-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UwUihymtocItsJc2iVH1EAZTwhJsyetznHDt6aV3hTjbPcyUPuw6uNvjeYTLfTBU CU/gruYXEz/T6rC49S5x2A== 0000891020-99-002091.txt : 19991213 0000891020-99-002091.hdr.sgml : 19991213 ACCESSION NUMBER: 0000891020-99-002091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991101 FILED AS OF DATE: 19991210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN WIRELESS CORP CENTRAL INDEX KEY: 0000930738 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 911638901 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-28160 FILM NUMBER: 99771849 BUSINESS ADDRESS: STREET 1: 3650 131 ST AVENUE SE STREET 2: SUITE 400 CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 4255868700 MAIL ADDRESS: STREET 1: 2001 NW SAMMAMISH RD CITY: ISSAQUAH STATE: WA ZIP: 98027 COMPANY DATA: COMPANY CONFORMED NAME: GILLESPIE THERESA E CENTRAL INDEX KEY: 0001014040 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: WESTERN WIRELESS CORP STREET 2: 2001 NW SAMMAMISH RD CITY: ISSAQUAH STATE: WA ZIP: 98027 BUSINESS PHONE: 2063135200 MAIL ADDRESS: STREET 1: 2001 NW SAMMAMISH RD STREET 2: WESTERN WIRELESS CORP STE 100 CITY: ISSAQUAH STATE: WA ZIP: 98027 4 1 FORM 4 FOR THERESA E. GILLESPIE 1 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 WASHINGTON, DC 20549 OMB APPROVAL - ------ ------------------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287 [ ] Check this box if no EXPIRES: SEPTEMBER 30, 1998 longer subject to Filed pursuant to Section 16(a) of the Securities ESTIMATED AVERAGE BURDEN Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the HOURS PER RESPONSE.........0.5 or Form 5 obligations Public Utility Holding Company Act of 1935 ------------------------------ may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Gillespie Theresa E. Western Wireless Corporation (WWCA) to Issuer (check all applicable) - -------------------------------------------- ---------------------------------------------- Director X 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Western Wireless Corporation Number of Reporting Month/Year X Officer Other (specify 3650 131st Avenue SE, Ste.400 Person (Voluntary) 11/1999 ---- --- below) - -------------------------------------------- ------------------- (give title below) (Street) 5. If Amendment, Executive Vice President Belevue WA 98006 Date of Original ------------------------------------ - -------------------------------------------- (Month/Year) (City) (State) (Zip) 7. Individual or Joint/Group Filing USA ------------------- (Check applicable line) X Form filed by One ---- Reporting Person Form filed by More Than ---- One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial (Instr. 8) Owned at (D) or Ownership (Month/ End of Month Indirect (Instr. 4) Day/ --------------------------------------- (Instr. 3 and 4) (I) Year) Code V Amount (A) or Price (Instr. 4) (D) - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 11/15/ M 10,000.00 A $8.125 D 1999 - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 11/15/ M 86,800.00 A $4.527 D 1999 - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 11/15/ M 129,427.00 A $5.279 D 1999 - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 11/15/ S 337,894.00 D $54.0697 56,333.00(1) D 1999 - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 11/15/ C 62,108.00 A D By Stanton & 1999 Gillespie TIC - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 11/15/ S 62,106.00 D $54.0697 0.00 D By Stanton & 1999 Gillespie TIC - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 (Over) *If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7/96)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) Date Expira- Title Amount or Exer- tion Number of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock n/a 11/15/ C 62,106.00 Immed. n/a Class A 62,106.00 1999 Common Stock(2) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock n/a n/a Class A Common Stock(2) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock n/a n/a Class A Common Stock(2) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock n/a n/a Class A Common Stock(2) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option - Right to Buy $4.527 11/15/ M 86,800.00 Immed. 12/31/04 Class A 86,800.00 $4.527 1999 Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option - Right to Buy $5.279 11/15/ M 129,427.00 Immed. 7/29/05 Class A 129,427.00 $5.279 1999 Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option - Right to Buy $8.125 (4) 1/1/08 Class A Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option - Right to Buy $8.125 11/15/ M 10,000.00 Immed. 1/1/08 Class A 10,000.00 $8.125 1999 Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Class B Common Stock 3,025,668.00(3) D By Stanton & Gillespie TIC - ------------------------------------------------------------------------------------------------------- Class B Common Stock 64,437.00(3) I By Family Trust - ------------------------------------------------------------------------------------------------------- Class B Common Stock 1,686,069.00(3) I By PN Cellular, Inc. - ------------------------------------------------------------------------------------------------------- Class B Common Stock 1,274,519.00(3) I By Stanton Communications Corp - ------------------------------------------------------------------------------------------------------- Stock Option - Right to Buy 0.00 D - ------------------------------------------------------------------------------------------------------- Stock Option - Right to Buy 0.00 D - ------------------------------------------------------------------------------------------------------- Stock Option - Right to Buy 1,052.00 I By Spouse - ------------------------------------------------------------------------------------------------------- Stock Option - Right to Buy 64,155.00 D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: 1. 13,333 shares held by reporting person and 45,000 shares held by spouse, John W. Stanton, both pursuant to Restricted Stock Award. 2. Shares of Class B Common Stock are convertible, subject to the Issuer's charter, into Class A Common Stock, which has been registered under Section 12 of the Securities Exchange Act of 1934, as amended. 3. Pursuant to the Company's 3.1 to 1 stock split effective May 14, 1996. 4. The option vests in 3 equal annual installments beginning on 1/1/00. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ THERESA E. GILLESPIE 12/9/99 Note: File three copies of this Form, one of which must be manually signed. ------------------------------- --------------- If space provided is insufficient, see Instruction 6 for procedure. **Signature of Reporting Person Date Potential persons who are to respond to the collection of information Page 2 of 2 contained in this form are not required to respond unless the form SEC 1474 (7/96) displays a currently valid OMB Number.
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