The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC SHS | COM | G0083B108 | 298 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ADCARE HEALTH SYSTEMS INC | COM | 00650W300 | 44 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADOBE SYSTEMS INC COM | COM | 00724F101 | 739 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADT CORPORATION COM | COM | 00101J106 | 1,246 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ADVENT SOFTWARE INC COM | COM | 007974108 | 4,790 | 108,602 | SH | SOLE | 108,602 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC COM | COM | 00971T101 | 639 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 830 | 16,966 | SH | SOLE | 16,966 | 0 | 0 | ||
AMC NETWORKS INC CL A | COM | 00164V103 | 2,338 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 273 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ANN INC COM | COM | 035623107 | 3,281 | 79,973 | SH | SOLE | 79,973 | 0 | 0 | ||
ARCP 3 3/4 12/15/20 | CONVERTIBLE BOND | 02917TAB0 | 246 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
ARUBA NETWORKS INC COM | COM | 043176106 | 12,338 | 503,795 | SH | SOLE | 503,795 | 0 | 0 | ||
ASCMA 4 07/15/20 CV | CONVERTIBLE BOND | 043632AA6 | 249 | 325,000 | PRN | SOLE | 325,000 | 0 | 0 | ||
ASTRAZENECA PLC ADR SPONSORED | COM | 046353108 | 2,166 | 31,650 | SH | SOLE | 31,650 | 0 | 0 | ||
AURICO GOLD INC COM | COM | 05155C105 | 36 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
AUSPEX PHARMACEUTICALS INC COM | COM | 05211J102 | 4,251 | 42,399 | SH | SOLE | 42,399 | 0 | 0 | ||
AVISTA CORP COM | COM | 05379B107 | 1,367 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BIOTA HOLDINGS LTD | COM | 090694100 | 673 | 292,807 | SH | SOLE | 292,807 | 0 | 0 | ||
B2GOLD CORP COM | COM | 11777Q209 | 88 | 58,008 | SH | SOLE | 58,008 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 1,513 | 23,800 | SH | SOLE | 23,800 | 0 | 0 | ||
BANK OF AMERICA | COM | 060505104 | 1,673 | 108,729 | SH | SOLE | 108,729 | 0 | 0 | ||
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 443 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
BE AEROSPACE INC COM | COM | 073302101 | 1,508 | 23,700 | SH | SOLE | 23,700 | 0 | 0 | ||
BEST BUY INC | COM | 086516951 | 110 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BGC 4 1/2 11/15/29 | CONVERTIBLE BOND | 369300AL2 | 612 | 750,000 | PRN | SOLE | 750,000 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 1,692 | 382,001 | SH | SOLE | 382,001 | 0 | 0 | ||
BLYTH INC | COM | 09643P207 | 468 | 61,645 | SH | SOLE | 61,645 | 0 | 0 | ||
BOULDER BRANDS INC COM | COM | 101405108 | 858 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CABLEVISION SYS NY GROUP A | COM | 12686C109 | 256 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
CARBONITE INC | COM | 141337105 | 2,288 | 159,981 | SH | SOLE | 159,981 | 0 | 0 | ||
CARRIZO OIL & GAS INC | COM | 144577953 | 350 | 14,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CATAMARAN CORP | COM | 148887102 | 9,381 | 157,566 | SH | SOLE | 157,566 | 0 | 0 | ||
CBS CORP CLASS A | COM | 124857103 | 518 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
CELLULAR DYNAMICS INTL INC COM | COM | 15117V109 | 797 | 48,500 | SH | SOLE | 48,500 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC CL | COM | 169656105 | 4,229 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
CINCINNATI BELL | COM | 171871106 | 597 | 169,087 | SH | SOLE | 169,087 | 0 | 0 | ||
CITY NATL CORP COM | COM | 178566105 | 5,505 | 61,800 | SH | SOLE | 61,800 | 0 | 0 | ||
CLEAR CHANNEL OUTDOOR HLDGS CL | COM | 18451C109 | 152 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CLECO CORP NEW COM | COM | 12561W105 | 9,441 | 173,158 | SH | SOLE | 173,158 | 0 | 0 | ||
COMCAST CORP CL A SPL | COM | 20030N200 | 252 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
COMMUNITY HEALTH SYSTEMS-CVR | WARRANT AND RIGH | 203668116 | 10 | 471,530 | SH | SOLE | 471,530 | 0 | 0 | ||
COMPUTER SCIENCES CORP COM | COM | 205363104 | 2,748 | 42,100 | SH | SOLE | 42,100 | 0 | 0 | ||
CORCEPT THERAPEUTICS INC OC-CO | COM | 218352102 | 549 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
COURIER CORP COM | COM | 222660102 | 5,229 | 213,609 | SH | SOLE | 213,609 | 0 | 0 | ||
COVISINT CORP | COM | 22357R103 | 332 | 163,507 | SH | SOLE | 163,507 | 0 | 0 | ||
CURTISS WRIGHT CORP | COM | 231561101 | 370 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 284 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 29,353 | 344,919 | SH | SOLE | 344,919 | 0 | 0 | ||
DRESSER-RAND GROUP INC COM | COM | 261608103 | 25,393 | 316,026 | SH | SOLE | 316,026 | 0 | 0 | ||
EATON CORP PLC SHS | COM | G29183103 | 639 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
ECHOSTAR CORP-A | COM | 278768106 | 905 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
EMULEX CORP COM NEW | COM | 292475209 | 969 | 121,551 | SH | SOLE | 121,551 | 0 | 0 | ||
ENERGY XXI (BERMUDA) LTD | COM | G10082140 | 316 | 86,775 | SH | SOLE | 86,775 | 0 | 0 | ||
EPIQ SYS INC COM | COM | 26882D109 | 1,099 | 61,285 | SH | SOLE | 61,285 | 0 | 0 | ||
EXELIS INC | COM | 30162A108 | 23,251 | 954,080 | SH | SOLE | 954,080 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 27,653 | 348,983 | SH | SOLE | 348,983 | 0 | 0 | ||
FEDERAL MOGUL CORP CL A | COM | 313549404 | 972 | 73,048 | SH | SOLE | 73,048 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 709 | 56,464 | SH | SOLE | 56,464 | 0 | 0 | ||
FREESCALE SEMICONDUCTOR LTD SH | COM | G3727Q101 | 2,555 | 62,683 | SH | SOLE | 62,683 | 0 | 0 | ||
GRAHAM HOLDINGS CO. | COM | 384637104 | 210 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GRIFOLS SA SP ADR REP B NVT | COM | 398438408 | 1,280 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
GRUPO TELEVISA SA DE CV ADR (B | COM | 40049J206 | 297 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
GULF COAST ULTRA DEEP RTY TR R | UNITS | 40222T104 | 1,298 | 1,822,512 | SH | SOLE | 1,822,512 | 0 | 0 | ||
HARVEST NAT RES INC COM | COM | 41754V103 | 125 | 278,555 | SH | SOLE | 278,555 | 0 | 0 | ||
HAWAIIAN ELEC INDS INC COM | COM | 419870100 | 1,593 | 49,582 | SH | SOLE | 49,582 | 0 | 0 | ||
HC2 HLDGS INC COM | COM | 404139107 | 626 | 57,164 | SH | SOLE | 57,164 | 0 | 0 | ||
HEICO CORP NEW CL A | COM | 422806208 | 417 | 8,411 | SH | SOLE | 8,411 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC COM | COM | 42805T105 | 3,213 | 148,200 | SH | SOLE | 148,200 | 0 | 0 | ||
HILLTOP HOLDINGS INC COM | COM | 432748101 | 419 | 21,567 | SH | SOLE | 21,567 | 0 | 0 | ||
HOME LN SERVICING SOLUTIONS OR | COM | G6648D109 | 187 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
HOSPIRA INC COM | COM | 441060100 | 27,519 | 313,284 | SH | SOLE | 313,284 | 0 | 0 | ||
HUDSON CITY BANCORP INC COM | COM | 443683107 | 9,690 | 924,571 | SH | SOLE | 924,571 | 0 | 0 | ||
HYPERION THERAPEUTICS INC COM | COM | 44915N101 | 5,990 | 130,492 | SH | SOLE | 130,492 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 338 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
INTEGRATED SILICON SOLUTION CO | COM | 45812P107 | 790 | 44,143 | SH | SOLE | 44,143 | 0 | 0 | ||
INTEGRYS ENERGY GROUP INC | COM | 45822P105 | 10,754 | 149,323 | SH | SOLE | 149,323 | 0 | 0 | ||
INTEL CORP 3.25% 8/1/39 144A | CONVERTIBLE BOND | 458140AF7 | 276 | 175,000 | PRN | SOLE | 175,000 | 0 | 0 | ||
INTERNATIONAL GAME TECH | COM | 459902102 | 41,520 | 2,384,816 | SH | SOLE | 2,384,816 | 0 | 0 | ||
INTERPUBLIC GROUP COS INC | COM | 460690100 | 349 | 15,800 | SH | SOLE | 15,800 | 0 | 0 | ||
INTERXION HOLDING N.V SHS | COM | N47279109 | 457 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
KIMBALL ELECTRONICS INC COM | COM | 49428J109 | 929 | 65,669 | SH | SOLE | 65,669 | 0 | 0 | ||
KIMBALL INTL INC CL B | COM | 494274103 | 918 | 87,559 | SH | SOLE | 87,559 | 0 | 0 | ||
KINDER MORGAN INC WT EXP 05/25 | WARRANT AND RIGH | 49456B119 | 1,757 | 428,510 | SH | SOLE | 428,510 | 0 | 0 | ||
KINDRED HEALTHCARE INC COM | COM | 494580103 | 238 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KLX INC COM | COM | 482539103 | 792 | 20,554 | SH | SOLE | 20,554 | 0 | 0 | ||
KOFAX LTD COM USD | COM | G5307C105 | 2,060 | 188,123 | SH | SOLE | 188,123 | 0 | 0 | ||
LENNAR CORP | COM | 526057954 | 122 | 3,500 | SH | Put | SOLE | 0 | 0 | 0 | |
LENNAR B SHARES | COM | 526057302 | 7,432 | 180,817 | SH | SOLE | 180,817 | 0 | 0 | ||
LIBERTY GLOBAL PLC SHS CL C | COM | G5480U120 | 1,058 | 21,246 | SH | SOLE | 21,246 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDG-A | COM | 531465102 | 583 | 18,338 | SH | SOLE | 18,338 | 0 | 0 | ||
LIBERTY VENTURES SER A | COM | 53071M880 | 800 | 19,048 | SH | SOLE | 19,048 | 0 | 0 | ||
LIFE TIME FITNESS INC COM | COM | 53217R207 | 2,495 | 35,163 | SH | SOLE | 35,163 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS ICO | COM | 543881106 | 2,684 | 39,223 | SH | SOLE | 39,223 | 0 | 0 | ||
LORILLARD INC COM | COM | 544147101 | 6,045 | 92,499 | SH | SOLE | 92,499 | 0 | 0 | ||
MAVENIR SYS INC COM | COM | 577675101 | 1,945 | 109,640 | SH | SOLE | 109,640 | 0 | 0 | ||
MEAD JOHNSON | COM | 582839106 | 1,508 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC COM | COM | 58319P108 | 6,218 | 731,587 | SH | SOLE | 731,587 | 0 | 0 | ||
MIC 2.875% 07/15/19 | CORPORATE BONDS | 55608BAA3 | 326 | 275,000 | PRN | SOLE | 275,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 407 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MOLYCORP INC DEL COM | COM | 608753109 | 11 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
MONDELEZ INTERNATIONAL | COM | 609207105 | 469 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MORGANS HOTEL GROUP CO COM | COM | 61748W108 | 5,685 | 733,487 | SH | SOLE | 733,487 | 0 | 0 | ||
NATIONAL FUEL GAS CO N J COM | COM | 636180101 | 271 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
NATIONAL INTERSTATE CORP COM | COM | 63654U100 | 2,157 | 76,811 | SH | SOLE | 76,811 | 0 | 0 | ||
NAVISTAR INTL CORP COM | COM | 63934E108 | 207 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NEOGENOMICS INC COM NEW | COM | 64049M209 | 93 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L956 | 160 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
NEWMONT MINING CORP HOLDING CO | COM | 651639106 | 259 | 11,950 | SH | SOLE | 11,950 | 0 | 0 | ||
NOBLE CORP PLC | COM | G65431101 | 170 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
NORCRAFT COS INC COM | COM | 65557Y105 | 529 | 20,700 | SH | SOLE | 20,700 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 4,103 | 446,000 | SH | SOLE | 446,000 | 0 | 0 | ||
ORBITZ WORLDWIDE INC COM | COM | 68557K109 | 6,191 | 530,961 | SH | SOLE | 530,961 | 0 | 0 | ||
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 1,251 | 130,057 | SH | SOLE | 130,057 | 0 | 0 | ||
PEPCO HLDGS INC COM | COM | 713291102 | 2,853 | 106,349 | SH | SOLE | 106,349 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 956 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHARMACYCLICS INC COM | COM | 716933106 | 19,551 | 76,387 | SH | SOLE | 76,387 | 0 | 0 | ||
PHH CORP COM NEW | COM | 693320202 | 2,927 | 121,108 | SH | SOLE | 121,108 | 0 | 0 | ||
POLYPORE INTL INC COM | COM | 73179V103 | 10,188 | 172,970 | SH | SOLE | 172,970 | 0 | 0 | ||
RITE AID CORP COM | COM | 767754104 | 130 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754954 | 200 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RIVERBED TECHNOLOGY INC COM | COM | 768573107 | 21,979 | 1,051,104 | SH | SOLE | 1,051,104 | 0 | 0 | ||
RTI INTL METALS INC COM | COM | 74973W107 | 3,415 | 95,100 | SH | SOLE | 95,100 | 0 | 0 | ||
RYMAN HOSPITALITY PPTYS INC CO | COM | 78377T107 | 268 | 4,395 | SH | SOLE | 4,395 | 0 | 0 | ||
SALIX PHARMACEUTICALS LTD COM | COM | 795435106 | 44,544 | 257,763 | SH | SOLE | 257,763 | 0 | 0 | ||
SANOFI-AVENTIS-CVR | WARRANT AND RIGH | 80105N113 | 36 | 53,771 | SH | SOLE | 53,771 | 0 | 0 | ||
SHUTTERFLY INC COM | COM | 82568P304 | 449 | 9,917 | SH | SOLE | 9,917 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 26,797 | 193,831 | SH | SOLE | 193,831 | 0 | 0 | ||
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 455 | 119,234 | SH | SOLE | 119,234 | 0 | 0 | ||
SM ENERGY CO COM | COM | 78454L100 | 207 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SMITH & NEPHEW P L C ADR SPONS | COM | 83175M205 | 413 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
SNYDERS LANCE INC COM | COM | 833551104 | 304 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
SONY CORP-ADR (B:SNE US) | COM | 835699307 | 402 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SPDR TR UNIT SER 1 | COM | 78462F103 | 206 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SUSQUEHANNA BANCSHARES INC COM | COM | 869099101 | 11,212 | 817,800 | SH | SOLE | 817,800 | 0 | 0 | ||
TALISMAN ENERGY INC COM | COM | 87425E103 | 21,943 | 2,857,141 | SH | SOLE | 2,857,141 | 0 | 0 | ||
TELEPHONE & DATA SYS | COM | 879433829 | 369 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
TESLA MOTORS | COM | 88160R951 | 500 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TEXAS INSTRUMENTS INC | COM | 882508104 | 200 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
TIME WARNER CABLE INC COM | COM | 88732J207 | 3,019 | 20,143 | SH | SOLE | 20,143 | 0 | 0 | ||
TIMKENSTEEL CORP COM | COM | 887399103 | 265 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TRW AUTOMOTIVE HOLDINGS CORP | COM | 87264S106 | 32,677 | 311,659 | SH | SOLE | 311,659 | 0 | 0 | ||
TSLA 1 1/4 03/1/21 | CONVERTIBLE BOND | 88160RAC5 | 424 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
TWENTY FIRST CENTY FOX B | COM | 90130A200 | 427 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 4,094 | 129,192 | SH | SOLE | 129,192 | 0 | 0 | ||
UIL HLDG CORP COM | COM | 902748102 | 1,170 | 22,757 | SH | SOLE | 22,757 | 0 | 0 | ||
UNIVERSAL AMERICAN CORP | COM | 91338E101 | 399 | 37,345 | SH | SOLE | 37,345 | 0 | 0 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 898 | 18,468 | SH | SOLE | 18,468 | 0 | 0 | ||
VIACOM INC NEW CL A | COM | 92553P102 | 667 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
VIMPELCOM LTD-SPON ADR-W/I | COM | 92719A106 | 52 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VITESSE SEMICONDUCTOR CORP COM | COM | 928497304 | 3,947 | 743,279 | SH | SOLE | 743,279 | 0 | 0 | ||
WEATHERFORD INTERNATIONAL PLC | COM | G48833100 | 172 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 4,447 | 81,743 | SH | SOLE | 81,743 | 0 | 0 | ||
WHOLE FOODS MKT INC COM | COM | 966837106 | 260 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
WILLIAMS COS | COM | 969457950 | 525 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WRIGHT MEDICAL GROUP INC-CVR 3 | WARRANT AND RIGH | 98235T115 | 101 | 23,569 | SH | SOLE | 23,569 | 0 | 0 | ||
YAHOO INC. | COM | 984332106 | 3,719 | 83,700 | SH | SOLE | 83,700 | 0 | 0 | ||
YAMANA GOLD INC COM | COM | 98462Y100 | 44 | 12,341 | SH | SOLE | 12,341 | 0 | 0 |