X0306 4 2016-01-08 0 0000932699 AMERICAN POWER GROUP Corp apgi 0000940148 BRAVERMAN NEIL K C/O PATHSTONE FAMLY OFFICE 1 BRIDGE PLAZA SUITE 550 FORT LEE NJ 07024 1 0 1 0 Common Stock 2016-06-30 4 J 0 438715 0.14 A 462532 I Member of Entity Common Stock 2016-06-30 4 J 0 24032 0.14 A 486564 I Member of Entity Common Stock 2016-07-11 4 P 0 716071 0.14 A 1202635 I Member of Entity Common Stock 2016-08-24 4 P 0 476190 0.21 A 1678825 I Member of Entity Common Stock 2016-08-30 4 P 0 217391 0.23 A 1896216 I Member of Entity Common Stock 2016-12-31 4 J 0 441583 0.13 A 2337799 I Member of Entity Common Stock 2016-12-31 4 J 0 6109 0.13 A 2343908 I Member of Entity Common Stock 2017-02-03 4 J 0 1026132 0.13 A 3370040 I Member of Entity Common Stock 2017-03-16 4 P 0 500000 0.1 A 3870040 I Member of Entity 10% Convertible Preferred Stock 2016-01-08 4 P 0 5 0.1 A Common Stock 5000000 9712296 I Member of Entity Common Stock Purchase Warrant 0.1 2016-01-08 4 P 0 10000000 0.1 A Common Stock 10000000 14631621 I Member of Entity Common Stock Purchase Warrant 0.14 2016-07-11 4 P 0 716071 0.14 A Common Stock 716071 15347694 I Member of Entity Common Stock Purchase Warrant 0.21 2016-08-24 4 P 0 476190 0.21 A Common Stock 476190 15823884 I Member of Entity Common Stock Purchase Warrant 0.23 2016-08-30 4 P 0 217391 0.23 A Common Stock 217391 16041275 I Member of Entity Common Stock Purchase Warrants 0.2 2016-09-13 4 P 0 6950000 0.2 A Common Stock 6950000 22991275 D Shares of common stock received in lieu of cash for Convertible Preferred Stock The reported securities are owned directly by Associated Private Equity, LLC of which Mr. Braverman is a member. Mr. Braverman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reported securities are owned by North Military, Ltd of which Mr. Braverman is a member. Mr. Braverman disclaims beneficially ownership of the reported securities except to the extent of his pecuniary interest therein. The Preferred Stock is convertible at any time, at the holder's election and has no expiration date. Each share of Preferred Stock has a fair value of $100,000 and is convertible into shares of Common Stock at a conversion price of $.10 per share. The warrants are immediately exercisable for a term of 10 years from date of grant. /s/ Charles E Coppa, attorney in fact 2017-03-17