0000931148-21-000106.txt : 20210601 0000931148-21-000106.hdr.sgml : 20210601 20210601174031 ACCESSION NUMBER: 0000931148-21-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210527 FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rintoul David J. CENTRAL INDEX KEY: 0001605779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13888 FILM NUMBER: 21986718 MAIL ADDRESS: STREET 1: 600 GRANT STREET, SUITE 6100 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAFTECH INTERNATIONAL LTD CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 272496053 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 982 KEYNOTE CIRCLE CITY: BROOKLYN HEIGHTS STATE: OH ZIP: 44131 BUSINESS PHONE: 2166762000 MAIL ADDRESS: STREET 1: 982 KEYNOTE CIRCLE CITY: BROOKLYN HEIGHTS STATE: OH ZIP: 44131 FORMER COMPANY: FORMER CONFORMED NAME: UCAR INTERNATIONAL INC DATE OF NAME CHANGE: 19941011 4 1 wf-form4_162258361470273.xml FORM 4 X0306 4 2021-05-27 0 0000931148 GRAFTECH INTERNATIONAL LTD EAF 0001605779 Rintoul David J. C/O GRAFTECH INTERNATIONAL LTD. 982 KEYNOTE CIRCLE BROOKLYN HEIGHTS OH 44131 1 1 0 0 President and CEO Common Stock 2021-05-27 4 M 0 102000 A 137126 D Common Stock 2021-05-27 4 F 0 42830 13.16 D 94296 D Common Stock 2021-05-27 4 M 0 69019 A 163315 D Common Stock 2021-05-27 4 F 0 28982 13.16 D 134333 D Common Stock 2021-05-27 4 M 0 46669 A 181002 D Common Stock 2021-05-27 4 F 0 19597 13.16 D 161405 D Restricted Stock Units 2021-05-27 4 M 0 102000 0 D Common Stock 102000.0 0 D Restricted Stock Units 2021-05-27 4 M 0 69019.5307 0 D Common Stock 69019.5307 0 D Restricted Stock Units 2021-05-27 4 M 0 46669.3551 0 D Common Stock 46669.3551 0 D Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. On March 4, 2021, the reporting person was granted 102,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. On February 25, 2020, the reporting person was granted 85,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. On March 21, 2019, the reporting person was granted 75,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. /s/ Gina K. Gunning, by power of attorney 2021-06-01