0001555569-21-000008.txt : 20210915 0001555569-21-000008.hdr.sgml : 20210915 20210915135221 ACCESSION NUMBER: 0001555569-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210811 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trudel Gregory J. CENTRAL INDEX KEY: 0001594965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11789 FILM NUMBER: 211255066 MAIL ADDRESS: STREET 1: 5241 RIMROCK LANE CITY: FORT COLLINS STATE: CO ZIP: 80526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENCISION INC CENTRAL INDEX KEY: 0000930775 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841162056 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034442600 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: ELECTROSCOPE INC DATE OF NAME CHANGE: 19960502 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-08-11 0 0000930775 ENCISION INC ecia 0001594965 Trudel Gregory J. 5241 RIMROCK LANE FORT COLLINS CO 80526 1 1 0 0 CEO Common Stock 2021-08-11 4 M 0 75000 0.31 A 75000 D Common Stock 2021-08-11 4 F 0 41140 0.81 D 33860 D Employee Stock Option (right to buy) 0.31 2021-08-11 4 M 0 75000 0 D 2021-08-11 2021-11-10 Common Stock 75000 0 D On August 11, 2021, the reporting person net exercised an existing outstanding stock option for 75,000 common shares with an option exercise price of .31 per share. As permitted by the terms of the stock option, 28,704 shares were withheld to pay the exercise price and 12,436 shares were withheld to pay tax withholding obligations. The remaining 33,860 shares were issued to the reporting person. Mala M Ray 2021-09-15