0001513564-23-000002.txt : 20231221 0001513564-23-000002.hdr.sgml : 20231221 20231221162428 ACCESSION NUMBER: 0001513564-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231221 DATE AS OF CHANGE: 20231221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COCHRANE COLLIN L. CENTRAL INDEX KEY: 0001513564 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 231505614 MAIL ADDRESS: STREET 1: C/O REDWOOD TRUST, INC STREET 2: 1 BELVEDERE PLACE, SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 FORMER NAME: FORMER CONFORMED NAME: COCHRANE COLLIN LEE DATE OF NAME CHANGE: 20110222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-12-20 0 0000930236 REDWOOD TRUST INC RWT 0001513564 COCHRANE COLLIN L. 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 0 1 0 0 Chief Accounting Officer 0 Common Stock 2023-12-20 4 M 0 12196 7.47 A 69095 D Deferred Stock Units 16.5 2023-12-20 4 F 0 13561 0.0 D Common Stock 13561 12196 D Deferred Stock Units 16.5 2023-12-20 4 M 0 12196 0.0 D Common Stock 12196 0 D This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Represents fair value of Deferred Stock Units, based on the original grant date fair market value. This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. No expiration date is applicable to deferred stock units. Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Attorney-In-Fact:/s/Andrew P. Stone 2023-12-20