0000919574-12-002865.txt : 20120420 0000919574-12-002865.hdr.sgml : 20120420 20120420172517 ACCESSION NUMBER: 0000919574-12-002865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120418 FILED AS OF DATE: 20120420 DATE AS OF CHANGE: 20120420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOURNIER ALAN CENTRAL INDEX KEY: 0001262236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 12771595 MAIL ADDRESS: STREET 1: C/O PENNANT CAPITAL MANAGEMENT LLC STREET 2: 26 MAIN STREET, SUITE 203 CITY: CHATHAM STATE: NJ ZIP: 07928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENNANT CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001168664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25032 FILM NUMBER: 12771596 BUSINESS ADDRESS: STREET 1: 26 MAIN STREET STREET 2: SUITE 203 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737011100 MAIL ADDRESS: STREET 1: 26 MAIN STREET STREET 2: SUITE 203 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER NAME: FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20050511 FORMER NAME: FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020307 4 1 p1285131.xml OWNERSHIP DOCUMENT X0305 4 2012-04-18 0 0000931584 UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP 0001168664 PENNANT CAPITAL MANAGEMENT, LLC 26 MAIN STREET SUITE 203 CHATHAM NJ 07928 0 0 1 0 0001262236 FOURNIER ALAN C/O PENNANT CAPITAL MANAGEMENT, LLC 26 MAIN STREET, SUITE 203 CHATHAM NJ 07928 0 0 1 0 Common Stock 2012-04-18 4 P 0 6100 43.81 A 743847 I See footnote Common Stock 2012-04-19 4 P 0 6700 43.66 A 750547 I See footnote Common Stock 2012-04-20 4 P 0 50000 43.998 A 800547 I See footnote Common Stock 2012-04-20 4 P 0 300 44.127 A 800847 I See footnote The reported securities are directly owned by certain private investment vehicles managed by Pennant Capital Management, LLC and may be deemed beneficially owned by Pennant Capital Management, LLC as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant Capital Management, LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Pennant Capital Management, LLC, By: /s/ Alan Fournier, Principal 2012-04-20 /s/ Alan Fournier 2012-04-20