SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
FULLER MAX L

(Last) (First) (Middle)
4080 JENKINS ROAD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/13/2018
3. Issuer Name and Ticker or Trading Symbol
US XPRESS ENTERPRISES INC [ USX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) X Other (specify below)
Executive Chairman Member
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Common Stock 7,308,651 I(1) Member
Class B Common Stock 66,663 D(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) (3) Class B Common Stock 400,003 (4) D
1. Name and Address of Reporting Person*
FULLER MAX L

(Last) (First) (Middle)
4080 JENKINS ROAD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) X Other (specify below)
Executive Chairman Member
1. Name and Address of Reporting Person*
Fuller Janice

(Last) (First) (Middle)
4080 JENKINS ROAD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Fuller Family Enterprises, LLC

(Last) (First) (Middle)
4080 JENKINS ROAD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. and Ms. Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purpose of Section 16 or for any other purposes.
2. Securities held by Mr. Fuller.
3. The restricted stock units ("RSUs") will vest in six equal installments on each of March 14, 2019, 2020, 2021, 2022, 2023, and 2024, subject to continuous employment through each respective vesting date and certain other termination and forfeiture conditions.
4. Each RSU represents a contingent right to receive one share of the issuer's Class B Common Stock.
/s/ Max L. Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith 06/13/2018
/s/ Max L. Fuller, member Fuller Family Enterprises, LLC, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith 06/13/2018
/s/ Janice Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith 06/13/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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