-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VpBsQBfWbhOybOt9dqcbZqTqTiNU00+zuTIygF7Ko6YfdKxh4/t6R7epTjx1W3ti nhOyHqmQjS2kqKaHWB1Cew== 0001434496-08-000001.txt : 20080606 0001434496-08-000001.hdr.sgml : 20080606 20080606150457 ACCESSION NUMBER: 0001434496-08-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080606 DATE AS OF CHANGE: 20080606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAUPPAUGE DIGITAL INC CENTRAL INDEX KEY: 0000930803 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 113227864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 91 CABOT COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5164341600 MAIL ADDRESS: STREET 1: 91 CABOT COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aupperle Laura Jean CENTRAL INDEX KEY: 0001434496 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13550 FILM NUMBER: 08885463 BUSINESS ADDRESS: BUSINESS PHONE: 631-724-5313 MAIL ADDRESS: STREET 1: 23 SEQUOIA DRIVE CITY: HAUPPAUGE STATE: NY ZIP: 11788 5 1 primary_doc.xml PRIMARY DOCUMENT X0202 5 2007-12-31 1 0 1 0000930803 HAUPPAUGE DIGITAL INC HAUP 0001434496 Aupperle Laura Jean 23 SEQUOIA DRIVE HAUPPAUGE NY 11788 0 0 1 0 Common Stock 2001-01-29 4 W 0 L 573220 0 A 1115660 D Common Stock 2003-05-19 4 S 0 L 2000 2.05 D 1113660 D Common Stock 2003-05-19 4 S 0 L 2000 2 D 1111660 D Common Stock 2003-05-20 4 S 0 L 2000 1.95 D 1109660 D Common Stock 2003-05-21 4 S 0 L 2000 1.85 D 1107660 D Common Stock 2003-05-27 4 S 0 L 2000 1.75 D 1105660 D Common Stock 2003-05-29 4 S 0 L 2000 1.82 D 1103660 D Common Stock 2003-05-30 4 S 0 L 1500 2.1 D 1102160 D Common Stock 2003-05-30 4 S 0 L 300 2.17 D 1101860 D Common Stock 2003-05-30 4 S 0 L 500 2.1 D 1101360 D Common Stock 2003-05-30 4 S 0 L 3700 2.17 D 1097660 D Common Stock 2003-06-02 4 S 0 L 1550 2.15 D 1096110 D Common Stock 2003-06-02 4 S 0 L 1000 2.15 D 1095110 D Common Stock 2003-06-02 4 S 0 L 450 2.15 D 1094660 D Common Stock 2003-06-04 4 S 0 L 2500 2.1 D 1092160 D Common Stock 2003-06-05 4 S 0 L 900 2.13 D 1091260 D Common Stock 2003-06-05 4 S 0 L 3500 2.35 D 1087760 D Common Stock 2003-06-05 4 S 0 L 900 2.55 D 1086860 D Common Stock 2003-06-05 4 S 0 L 500 2.35 D 1086360 D Common Stock 2003-06-05 4 S 0 L 4300 2.55 D 1082060 D Common Stock 2003-06-05 4 S 0 L 1000 2.65 D 1081060 D Common Stock 2003-06-09 4 S 0 L 2200 2.72 D 1078860 D Common Stock 2003-06-09 4 S 0 L 700 2.73 D 1078160 D Common Stock 2003-06-09 4 S 0 L 100 2.72 D 1078060 D Common Stock 2003-06-09 4 S 0 L 400 2.72 D 1077660 D Common Stock 2003-06-09 4 S 0 L 500 2.72 D 1077160 D Common Stock 2003-06-09 4 S 0 L 500 2.71 D 1076660 D Common Stock 2003-06-09 4 S 0 L 700 2.72 D 1075960 D Common Stock 2003-06-09 4 S 0 L 400 2.71 D 1075560 D Common Stock 2003-06-09 4 S 0 L 2500 2.7 D 1073060 D This transaction is delinquent and should have originally been filed on a Form 3. The transaction code is W3. Shares were acquired from the reporting person's spouse's estate upon spouse's death. Stocks sold pursuant to opinion letters obtained from company counsel which stated that the stocks may be sold under Rule 144 of the Securities Exchange Act of 1933. Company counsel never advised filer of the filing requirements of the Securities and Exchange Commission. It was only a great deal later that filer was advised of the requirement to file with the Securities and Exchange Commission. Estimated Price of Stock at date of sale. /s/ Laura Jean Aupperle 2008-06-06 -----END PRIVACY-ENHANCED MESSAGE-----