0001181431-11-059323.txt : 20111207 0001181431-11-059323.hdr.sgml : 20111207 20111207172828 ACCESSION NUMBER: 0001181431-11-059323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111205 FILED AS OF DATE: 20111207 DATE AS OF CHANGE: 20111207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROE WAYNE I CENTRAL INDEX KEY: 0001216990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31255 FILM NUMBER: 111249379 MAIL ADDRESS: STREET 1: 5311 ELSMERE AVENUE CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISTA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000930553 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330511719 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-788-6000 MAIL ADDRESS: STREET 1: 50 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED CORNEAL SYSTEMS INC DATE OF NAME CHANGE: 20000403 4 1 rrd327490.xml 4 X0304 4 2011-12-05 0 0000930553 ISTA PHARMACEUTICALS INC ISTA 0001216990 ROE WAYNE I 50 TECHNOLOGY IRVINE CA 92618 1 0 0 0 Non-Qualified Stock Option (right to buy) 3.89 2011-12-05 4 A 0 20000 3.89 A 2012-12-05 2021-12-05 Common Shares 20000 20000 D Shares subject to the Option shall fully vest on the first anniversary after the date of grant, provided that the Optionee shall continue to serve on the ISTA Board of Directors on such date. /s/Brian G. Drazba, Attorney-in-Fact for Wayne I Roe 2011-12-07