The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | CIEV | 00301W105 | 195 | 26,031 | SH | DFND | 1 | 0 | 26,031 | 0 | |
| ALBEMARLE CORP | AEE | 012653101 | 391 | 4,503 | SH | DFND | 1 | 0 | 4,503 | 0 | |
| AMBEV US | ADR | 02319V103 | 516 | 235,809 | SH | DFND | 1 | 0 | 235,809 | 0 | |
| AZUL SA | ADR | 05501U106 | 221 | 17,391 | SH | DFND | 1 | 0 | 17,391 | 0 | |
| BANCO SANTANDER BRASIL SA | ADR | 05967A107 | 152 | 31,916 | SH | DFND | 1 | 0 | 31,916 | 0 | |
| BANCO SANTANDER MEXICO SA | ADR | 05969B103 | 79 | 25,500 | SH | DFND | 1 | 0 | 25,500 | 0 | |
| BBD US BANCO BRADESCO S A | ADR | 059460303 | 197 | 58,479 | SH | DFND | 1 | 0 | 58,479 | 0 | |
| BRF SA | ADR | 10552T107 | 159 | 49,357 | SH | DFND | 1 | 0 | 49,357 | 0 | |
| CEMEX SAB DE CV | ADR | 151290889 | 995 | 274,935 | SH | DFND | 1 | 0 | 274,935 | 0 | |
| CENTRAL PUERTO SA | ADR | 155038201 | 183 | 85,070 | SH | DFND | 1 | 0 | 85,070 | 0 | |
| COCA COLA FEMSA SAB DE CV FEMSA | ADR | 191241108 | 141 | 3,553 | SH | DFND | 1 | 0 | 3,553 | 0 | |
| COPA HOLDINGS SA | AEE | P31076105 | 838 | 16,619 | SH | DFND | 1 | 0 | 16,619 | 0 | |
| CREDICORP LTD | AEE | G2519Y108 | 623 | 5,055 | SH | DFND | 1 | 0 | 5,055 | 0 | |
| DBX ETF TRUST XTRACKERS HARVEST CSI 300 CHINA A SHARES ETF | ETF | 233051879 | 5 | 141 | SH | DFND | 1 | 0 | 141 | 0 | |
| FOMENTO ECONOMICO MEXICANO | ADR | 344419106 | 209 | 3,790 | SH | DFND | 1 | 0 | 3,790 | 0 | |
| GERDAU SA | ADR | 373737105 | 619 | 175,972 | SH | DFND | 1 | 0 | 175,972 | 0 | |
| GRUPO FINANCIERO GALICIA SA | ADR | 399909100 | 0 | 1 | SH | DFND | 1 | 0 | 1 | 0 | |
| GRUPO SUPERVIELLE SA | ADR | 40054A108 | 6 | 3,293 | SH | DFND | 1 | 0 | 3,293 | 0 | |
| ISHARES INC ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 | 51,381 | 988,287 | SH | DFND | 1 | 0 | 988,287 | 0 | |
| ISHARES INC ISHARES MSCI BRAZIL ETF | ETF | 464286400 | 244,764 | 9,008,599 | SH | DFND | 1 | 0 | 9,008,599 | 0 | |
| ISHARES INC ISHARES MSCI CHILE ETF | ETF | 464286640 | 679 | 28,878 | SH | DFND | 1 | 0 | 28,878 | 0 | |
| ISHARES INC ISHARES MSCI EMERGING MARKETS ETF | ETF | 464287234 | 1,102 | 25,400 | SH | DFND | 1 | 0 | 25,400 | 0 | |
| ISHARES INC ISHARES MSCI EUROZONE ETF | ETF | 464286608 | 7,825 | 205,000 | SH | DFND | 1 | 0 | 205,000 | 0 | |
| ISHARES INC ISHARES MSCI GERMANY ETF | ETF | 464286806 | 31,543 | 1,074,000 | SH | DFND | 1 | 0 | 1,074,000 | 0 | |
| ISHARES INC ISHARES MSCI HONG KONG ETF | ETF | 464286871 | 50,408 | 2,314,397 | SH | DFND | 1 | 0 | 2,314,397 | 0 | |
| ISHARES INC ISHARES MSCI JAPAN ETF | ETF | 46434G822 | 1,286 | 21,605 | SH | DFND | 1 | 0 | 21,605 | 0 | |
| ISHARES INC ISHARES MSCI MEXICO ETF | ETF | 464286822 | 155 | 4,744 | SH | DFND | 1 | 0 | 4,744 | 0 | |
| ISHARES INC ISHARES MSCI SOUTH KOREA ETF | ETF | 464286772 | 206,429 | 3,198,963 | SH | DFND | 1 | 0 | 3,198,963 | 0 | |
| ISHARES INC ISHARES MSCI SPAIN ETF | ETF | 464286764 | 503 | 23,000 | SH | DFND | 1 | 0 | 23,000 | 0 | |
| ISHARES INC ISHARES MSCI TAIWAN ETF | ETF | 46434G772 | 95,456 | 2,148,932 | SH | DFND | 1 | 0 | 2,148,932 | 0 | |
| ISHARES TRUST ISHARES CHINA LARGE CAP ETF | ETF | 464287184 | 50,230 | 1,220,055 | SH | DFND | 1 | 0 | 1,220,055 | 0 | |
| ISHARES TRUST ISHARES CORE SP 500 ETF | ETF | 464287200 | 501,674 | 1,504,226 | SH | DFND | 1 | 0 | 1,504,226 | 0 | |
| ISHARES TRUST ISHARES CORE SP SMALL CAP ETF | ETF | 464287804 | 144,693 | 2,066,160 | SH | DFND | 1 | 0 | 2,066,160 | 0 | |
| ISHARES TRUST ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETFB | 464288513 | 64,926 | 777,000 | SH | DFND | 1 | 0 | 777,000 | 0 | |
| ISHARES TRUST ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETFB | 464287242 | 79,491 | 590,000 | SH | DFND | 1 | 0 | 590,000 | 0 | |
| ISHARES TRUST ISHARES LATIN AMERICA 40 ETF | ETF | 464287390 | 13,719 | 665,005 | SH | DFND | 1 | 0 | 665,005 | 0 | |
| ISHARES TRUST ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF | ETF | 464288182 | 46 | 600 | SH | DFND | 1 | 0 | 600 | 0 | |
| ISHARES TRUST ISHARES MSCI CHINA ETF | ETF | 46429B671 | 529 | 7,309 | SH | DFND | 1 | 0 | 7,309 | 0 | |
| ISHARES TRUST ISHARES MSCI EUROPE FINANCIALS ETF | ETF | 464289180 | 4,743 | 346,739 | SH | DFND | 1 | 0 | 346,739 | 0 | |
| ISHARES TRUST ISHARES MSCI UNITED KINGDOM ETF | ETF | 46435G334 | 829 | 32,458 | SH | DFND | 1 | 0 | 32,458 | 0 | |
| ISHARES TRUST ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 27,435 | 433,000 | SH | DFND | 1 | 0 | 433,000 | 0 | |
| ISHARES TRUST ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | 46432F396 | 68,451 | 469,000 | SH | DFND | 1 | 0 | 469,000 | 0 | |
| ISHARES TRUST ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 46432F339 | 21,701 | 210,568 | SH | DFND | 1 | 0 | 210,568 | 0 | |
| ISHARES TRUST ISHARES RUSSELL 2000 ETF | ETF | 464287655 | 14,791 | 99,044 | SH | DFND | 1 | 0 | 99,044 | 0 | |
| LOMA NEGRA CIA IND | ADR | 54150E104 | 228 | 55,567 | SH | DFND | 1 | 0 | 55,567 | 0 | |
| PAGSEGURO DIGITAL LTD | AEE | G68707101 | 38 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
| PAMPA ENERGIA SA | ADR | 697660207 | 138 | 13,597 | SH | DFND | 1 | 0 | 13,597 | 0 | |
| PETROLEO BRASILEIRO SA | ADR | 71654V408 | 70 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| SPDR INDEX SHARES FUNDS SPDR SP CHINA ETF | ETF | 78463X400 | 16 | 141 | SH | DFND | 1 | 0 | 141 | 0 | |
| SPDR SERIES TRUST SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | ETFB | 78468R622 | 60,256 | 580,000 | SH | DFND | 1 | 0 | 580,000 | 0 | |
| SPDR SP 500 ETF TRUST | ETF | 78462F103 | 121,996 | 367,050 | SH | DFND | 1 | 0 | 367,050 | 0 | |
| SUZANO PAPELE CELULOSE SA | ADR | 86959K105 | 25 | 3,026 | SH | DFND | 1 | 0 | 3,026 | 0 | |
| THE SELECT SECTOR SPDR TRUST THE ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 | 2,688 | 89,491 | SH | DFND | 1 | 0 | 89,491 | 0 | |
| THE SELECT SECTOR SPDR TRUST THE FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 | 26,942 | 1,134,391 | SH | DFND | 1 | 0 | 1,134,391 | 0 | |
| THE SELECT SECTOR SPDR TRUST THE HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 | 37,702 | 363,147 | SH | DFND | 1 | 0 | 363,147 | 0 | |
| THE SELECT SECTOR SPDR TRUST THE INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 81369Y704 | 32,262 | 418,010 | SH | DFND | 1 | 0 | 418,010 | 0 | |
| THE SELECT SECTOR SPDR TRUST THE TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 117,246 | 1,013,101 | SH | DFND | 1 | 0 | 1,013,101 | 0 | |
| VANECK VECTORS ETF TRUST VANECK VECTORS GOLD MINERS ETF | ETF | 92189F106 | 154 | 3,906 | SH | DFND | 1 | 0 | 3,906 | 0 | |
| VANGUARD INDEX FUNDS VANGUARD GROWTH ETF | ETF | 922908736 | 9,046 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| VANGUARD INDEX FUNDS VANGUARD SMALL CAP ETF | ETF | 922908751 | 4,852 | 31,669 | SH | DFND | 1 | 0 | 31,669 | 0 | |
| VANGUARD INDEX FUNDS VANGUARD SP 500 ETF | ETF | 922908363 | 67,849 | 222,236 | SH | DFND | 1 | 0 | 222,236 | 0 | |
| VANGUARD INDEX FUNDS VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 | 93,338 | 552,164 | SH | DFND | 1 | 0 | 552,164 | 0 | |
| VANGUARD INDEX FUNDS VANGUARD VALUE ETF | ETF | 922908744 | 179,302 | 1,731,214 | SH | DFND | 1 | 0 | 1,731,214 | 0 | |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 | 53,968 | 1,268,347 | SH | DFND | 1 | 0 | 1,268,347 | 0 | |
| YPF SA | ADR | 984245100 | 6 | 1,772 | SH | DFND | 1 | 0 | 1,772 | 0 | |