0001144204-14-065092.txt : 20141104 0001144204-14-065092.hdr.sgml : 20141104 20141104194717 ACCESSION NUMBER: 0001144204-14-065092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Protea Biosciences Group, Inc. CENTRAL INDEX KEY: 0001335103 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26505 BUSINESS PHONE: 304 292-2226 MAIL ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26505 FORMER COMPANY: FORMER CONFORMED NAME: Protea Biosciences Inc. DATE OF NAME CHANGE: 20110908 FORMER COMPANY: FORMER CONFORMED NAME: SRKP 5 INC DATE OF NAME CHANGE: 20050803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN JOSIAH T CENTRAL INDEX KEY: 0000932267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51474 FILM NUMBER: 141194690 MAIL ADDRESS: STREET 1: 4673 CHRISTOPHER PLACE CITY: DALLAS STATE: TX ZIP: 75204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: El Coronado Holdings, LLC CENTRAL INDEX KEY: 0001319763 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51474 FILM NUMBER: 141194691 BUSINESS ADDRESS: STREET 1: 4673 CHRISTOPHER PLACE CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 214-520-1684 MAIL ADDRESS: STREET 1: 4673 CHRISTOPHER PLACE CITY: DALLAS STATE: TX ZIP: 75204 4 1 v393262_4.xml OWNERSHIP DOCUMENT X0306 4 2014-10-31 0 0001335103 Protea Biosciences Group, Inc. PRGB 0001319763 El Coronado Holdings, LLC 4673 CHRISTOPHER PLACE DALLAS TX 75204 1 0 1 0 0000932267 AUSTIN JOSIAH T 4673 CHRISTOPHER PLACE DALLAS TX 75204 0 0 1 0 Series A Convertible Preferred Stock 2014-10-31 4 C 0 712531 A Common Stock 5700248 712531 D Series A Convertible Preferred Stock 2014-10-31 4 C 0 712531 A Common Stock 5700248 712531 I As Managing Member of El Coronado Holdings, LLC Warrant 0.375 2014-10-31 4 C 0 2850124 A 2014-10-31 2017-10-31 Common Stock 2850124 11455333 D Warrant 0.375 2014-10-31 4 C 0 2850124 A 2014-10-31 2017-10-31 Common Stock 2850124 11455333 I As Managing Member of El Coronado Holdings, LLC Convertible Note 2014-10-31 4 C 0 1425064 D 2014-10-31 2014-10-31 Series A Preferred Stock & Warrants 0 D Convertible Note 2014-10-31 4 C 0 1425064 D 2014-10-31 2014-10-31 Series A Preferred Stock & Warrants 0 I As Managing Member of El Coronado Holdings, LLC The Issuer issued Series A Convertible Preferred Stock (the "Preferred Stock") in connection with the conversion of $1,425,064 outstanding principal and accrued unpaid interest of certain covertible promissory notes (the "Notes") to El Coronado Holdings, LLC. (the "Reporting Person"). Each share of Preferred Stock has a stated value equal to $2.00, subject to increase based on the accrual of a 6% dividend (the "Stated Value"). The Preferred Stock will automatically convert into shares of Common Stock determined by dividing the Stated Value by $0.25 per share on February 17, 2015, subject to extension. Josiah Austin is the managing member of the Reporting Person and may be deemed to have voting and investment control over these securities. In connection with the conversion of the Notes, the Reporting Person also received a 3 year warrant to purchase up to 2,850,124 shares of the Company's common stock, exercisable at $0.375 per share. /s/ Josiah T. Austin, Josiah T. Austin, Managing Member of El Coronado Holdings, LLC 2014-11-04 /s/ Josiah T. Austin 2014-11-04