSTN CORP IRT
WARRANT AND RIGH
62402U115
55
110437
SH
SOLE
110437
0
0
MOUNTAIN CREST ACQUSITN CRP CO
COM
62403K108
1083
111400
SH
SOLE
111400
0
0
MOUNTAIN CREST ACQUSITN CRP RT
WARRANT AND RIGH
62403K116
45
111400
SH
SOLE
111400
0
0
MSC INDL DIRECT INC CL A
COM
553530106
401
5000
SH
SOLE
5000
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
483
2500
SH
SOLE
2500
0
0
NEE 4.872 9/1/22 CV PFD
CONVERTIBLE PREF
65339F796
353
6000
SH
SOLE
6000
0
0
NEW VISTA ACQUISITION CORP
COM
G6529L113
253
25400
SH
SOLE
25400
0
0
NEWMONT CORP
COM
651639106
401
7381
SH
SOLE
7381
0
0
NIKE INC CL B
COM
654106103
407
2800
SH
SOLE
2800
0
0
NOBLE ROCK ACQUISITION CORP
COM
G6546R127
375
37700
SH
SOLE
37700
0
0
NOCTURNE ACQ
COM
G6580S122
146
14200
SH
SOLE
14200
0
0
NORTHERN STAR INVESTMENT COR
COM
66575B200
482
48900
SH
SOLE
48900
0
0
NORTHERN STAR INVESTMENT III
COM
66574L209
242
24500
SH
SOLE
24500
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
29973
544563
SH
SOLE
544563
0
0
OAKTREE ACQUISITION CORP II CL
COM
G6715X103
509
51900
SH
SOLE
51900
0
0
OAKTREE ACQUISITION CORP II WT
WARRANT AND RIGH
G6715X111
12
12975
SH
SOLE
12975
0
0
OCA ACQUISITION CORP
COM
670865203
386
38100
SH
SOLE
38100
0
0
OCEANTECH ACQUISITIONS I CORCL
COM
675507107
923
93100
SH
SOLE
93100
0
0
OCEANTECH ACQUISITIONS I CORWT
WARRANT AND RIGH
675507115
41
93100
SH
SOLE
93100
0
0
OMNICHANNEL ACQUISITION CORPCO
COM
68218L108
767
77500
SH
SOLE
77500
0
0
ONE EQUITY PARTNERS OPEN WAT
COM
68237L204
353
35600
SH
SOLE
35600
0
0
OPKO HEALTH INC COM
COM
68375N103
37
10000
SH
SOLE
10000
0
0
ORION ACQUISITION CORP
COM
68626A207
291
29374
SH
SOLE
29374
0
0
OXBRIDGE ACQUISITION CORP
COM
G6855L125
906
88500
SH
SOLE
88500
0
0
PACIFIC MERCANTILE BANCORP COM
COM
694552100
685
74354
SH
SOLE
74354
0
0
PEOPLES UNITED FINANCIAL INCCO
COM
712704105
1700
97300
SH
SOLE
97300
0
0
PERIPHAS CAPITAL PARTNERING CO
COM
713895100
1410
57900
SH
SOLE
57900
0
0
PERIPHAS CAPITAL PARTNERING WT
WARRANT AND RIGH
713895118
22
14475
SH
SOLE
14475
0
0
PERRIGO COMPANY
COM
G97822103
379
8000
SH
SOLE
8000
0
0
PILGRIMS PRIDE CORP NEW COM
COM
72147K108
608
20910
SH
SOLE
20910
0
0
PINE IS ACQUISITION CORP CL A
COM
722615101
917
94000
SH
SOLE
94000
0
0
PINE IS ACQUISITION CORP WT EX
WARRANT AND RIGH
722615119
29
34733
SH
SOLE
34733
0
0
PINE TECHNOLOGY ACQUISITN COCL
COM
722850104
1293
134000
SH
SOLE
134000
0
0
PINE TECHNOLOGY ACQUISITN COWT
WARRANT AND RIGH
722850112
31
44666
SH
SOLE
44666
0
0
PIONEER MERGER CORP CL A SHS
COM
G7S24C103
543
54671
SH
SOLE
54671
0
0
PIVOTAL INVESTMENT CORP III
COM
72582M205
254
25700
SH
SOLE
25700
0
0
PLAYSTUDIOS INC
COM
72815G108
405
88895
SH
SOLE
88895
0
0
PLAYSTUDIOS INC WT
WARRANT AND RIGH
72815G116
54
69600
SH
SOLE
69600
0
0
PMV CONSUMER ACQUISITION CORCO
COM
693486102
9810
1000000
SH
SOLE
1000000
0
0
PMV CONSUMER ACQUISITION CORWT
WARRANT AND RIGH
693486110
339
500000
SH
SOLE
500000
0
0
PNM RES INC
COM
69349H107
25886
523163
SH
SOLE
523163
0
0
POEMA GLOBAL HOLDINGS CORP CL
COM
G7154B107
217
21986
SH
SOLE
21986
0
0
POEMA GLOBAL HOLDINGS CORP WT
WARRANT AND RIGH
G7154B115
10
10943
SH
SOLE
10943
0
0
POST HOLDINGS PARTNERING CORCO
COM
737465104
4469
463600
SH
SOLE
463600
0
0
POST HOLDINGS PARTNERING CORWT
WARRANT AND RIGH
737465112
139
154533
SH
SOLE
154533
0
0
POWERED BRANDS
COM
G7209M124
380
38393
SH
SOLE
38393
0
0
PPD INC COM
COM
69355F102
19153
409337
SH
SOLE
409337
0
0
PRIMAVERA CAPITAL ACQUISITIO
COM
G7255E125
151
15200
SH
SOLE
15200
0
0
PRIVETERRA ACQUISITION CORP
COM
74275N201
127
12800
SH
SOLE
12800
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
640
4575
SH
SOLE
4575
0
0
PROGRESS ACQUISITION CORP COM
COM
74327P105
631
64300
SH
SOLE
64300
0
0
PROGRESS ACQUISITION CORP WT E
WARRANT AND RIGH
74327P113
18
32150
SH
SOLE
32150
0
0
PROPERTY SOLUTIONS ACQUISITICO
COM
74350A108
1065
110093
SH
SOLE
110093
0
0
PROPERTY SOLUTIONS ACQUISITIWT
WARRANT AND RIGH
74350A116
19
27523
SH
SOLE
27523
0
0
PROPTECH INVESTMENT CORP II CO
COM
743497109
1628
166100
SH
SOLE
166100
0
0
PROPTECH INVESTMENT CORP II WT
WARRANT AND RIGH
743497117
47
55366
SH
SOLE
55366
0
0
PROSHARES TRUST ULTRASHORT SP5
ETF - EQUITY
74347B383
177
20000
SH
SOLE
20000
0
0
PROTO LABS INC
COM
743713109
353
5300
SH
SOLE
5300
0
0
PVGCN 2 1/4 3/15/22
CONVERTIBLE BOND
74139CAB8
251
250000
PRN
SOLE
250000
0
0
QAD INC CL A
COM
74727D306
6719
76880
SH
SOLE
76880
0
0
QUANTUM FINTECH ACQUISTIN COCO
COM
74767A105
2463
250000
SH
SOLE
250000
0
0
QUANTUM FINTECH ACQUISTIN COWT
WARRANT AND RIGH
74767A113
34
125000
SH
SOLE
125000
0
0
RAVEN INDS INC COM
COM
754212108
6911
119964
SH
SOLE
119964
0
0
RDUS 3.000 09/01/24
CONVERTIBLE BOND
750469AA6
183
200000
PRN
SOLE
200000
0
0
REDBALL ACQUISITION CORP COM C
COM
G7417R105
1139
115800
SH
SOLE
115800
0
0
RICE ACQUISITION CORP II SHS C
COM
G75529100
685
69100
SH
SOLE
69100
0
0
RICE ACQUISITION CORP II WT EX
WARRANT AND RIGH
G75529126
28
17275
SH
SOLE
17275
0
0
ROSECLIFF ACQUISITION CORP I
COM
77732R202
252
25500
SH
SOLE
25500
0
0
ROTH CH ACQUISITION IV CO
COM
77867P203
897
88979
SH
SOLE
88979
0
0
RXR ACQUISITION CORP CLASS A C
COM
74981W107
285
29300
SH
SOLE
29300
0
0
SANDBRIDGE X2 CORP COM CLASS A
COM
799792106
949
97700
SH
SOLE
97700
0
0
SANDBRIDGE X2 CORP WT EXP 0311
WARRANT AND RIGH
799792114
26
32566
SH
SOLE
32566
0
0
SANDERSON FARMS INC COM
COM
800013104
6528
34685
SH
SOLE
34685
0
0
SANTANDER CONSUMER USA HDG ICO
COM
80283M101
715
17139
SH
SOLE
17139
0
0
SAVE 1 5/15/26
CONVERTIBLE BOND
848577AB8
189
200000
PRN
SOLE
200000
0
0
SCIENCE STRATEGIC ACQ ALPHA CO
COM
808641104
493
50800
SH
SOLE
50800
0
0
SCIENCE STRATEGIC ACQ ALPHA WT
WARRANT AND RIGH
808641112
13
16933
SH
SOLE
16933
0
0
SCION TECH GROWTH I CL A SHS
COM
G31067104
1224
125800
SH
SOLE
125800
0
0
SCION TECH GROWTH I WT EXP 110
WARRANT AND RIGH
G31067112
32
41933
SH
SOLE
41933
0
0
SCION TECH GROWTH II CL A SHS
COM
G31070108
503
51636
SH
SOLE
51636
0
0
SCION TECH GROWTH II WT EXP 01
WARRANT AND RIGH
G31070116
12
17212
SH
SOLE
17212
0
0
SCIPLAY CORPORATION CL A
COM
809087109
2596
125487
SH
SOLE
125487
0
0
SCORE MEDIA & GAMING INC CL A
COM
80919D202
1332
38900
SH
SOLE
38900
0
0
SELECT INTERIOR CONCEPTS INCCL
COM
816120307
3229
223906
SH
SOLE
223906
0
0
SENIOR CONNECT ACQUISITN CORCO
COM
81723H108
1141
116800
SH
SOLE
116800
0
0
SENIOR CONNECT ACQUISITN CORWT
WARRANT AND RIGH
81723H116
41
58400
SH
SOLE
58400
0
0
SEVEN OAKS ACQUISITION CORP CO
COM
81787X106
1249
125800
SH
SOLE
125800
0
0
SEVERN BANCORP INC ANNAPOLISCO
COM
81811M100
876
70000
SH
SOLE
70000
0
0
SILVER CREST ACQUISITION COR
COM
G81355110
256
25400
SH
SOLE
25400
0
0
SILVER SPIKE ACQUISITN CORP CL
COM
G8201H105
728
74329
SH
SOLE
74329
0
0
SILVER SPIKE ACQUISITN CORP WT
WARRANT AND RIGH
G8201H113
20
18582
SH
SOLE
18582
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
523
16500
SH
SOLE
16500
0
0
SLAM CORP CL A SHS
COM
G8210L105
1494
153200
SH
SOLE
153200
0
0
SLAM CORP WT EXP 022326
WARRANT AND RIGH
G8210L121
15
17075
SH
SOLE
17075
0
0
SOCIAL CAPITAL HEDOSOPHA HLDSH
COM
G8251L105
1776
174964
SH
SOLE
174964
0
0
SOCIAL CAPITAL HEDOSOPHA HLDSH
COM
G82514103
991
97958
SH
SOLE
97958
0
0
SOCIAL CAPITAL HEDOSOPHA HLDWT
WARRANT AND RIGH
G8251L113
48
25703
SH
SOLE
25703
0
0
SOCIAL CAPITAL HEDOSOPHA HLDWT
WARRANT AND RIGH
G82514111
23
12875
SH
SOLE
12875
0
0
SOHU COM LTD SPONSORED ADS
COM
83410S108
2816
135105
SH
SOLE
135105
0
0
SOLITON INC COM
COM
834251100
1958
96182
SH
SOLE
96182
0
0
SONY GROUP CORPORATION ADR
COM
835699307
1449
13100
SH
SOLE
13100
0
0
SPARTAN ACQUISITION CORP IIICO
COM
84677R106
508
51400
SH
SOLE
51400
0
0
SPDR GOLD TRUST GOLD SHS
COM
78463V107
246
1500
SH
SOLE
1500
0
0
SPK AQUISITION CORP COM
COM
848651105
457
46300
SH
SOLE
46300
0
0
SPK AQUISITION CORP RT
WARRANT AND RIGH
848651113
19
46300
SH
SOLE
46300
0
0
SPORTSMANS WHSE HLDGS INC COM
COM
84920Y106
7038
399910
SH
SOLE
399910
0
0
SPORTSTEK ACQUISITION CORP COM
COM
849196100
497
51000
SH
SOLE
51000
0
0
SPORTSTEK ACQUISITION CORP WT
WARRANT AND RIGH
849196118
23
25500
SH
SOLE
25500
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
433
350000
PRN
SOLE
350000
0
0
STAMPS.COM INC (NEW)
COM
852857200
11695
35463
SH
SOLE
35463
0
0
STARBUCKS CORP COM
COM
855244109
1655
15000
SH
SOLE
15000
0
0
STATE AUTO FINL CORP COM
COM
855707105
3162
62068
SH
SOLE
62068
0
0
STERLING BANCORP/DE
COM
85917A100
576
23092
SH
SOLE
23092
0
0
SURGALIGN HOLDINGS INC COM
COM
86882C105
283
259535
SH
SOLE
259535
0
0
SVF INVESTMENT CORP
COM
G8601L110
382
38393
SH
SOLE
38393
0
0
SVF INVESTMENT CORP 2-CLS A
COM
G8601M100
923
93999
SH
SOLE
93999
0
0
TASTEMAKER ACQUISITION CORP CO
COM
876545104
1936
196300
SH
SOLE
196300
0
0
TASTEMAKER ACQUISITION CORP WT
WARRANT AND RIGH
876545112
64
98150
SH
SOLE
98150
0
0
TCV ACQUISITION CORP-A
COM
G8704C124
117
11900
SH
SOLE
11900
0
0
TECH AND ENERGY TRANSITION CLA
COM
87823R102
1430
146365
SH
SOLE
146365
0
0
TECH AND ENERGY TRANSITION WT
WARRANT AND RIGH
87823R110
33
48788
SH
SOLE
48788
0
0
TELEFONICA DE ESPANA SA ADR (B
COM
879382208
188
40000
SH
SOLE
40000
0
0
TELEPHONE & DATA SYS
COM
879433829
431
22100
SH
SOLE
22100
0
0
TESLA MTRS INC COM
COM
88160R101
364
470
SH
SOLE
470
0
0
TEXAS INSTRUMENTS INC
COM
882508104
346
1800
SH
SOLE
1800
0
0
TEXAS PACIFIC LAND CORPORATION
COM
88262P102
363
300
SH
SOLE
300
0
0
TEXTRON INC
COM
883203101
279
4000
SH
SOLE
4000
0
0
THE MUSIC ACQUISITION CORP COM
COM
62752R100
733
75300
SH
SOLE
75300
0
0
THE MUSIC ACQUISITION CORP WT
WARRANT AND RIGH
62752R118
28
37650
SH
SOLE
37650
0
0
THE ODP CORP COM
COM
88337F105
984
24500
SH
SOLE
24500
0
0
TLG ACQUISITION ONE CORP
COM
87257M207
218
22000
SH
SOLE
22000
0
0
TLG ACQUISITION ONE CORP COM C
COM
87257M108
1494
151700
SH
SOLE
151700
0
0
TLG ACQUISITION ONE CORP WT EX
WARRANT AND RIGH
87257M116
29
50566
SH
SOLE
50566
0
0
TREBIA ACQUISITION CORP COM CL
COM
G9027T109
863
87102
SH
SOLE
87102
0
0
TREPONT ACQUISITION CORP I
COM
G9095M119
379
37000
SH
SOLE
37000
0
0
TRILLIUM THERAPEUTICS INC COM
COM
89620X506
9888
563094
SH
SOLE
563094
0
0
TRIPLE-S MGMT CORP COM
COM
896749108
389
11000
SH
SOLE
11000
0
0
TRONOX HOLDINGS PLC- A
COM
G9087Q102
370
15018
SH
SOLE
15018
0
0
TURMERIC ACQUISITION CORP CL A
COM
G9127T108
636
65000
SH
SOLE
65000
0
0
TURMERIC ACQUISITION CORP WT E
WARRANT AND RIGH
G9127T124
15
21666
SH
SOLE
21666
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
354
350000
PRN
SOLE
350000
0
0
TWTR 1/4 6/15/24
CONVERTIBLE BOND
90184LAF9
252
200000
PRN
SOLE
200000
0
0
TZP STRATEGIES ACQUISITION
COM
G91595127
354
35600
SH
SOLE
35600
0
0
T-MOBILE US INC
COM
872590104
1667
13050
SH
SOLE
13050
0
0
UBER TECHNOLOGIES INC COM
COM
90353T100
560
12500
SH
SOLE
12500
0
0
VECTOIQ ACQUISITION CORP II CO
COM
92244F109
725
74700
SH
SOLE
74700
0
0
VECTOR ACQUISITION CORP II CL
COM
G9460A104
475
48759
SH
SOLE
48759
0
0
VELOCITY ACQUISITION CORP COM
COM
92259E108
723
73300
SH
SOLE
73300
0
0
VENTOUX CCM ACQUISITION CORPCO
COM
92280L101
2920
292000
SH
SOLE
292000
0
0
VENTOUX CCM ACQUISITION CORPRT
WARRANT AND RIGH
92280L127
51
292000
SH
SOLE
292000
0
0
VENTOUX CCM ACQUISITION CORPWT
WARRANT AND RIGH
92280L119
70
292000
SH
SOLE
292000
0
0
VEON LTD ADR
COM
91822M106
125
60000
SH
SOLE
60000
0
0
VEONEER INCORPORATED
COM
92336X109
2435
71484
SH
SOLE
71484
0
0
VEREIT INC COM
COM
92339V308
5782
127846
SH
SOLE
127846
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1080
20000
SH
SOLE
20000
0
0
VERTEX PHARMACEUTICALS INC COM
COM
92532F100
222
1223
SH
SOLE
1223
0
0
VIACOMCBS INC CL A
COM
92556H107
505
12000
SH
SOLE
12000
0
0
VIATRIS INC COM
COM
92556V106
659
48656
SH
SOLE
48656
0
0
VICKERS VANTAGE CORP I SHS
COM
G9440B107
1406
140900
SH
SOLE
140900
0
0
VICKERS VANTAGE CORP I WT EXP
WARRANT AND RIGH
G9440B115
35
70450
SH
SOLE
70450
0
0
VIRGIN GROUP ACQUISIT CORP ISH
COM
G9460K102
1187
122260
SH
SOLE
122260
0
0
VIRGIN GROUP ACQUISIT CORP IWT
WARRANT AND RIGH
G9460K128
21
24452
SH
SOLE
24452
0
0
VIVEON HEALTH ACQUISITION COCO
COM
92853V106
1786
178800
SH
SOLE
178800
0
0
VIVEON HEALTH ACQUISITION CORT
WARRANT AND RIGH
92853V122
38
178800
SH
SOLE
178800
0
0
VIVEON HEALTH ACQUISITION COWT
WARRANT AND RIGH
92853V114
45
178800
SH
SOLE
178800
0
0
VMWARE INC CL A COM
COM
928563402
364
2450
SH
SOLE
2450
0
0
VY GLOBAL GROWTH COM CL A
COM
G9444H100
501
51100
SH
SOLE
51100
0
0
VY GLOBAL GROWTH WT EXP 013030
WARRANT AND RIGH
G9444H118
14
10220
SH
SOLE
10220
0
0
WALDENCAST ACQUISITION CORP
COM
G9460C126
197
19400
SH
SOLE
19400
0
0
WARBURG PINCUS CAPITAL COR B
COM
G9460M116
243
24500
SH
SOLE
24500
0
0
WARRIOR TECHNOLOGIES ACQUI CCO
COM
936273101
482
49100
SH
SOLE
49100
0
0
WARRIOR TECHNOLOGIES ACQUI CWT
WARRANT AND RIGH
936273119
13
24550
SH
SOLE
24550
0
0
WAVERLEY CAPITAL ACQUISITION
COM
G06536125
1363
138200
SH
SOLE
138200
0
0
WELBILT INC
COM
949090104
7321
315026
SH
SOLE
315026
0
0
WELLS FARGO & CO NEW
COM
949746101
244
5265
SH
SOLE
5265
0
0
WENDYS COMPANY
COM
95058W100
434
20000
SH
SOLE
20000
0
0
WESTERN COPPER & GOLD CORP COM
COM
95805V108
19
12532
SH
SOLE
12532
0
0
WILLIS TOWERS WATSON PUB LTD S
COM
G96629103
19041
81910
SH
SOLE
81910
0
0
XILINX INC COM
COM
983919101
20175
133616
SH
SOLE
133616
0
0
YATRA ONLINE INC ORD SHS
COM
G98338109
302
149286
SH
SOLE
149286
0
0
YUCAIPA ACQUISITION CORP COM
COM
G9879L105
758
76700
SH
SOLE
76700
0
0
YUNHONG INTL RT
WARRANT AND RIGH
G98882130
21
110100
SH
SOLE
110100
0
0
ZIMMER ENERGY TRANSITION ACQCO
COM
989570106
673
69200
SH
SOLE
69200
0
0
ZIMMER ENERGY TRANSITION ACQWT
WARRANT AND RIGH
989570114
21
23066
SH
SOLE
23066
0
0