0001144204-19-005107.txt : 20190205 0001144204-19-005107.hdr.sgml : 20190205 20190205195952 ACCESSION NUMBER: 0001144204-19-005107 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pero Jeffrey T CENTRAL INDEX KEY: 0001474435 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 19569573 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4/A 1 tv511939_form4a.xml OWNERSHIP DOCUMENT X0306 4/A 2018-12-28 2018-12-31 0 0000930236 REDWOOD TRUST INC RWT 0001474435 Pero Jeffrey T 1 BELVEDERE PLACE, SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Deferred Stock Units 15.18 2018-12-28 4 A 0 2237.83 0 A Common Stock 2237.83 2237.38 D This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. 100% vested at grant. No expiration date is applicable to deferred stock units. This Form 4/A amends the Form 4 filed on December 31, 2018 (the "Original Form 4") to correct column 5, 7 and 9 of Table II of the Original Form 4. The Original Form 4 misreported 2,106.07 as (i) the number of derivative securities acquired, (ii) as the amount of securities underlying derivative security, and (iii) as the number of derivative securities beneficially owned following reported transaction(s). In each case, the correct number, as reported in this amended Form 4, is 2,237.38. Attorney-In-Fact: /s/ Andrew P. Stone 2019-02-05