-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DdhVoBsq0TDYVxL35oqDEDoW3qQJfjieZnHG2804S54+WFYG+MrfQHqmmnK3HC8Z JZvFschG2u/ZcRTkieKToA== 0000943663-01-500313.txt : 20020410 0000943663-01-500313.hdr.sgml : 20020410 ACCESSION NUMBER: 0000943663-01-500313 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011031 FILED AS OF DATE: 20011113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12719 FILM NUMBER: 1783809 BUSINESS ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 COMPANY DATA: COMPANY CONFORMED NAME: AUSTIN JOSIAH T CENTRAL INDEX KEY: 0000932267 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: EL CORANADO RANCH STREET 2: STAR ROUTE BOX 395 CITY: PEARCE STATE: AZ ZIP: 85625 BUSINESS PHONE: 2123190881 MAIL ADDRESS: STREET 1: EL CORONADO RANCH STREET 2: STAR ROUTE BOX 395 CITY: PEARCE STATE: AZ ZIP: 85625 3 1 form3.txt FORM 3 FOR GOODRICH PETROLEUM CORP. FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------ ---------------------- ------------------------------------- -------------------------- 1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name and Ticker or Trading Requiring Symbol Austin, Josiah T. Statement Goodrich Petroleum Corp. GDP (Month/Day/Year) - ---------------------------------------- ----------------------------------- -------------------------- (Last) (First) (Middle) 10/31/2001 5. Relationship of Reporting Person 6. If Amendment, Date of to Issuer El Coronado Ranch (Check all applicable) Original ------------------- Star Route Box 395 3. IRS Number of ___ Director X 10% Owner (Month/Day/Year) --- Reporting - ------------------------------------------ Person (Voluntary) (Street) ___ Officer (give ___ Other (specify title below) ------------------------ Pearce, AZ 85625 7. Individual or Joint/ Group Filing - ------------------------------------------ ------------------------------------- (Check applicable Line) (City) (State) (Zip) Form filed by One X Reporting Person -- Form filed by More than One Reporting Person - ---------------- ------------- -------------- ------------------------ ----------------------------------------- ------------------- Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Benefically Owned Form: Direct (Instr. 4) (Instr. 4) (D) or Indirect (I) (Instr. 5) - --------------------------------------------------------------------------------------------------------------------------------- Common Stock 1,809,900 - --------------------------------------------------------------------------------------------------------------------------------- 12,000 D - --------------------------------------------------------------------------------------------------------------------------------- 12,500 I By Self as Trustee for the Austin-Clark Life Insurance Trust - --------------------------------------------------------------------------------------------------------------------------------- 8,600 I By Self as Trustee for Valerie Gordon Trust - --------------------------------------------------------------------------------------------------------------------------------- 12,200 I By Self as Trustee for Christine Lowery Trust - --------------------------------------------------------------------------------------------------------------------------------- 12,200 I By Self as Trustee for Matthew Lowery Trust - --------------------------------------------------------------------------------------------------------------------------------- 1,752,400 I As Managing Member of El Coronado Holdings, LLC - --------------------------------------------------------------------------------------------------------------------------------- *If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
FORM 3 (continued) Table II-- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion or 5. Ownership Form 6. Nature of Security and Expiration Securities Underlying Exercise Price of Derivative Indirect (Instr. 4) Date Derivative Security of Derivative Derivative Beneficial (Month/Day/Year) (Instr. 4) Security Security: Ownership Direct (D) or (Instr. 5) Indirect (I) (Instr. 5) Date Expiration Title Amount or Exer- Date Number of cisable Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/Josiah T. Austin November 13, 2001 ------------------- ------------- **Signature of Reporting Person Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure.
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