0001706281-18-000004.txt : 20181213 0001706281-18-000004.hdr.sgml : 20181213 20181213182558 ACCESSION NUMBER: 0001706281-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181213 DATE AS OF CHANGE: 20181213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kanouse Garnet W CENTRAL INDEX KEY: 0001706281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 181234190 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-12-12 0 0000930236 REDWOOD TRUST INC RWT 0001706281 Kanouse Garnet W 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 0 1 0 0 Managing Director Deferred Stock Units 16.18 2018-12-12 4 A 0 30902 0.0 A Common Stock 30902 30902 D This transaction relates to the grant of Deferred Stock Units. Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. No expiration date is applicable to deferred stock units. Attoney-In-Fact: /s/ Andrew P. Stone 2018-12-12