-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5p1LQvfUqzUPXkH9TgJarU9FN933IkM7Th1XWVi/X/OxxZ/cf4C+iPbVE+KtUqB QxyBQJZuTT2MsArvUcVp2Q== 0000930738-96-000005.txt : 19960520 0000930738-96-000005.hdr.sgml : 19960520 ACCESSION NUMBER: 0000930738-96-000005 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960517 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN WIRELESS CORP CENTRAL INDEX KEY: 0000930738 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 911638901 STATE OF INCORPORATION: WA FISCAL YEAR END: 0123 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28160 FILM NUMBER: 96569467 BUSINESS ADDRESS: STREET 1: 2001 NW SAMMAMISH RD CITY: ISSAQUAH STATE: WA ZIP: 98027 BUSINESS PHONE: 2063135200 COMPANY DATA: COMPANY CONFORMED NAME: GUTHRIE DONALD CENTRAL INDEX KEY: 0001014037 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 2001 NW SAMMISMISH RD STREET 2: 2001 NW SAMMAMISH RD CITY: ISSAQUAH STATE: WA ZIP: 98027 BUSINESS PHONE: 2063135200 MAIL ADDRESS: STREET 1: 2001 NW SAMMAMISH RD CITY: ISSAQUAH STATE: WA ZIP: 98027 3 1 FORM 3 - 05/20/96 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Guthrie, Donald c/o Western Wireless Corporation 2001 NW Sammamish Road Suite 100 Issaquah, WA 98027 USA 2. Date of Event Requiring Statement (Month/Day/Year) 05/20/96 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Issuer Name and Ticker or Trading Symbol Western Wireless Corporation WWCA 5. Relationship of Reporting Person to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman 6. If Amendment, Date of Original (Month/Day/Year)
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Class B Common Stock |90,117*1 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship: | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Option (r|12/31/94 |08/05/99 |Class B Common Stock |775*1 |$1.10*1 |D | | ight to purchase) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|7/29/99*2|07/29/05 |Class B Common Stock |93,000*1 |$11.29*1 |D | | ight to purchase) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|2/6/00*3 |07/29/05 |Class B Common Stock |85,250*1 |$1.13*1 |D | | ight to purchase) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *1Pursuant to the Company's 3.1 to 1 stock split effective May 14, 1996. *2Vest over four years in one-quarter annual increments. Vesting will occur one-quarter on July 29, 1996, one-quarter on July 29, 1997, one-quarter on July 29, 1998, and one-quarter on July 29, 1999. *3Options vesting in equal annual increments over a period of four (4) years from February 6, 1996; provided that in the event that the Company consumates a public offering of its Common stock resulting in at least $100,000,000 in gross proceeds to the Company during the period of Optionee's employment with the Company, Optionee shall be deemed, in addition to such vesting, to have fully vested the fourth annual increment of his vesting schedule. SIGNATURE OF REPORTING PERSON /s/ Donald Guthrie DATE May 20, 1996 -----END PRIVACY-ENHANCED MESSAGE-----