0001233561-18-000002.txt : 20180522
0001233561-18-000002.hdr.sgml : 20180522
20180522194458
ACCESSION NUMBER: 0001233561-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180521
FILED AS OF DATE: 20180522
DATE AS OF CHANGE: 20180522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byerwalter Mariann H
CENTRAL INDEX KEY: 0001233561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 18853738
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PL
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
FORMER NAME:
FORMER CONFORMED NAME: BYEWALTER MARIANH
DATE OF NAME CHANGE: 20030516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-21
0
0000930236
REDWOOD TRUST INC
RWT
0001233561
Byerwalter Mariann H
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY
CA
94941
1
0
0
0
Common Stock
2018-05-21
4
M
0
5124
16.47
A
15437.7
I
by Trust
Deferred Stock Units
16.59
2018-05-21
4
M
0
5124
0.0
D
Common Stock
5124
0
D
Deferred Stock Units
16.62
2018-05-22
4
A
0
6016
0.0
A
Common Stock
6016
6016
D
This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,
based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
No expiration date is applicable to deferred stock units.
Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
This transaction relates to the grant of Deferred Stock Units.
100% vested at grant.
Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021.
Attorney-In-Fact: /s/ Andrew P. Stone
2018-05-22