-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LqIqzfZZ5vxdDh5tcNB/+atgGtgoimyKLDP9Vya1KMFJrTQUStFe2DiG12HDEqlp Nn64wW/GMRqxlsiwqCWXXg== 0001136267-03-000010.txt : 20031216 0001136267-03-000010.hdr.sgml : 20031216 20031216134827 ACCESSION NUMBER: 0001136267-03-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031205 FILED AS OF DATE: 20031216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENDER P EUGENE CENTRAL INDEX KEY: 0001136267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 031056894 BUSINESS ADDRESS: STREET 1: ... STREET 2: 2807 RANCH ROAD 2831 CITY: MARBLE FALLS STATE: TX ZIP: 78654 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-05 0000931336 DEAN FOODS CO/ DF 0001136267 PENDER P EUGENE 2807 RANCH ROAD 2831 MARBLE FALLS TX 78654 1000Common Stock6263DCommon Stock2003-12-055G01000D950IBy corporation controlled by Mr. PenderCommon Stock6000IBy Managed AccountNon-Qualified Stock Option (right to buy)13.211997-06-302007-06-30Common Stock2250022500DNon-Qualified Stock Option (right to buy)19.54331998-06-302008-06-30Common Stock2250022500DNon-Qualified Stock Option (right to buy)13.95831999-06-302009-06-30Common Stock2250022500DNon-Qualified Stock Option (right to buy)16.29172000-06-302010-06-30Common Stock2250022500DNon-Qualified Stock Option (right to buy)17.702001-06-292011-07-29Common Stock2250022500DNon-Qualified Stock Option (right to buy)24.77332002-07-012012-07-01Common Stock2250022500DNon-Qualified Stock Option (right to buy)31.502003-06-302013-06-30Common Stock75007500DDeferred Stock Units02004-06-302013-06-30Common Stock2550 2550DThe options were granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant.The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three year period beginning on the first anniversary date of the grant.P. Eugene Pender2003-12-16 -----END PRIVACY-ENHANCED MESSAGE-----