0001104659-24-056984.txt : 20240503 0001104659-24-056984.hdr.sgml : 20240503 20240503161527 ACCESSION NUMBER: 0001104659-24-056984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240501 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Debora Horvath D CENTRAL INDEX KEY: 0001564301 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 24913270 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 tm2413440-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-01 0 0000930236 REDWOOD TRUST INC RWT 0001564301 Debora Horvath D 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 0 Common Stock 6934 I by IRA Common Stock 2024-05-01 4 M 0 17474 5.53 A 55972 I by Trust Deferred Stock Units 7.47 2024-05-01 4 M 0 17474 0.0000 D Common Stock 17474 0.00 D This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Represents fair value of Deferred Stock Units, based on the original grant date fair market value. Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. No expiration date is applicable to deferred stock units. Attorney-In-Fact:/s/Andrew P. Stone 2024-05-03