0001853738-23-000002.txt : 20230525 0001853738-23-000002.hdr.sgml : 20230525 20230525164729 ACCESSION NUMBER: 0001853738-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falcon Armando CENTRAL INDEX KEY: 0001853738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 23961602 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE,SUITE 300 STREET 2: C/O REDWOOD TRUST, INC CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0407 4 2023-05-23 0 0000930236 REDWOOD TRUST INC RWT 0001853738 Falcon Armando 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 0 Deferred Stock Units 6.03 2023-05-23 4 A 0 20729 0.0 A Common Stock 20729 20729 D Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. This transaction relates to the grant of Deferred Stock Units. 100% vested at grant. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. No expiration date is applicable to deferred stock units. Attorney-In-Fact:/s/Andrew P. Stone 2023-05-24