0000932024-01-500009.txt : 20011019 0000932024-01-500009.hdr.sgml : 20011019 ACCESSION NUMBER: 0000932024-01-500009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SKBA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000932024 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943323106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04530 FILM NUMBER: 1756525 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY ST. STREET 2: SUITE 3500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159897852 MAIL ADDRESS: STREET 1: 44 MONTGOMERY ST. STREET 2: SUITE 3500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: SPARE KAPLAN BISCHEL & ASSOCIATES INC DATE OF NAME CHANGE: 19990329 FORMER COMPANY: FORMER CONFORMED NAME: SPARE KAPLAN BISCHEL & ASSOCIATES LLC/ DATE OF NAME CHANGE: 19991112 13F-HR 1 f1320013q.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: SKBA Capital Management, LLC Address: 44 Montgomery Street Suite 3500 San Francisco, CA 94104 13F File Number: 28-4530 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shelley Mann Title: Director of Trading Phone: 415-989-7852 Signature, Place, and Date of Signing: Shelley Mann San Francisco, California October 08, 2001 Report Type (check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $223,930,300 List of Other Included Managers: None SH/P S/P NONE NAME OF ISSUER TITLE OF CLASCUSIP VALUE(K) AMT P/C MANAGER SOLE SHARED SHARED ALBERTSONS INC COM 13104104 6488855 203540 SH SOLE 183340 0 20200 ALLERGAN INC COM 18490102 304980 4600 SH SOLE 0 0 4600 ALLTEL CORP COM 20039103 1199565 20700 SH SOLE 20000 0 700 AMERICAN HOME PRODS CORP COM 26609107 5923442 101690 SH SOLE 97570 0 4120 AMERICAN INTL GROUP INC COM 26874107 2382948 30551 SH SOLE 27821 0 2729 AMERISOURCEBERGEN CORP COM 3.07E+108 1341996 18915 SH SOLE 17266 0 1649 ARROW ELECTRS INC COM 42735100 1885744 90400 SH SOLE 81700 0 8700 AVERY DENNISON CORP COM 53611109 231819 4900 SH SOLE 0 0 4900 BANK OF AMERICA CORPORATION COM 60505104 578160 9900 SH SOLE 9000 0 900 BANK ONE CORP COM 06423A103 7233442 229852 SH SOLE 214008 0 15844 BECTON DICKINSON & CO COM 75887109 693010 18730 SH SOLE 16730 0 2000 BP PLC SPONSOR 55622104 8038557 163485 SH SOLE 150833 0 12652 CALLAWAY GOLF CO COM 131193104 286720 22400 SH SOLE 20000 0 2400 CALPINE CORP COM 131347106 570250 25000 SH SOLE 24000 0 1000 CARNIVAL CORP COM 143658102 1550208 70400 SH SOLE 68600 0 1800 CENTURYTEL INC COM 156700106 2505130 74780 SH SOLE 70080 0 4700 CHEVRON CORPORATION COM 166751107 4156140 49040 SH SOLE 45690 0 3350 CHIRON CORP COM 170040109 247762 5584 SH SOLE 0 0 5584 CHUBB CORP COM 171232101 2777492 38895 SH SOLE 36195 0 2700 CLAYTON HOMES INC COM 184190106 381860 31300 SH SOLE 21900 0 9400 COMPAQ COMPUTER CORP COM 204493100 1647458 198250 SH SOLE 176650 0 21600 COMPUTER SCIENCES CORP COM 205363104 1724840 52000 SH SOLE 52000 0 0 CONSTELLATION ENERGY GROUP INC COM 210371100 280647 11597 SH SOLE 2690 0 8907 DIEBOLD INC COM 253651103 2101596 55160 SH SOLE 53250 0 1910 DOMINION RES INC VA NEW COM 25746U109 3871935 65239 SH SOLE 59367 0 5872 DONNELLEY R R & SONS CO COM 257867101 6467926 239110 SH SOLE 219460 0 19650 DOW CHEM CO COM 260543103 3740766 114187 SH SOLE 98520 0 15667 DUKE ENERGY CORP COM 264399106 2342915 61900 SH SOLE 54120 0 7780 EARTHLINK INC COM 270321102 1623716 106613 SH SOLE 100452 0 6161 EASTMAN CHEM CO COM 277432100 3616750 99635 SH SOLE 92135 0 7500 EMERSON ELEC CO COM 291011104 1839105 39080 SH SOLE 37180 0 1900 EXXON MOBIL CORP COM 30231G102 1487103 37744 SH SOLE 28452 0 9292 FEDERAL HOME LN MTG CORP COM 313400301 487500 7500 SH SOLE 7500 0 0 FEDERAL NATL MTG ASSN COM 313586109 4133498 51630 SH SOLE 49950 0 1680 FIRST DATA CORP COM 319963104 256344 4400 SH SOLE 3800 0 600 FORD MTR CO DEL COM PAR 345370860 1798197 103642 SH SOLE 94957 0 8685 GENERAL DYNAMICS CORP COM 369550108 2755142 31195 SH SOLE 30135 0 1060 GENERAL MLS INC COM 370334104 1239875 27250 SH SOLE 23550 0 3700 GOLDEN WEST FINL CORP DEL COM 381317106 470610 8100 SH SOLE 0 0 8100 GOODRICH CORP COM 382388106 3458674 177550 SH SOLE 163150 0 14400 GUIDANT CORP COM 401698105 3047083 79145 SH SOLE 74245 0 4900 HASBRO INC COM 418056107 251300 17950 SH SOLE 13250 0 4700 HCC INS HLDGS INC COM 404132102 865270 32900 SH SOLE 26100 0 6800 HEWLETT PACKARD CO COM 428236103 924480 57600 SH SOLE 55700 0 1900 INTERNATIONAL BUSINESS MACHS COM 459200101 1201532 13100 SH SOLE 13100 0 0 INTERNATIONAL GAME TECHNOLOGY COM 459902102 208250 4900 SH SOLE 0 0 4900 INTUIT COM 461202103 239860 6700 SH SOLE 0 0 6700 J P MORGAN CHASE & CO COM 46625H100 1586985 46471 SH SOLE 34998 0 11473 JOHNSON & JOHNSON COM 478160104 673221 12152 SH SOLE 4312 0 7840 KERR MCGEE CORP COM 492386107 358179 6900 SH SOLE 6100 0 800 KIMBERLY CLARK CORP COM 494368103 1184200 19100 SH SOLE 18400 0 700 LIMITED INC COM 532716107 439850 46300 SH SOLE 46300 0 0 MANPOWER INC COM 56418H100 713938 27115 SH SOLE 14215 0 12900 MATTEL INC COM 577081102 4844969 309385 SH SOLE 289645 0 19740 MAY DEPT STORES CO COM 577778103 5953743 205160 SH SOLE 192500 0 12660 MELLON FINL CORP COM 58551A108 1057514 32710 SH SOLE 27500 0 5210 MERCURY GENL CORP NEW COM 589400100 9540902 240325 SH SOLE 227975 0 12350 MINNESOTA MNG & MFG CO COM 604059105 2028024 20610 SH SOLE 17240 0 3370 MOODYS CORP COM 615369105 1545675 41775 SH SOLE 38540 0 3235 NCR CORP NEW COM 6.29E+112 1679080 56630 SH SOLE 50830 0 5800 NICOR INC COM 654086107 2239750 57800 SH SOLE 54100 0 3700 NOVELL INC COM 670006105 185928 50800 SH SOLE 40700 0 10100 NRG ENERGY INC COM 629377102 533309 32900 SH SOLE 21400 0 11500 NUCOR CORP COM 670346105 265990 6700 SH SOLE 5600 0 1100 PACIFIC CENTY FINL CORP COM 694058108 1402200 60000 SH SOLE 60000 0 0 PARAMETRIC TECHNOLOGY CORP COM 699173100 157257 30300 SH SOLE 30300 0 0 PHILIP MORRIS COS INC COM 718154107 5839999 120936 SH SOLE 108930 0 12006 PHILLIPS PETE CO COM 718507106 4104295 76090 SH SOLE 72770 0 3320 PNC FINL SVCS GROUP INC COM 693475105 3458472 60410 SH SOLE 52880 0 7530 QUANTUM CORP COM DSS 747906204 2153179 263870 SH SOLE 256970 0 6900 ROGERS CORP COM 775133101 466626 16600 SH SOLE 5600 0 11000 SARA LEE CORP COM 803111103 1047002 49155 SH SOLE 45755 0 3400 SBC COMMUNICATIONS INC COM 78387G103 5131227 108897 SH SOLE 99435 0 9462 SCHERING PLOUGH CORP COM 806605101 6949943 187330 SH SOLE 172620 0 14710 SEALED AIR CORP NEW COM 81211K100 1315465 36050 SH SOLE 34750 0 1300 SERVICEMASTER CO COM 81760N109 991446 89400 SH SOLE 86400 0 3000 SHERWIN WILLIAMS CO COM 824348106 5306692 238825 SH SOLE 218895 0 19930 SOUTHERN CO COM 842587107 1799100 75025 SH SOLE 72075 0 2950 SPRINT CORP COM FON 852061100 1192817 49680 SH SOLE 48180 0 1500 ST PAUL COS INC COM 792860108 3507822 85100 SH SOLE 81300 0 3800 TEMPLE INLAND INC COM 879868107 2925859 61610 SH SOLE 58280 0 3330 TEXACO INC COM 881694103 494000 7600 SH SOLE 1700 0 5900 TRICON GLOBAL RESTAURANTS COM 895953107 1400154 35700 SH SOLE 33400 0 2300 TRW INC COM 872649108 2596875 87085 SH SOLE 83185 0 3900 TXU CORP COM 873168108 2079768 44900 SH SOLE 43400 0 1500 TYCO INTL LTD NEW COM 902124106 298753 6566 SH SOLE 1100 0 5466 US BANCORP DEL COM NEW 902973304 4014460 180995 SH SOLE 164103 0 16892 USX-U S STL COM 90337T101 2944607 210630 SH SOLE 198880 0 11750 V F CORP COM 918204108 5787264 197720 SH SOLE 183700 0 14020 VERIZON COMMUNICATIONS COM 92343V104 4917787 90885 SH SOLE 77662 0 13223 WACHOVIA CORP 2ND NEW COM 929903102 1441500 46500 SH SOLE 44340 0 2160 WASHINGTON MUT INC COM 939322103 3136620 81513 SH SOLE 73485 0 8028 WASTE MGMT INC DEL COM 94106L109 1272075 47572 SH SOLE 45272 0 2300 WESTVACO CORP COM 961548104 311870 12135 SH SOLE 9535 0 2600 WEYERHAEUSER CO COM 962166104 3507071 71999 SH SOLE 67200 0 4799 WHIRLPOOL CORP COM 963320106 282285 5100 SH SOLE 1700 0 3400 WILLIAMS COS INC DEL COM 969457100 2758528 101045 SH SOLE 96255 0 4790 WIND RIVER SYSTEMS INC COM 973149107 196350 18700 SH SOLE 300 0 18400 XEROX CORP COM 984121103 1045746 134935 SH SOLE 114995 0 19940 ZALE CORP NEW COM 988858106 2003477 75660 SH SOLE 75660 0 0