-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExzW8BYoOdPYkvB9HKOKfXADMxLpaT4VBr7cr5CE2b0fNSL0of13/OXa8hDEuxIe Vb2/IP5J4Ed/m74PXt57/g== 0001136267-05-000007.txt : 20050509 0001136267-05-000007.hdr.sgml : 20050509 20050509173608 ACCESSION NUMBER: 0001136267-05-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050506 FILED AS OF DATE: 20050509 DATE AS OF CHANGE: 20050509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENDER P EUGENE CENTRAL INDEX KEY: 0001136267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 05813183 BUSINESS ADDRESS: STREET 1: ... STREET 2: 2807 RANCH ROAD 2831 CITY: MARBLE FALLS STATE: TX ZIP: 78654 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-06 0000931336 DEAN FOODS CO/ DF 0001136267 PENDER P EUGENE 2807 RANCH ROAD 2831 MARBLE FALLS TX 78654 1 0 0 0 Common Stock 2005-05-06 4 M 0 22500 13.21 A 34999 D Common Stock 2005-05-06 4 S 0 3300 37.60 D 31699 D Common Stock 2005-05-06 4 S 0 2000 37.75 D 29699 D Common Stock 2005-05-06 4 S 0 4000 37.8234 D 25699 D Common Stock 2005-05-06 4 S 0 4562 37.95 D 21137 D Common Stock 950 I By corporation controlled by Mr. Pender Common Stock 6000 I By Managed Account Non-Qualified Stock Option (right to buy) 13.21 2005-05-06 4 M 0 22500 0 D 1997-06-30 2007-06-30 Common Stock 22500 0 D Non-Qualified Stock Option (right to buy) 19.5433 1998-06-30 2008-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 13.9583 1999-06-30 2009-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 16.2917 2000-06-30 2010-06-30 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 17.70 2001-06-29 2011-07-29 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 24.7733 2002-07-01 2012-07-01 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 31.50 2003-06-30 2013-06-30 Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 37.31 2004-06-30 2014-06-30 Common Stock 7500 7500 D Deferred Stock Units 0 2004-06-30 2013-06-30 Common Stock 1700 1700 D Deferred Stock Units 0 2005-06-30 2014-06-30 Common Stock 2550 2550 D These are restricted shares issued under the Issuer's 1997 Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a three-year vesting period, with the first vesting occurring as of the date the shares were issued. The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant. P. Eugene Pender 2005-05-09 -----END PRIVACY-ENHANCED MESSAGE-----