0001140361-13-030044.txt : 20130802
0001140361-13-030044.hdr.sgml : 20130802
20130802102812
ACCESSION NUMBER: 0001140361-13-030044
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
EFFECTIVENESS DATE: 20130802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI SECURITIES INC
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 131005102
BUSINESS ADDRESS:
STREET 1: 555 THEODORE FREMD AVE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5020
MAIL ADDRESS:
STREET 1: 555 THEODORE FREMD AVE
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0000932724
XXXXXXXX
06-30-2013
06-30-2013
true
1
RESTATEMENT
GABELLI SECURITIES INC
555 THEODORE FREMD AVE
Rye
NY
10580
13F HOLDINGS REPORT
028-10598
Y
This amendment to Form 13F is being filed to correct CUSIP numbers.
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
08-01-2013
0
123
380158
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACTIVISION BLIZZARD,INC
COM
00507V109
911
63900
SH
SOLE
63900
0
0
ADCARE HEALTH SYSTEMS INC
COM
00650W300
96
20000
SH
SOLE
20000
0
0
ALLSCRIPTS HEALTHCARE SOLUTICO
COM
01988P108
410
31700
SH
SOLE
31700
0
0
AMERICAN EXPRESS CO
COM
025816109
262
3500
SH
SOLE
3500
0
0
AMERICAN GREETINGS CORP CL A
COM
026375105
1030
56530
SH
SOLE
56530
0
0
AMERISTAR CASINOS INC COM
COM
03070Q101
6262
238195
SH
SOLE
238195
0
0
AMG 3.95% 08/15/38
CONVERTIBLE BOND
008252AL2
1384
1075000
PRN
SOLE
1075000
0
0
ARBITRON INC COM
COM
03875Q108
890
19161
SH
SOLE
19161
0
0
ASSISTED LIVING CONCPT NEV NEW
COM
04544X300
5692
475924
SH
SOLE
475924
0
0
BIOTA HOLDINGS LTD
COM
090694100
1369
396677
SH
SOLE
396677
0
0
BANK OF AMERICA
COM
060505104
1398
108729
SH
SOLE
108729
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
309
11000
SH
SOLE
11000
0
0
BASIC ENERGY SVCS INC NEW COM
COM
06985P100
151
12500
SH
SOLE
12500
0
0
BECTON DICKINSON & CO COM
COM
075887109
237
2400
SH
SOLE
2400
0
0
BELO CORP
COM
080555105
2659
190600
SH
SOLE
190600
0
0
BMC SOFTWARE INC COM
COM
055921100
15988
354270
SH
SOLE
354270
0
0
BUCKEYE TECHNOLOGIES INC COM
COM
118255108
11547
311750
SH
SOLE
311750
0
0
CABLEVISION SYS NY GROUP A
COM
12686C109
336
20000
SH
SOLE
20000
0
0
CAPLEASE INC COM
COM
140288101
628
74400
SH
SOLE
74400
0
0
CBS CORP CLASS A
COM
124857103
439
9000
SH
SOLE
9000
0
0
CHICAGO BRIDGE & IRON
COM
167250109
239
4000
SH
SOLE
4000
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
2368
6500
SH
SOLE
6500
0
0
CIE 2.625% 12/01/19
CONVERTIBLE BOND
19075FAA4
2387
2250000
PRN
SOLE
2250000
0
0
CINCINNATI BELL
COM
171871106
775
253176
SH
SOLE
253176
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
104
14000
SH
SOLE
14000
0
0
CLEARWIRE CORP-CLASS A
COM
18538Q105
1352
270656
SH
SOLE
270656
0
0
CNH GLOBAL NV COM
COM
N20935206
17604
422574
SH
SOLE
422574
0
0
COMMONWEALTH REIT COM SH BEN I
COM
203233101
2238
96814
SH
SOLE
96814
0
0
COMPUWARE CORP COM
COM
205638109
1685
162956
SH
SOLE
162956
0
0
COMVERSE INC COM
COM
20585P105
1457
49115
SH
SOLE
49115
0
0
COOPER TIRE & RUBBER CO
COM
216831107
5691
171556
SH
SOLE
171556
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
173
100000
SH
SOLE
100000
0
0
CORNING INC
COM
219350105
270
19000
SH
SOLE
19000
0
0
DELL INC
COM
24702R101
18250
1369642
SH
SOLE
1369642
0
0
DIGITAL GENERATION INC
COM
25400B108
94
12700
SH
SOLE
12700
0
0
DISCOVERY COMMS NEW SER C
COM
25470F302
3307
47400
SH
SOLE
47400
0
0
EATON CORP PLC SHS
COM
G29183103
579
8800
SH
SOLE
8800
0
0
EBIX INC COM NEW
COM
278715206
422
45610
SH
SOLE
45610
0
0
ELAN PLC ADR
COM
284131208
3454
244304
SH
SOLE
244304
0
0
EMULEX CORP COM NEW
COM
292475209
226
34600
SH
SOLE
34600
0
0
ENCORE CAP GROUP INC COM
COM
292554102
208
6281
SH
SOLE
6281
0
0
ENERGY TRANSFER PARTNERS L PUN
COM
29273R109
620
12274
SH
SOLE
12274
0
0
EXACTTARGET INC COM
COM
30064K105
20573
610102
SH
SOLE
610102
0
0
FEDERAL MOGUL CORP CL A
COM
313549404
715
70033
SH
SOLE
70033
0
0
FERRO CORP
COM
315405100
1816
261266
SH
SOLE
261266
0
0
FISHER COMMUNICATIONS INC
COM
337756209
353
8600
SH
SOLE
8600
0
0
FLOTEK INDS INC DEL COM
COM
343389102
269
15000
SH
SOLE
15000
0
0
FREEPORT MCMORAN COPPER&GOLD C
COM
35671D857
2059
74575
SH
SOLE
74575
0
0
GARDNER DENVER INC
COM
365558105
25256
335937
SH
SOLE
335937
0
0
GREENBRIER COS INC
COM
393657101
244
10000
SH
SOLE
10000
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
954
33511
SH
SOLE
33511
0
0
HARRIS TEETER SUPERMARKETS ICO
COM
414585109
370
7900
SH
SOLE
7900
0
0
HUDSON CITY BANCORP INC COM
COM
443683107
6231
679152
SH
SOLE
679152
0
0
INTERMEC INC
COM
458786100
8932
908684
SH
SOLE
908684
0
0
KEY ENERGY SVCS INC COM
COM
492914106
64
10800
SH
SOLE
10800
0
0
KEYNOTE SYS INC
COM
493308100
2405
121695
SH
SOLE
121695
0
0
LENDER PROCESSING SVCS INC COM
COM
52602E102
1462
45200
SH
SOLE
45200
0
0
LENNAR B SHARES
COM
526057302
5981
210954
SH
SOLE
210954
0
0
LEXICON PHARMACEUTICALS INC
COM
528872104
33
15000
SH
SOLE
15000
0
0
LIBERTY GLOBAL PLC SHS CL C
COM
G5480U120
1356
19973
SH
SOLE
19973
0
0
LIBERTY VENTURES SER A
COM
53071M880
550
6469
SH
SOLE
6469
0
0
LIFE TECHNOLOGIES CORP COM
COM
53217V109
23410
316351
SH
SOLE
316351
0
0
LUFKIN INDS INC COM
COM
549764108
20463
231300
SH
SOLE
231300
0
0
MARKET LEADER INC COM
COM
57056R103
494
46200
SH
SOLE
46200
0
0
MAXYGEN INC COM
COM
577776107
1019
410818
SH
SOLE
410818
0
0
MCP 6.000% 09/01/17
CONVERTIBLE BOND
608753AF6
272
375000
PRN
SOLE
375000
0
0
MET PRO CORP COM
COM
590876306
249
18500
SH
SOLE
18500
0
0
MOLYCORP INC DEL COM
COM
608753109
257
41400
SH
SOLE
41400
0
0
MONSTER WORLDWIDE INC COM
COM
611742107
1469
299166
SH
SOLE
299166
0
0
MORGANS HOTEL GROUP CO COM
COM
61748W108
2998
372010
SH
SOLE
372010
0
0
MPG OFFICE TR INC COM
COM
553274101
1322
421127
SH
SOLE
421127
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
173
25000
SH
SOLE
25000
0
0
NATIONAL FINL PARTNERS CORP CO
COM
63607P208
2382
94125
SH
SOLE
94125
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
342
5900
SH
SOLE
5900
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
80
20000
SH
SOLE
20000
0
0
NETSPEND HLDGS INC COM
COM
64118V106
4979
311554
SH
SOLE
311554
0
0
NII HLDGS INC CL B NEW
COM
62913F201
120
18000
SH
SOLE
18000
0
0
NUVERRA ENVIRONMENTAL SOLUTION
COM
67091K104
73
25000
SH
SOLE
25000
0
0
NV ENERGY INC COM
COM
67073Y106
9731
414780
SH
SOLE
414780
0
0
NYSE EURONEXT COM
COM
629491101
29873
721559
SH
SOLE
721559
0
0
OFFICEMAX INC
COM
67622P101
1507
147300
SH
SOLE
147300
0
0
ORIENT-EXPRESS HOTELS LTD COM
COM
G67743107
1015
83488
SH
SOLE
83488
0
0
PACTERA TECHNOLOGY INTL LTD SP
COM
695255109
441
65300
SH
SOLE
65300
0
0
PEABODY ENERGY CORP COM
COM
704549104
417
28500
SH
SOLE
28500
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
728
62910
SH
SOLE
62910
0
0
PLX TECHNOLOGY INC COM
COM
693417107
817
171555
SH
SOLE
171555
0
0
POST HOLDINGS INC
COM
737446104
218
5000
SH
SOLE
5000
0
0
POWER-ONE INC
COM
73930R102
3769
596432
SH
SOLE
596432
0
0
PRIMUS TELECOMMUNICATIONS GR
COM
741929301
673
56349
SH
SOLE
56349
0
0
PROLOR BIOTECH INC COM
COM
74344F106
789
125400
SH
SOLE
125400
0
0
PROSHARES TRUST PSHS ULSHT SP5
ETF - EQUITY
74347B300
327
8000
SH
SOLE
8000
0
0
RANDGOLD RES LTD ADR
COM
752344309
723
11300
SH
SOLE
11300
0
0
RUE21 INC COM
COM
781295100
2588
62200
SH
SOLE
62200
0
0
SAFEWAY INC COM NEW
COM
786514208
1008
42600
SH
SOLE
42600
0
0
SANDRIDGE ENERGY INC COM
COM
80007P307
250
52500
SH
SOLE
52500
0
0
SANOFI-AVENTIS-CVR
COM
80105N113
1639
862576
SH
SOLE
862576
0
0
SMITH & WESSON HLDG CORP COM
COM
831756101
612
61317
SH
SOLE
61317
0
0
SMITHFIELD FOODS INC COM
COM
832248108
9513
290464
SH
SOLE
290464
0
0
SNYDERS LANCE INC COM
COM
833551104
284
10000
SH
SOLE
10000
0
0
SOUNDBITE COMMUNICATIONS INCCO
COM
836091108
1005
201400
SH
SOLE
201400
0
0
SPRINT NEXTEL CORP
COM
852061100
11753
1674187
SH
SOLE
1674187
0
0
SPWRA 4 1/2 03/15
CONVERTIBLE BOND
867652AE9
1160
1000000
PRN
SOLE
1000000
0
0
STEC INC COM
COM
784774101
1025
152513
SH
SOLE
152513
0
0
STERLING BANCORP COM
COM
859158107
1164
100199
SH
SOLE
100199
0
0
STEWART ENTERPRISES INC CL A
COM
860370105
7565
576598
SH
SOLE
576598
0
0
SUNEDISON INC
COM
86732Y109
286
35000
SH
SOLE
35000
0
0
TELEPHONE & DATA SYS
COM
879433829
444
18018
SH
SOLE
18018
0
0
TEXAS INSTRUMENTS INC
COM
882508104
244
7000
SH
SOLE
7000
0
0
TRUE RELIGION APPAREL INC COM
COM
89784N104
2507
79177
SH
SOLE
79177
0
0
T-MOBILE US INC
COM
872590104
5917
238497
SH
SOLE
238497
0
0
UNIVERSAL AMERICAN CORP
COM
91338E101
411
46186
SH
SOLE
46186
0
0
VANGUARD HEALTH SYS INC COM
COM
922036207
4953
238800
SH
SOLE
238800
0
0
VERINT SYS INC
COM
92343X100
860
24258
SH
SOLE
24258
0
0
VIACOM INC NEW CL A
COM
92553P102
465
6800
SH
SOLE
6800
0
0
VIRGINIA COMM BANCORP INC COM
COM
92778Q109
160
11439
SH
SOLE
11439
0
0
VODAFONE GROUP ADR
COM
92857W209
253
8800
SH
SOLE
8800
0
0
WARNER CHILCOTT PLC IRELAND SH
COM
G94368100
6349
318904
SH
SOLE
318904
0
0
WEATHERFORD INTERNATIONAL LTD
COM
H27013103
1012
73900
SH
SOLE
73900
0
0
WELLS FARGO & CO NEW
COM
949746101
3374
81743
SH
SOLE
81743
0
0
WILLBROS GROUP INC DEL COM
COM
969203108
276
44913
SH
SOLE
44913
0
0
WMS INDS INC COM
COM
929297109
6431
252104
SH
SOLE
252104
0
0
WRIGHT MEDICAL GROUP INC-CVR
COM
98235T115
69
25569
SH
SOLE
25569
0
0
YAHOO INC.
COM
984332106
327
13000
SH
SOLE
13000
0
0