0000904454-11-000640.txt : 20111130
0000904454-11-000640.hdr.sgml : 20111130
20111130205821
ACCESSION NUMBER: 0000904454-11-000640
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20080411
FILED AS OF DATE: 20111130
DATE AS OF CHANGE: 20111130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Orange 21 Inc.
CENTRAL INDEX KEY: 0000932372
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 330580186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2070 LAS PALMAS DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92009
BUSINESS PHONE: (760) 804-8420
MAIL ADDRESS:
STREET 1: 2070 LAS PALMAS DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92009
FORMER COMPANY:
FORMER CONFORMED NAME: SPY OPTIC, INC
DATE OF NAME CHANGE: 20040916
FORMER COMPANY:
FORMER CONFORMED NAME: SPY OPTIC INC
DATE OF NAME CHANGE: 19941103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAMOT SETH W
CENTRAL INDEX KEY: 0001071036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51071
FILM NUMBER: 111235287
MAIL ADDRESS:
STREET 1: 420 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2008-04-11
0000932372
Orange 21 Inc.
ORNG
0001071036
HAMOT SETH W
C/O RRH CAPITAL MANAGEMENT INC.
222 BERKELEY STREET - 17TH FLOOR
BOSTON
MA
02116
1
0
1
0
Common Stock
2008-04-11
4
P
0
1000
4.48
A
1000
I
Held by Reporting Person's children.
Common Stock
2008-04-14
4
P
0
5000
4.29
A
6000
I
Held by Reporting Person's children.
These shares are held in two separate accounts for the Reporting Person's minor children.
As of the date hereof the Reporting Person directly beneficially owns 32,918 shares of Common Stock and also indirectly beneficially owns (i) an aggregate 6,000 shares of Common Stock held in two trusts for the benefit of his children and (ii) 6,318,004 shares of Common Stock that are directly beneficially owned by Costa Brava Partnership III L.P. The Reporting Person is the President and sole member of Roark, Rearden & Hamot, LLC, which is the sole general partner of Costa Brava Partnership III L.P. Pursuant to Instruction 4(b)(iv) of Form 4, Roark, Rearden & Hamot, LLC and Seth W. Hamot have elected to report as indirectly beneficially owned the entire number of securities owned by such limited partnership, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed its or his pecuniary interest therein and/or that are not actually distributed to it or him.
/s/ Seth W. Hamot
2011-11-28