0000919574-12-002865.txt : 20120420
0000919574-12-002865.hdr.sgml : 20120420
20120420172517
ACCESSION NUMBER: 0000919574-12-002865
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120418
FILED AS OF DATE: 20120420
DATE AS OF CHANGE: 20120420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOURNIER ALAN
CENTRAL INDEX KEY: 0001262236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 12771595
MAIL ADDRESS:
STREET 1: C/O PENNANT CAPITAL MANAGEMENT LLC
STREET 2: 26 MAIN STREET, SUITE 203
CITY: CHATHAM
STATE: NJ
ZIP: 07928
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
CENTRAL INDEX KEY: 0000931584
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 251724540
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1207
BUSINESS ADDRESS:
STREET 1: 600 MAYER ST
CITY: BRIDGEVILLE
STATE: PA
ZIP: 15017
BUSINESS PHONE: 4122577600
MAIL ADDRESS:
STREET 1: 600 MAYER ST
CITY: BRIDGEVILLE
STATE: PA
ZIP: 15017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENNANT CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001168664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25032
FILM NUMBER: 12771596
BUSINESS ADDRESS:
STREET 1: 26 MAIN STREET
STREET 2: SUITE 203
CITY: CHATHAM
STATE: NJ
ZIP: 07928
BUSINESS PHONE: 9737011100
MAIL ADDRESS:
STREET 1: 26 MAIN STREET
STREET 2: SUITE 203
CITY: CHATHAM
STATE: NJ
ZIP: 07928
FORMER NAME:
FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20050511
FORMER NAME:
FORMER CONFORMED NAME: PENNANT CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20020307
4
1
p1285131.xml
OWNERSHIP DOCUMENT
X0305
4
2012-04-18
0
0000931584
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
USAP
0001168664
PENNANT CAPITAL MANAGEMENT, LLC
26 MAIN STREET
SUITE 203
CHATHAM
NJ
07928
0
0
1
0
0001262236
FOURNIER ALAN
C/O PENNANT CAPITAL MANAGEMENT, LLC
26 MAIN STREET, SUITE 203
CHATHAM
NJ
07928
0
0
1
0
Common Stock
2012-04-18
4
P
0
6100
43.81
A
743847
I
See footnote
Common Stock
2012-04-19
4
P
0
6700
43.66
A
750547
I
See footnote
Common Stock
2012-04-20
4
P
0
50000
43.998
A
800547
I
See footnote
Common Stock
2012-04-20
4
P
0
300
44.127
A
800847
I
See footnote
The reported securities are directly owned by certain private investment vehicles managed by Pennant Capital Management, LLC and may be deemed beneficially owned by Pennant Capital Management, LLC as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant Capital Management, LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Pennant Capital Management, LLC, By: /s/ Alan Fournier, Principal
2012-04-20
/s/ Alan Fournier
2012-04-20