0001706281-19-000002.txt : 20190301
0001706281-19-000002.hdr.sgml : 20190301
20190301184625
ACCESSION NUMBER: 0001706281-19-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kanouse Garnet W
CENTRAL INDEX KEY: 0001706281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 19651226
MAIL ADDRESS:
STREET 1: 1 BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-02-28
0
0000930236
REDWOOD TRUST INC
RWT
0001706281
Kanouse Garnet W
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY
CA
94941
0
1
0
0
Managing Director
Common Stock
2019-02-28
4
M
0
18742
15.44
A
24689
D
Common Stock
108
I
by Spouse
Common Stock
9234
I
by Trust
Deferred Stock Units
19.11
2019-02-28
4
F
0
17888
0.0
D
Common Stock
17888
18742
D
Deferred Stock Units
19.11
2019-02-28
4
M
0
18742
0.0
D
Common Stock
18742
0
D
This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,
based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
No expiration date is applicable to deferred stock units.
Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.
Attorney-In-Fact: Andrew P. Stone
2019-03-01