0001144204-14-065092.txt : 20141104
0001144204-14-065092.hdr.sgml : 20141104
20141104194717
ACCESSION NUMBER: 0001144204-14-065092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Protea Biosciences Group, Inc.
CENTRAL INDEX KEY: 0001335103
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 955 HARTMAN RUN ROAD
CITY: MORGANTOWN
STATE: WV
ZIP: 26505
BUSINESS PHONE: 304 292-2226
MAIL ADDRESS:
STREET 1: 955 HARTMAN RUN ROAD
CITY: MORGANTOWN
STATE: WV
ZIP: 26505
FORMER COMPANY:
FORMER CONFORMED NAME: Protea Biosciences Inc.
DATE OF NAME CHANGE: 20110908
FORMER COMPANY:
FORMER CONFORMED NAME: SRKP 5 INC
DATE OF NAME CHANGE: 20050803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUSTIN JOSIAH T
CENTRAL INDEX KEY: 0000932267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51474
FILM NUMBER: 141194690
MAIL ADDRESS:
STREET 1: 4673 CHRISTOPHER PLACE
CITY: DALLAS
STATE: TX
ZIP: 75204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: El Coronado Holdings, LLC
CENTRAL INDEX KEY: 0001319763
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51474
FILM NUMBER: 141194691
BUSINESS ADDRESS:
STREET 1: 4673 CHRISTOPHER PLACE
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 214-520-1684
MAIL ADDRESS:
STREET 1: 4673 CHRISTOPHER PLACE
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
v393262_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-10-31
0
0001335103
Protea Biosciences Group, Inc.
PRGB
0001319763
El Coronado Holdings, LLC
4673 CHRISTOPHER PLACE
DALLAS
TX
75204
1
0
1
0
0000932267
AUSTIN JOSIAH T
4673 CHRISTOPHER PLACE
DALLAS
TX
75204
0
0
1
0
Series A Convertible Preferred Stock
2014-10-31
4
C
0
712531
A
Common Stock
5700248
712531
D
Series A Convertible Preferred Stock
2014-10-31
4
C
0
712531
A
Common Stock
5700248
712531
I
As Managing Member of El Coronado Holdings, LLC
Warrant
0.375
2014-10-31
4
C
0
2850124
A
2014-10-31
2017-10-31
Common Stock
2850124
11455333
D
Warrant
0.375
2014-10-31
4
C
0
2850124
A
2014-10-31
2017-10-31
Common Stock
2850124
11455333
I
As Managing Member of El Coronado Holdings, LLC
Convertible Note
2014-10-31
4
C
0
1425064
D
2014-10-31
2014-10-31
Series A Preferred Stock & Warrants
0
D
Convertible Note
2014-10-31
4
C
0
1425064
D
2014-10-31
2014-10-31
Series A Preferred Stock & Warrants
0
I
As Managing Member of El Coronado Holdings, LLC
The Issuer issued Series A Convertible Preferred Stock (the "Preferred Stock") in connection with the conversion of $1,425,064 outstanding principal and accrued unpaid interest of certain covertible promissory notes (the "Notes") to El Coronado Holdings, LLC. (the "Reporting Person"). Each share of Preferred Stock has a stated value equal to $2.00, subject to increase based on the accrual of a 6% dividend (the "Stated Value"). The Preferred Stock will automatically convert into shares of Common Stock determined by dividing the Stated Value by $0.25 per share on February 17, 2015, subject to extension. Josiah Austin is the managing member of the Reporting Person and may be deemed to have voting and investment control over these securities.
In connection with the conversion of the Notes, the Reporting Person also received a 3 year warrant to purchase up to 2,850,124 shares of the Company's common stock, exercisable at $0.375 per share.
/s/ Josiah T. Austin, Josiah T. Austin, Managing Member of El Coronado Holdings, LLC
2014-11-04
/s/ Josiah T. Austin
2014-11-04