0000931584
2024-11-15
2024-11-15
0000931584
1
2024-11-15
2024-11-15
iso4217:USD
pure
0000931584
SC 14A
PREM14A
EX-FILING FEES
Universal Stainless & Alloy Products, Inc.
false
457100086.68
0.0001531
69982.02
457100086.68
69982.02
69982.02
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<td style="width:4%;vertical-align:top;text-align:left;">(i)</td>
<td style="vertical-align:top;text-align:left;"><div style="margin-top: 0pt; margin-bottom: 0pt; font-size: 10pt; font-family: "Times New Roman"; text-align: left; line-height: normal;">Title of each class of securities to which transaction applies: </div></td></tr></table><div style="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Common Stock, par value $0.001 per share, of the Registrant (each, a “Share” and collectively, the “Shares”). </div><div style="font-size:12pt;margin-top:0pt;margin-bottom:0pt"> </div>
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<td style="width:4%;vertical-align:top;text-align:left;">(ii)</td>
<td style="vertical-align:top;text-align:left;"><div style="margin-top: 0pt; margin-bottom: 0pt; font-size: 10pt; font-family: "Times New Roman"; text-align: left; line-height: normal;">Aggregate number of securities to which transaction applies: </div></td></tr></table><div style="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">As of the close of business on November 12, 2024, the maximum number of Shares to which this transaction applies is estimated to be 10,334,796, which consists of (a) 9,342,866 outstanding Shares; (b) 573,953 Shares underlying outstanding stock options (the “Options”), with exercise prices below $45.00 per Share; (c) 336,505 Shares underlying outstanding restricted stock units (the “RSUs”); and (d) 81,472 Shares underlying outstanding performance-based restricted stock unit awards (the “PSUs”). </div><div style="font-size:12pt;margin-top:0pt;margin-bottom:0pt"> </div>
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<td style="width:4%;vertical-align:top;text-align:left;">(iii)</td>
<td style="vertical-align:top;text-align:left;"><div style="margin-top: 0pt; margin-bottom: 0pt; font-size: 10pt; font-family: "Times New Roman"; text-align: left; line-height: normal;">Per unit price of other underlying value of transaction computed pursuant to Rule <div style="white-space: nowrap; letter-spacing: 0px; top: 0px;display:inline;">0-11</div> under the Securities Exchange Act of 1934, as amended (the “Exchange Act”): </div></td></tr></table><div style="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Solely for the purpose of calculating the filing fee pursuant to Exchange Act Rule <div style="white-space: nowrap; letter-spacing: 0px; top: 0px;display:inline;">0-11(c),</div> the underlying value of the transaction was calculated based on the sum of (a) the product of 9,342,866 outstanding Shares and the per share merger consideration of $45.00; (b) the product of 573,953 Shares subject to outstanding Options and $31.12 (which is the difference between the per share merger consideration of $45.00 and the weighted average exercise price of $13.88 for the outstanding Options); (c) the product of 336,505 Shares subject to outstanding RSUs and the per share merger consideration of $45.00; and (d) the product of 81,472 Shares subject to outstanding PSUs (which assumes maximum performance solely for purposes of calculating the filing fee pursuant to Exchange Act Rule 0-11(c)) and the per share merger consideration of $45.00 (such sum of the foregoing (a) through (d), the “Total Consideration”). Pursuant to Exchange Act Rule <div style="white-space: nowrap; letter-spacing: 0px; top: 0px;display:inline;">0-11(c)</div> and Section 14(g) of the Exchange Act, the filing fee equals the product of 0.00015310 multiplied by the Total Consideration. </div>