-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEJf15twAK1A0ivfSKG4y1UIQOQztzvUDzOIASu72wBO3PuR16jtZ/0wMSkurJii vwJ6SL/EvCIZPI0lAI+5Tw== 0000930007-04-000001.txt : 20040330 0000930007-04-000001.hdr.sgml : 20040330 20040330093341 ACCESSION NUMBER: 0000930007-04-000001 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040131 FILED AS OF DATE: 20040330 EFFECTIVENESS DATE: 20040330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS PACE SELECT ADVISORS TRUST CENTRAL INDEX KEY: 0000930007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08764 FILM NUMBER: 04698225 BUSINESS ADDRESS: STREET 1: C/O UBS GLOBAL ASSET MANAGEMENT (US) INC STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 882 5575 MAIL ADDRESS: STREET 1: C/O UBS GLOBAL ASSET MANAGEMENT (US) INC STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PACE SELECT ADVISORS TRUST DATE OF NAME CHANGE: 19980212 FORMER COMPANY: FORMER CONFORMED NAME: MANAGED ACCOUNTS SERVICES PORTFOLIO TRUST DATE OF NAME CHANGE: 19941212 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER CONSULTING FUND PRODUCT DATE OF NAME CHANGE: 19940914 NSAR-A 1 answer.fil ANSWER PAGE 1 000 A000000 01/31/2004 000 C000000 0000930007 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 UBS PACE SELECT ADVISORS TRUST 001 B000000 811-8764 001 C000000 2128825000 002 A000000 51 WEST 52ND STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 002 D020000 6114 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 UBS PACE MONEY MARKET INVESTMENTS 007 C030100 N 007 C010200 2 007 C020200 UBS PACE GOVERNMENT SECURITIES FIXED INCOME I 007 C030200 N 007 C010300 3 007 C020300 UBS PACE INTERMEDIATE FIXED INCOME INVESTMENT 007 C030300 N 007 C010400 4 007 C020400 UBS PACE STRATEGIC FIXED INCOME INVESTMENTS 007 C030400 N 007 C010500 5 007 C020500 UBS PACE MUNICIPAL FIXED INCOME INVESTMENTS 007 C030500 N 007 C010600 6 007 C020600 UBS PACE GLOBAL FIXED INCOME INVESTMENTS 007 C030600 N 007 C010700 7 007 C020700 USB PACE LARGE CO VALUE EQUITY INVESTMENTS 007 C030700 N 007 C010800 8 007 C020800 UBS PACE LARGE CO GROWTH EQUITY INVESTMENTS 007 C030800 N 007 C010900 9 007 C020900 UBS PACE SMALL/MEDIUM CO VALUE EQUITY INVESTM 007 C030900 N 007 C011000 10 PAGE 2 007 C021000 UBS PACE SMALL/MEDIUM CO GROWTH EQUITY INVEST 007 C031000 N 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 75 019 C00AA00 UBSGLOBLAM 020 A000001 MERRILL LYNCH & CO., INC. 020 B000001 13-5674085 020 C000001 328 020 A000002 LEHMAN BROTHERS, INC. 020 B000002 13-2518466 020 C000002 208 020 A000003 CREDIT SUISSE FIRST BOSTON, INC. 020 B000003 13-5659485 020 C000003 198 020 A000004 DEUTSCHE BANK SECURITIES 020 B000004 13-6124068 020 C000004 185 020 A000005 J.P. 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MORGAN CHASE & CO. 022 B000005 13-3224016 022 C000005 593692 022 D000005 483689 022 A000006 CREDIT SUISSE FRIST BOSTON, INC. 022 B000006 13-5659485 022 C000006 458942 022 D000006 327444 022 A000007 MERRILL LYNCH & CO., INC. 022 B000007 13-5674085 022 C000007 450088 022 D000007 333295 022 A000008 BARCLAYS BANK PLC 022 B000008 13-3551367 022 C000008 592351 022 D000008 70988 022 A000009 BEAR STEARNS & CO., INC. 022 B000009 13-3299429 022 C000009 224494 022 D000009 406474 022 A000010 MORGAN STANLEY & CO. 022 B000010 13-2655998 022 C000010 313424 022 D000010 171670 023 C000000 18294574 023 D000000 4688794 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y PAGE 4 054 N00AA00 N 054 O00AA00 N 077 A000000 Y 077 B000000 N 077 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0.5 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.1 062 M000500 0.0 062 N000500 0.0 062 O000500 98.2 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 6.1 064 A000500 Y 064 B000500 N 071 A000500 38308 071 B000500 33843 071 C000500 257684 071 D000500 13 072 A000500 6 072 B000500 5262 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 792 072 G000500 0 072 H000500 0 072 I000500 80 PAGE 22 072 J000500 79 072 K000500 18 072 L000500 24 072 M000500 4 072 N000500 51 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 25 072 S000500 8 072 T000500 332 072 U000500 0 072 V000500 0 072 W000500 18 072 X000500 1431 072 Y000500 141 072 Z000500 3972 072AA000500 1479 072BB000500 163 072CC010500 0 072CC020500 4264 072DD010500 1227 072DD020500 2745 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 1400 074 D000500 258526 074 E000500 0 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25 064 B000600 N 071 A000600 439890 071 B000600 446022 071 C000600 345428 071 D000600 127 072 A000600 6 072 B000600 5718 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 1433 072 G000600 0 072 H000600 0 072 I000600 312 072 J000600 269 072 K000600 30 072 L000600 32 072 M000600 4 072 N000600 54 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 22 072 S000600 8 072 T000600 271 072 U000600 0 072 V000600 0 072 W000600 28 072 X000600 2463 072 Y000600 192 072 Z000600 3447 072AA000600 24338 072BB000600 9323 072CC010600 15437 072CC020600 0 072DD010600 10932 072DD020600 13224 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 11101 074 B000600 11796 074 C000600 8296 074 D000600 351362 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 9990 PAGE 26 074 J000600 11404 074 K000600 0 074 L000600 14384 074 M000600 74 074 N000600 418407 074 O000600 22856 074 P000600 271 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 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G040700 98206 028 H000700 3243 029 000700 Y 030 A000700 21 030 B000700 5.50 030 C000700 0.00 031 A000700 13 031 B000700 0 032 000700 1 033 000700 7 034 000700 Y 035 000700 39 036 A000700 Y 036 B000700 0 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 PAGE 28 043 000700 875 044 000700 0 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 071 A000700 329950 071 B000700 318811 071 C000700 884384 071 D000700 36 072 A000700 6 072 B000700 68 072 C000700 10095 072 D000700 0 072 E000700 0 072 F000700 3603 072 G000700 0 072 H000700 0 072 I000700 533 072 J000700 270 072 K000700 56 072 L000700 81 072 M000700 9 072 N000700 71 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 33 072 S000700 8 072 T000700 875 072 U000700 0 072 V000700 0 072 W000700 43 072 X000700 5582 072 Y000700 381 072 Z000700 4962 072AA000700 45031 PAGE 29 072BB000700 14080 072CC010700 95843 072CC020700 0 072DD010700 5320 072DD020700 3083 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 2 074 B000700 20119 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 964916 074 G000700 0 074 H000700 0 074 I000700 44771 074 J000700 1543 074 K000700 0 074 L000700 2266 074 M000700 153 074 N000700 1033770 074 O000700 6844 074 P000700 713 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 46280 074 S000700 0 074 T000700 979933 074 U010700 29830 074 U020700 25700 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 70264 074 Y000700 0 075 A000700 0 075 B000700 895907 076 000700 0.00 025 A000801 CITIGROUP, INC. 025 B000801 13-8008177 025 C000801 E 025 D000801 21481 025 A000802 MERRILL LYNCH & CO., INC. 025 B000802 13-5674085 025 C000802 E 025 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H000800 100 043 000800 256 044 000800 0 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 071 A000800 252474 071 B000800 219386 071 C000800 584313 071 D000800 38 072 A000800 6 072 B000800 79 072 C000800 2318 072 D000800 0 072 E000800 0 072 F000800 2420 072 G000800 0 072 H000800 0 072 I000800 359 072 J000800 181 072 K000800 36 072 L000800 51 072 M000800 6 PAGE 32 072 N000800 61 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 27 072 S000800 8 072 T000800 256 072 U000800 0 072 V000800 0 072 W000800 30 072 X000800 3435 072 Y000800 141 072 Z000800 -897 072AA000800 29514 072BB000800 10066 072CC010800 50036 072CC020800 0 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 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028 F010900 8939 028 F020900 0 028 F030900 0 028 F040900 5938 028 G010900 44289 028 G020900 0 028 G030900 0 028 G040900 34507 028 H000900 2912 029 000900 Y 030 A000900 7 030 B000900 5.50 030 C000900 0.00 031 A000900 4 031 B000900 0 032 000900 1 033 000900 2 PAGE 34 034 000900 Y 035 000900 9 036 A000900 Y 036 B000900 0 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 180 044 000900 0 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y PAGE 35 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 49523 071 B000900 49201 071 C000900 287928 071 D000900 17 072 A000900 6 072 B000900 86 072 C000900 1414 072 D000900 0 072 E000900 0 072 F000900 1227 072 G000900 0 072 H000900 0 072 I000900 283 072 J000900 92 072 K000900 18 072 L000900 23 072 M000900 4 072 N000900 55 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 28 072 S000900 10 072 T000900 180 072 U000900 0 072 V000900 0 072 W000900 32 072 X000900 1952 072 Y000900 11 072 Z000900 -441 072AA000900 16070 072BB000900 2174 072CC010900 41365 072CC020900 0 PAGE 36 072DD010900 0 072DD020900 0 072EE000900 0 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 1 074 B000900 27508 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 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H001000 2275 029 001000 Y 030 A001000 5 030 B001000 5.50 030 C001000 0.00 031 A001000 3 031 B001000 0 032 001000 0 033 001000 2 034 001000 Y 035 001000 3 036 A001000 Y 036 B001000 0 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 161 044 001000 0 055 A001000 Y 055 B001000 N 056 001000 Y PAGE 38 057 001000 N 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N PAGE 39 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 124637 071 B001000 108307 071 C001000 322014 071 D001000 34 072 A001000 6 072 B001000 51 072 C001000 762 072 D001000 0 072 E001000 0 072 F001000 1331 072 G001000 0 072 H001000 0 072 I001000 282 072 J001000 99 072 K001000 18 072 L001000 24 072 M001000 4 072 N001000 46 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 25 072 S001000 8 072 T001000 161 072 U001000 0 072 V001000 0 072 W001000 22 072 X001000 2020 072 Y001000 1 072 Z001000 -1206 072AA001000 24960 072BB001000 11139 072CC011000 40903 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 3355 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 362811 PAGE 40 074 G001000 0 074 H001000 0 074 I001000 28768 074 J001000 3176 074 K001000 0 074 L001000 497 074 M001000 76 074 N001000 398683 074 O001000 10098 074 P001000 282 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 29538 074 S001000 0 074 T001000 358765 074 U011000 17387 074 U021000 5787 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 43478 074 Y001000 0 075 A001000 0 075 B001000 326980 076 001000 0.00 025 A001101 DEUTSCHE BANK AG 025 B001101 13-6124068 025 C001101 E 025 D001101 5849 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 13188 028 A021100 0 028 A031100 0 028 A041100 9037 028 B011100 15423 028 B021100 0 028 B031100 0 028 B041100 15603 028 C011100 14322 028 C021100 0 028 C031100 0 028 C041100 8329 028 D011100 12815 PAGE 41 028 D021100 0 028 D031100 0 028 D041100 6456 028 E011100 14188 028 E021100 2844 028 E031100 0 028 E041100 9491 028 F011100 17966 028 F021100 0 028 F031100 0 028 F041100 8451 028 G011100 87902 028 G021100 2844 028 G031100 0 028 G041100 57367 028 H001100 8252 029 001100 Y 030 A001100 4 030 B001100 5.50 030 C001100 0.00 031 A001100 2 031 B001100 0 032 001100 1 033 001100 1 034 001100 Y 035 001100 161 036 A001100 Y 036 B001100 0 037 001100 Y 038 001100 161 039 001100 Y 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 166 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.900 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 PAGE 42 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 055 A001100 Y 055 B001100 N 056 001100 Y 057 001100 N 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 071 A001100 153888 071 B001100 140857 071 C001100 432096 071 D001100 33 072 A001100 6 072 B001100 70 072 C001100 2364 072 D001100 0 072 E001100 0 072 F001100 2019 072 G001100 0 PAGE 43 072 H001100 0 072 I001100 380 072 J001100 336 072 K001100 15 072 L001100 41 072 M001100 5 072 N001100 55 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 23 072 S001100 8 072 T001100 166 072 U001100 0 072 V001100 0 072 W001100 31 072 X001100 3079 072 Y001100 0 072 Z001100 -645 072AA001100 29932 072BB001100 14220 072CC011100 87603 072CC021100 0 072DD011100 2237 072DD021100 677 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 597 074 B001100 26375 074 C001100 0 074 D001100 0 074 E001100 15865 074 F001100 471741 074 G001100 0 074 H001100 0 074 I001100 64935 074 J001100 899 074 K001100 0 074 L001100 1202 074 M001100 85 074 N001100 581699 074 O001100 3181 074 P001100 432 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 61290 PAGE 44 074 S001100 0 074 T001100 516796 074 U011100 28206 074 U021100 11577 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 45634 074 Y001100 260168 075 A001100 0 075 B001100 443061 076 001100 0.00 028 A011200 3881 028 A021200 0 028 A031200 0 028 A041200 1631 028 B011200 3355 028 B021200 0 028 B031200 0 028 B041200 1899 028 C011200 5566 028 C021200 0 028 C031200 0 028 C041200 2937 028 D011200 4233 028 D021200 0 028 D031200 0 028 D041200 1865 028 E011200 4384 028 E021200 0 028 E031200 0 028 E041200 3298 028 F011200 6263 028 F021200 0 028 F031200 0 028 F041200 3681 028 G011200 27682 028 G021200 0 028 G031200 0 028 G041200 15311 028 H001200 2490 029 001200 Y 030 A001200 7 030 B001200 5.50 030 C001200 0.00 031 A001200 4 031 B001200 0 032 001200 1 033 001200 2 034 001200 Y 035 001200 5 PAGE 45 036 A001200 Y 036 B001200 0 037 001200 Y 038 001200 11 039 001200 Y 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 48 044 001200 0 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N PAGE 46 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 89537 071 B001200 76352 071 C001200 116124 071 D001200 66 072 A001200 6 072 B001200 56 072 C001200 1045 072 D001200 0 072 E001200 0 072 F001200 658 072 G001200 0 072 H001200 0 072 I001200 185 072 J001200 207 072 K001200 18 072 L001200 13 072 M001200 2 072 N001200 60 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 21 072 S001200 7 072 T001200 48 072 U001200 0 072 V001200 0 072 W001200 23 072 X001200 1242 072 Y001200 18 072 Z001200 -123 072AA001200 18430 PAGE 47 072BB001200 2479 072CC011200 13935 072CC021200 0 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 413 074 B001200 532 074 C001200 0 074 D001200 0 074 E001200 11715 074 F001200 125212 074 G001200 0 074 H001200 0 074 I001200 9630 074 J001200 2255 074 K001200 0 074 L001200 636 074 M001200 62 074 N001200 150455 074 O001200 2840 074 P001200 146 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 9686 074 S001200 0 074 T001200 137783 074 U011200 9778 074 U021200 2142 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 31578 074 Y001200 69151 075 A001200 0 075 B001200 116908 076 001200 0.00 SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-99 2 legal.txt LEGAL FORM 10f-3 FUND: UBS PACE Small/Medium Co Value Equity Investments Adviser or Sub-Adviser: Ariel Capital Management, Inc. 1. Issuer: Omnicare 2. Date of Purchase: 6/10/03 3. Date offering commenced: 6/10/03 4. Underwriters from whom purchased: Lehman 5. Affiliated Underwriter managing or participating in syndicate: Lehman, J.P. Morgan, UBS as lead Running Managers, Thomas Weisel as Co-Manager 6. Aggregate principal amount or number of shares purchased: $15,200 7. Aggregate principal amount or total number of shares of offering: 5,625,000 pre greenshoe 8. Purchase price net of fees and expenses: $29.16 9. Initial public offering price: $29.16 10. Commission, spread or profit: _______% $_.7922_ 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor has been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by UBS Global AM or the Funds Sub- Adviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a Sub-Adviser, Affiliated Underwriter shall also include any brokerage affiliate of the Sub-Adviser. Approved: /s/ Cheryl Cargie Date: July 17, 2003 Print Name: Cheryl Cargie FORM 10f-3 FUND: UBS PACE Intermediate Fixed Income Investments Adviser or Sub-Adviser: Blackrock 1. Issuer: Prudential Financial Inc. 2. Date of Purchase: 4/28/2003 3. Date offering commenced: 4/28/2003 4. Underwriters from whom purchased: JP Morgan Chase Bank 5. Affiliated Underwriter managing or participating in syndicate: UBS Warburg 6. Aggregate principal amount or number of shares purchased: $400,000 7. Aggregate principal amount or total number of shares of offering: 500,000,000 8. Purchase price net of fees and expenses: $99.95 9. Initial public offering price: $99.95 10. Commission, spread or profit: Spread @ issue: 93.0 vs US Treasury 3.00% 2/15/08 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor has been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by UBS Global AM or the Funds Sub-Adviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a Sub-Adviser, Affiliated Underwriter shall also include any brokerage affiliate of the Sub-Adviser. Approved: /s/ Todd Kopstein Date:6/12/03 Print Name: Todd Kopstein FORM 10f-3 FUND: UBS PACE Municipal Fixed Income Investments Adviser or Sub-Adviser: Standish Mellon Asset Management 1. Issuer: State of California 2. Date of Purchase: 4/25/03 3. Date offering commenced: 4/25/03 4. Underwriters from whom purchased: Merrill Lynch 5. Affiliated Underwriter managing or participating in syndicate: UBS PW 6. Aggregate principal amount or number of shares purchased: 1,000 7. Aggregate principal amount or total number of shares of offering: 2,050,000 AA 8. Purchase price net of fees and expenses: $107.468 9. Initial public offering price: $107.468 10. Commission, spread or profit: 0.5% $5,000.00 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds Sub-Adviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a Sub-Adviser, Affiliated Underwriter shall also include any brokerage affiliate of the Sub-Adviser. Approved: /s/ Christine Todd Date: May 6, 2003 Christine Todd FORM 10f-3 FUND: UBS PACE Municipal Fixed Income Investments Adviser or Sub-Adviser: Standish Mellon Asset Management 1. Issuer: State of California 2. Date of Purchase: 6/20/03 3. Date offering commenced: 6/20/03 4. Underwriters from whom purchased: Morgan Stanley 5. Affiliated Underwriter managing or participating in syndicate: UBS 6. Aggregate principal amount or number of shares purchased: $2,000,000 7. Aggregate principal amount or total number of shares of offering: 1,718,580,000 8. Purchase price net of fees and expenses: $110.668 9. Initial public offering price: $110.668 10. Commission, spread or profit: _3/8__% $7,500 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor has been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by UBS Global AM or the Funds Sub-Adviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a Sub-Adviser, Affiliated Underwriter shall also include any brokerage affiliate of the Sub-Adviser. Approved: /s/ Christine Todd Date:July 9, 2003 Print Name: Christine Todd FORM 10f-3 FUND: UBS PACE Strategic Fixed Income Investments Adviser or Sub-Adviser: PIMCO 1. Issuer: Deutsche Telekom INT FIN NT GLBL Cusip 25156PAF0 2. Date of Purchase: 7/15/2003 3. Date offering commenced: 7/15/2003 4. Underwriters from whom purchased: Bank of America Securities 5. Affiliated Underwriter managing or participating in syndicate: UBS 6. Aggregate principal amount or number of shares purchased: 1.7 million shares in Account 15.0 million shares across all PIMCO Accounts 7. Aggregate principal amount or total number of shares of offering: 1,250,000,000 shares 8. Purchase price net of fees and expenses: $99.23 9. Initial public offering price: SPR @ ISS 135.0 vs T 3 5/8 05/13_ 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor has been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by UBS Global AM or the Funds Sub- Adviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a Sub-Adviser, Affiliated Underwriter shall also include any brokerage affiliate of the Sub-Adviser. Approved: /s/ Laramie Price Date: 9/3/03 DC - 406537.1 -----END PRIVACY-ENHANCED MESSAGE-----