0001140361-23-039116.txt : 20230810 0001140361-23-039116.hdr.sgml : 20230810 20230810170646 ACCESSION NUMBER: 0001140361-23-039116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC. CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 231160556 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5000 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SECURITIES, INC. DATE OF NAME CHANGE: 20130812 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SECURITIES INC DATE OF NAME CHANGE: 19941114 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0000932724 XXXXXXXX 06-30-2023 06-30-2023 false GABELLI & Co INVESTMENT ADVISERS, INC.

One Corporate Center Rye NY 10580

13F HOLDINGS REPORT 028-10598 000137024 801-65243 N Douglas R. Jamieson 914-921-5020 /s/ Douglas R. Jamieson Rye NY 08-04-2023 0 265 597649749 INFORMATION TABLE 2 informationtable.xml 26 CAPITAL ACQ CL A -CW27 WARRANT 90138P118 838 12700 SH SOLE 12700 0 0 3D SYSTEMS CORP EQUITY 88554D205 142992 14400 SH SOLE 14400 0 0 7GC & CO HOLDINGS CL A -CW26 WARRANT 81786A115 1144 12711 SH SOLE 12711 0 0 ABBVIE INC EQUITY 00287Y109 269460 2000 SH SOLE 2000 0 0 ABSOLUTE SOFTWARE CORPORATIO EQUITY 00386B109 5901900 515000 SH SOLE 515000 0 0 ACCRETION ACQUISITION COR-RT EQUITY RIGHT 00438Y123 16800 154700 SH SOLE 154700 0 0 ACCRETION ACQUISITION -CW23 WARRANT 00438Y115 3868 77350 SH SOLE 77350 0 0 ACE GLOBAL BUSINESS -CW27 WARRANT G0083E110 2123 42283 SH SOLE 42283 0 0 ACROPOLIS INFRASTRUCTU -CW26 WARRANT 005029111 1983 22796 SH SOLE 22796 0 0 ACTIVISION BLIZZARD INC EQUITY 00507V109 27311683 323982 SH SOLE 323982 0 0 ADVANCED MICRO DEVICES EQUITY 007903107 227820 2000 SH SOLE 2000 0 0 AEROJET ROCKETDYNE HOLDINGS EQUITY 007800105 22459279 409318 SH SOLE 409318 0 0 ALBERTSONS COS INC - CLASS A EQUITY 013091103 17019927 780015 SH SOLE 780015 0 0 ALCHEMY INVESTMENTS ACQUISIT EQUITY UNIT G0232F117 246061 24100 SH SOLE 24100 0 0 ALPHA STAR ACQ CORP - RIGHTS EQUITY RIGHT G0230C132 7216 90200 SH SOLE 90200 0 0 ALPHA STAR ACQUISITION CORP EQUITY G0230C108 967846 90200 SH SOLE 90200 0 0 ALPHA STAR ACQUISITION -CW23 WARRANT G0230C116 911 90200 SH SOLE 90200 0 0 AMAZON.COM INC EQUITY 023135106 2978726 22850 SH SOLE 22850 0 0 AMEDISYS INC EQUITY 023436108 2948940 32250 SH SOLE 32250 0 0 AMERICAN OUTDOOR BRANDS INC EQUITY 02875D109 186620 21500 SH SOLE 21500 0 0 AMERISOURCEBERGEN CORP EQUITY 03073E105 246695 1282 SH SOLE 1282 0 0 APPLE INC EQUITY 037833100 290955 1500 SH SOLE 1500 0 0 APPLIED MATERIALS INC EQUITY 038222105 354123 2450 SH SOLE 2450 0 0 APPLIED OPTOELECTRONICS INC EQUITY 03823U102 217540 36500 SH SOLE 36500 0 0 ARCONIC CORP EQUITY 03966V107 6781363 229255 SH SOLE 229255 0 0 ARES ACQUISITION CL A -CW27 WARRANT G33032122 8043 10054 SH SOLE 10054 0 0 ARGO GROUP INTERNATIONAL EQUITY G0464B107 4144068 139955 SH SOLE 139955 0 0 ARLINGTON ASSET INVESTMENT-A EQUITY 041356205 1547855 334310 SH SOLE 334310 0 0 ARLO TECHNOLOGIES INC EQUITY 04206A101 109100 10000 SH SOLE 10000 0 0 ARROWROOT ACQUISITION -CW26 WARRANT 04282M110 3063 12250 SH SOLE 12250 0 0 AVANTOR INC EQUITY 05352A100 254039 12368 SH SOLE 12368 0 0 AZZ INC EQUITY 002474104 246853 5680 SH SOLE 5680 0 0 BANCROFT FUND LTD EXCHANGE TRADED 059695106 683600 40000 SH SOLE 40000 0 0 BANK OF AMERICA CORP 7.250 PERP SR:L CVT PREFERRED CONVER 060505682 322251 275 SH SOLE 275 0 0 BANK OF NEW YORK MELLON CORP EQUITY 064058100 690060 15500 SH SOLE 15500 0 0 BANNIX ACQUISITION CORP EQUITY 066644105 686753 65718 SH SOLE 65718 0 0 BANNIX ACQUISITION CORP-CW23 WARRANT 066644113 2629 65718 SH SOLE 65718 0 0 BANNIX ACQUISITION CORP-RTS EQUITY RIGHT 066644121 10383 65718 SH SOLE 65718 0 0 BAUSCH HEALTH COS INC EQUITY 071734107 138400 17300 SH SOLE 17300 0 0 BELLEVUE LIFE SCIENCES ACQUI EQUITY 079174108 213410 20800 SH SOLE 20800 0 0 BELLEVUE LIFE SCIENCES-RTS EQUITY RIGHT 079174124 3977 20800 SH SOLE 20800 0 0 BELLEVUE LIFE SCIENCES-WRNT WARRANT 079174116 1622 20800 SH SOLE 20800 0 0 BERKSHIRE GREY INC EQUITY 084656107 778038 551800 SH SOLE 551800 0 0 BLACK KNIGHT INC EQUITY 09215C105 2257794 37800 SH SOLE 37800 0 0 BLUE OCEAN ACQUISITION A -23 WARRANT G1330L121 1823 42300 SH SOLE 42300 0 0 BLUE OCEAN ACQUISITION COR-A EQUITY G1330L105 894222 84600 SH SOLE 84600 0 0 BLUEACACIA LTD - RIGHTS EQUITY RIGHT G11728139 5556 64600 SH SOLE 64600 0 0 BLUEACACIA LTD CL A -CW23 WARRANT G11728113 1214 32300 SH SOLE 32300 0 0 BOEING CO/THE EQUITY 097023105 337856 1600 SH SOLE 1600 0 0 BREEZE HOLDINGS ACQ- RIGHTS EQUITY RIGHT 106762123 12937 128600 SH SOLE 128600 0 0 BROADCOM INC EQUITY 11135F101 325286 375 SH SOLE 375 0 0 CAESARS ENTERTAINMENT INC EQUITY 12769G100 234462 4600 SH SOLE 4600 0 0 CC NEUBERGER PRINCIPAL -CW27 WARRANT G1992N126 2008 10040 SH SOLE 10040 0 0 CC NEUBERGER PRINCIPAL III-A EQUITY G1992N100 549010 50600 SH SOLE 50600 0 0 CF ACQUISITION CORP IV CW21 WARRANT 12520T110 1394 21989 SH SOLE 21989 0 0 CHINDATA GROUP HOLDINGS-ADR DEPOSITORY RECEI 16955F107 1457618 203578 SH SOLE 203578 0 0 CHINOOK THERAPEUTICS INC EQUITY 16961L106 4940812 128600 SH SOLE 128600 0 0 CHURCHILL CAPITAL CORP VI-A EQUITY 17143W101 4105580 398600 SH SOLE 398600 0 0 CHURCHILL CAPITAL CORP VII-A EQUITY 17144M102 2768835 268298 SH SOLE 268298 0 0 CHURCHILL CAPITAL VII -CW28 WARRANT 17144M110 7144 51026 SH SOLE 51026 0 0 CHURCHILL DOWNS INC EQUITY 171484108 556680 4000 SH SOLE 4000 0 0 CIRCOR INTERNATIONAL INC EQUITY 17273K109 7409232 131253 SH SOLE 131253 0 0 CISCO SYSTEMS INC EQUITY 17275R102 620880 12000 SH SOLE 12000 0 0 CLEAR CHANNEL OUTDOOR HOLDIN EQUITY 18453H106 75350 55000 SH SOLE 55000 0 0 CLIMATEROCK - CLASS A -27 WARRANT G2311X118 1128 34703 SH SOLE 34703 0 0 CLIMATEROCK -RTS EQUITY RIGHT G2311X134 8329 69406 SH SOLE 69406 0 0 CLOROX COMPANY EQUITY 189054109 318080 2000 SH SOLE 2000 0 0 CLOVER LEAF CAPITAL CORP-RTS EQUITY RIGHT 18915E121 5518 45600 SH SOLE 45600 0 0 CNH INDUSTRIAL NV EQUITY N20944109 1008000 70000 SH SOLE 70000 0 0 COMTECH TELECOMMUNICATIONS EQUITY 205826209 811769 88815 SH SOLE 88815 0 0 CONX CORP-CLASS A -CW27 WARRANT 212873111 7580 37900 SH SOLE 37900 0 0 COPART INC EQUITY 217204106 647591 7100 SH SOLE 7100 0 0 CORNER GROWTH ACQ CL A -CW27 WARRANT G2425N113 2131 16833 SH SOLE 16833 0 0 CORNING INC EQUITY 219350105 623712 17800 SH SOLE 17800 0 0 CVS HEALTH CORP EQUITY 126650100 207390 3000 SH SOLE 3000 0 0 DICE THERAPEUTICS INC EQUITY 23345J104 4982835 107250 SH SOLE 107250 0 0 DISTOKEN ACQUISITION CORP EQUITY G27740110 320436 31050 SH SOLE 31050 0 0 DISTOKEN ACQUISITION CORP-28 WARRANT G27740102 916 31050 SH SOLE 31050 0 0 DISTOKEN ACQUISITION RIGHTS EQUITY RIGHT G27740136 6412 31050 SH SOLE 31050 0 0 DIVERSEY HOLDINGS LTD EQUITY G28923103 5436754 648004 SH SOLE 648004 0 0 EDGIO INC EQUITY 53261M104 23253 34500 SH SOLE 34500 0 0 ELEVANCE HEALTH INC EQUITY 036752103 222145 500 SH SOLE 500 0 0 ELLIOTT OPPORTUNITY II COR-A EQUITY G30092103 1178025 113709 SH SOLE 113709 0 0 ELLIOTT OPPORTUNITY II CORP EQUITY UNIT G30092129 226446 21900 SH SOLE 21900 0 0 ESH ACQUISITION CORP EQUITY UNIT 296424203 2372253 233950 SH SOLE 233950 0 0 EVOLENT HEALTH INC - A EQUITY 30050B101 303000 10000 SH SOLE 10000 0 0 FIRST HORIZON CORP EQUITY 320517105 6003236 532674 SH SOLE 532674 0 0 FOCUS FINANCIAL PARTNERS-A EQUITY 34417P100 17134013 326300 SH SOLE 326300 0 0 FORD MOTOR CO EQUITY 345370860 272340 18000 SH SOLE 18000 0 0 FORGEROCK INC-A EQUITY 34631B101 6497624 316340 SH SOLE 316340 0 0 FORUM MERGER IV CL A -CW27 WARRANT 349875112 12 24325 SH SOLE 24325 0 0 FORUM MERGER IV CORP-A EQUITY 349875104 1000244 97300 SH SOLE 97300 0 0 FOX CORP - CLASS B EQUITY 35137L204 1159712 36366 SH SOLE 36366 0 0 FRANCHISE GROUP INC EQUITY 35180X105 2468768 86200 SH SOLE 86200 0 0 GABELLI CONV AND INCOME SEC EXCHANGE TRADED 36240B109 1526500 355000 SH SOLE 355000 0 0 GABELLI DIVIDEND & INCOME TR EXCHANGE TRADED 36242H104 13227380 626000 SH SOLE 626000 0 0 GABELLI GLOBAL SMALL & M EXCHANGE TRADED 36249W104 991176 82711 SH SOLE 82711 0 0 GABELLI GLOBAL UTIL & INCOME EXCHANGE TRADED 36242L105 6923071 486810 SH SOLE 486810 0 0 GABELLI LOVE OUR PLANET & PE EXCHANGE TRADED 36261K103 781215 29600 SH SOLE 29600 0 0 GABELLI MULTIMEDIA TRUST INC EXCHANGE TRADED 36239Q109 2869718 436459 SH SOLE 436459 0 0 GAMCO NATURAL RESOURCES GOLD EXCHANGE TRADED 36465E101 66289 13205 SH SOLE 13205 0 0 GARRETT MOTION INC EQUITY 366505105 485502 64135 SH SOLE 64135 0 0 GDL FUND/THE EXCHANGE TRADED 361570104 14489268 1846943 SH SOLE 1846943 0 0 GENERAL ELECTRIC CO EQUITY 369604301 263640 2400 SH SOLE 2400 0 0 GENERAL MOTORS CO EQUITY 37045V100 566832 14700 SH SOLE 14700 0 0 GLOBALINK INVESTMENT -CW23 WARRANT 37892F125 1058 52900 SH SOLE 52900 0 0 GLOBALINK INVESTMENT INC EQUITY 37892F109 559418 52900 SH SOLE 52900 0 0 GLOBALINK INVESTMENT INC-RTS EQUITY RIGHT 37892F117 4835 52900 SH SOLE 52900 0 0 GOLDEN STAR ACQUISITION CORP EQUITY UNIT G4023C127 595458 57200 SH SOLE 57200 0 0 GRAF ACQUISITION CORP IV EQUITY 384272100 890446 86200 SH SOLE 86200 0 0 GRAF ACQUISITION CORP-CW28 WARRANT 384272118 3448 17240 SH SOLE 17240 0 0 GRAHAM HOLDINGS CO-CLASS B EQUITY 384637104 857220 1500 SH SOLE 1500 0 0 GREENHILL & CO INC EQUITY 395259104 173353 11833 SH SOLE 11833 0 0 GRIFOLS SA-ADR DEPOSITORY RECEI 398438408 1171619 127906 SH SOLE 127906 0 0 GRUPO TELEVISA SA-SPON ADR DEPOSITORY RECEI 40049J206 951230 185425 SH SOLE 185425 0 0 GYRODYNE LLC EQUITY 403829104 1239739 110691 SH SOLE 110691 0 0 HAGERTY INC-A EQUITY 405166109 717912 76700 SH SOLE 76700 0 0 HCA HEALTHCARE INC EQUITY 40412C101 379350 1250 SH SOLE 1250 0 0 HEARTLAND MEDIA ACQUISIT -27 WARRANT 42237V116 1781 129969 SH SOLE 129969 0 0 HEARTLAND MEDIA ACQUISITIO-A EQUITY 42237V108 2739757 259939 SH SOLE 259939 0 0 HEICO CORP-CLASS A EQUITY 422806208 3810260 27100 SH SOLE 27100 0 0 HORIZON SPACE ACQUISITION I EQUITY G4619M109 703403 67700 SH SOLE 67700 0 0 HORIZON SPACE ACQUISITION-28 WARRANT G4619M117 4055 67700 SH SOLE 67700 0 0 HORIZON SPACE ACQUISITION-RT EQUITY RIGHT G4619M125 10053 67700 SH SOLE 67700 0 0 HORIZON THERAPEUTICS PLC EQUITY G46188101 33783654 328475 SH SOLE 328475 0 0 ICAHN ENTERPRISES LP EQUITY UNIT 451100101 218219 7517 SH SOLE 7517 0 0 IMAX CORP 0.500 04/01/26 CVT BOND CONVERTIBLE 45245EAJ8 460230 500000 PRN SOLE 500000 0 0 INFINERA CORP 2.125 09/01/24 CVT BOND CONVERTIBLE 45667GAC7 234300 250000 PRN SOLE 250000 0 0 INTEL CORP EQUITY 458140100 312664 9350 SH SOLE 9350 0 0 INTERCEPT PHARMAS 2.000 05/15/26 CVT BOND CONVERTIBLE 45845PAB4 179910 225000 PRN SOLE 225000 0 0 INTEVAC INC EQUITY 461148108 585416 156111 SH SOLE 156111 0 0 IROBOT CORP EQUITY 462726100 710425 15700 SH SOLE 15700 0 0 ITT INC EQUITY 45073V108 279910 3003 SH SOLE 3003 0 0 IVERIC BIO INC EQUITY 46583P102 26945933 684950 SH SOLE 684950 0 0 JAWS MUSTANG ACQ C -CW26 WARRANT G50737124 628 12567 SH SOLE 12567 0 0 JOHNSON & JOHNSON EQUITY 478160104 248280 1500 SH SOLE 1500 0 0 KELLOGG CO EQUITY 487836108 202200 3000 SH SOLE 3000 0 0 KERNEL GROUP HLDG -A -CW27 WARRANT G5259L129 2927 25100 SH SOLE 25100 0 0 KINS TECH GROUP CL A -CW25 WARRANT 23248B117 44849 83053 SH SOLE 83053 0 0 KKR & CO INC EQUITY 48251W104 3332000 59500 SH SOLE 59500 0 0 LENNAR CORP - 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SP ADR DEPOSITORY RECEI 835699307 1098038 12195 SH SOLE 12195 0 0 SOUTHWEST GAS HOLDINGS INC EQUITY 844895102 1591250 25000 SH SOLE 25000 0 0 SPECTRUM BRANDS HOLDINGS INC EQUITY 84790A105 8118761 104020 SH SOLE 104020 0 0 SPIRIT AIRLINES INC EQUITY 848577102 2341482 136450 SH SOLE 136450 0 0 SPORTSMAN'S WAREHOUSE HOLDIN EQUITY 84920Y106 3798560 666414 SH SOLE 666414 0 0 SPORTSMAP TECH ACQ -CW27 WARRANT 84921J116 998 24900 SH SOLE 24900 0 0 SPRING VALLEY ACQUISITION-A EQUITY G83752108 1368335 129700 SH SOLE 129700 0 0 SPRING VALLEY ACQUISITION-AW WARRANT G83752116 7782 64850 SH SOLE 64850 0 0 SPRING VALLEY ACQUISIT-RIGHT EQUITY RIGHT G83752132 19455 129700 SH SOLE 129700 0 0 STAR HOLDINGS EQUITY 85512G106 866264 59050 SH SOLE 59050 0 0 STARBUCKS CORP EQUITY 855244109 1456182 14700 SH SOLE 14700 0 0 SUNCAR TECHNOLOGY GROUP -28 WARRANT G85727116 16595 47400 SH SOLE 47400 0 0 SYNEOS HEALTH INC EQUITY 87166B102 7623126 180900 SH SOLE 180900 0 0 TECK RESOURCES LTD-CLS B EQUITY 878742204 1241950 29500 SH SOLE 29500 0 0 TEGNA INC EQUITY 87901J105 18322845 1128254 SH SOLE 1128254 0 0 TELEFONICA SA-SPON ADR DEPOSITORY RECEI 879382208 185380 46000 SH SOLE 46000 0 0 TELEPHONE AND DATA SYSTEMS EQUITY 879433829 288050 35000 SH SOLE 35000 0 0 TELESAT CORP EQUITY 879512309 959060 101811 SH SOLE 101811 0 0 TESLA INC EQUITY 88160R101 251299 960 SH SOLE 960 0 0 TEXAS INSTRUMENTS INC EQUITY 882508104 252028 1400 SH SOLE 1400 0 0 TEXAS PACIFIC LAND CORP EQUITY 88262P102 737240 560 SH SOLE 560 0 0 TEXTRON INC EQUITY 883203101 243468 3600 SH SOLE 3600 0 0 THE CIGNA GROUP EQUITY 125523100 280600 1000 SH SOLE 1000 0 0 T-MOBILE US INC EQUITY 872590104 1604295 11550 SH SOLE 11550 0 0 TMT ACQUISITION CORP EQUITY UNIT G89229101 982389 93650 SH SOLE 93650 0 0 TOWER SEMICONDUCTOR LTD EQUITY M87915274 13532226 360667 SH SOLE 360667 0 0 TRAILBLAZER MERGER CORP I EQUITY 89278D109 1130581 110950 SH SOLE 110950 0 0 TRAILBLAZER MERGER CORP-RTS EQUITY RIGHT 89278D125 15755 110950 SH SOLE 110950 0 0 TRITON INTERNATIONAL LTD EQUITY G9078F107 10436641 125350 SH SOLE 125350 0 0 UBER TECHNOLOGIES INC EQUITY 90353T100 362628 8400 SH SOLE 8400 0 0 UNIVAR SOLUTIONS INC EQUITY 91336L107 24367616 679900 SH SOLE 679900 0 0 UNIVERSAL DISPLAY CORP EQUITY 91347P105 250786 1740 SH SOLE 1740 0 0 URSTADT BIDDLE - CLASS A EQUITY 917286205 2696193 126820 SH SOLE 126820 0 0 US XPRESS ENTERPRISES INC -A EQUITY 90338N202 4171393 679380 SH SOLE 679380 0 0 UTA ACQUISITION CORPORAT -23 WARRANT G9473A117 1041 14751 SH SOLE 14751 0 0 UTA ACQUISITION CORPORATIO-A EQUITY G9473A109 311246 29502 SH SOLE 29502 0 0 VERIZON COMMUNICATIONS INC EQUITY 92343V104 371900 10000 SH SOLE 10000 0 0 VIATRIS INC EQUITY 92556V106 119760 12000 SH SOLE 12000 0 0 VIMEO INC EQUITY 92719V100 129780 31500 SH SOLE 31500 0 0 VISCOGLIOSI BROTHERS AC -27 WARRANT 92838K118 1864 54198 SH SOLE 54198 0 0 VISCOGLIOSI BROTHERS ACQUISI EQUITY 92838K100 1141247 108397 SH SOLE 108397 0 0 VIVEON HEALTH ACQ -CW27 WARRANT 92853V114 1210 60178 SH SOLE 60178 0 0 VIVEON HEALTH ACQUISIT-RTS EQUITY RIGHT 92853V122 4762 83100 SH SOLE 83100 0 0 VMWARE INC-CLASS A EQUITY 928563402 17150982 119361 SH SOLE 119361 0 0 VULCAN MATERIALS CO EQUITY 929160109 225440 1000 SH SOLE 1000 0 0 WARNER BROS DISCOVERY INC EQUITY 934423104 553453 44135 SH SOLE 44135 0 0 WAVERLEY CAPITAL -A -CW27 WARRANT G06536117 5117 144535 SH SOLE 144535 0 0 WAVERLEY CAPITAL ACQUISITI-A EQUITY G06536109 3817311 368111 SH SOLE 368111 0 0 WELLS FARGO & CO EQUITY 949746101 210839 4940 SH SOLE 4940 0 0 WELLS FARGO & COMPANY 7.500 PERP SR:L CVT PREFERRED CONVER 949746804 288000 250 SH SOLE 250 0 0 WENDY'S CO/THE EQUITY 95058W100 282750 13000 SH SOLE 13000 0 0 WESTWOOD HOLDINGS GROUP INC EQUITY 961765104 142600 11500 SH SOLE 11500 0 0 WIDEOPENWEST INC EQUITY 96758W101 727975 86253 SH SOLE 86253 0 0 WISDOMTREE INC EQUITY 97717P104 343000 50000 SH SOLE 50000 0 0 ZAPP ELECTRIC VEHICLES -28 WARRANT G9889X115 2236 43850 SH SOLE 43850 0 0