-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SE/PVTdaOAkKBkTZkdFZ/9fkecxB4sY0w6BvqXCUoT3h0CVNhV3dN5/0+jl4mUZd gS9TSnkYybcVNaSdjJjSAA== 0000931148-00-000014.txt : 20000313 0000931148-00-000014.hdr.sgml : 20000313 ACCESSION NUMBER: 0000931148-00-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000229 FILED AS OF DATE: 20000310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 061385548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13888 FILM NUMBER: 565280 BUSINESS ADDRESS: STREET 1: 3102 WEST END AVENUE SUITE 1100 STREET 2: J-4 CITY: NASHVILLE STATE: TX ZIP: 37203 BUSINESS PHONE: 6157068227 MAIL ADDRESS: STREET 1: 3102 WEST END AVENUE SUITE 1100 STREET 2: J-4 CITY: NASHVILLE STATE: TN ZIP: 37203 COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL THOMAS CENTRAL INDEX KEY: 0001046087 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD, SECTION J-4 CITY: DANBURY STATE: CT ZIP: 06817 BUSINESS PHONE: 2032077700 MAIL ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD, SECTION J-4 CITY: DANBURY STATE: CT ZIP: 06817 4 1 FORM 4 - 02/29/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Marshall, Thomas USX Tower, Suite 1080 600 Grant Street Pittsburgh, PA 15219-2704 2. Issuer Name and Ticker or Trading Symbol UCAR International Inc. UCR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 02/29/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |2/25/0|A | |25,000 |A |$14.00 |30,400 |D | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/25/0|A | |25,000 |A |$14.00 | |I |(1) | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/25/0|A | |25,000 |A |$13.69 |50,000 |I |(1) | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/25/0|A | |25,000 |A |$14.00 | |I |(2) | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/25/0|A | |25,000 |A |$13.38 |50,000 |I |(2) | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Time Option (right to |$31.45 | | | | | |6/15/|1/25/|Common Stock|5,000 | |5,000 |D | | buy) | | | | | | |99 |07 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time Option (right to |$17.81 |01/01|A | |3,200 |A |1/1/0|1/1/1|Common Stock|3,200 | |3,200 |D | | buy) | |/00 | | | | |1(3) |0 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Owned through self directed IRA account. (2) Owned through the Thomas Marshall Foundation, of which the reporting person is the Trustee. (3) Such options shall vest so long as reporting person is still a director on such date. SIGNATURE OF REPORTING PERSON /s/ Karen G. Narwold, Attorney-in-Fact for Thomas Marshall DATE March 9, 2000 -----END PRIVACY-ENHANCED MESSAGE-----