-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8HoTM5LEvYvROr8d01dSorbE9WLLgQT0ub9dgxldoEGKOKtTacR3CLPzvlx6v/A nLRAeiFyC46tzM7B5/cT2g== 0000943663-02-000210.txt : 20020510 0000943663-02-000210.hdr.sgml : 20020510 ACCESSION NUMBER: 0000943663-02-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12719 FILM NUMBER: 02641204 BUSINESS ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 COMPANY DATA: COMPANY CONFORMED NAME: AUSTIN JOSIAH T CENTRAL INDEX KEY: 0000932267 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: EL CORANADO RANCH STREET 2: STAR ROUTE BOX 395 CITY: PEARCE STATE: AZ ZIP: 85625 BUSINESS PHONE: 2123190881 MAIL ADDRESS: STREET 1: EL CORONADO RANCH STREET 2: STAR ROUTE BOX 395 CITY: PEARCE STATE: AZ ZIP: 85625 4 1 gdpform4b.txt FORM 4 FOR GOODRICH PETROLEUM CORP. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment (Print or Type Responses) Company Act of 1940 - ------------------------------------------------------------- ------------------------------------------------------------ -------- 1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading 6. Relationship of Reporting Person(s) to Issuer Person* Symbol (Check all applicable) Austin, Josiah T. Goodrich Petroleum Corp. _____Director ___X____10% Owner GDP _____Officer (give ________Other (specify title below) - ------------------------------------- ---------------------------- ------------------------------- -------------------------------- (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for Number of Reporting Month/Year Person, if an entity (Voluntary) April 2002 12626 Turkey Creek Road - ------------------------------------- --------------------------- ------------------------------------------------ (Street) 5. If Amendment, 7. Individual or Joint/Group Filing (Check Date of Original Applicable Line) (Month/Year) ___Form filed by One Reporting Person _X_Form filed by More than One Reporting Person Pearce, AZ 85625 December 2001 - ------------------------------------- --------------------------- ------------------------------- --------------------------------- (City)(State)(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------- ----------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action (A) or Disposed of Securities ship Indirect Date Code (D) (Instr. 3, 4 Beneficially Form: Beneficial (Instr. 8) and 5) Owned at Direct Ownership (Month/ End of Month (D) or Day/ Indirect (Instr. 4) Year) (Instr. 3 (1) and 4) (Instr. 4) - -------------------------- ------------ --------------- -------------------------- ---------------- ------------ ------------------ Code V Amount (A) or Price (D) - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ Common Stock (Total) 2,324,700 - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/08/2002 P 14,200 A $4.768 I As Managing Member of El Coronado Holdings, LLC - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/09/2002 P 1,500 A $4.750 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/11/2002 P 2,000 A $4.840 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/18/2002 P 85,000 A $4.450 2,241,000 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 12,000 D " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/01/2002 P 2,000 A $4.830 I By Self as Trustee for Valerie Gordon Trust - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/05/2002 P 1,500 A $4.450 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/08/2002 P 500 A $4.750 15,600 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/05/2002 P 1,500 A $4.450 I By Self as Trustee for Matthew Lowery Trust - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/08/2002 P 500 A $4.750 18,300 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/01/2002 P 2,000 A $4.830 I By Self as Trustee for Christine Lowery Trust - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/02/2002 P 1,000 A $4.680 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/08/2002 P 1,000 A $4.750 20,300 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/01/2002 P 2,000 A $4.830 I By Self as Trustee for Austin-Clark Life Insurance Trust - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ 04/01/2002 P 1,000 A $4,830 17,500 I " - -------------------------- ------------ ------- ------- -------- --------- ------- ---------------- ------------ ------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of (Over) Information contained in this form are not required to respond SEC 1474 (3-99) unless the form displays a currently valid OMB-control number.
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title 2. Conversion 3. Trans- 4. Trans- 5. Number 6. Date Exer- 7. Title and of Deriv- or Exercise action action of Deriv- cisable and Amount ative Exercise Date Code ative Expiration of Security Price of (Instr. Securities Date Underlying (Instr. 3) Derivative (Month/ 8) Acquired (Month/Day/ Securities Security Day/Year) (A) or Year) (Instr. 3 Disposed and 4) (D)(Instr. 3, 4 and 5) - -------------- --------------- -------------- --------------- ----------------- ------------------ ---------------------- --------- Date Expira Title Amount or Exer- tion Number of cisable Date Shares - -------------- --------------- -------------- --------------- ----------------- ------------------ ---------------------- --------- Code V (A) (D) - -------------- --------------- -------------- --------------- ----------------- ------------------ ---------------------- --------- - -------------- --------------- -------------- --------------- ----------------- ------------------ ---------------------- --------- - -------------- --------------- -------------- --------------- ----------------- ------------------ ---------------------- --------- - -------------- --------------- -------------- --------------- ----------------- ------------------ ---------------------- ---------
8. Price 9. Number 10. Owner- 11. Nature of of of ship of Indirect Deriv- Deriv- Form of Beneficial ative ative Deriv- Ownership Secur- Secur- ative (Instr. 4) ity ities Security Bene- Direct (D) (Instr. ficially or 5) Owned Indirect at End (I) Month (Instr. (Instr. 4) 4) - -------------- --------------- -------------- --------------- - -------------- --------------- -------------- --------------- - -------------- --------------- -------------- --------------- - -------------- --------------- -------------- ---------------
Explanation of Responses: This report is filed jointly on behalf of Mr. Austin and El Coronado Holdings, LLC ("ECH"), an Arizona limited liability company of which Mr. Austin is the sole managing member. The address of ECH is 12626 Turkey Creek Road, Pearce, AZ 85625. ECH owns directly all 2,241,000 shares of common stock identified in Table I. This amount reflects all purchases and dispositions as well as the cancellation of an order for 5,000 shares initially reported in error on the Amendment to this Form 4 filed on March 8, 2002. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Josiah T. Austin May 9, 2002 -------------------- ----------------- Individually, and as Managing Date Member of El Coronado Holdings, LLC **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space if sufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----