-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ms7VTuXc2u6ZfG+7kK3iEwNOwRb3TQZIEv1aNDTLt60fkmztc84TnxYt/EBNtK9p rLAjmbo3w/lwkRFRS1hGWA== 0001181431-05-034148.txt : 20050611 0001181431-05-034148.hdr.sgml : 20050611 20050610181905 ACCESSION NUMBER: 0001181431-05-034148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050608 FILED AS OF DATE: 20050610 DATE AS OF CHANGE: 20050610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Englander Daniel J CENTRAL INDEX KEY: 0001289438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05890913 BUSINESS ADDRESS: BUSINESS PHONE: (203) 661-1200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS W CENTRAL INDEX KEY: 0000926688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05890912 BUSINESS ADDRESS: BUSINESS PHONE: 2036611200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: THOMAS W SMITH DATE OF NAME CHANGE: 19940713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCA, INC. / DE / CENTRAL INDEX KEY: 0000931702 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 721278948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 504-834-4392 MAIL ADDRESS: STREET 1: 3850 N CAUSEWAY BLVD STREET 2: STE 800 CITY: METAIRIE STATE: LA ZIP: 70002 FORMER COMPANY: FORMER CONFORMED NAME: ORTHODONTIC CENTERS OF AMERICA INC /DE/ DATE OF NAME CHANGE: 19941020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prescott Capital Partners CENTRAL INDEX KEY: 0001289424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13457 FILM NUMBER: 05890911 BUSINESS ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 661-1200 MAIL ADDRESS: STREET 1: 323 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd82103.xml 6/8 SALE OF OCA BY PCP X0202 4 2005-06-08 0 0000931702 OCA, INC. / DE / OCA 0001289438 Englander Daniel J 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group 0000926688 SMITH THOMAS W 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group 0001289424 Prescott Capital Partners 323 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 1 Member of Section 13(d) Group Common Stock 2005-06-08 4 S 0 200000 2.26 D 0 I By Prescott Capital Partners These shares are owned directly by Prescott Capital Partners L.P. ("PCP"), a private investment limited partnership, and indirectly by the Reporting Persons as general partners of PCP. The Reporting Persons disclaim beneficial ownership of these shares in excess of their interest under 16a-1(a)(2)(ii)(B). The business address for PCP is 323 Railroad Avenue, Greenwich, CT 06830. Mr. Englander disclaims membership in any "group" as defined under Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Daniel J. Englander and Thomas W. Smith, individually and as General Partners of Prescott Capital Partners 2005-06-10 -----END PRIVACY-ENHANCED MESSAGE-----