0001144204-16-098733.txt : 20160503 0001144204-16-098733.hdr.sgml : 20160503 20160503194415 ACCESSION NUMBER: 0001144204-16-098733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN DOUGLAS B CENTRAL INDEX KEY: 0001233537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 161617093 MAIL ADDRESS: STREET 1: ONE BELEVEDERE PLACE STREET 2: SUITE 300 CITY: BELVEDERE STATE: CA ZIP: 94941 4 1 v438844_4.xml OWNERSHIP DOCUMENT X0306 4 2016-05-02 0 0000930236 REDWOOD TRUST INC RWT 0001233537 HANSEN DOUGLAS B 1 BELVEDERE PLACE SUITE 300 BELVEDERE CA 94941 1 0 0 0 Common Stock 2016-05-02 4 M 0 6093.00 12.9600 A 325399.43 D Deferred Stock Units 12.3100 2016-05-02 4 M 0 6093.00 0.0000 D Common Stock 6093.00 0.00 D This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in the Executive Deferred Compensation Plan. Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Represents fair value of Deferred Stock Units, based on the original grant date fair market value. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 1, 2016. No expiration date is applicable to deferred stock units. By: /s/ Attorney-In-Fact: Andrew P. Stone For: Douglas B. Hansen 2016-05-03