-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lp3oZywo6KZF3k/G/YYnGIB5FFdQW4f+lM0UwxvrAgqmSN+wxiRoiFl/WKIiBA5i eA59kfzrYp8h3ev9YtX7SA== 0000930007-03-000003.txt : 20030929 0000930007-03-000003.hdr.sgml : 20030929 20030929170302 ACCESSION NUMBER: 0000930007-03-000003 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030929 EFFECTIVENESS DATE: 20030929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS PACE SELECT ADVISORS TRUST CENTRAL INDEX KEY: 0000930007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08764 FILM NUMBER: 03915544 BUSINESS ADDRESS: STREET 1: C/O UBS GLOBAL ASSET MANAGEMENT (US) INC STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 882 5575 MAIL ADDRESS: STREET 1: C/O UBS GLOBAL ASSET MANAGEMENT (US) INC STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PACE SELECT ADVISORS TRUST DATE OF NAME CHANGE: 19980212 FORMER COMPANY: FORMER CONFORMED NAME: MANAGED ACCOUNTS SERVICES PORTFOLIO TRUST DATE OF NAME CHANGE: 19941212 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER CONSULTING FUND PRODUCT DATE OF NAME CHANGE: 19940914 NSAR-B 1 answer.fil ANSWER FILE PAGE 1 000 B000000 07/31/2003 000 C000000 0000930007 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 UBS PACE SELECT ADVISORS TRUST 001 B000000 811-8764 001 C000000 2128825000 002 A000000 51 WEST 52ND STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 002 D020000 6114 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 UBS PACE MONEY MARKET INVESTMENTS 007 C030100 N 007 C010200 2 007 C020200 UBS PACE GOVERNMENT SECURITIES FIXED INCOME I 007 C030200 N 007 C010300 3 007 C020300 UBS PACE INTERMEDIATE FIXED INCOME INVESTMENT 007 C030300 N 007 C010400 4 007 C020400 UBS PACE STRATEGIC FIXED INCOME INVESTMENTS 007 C030400 N 007 C010500 5 007 C020500 UBS PACE MUNICIPAL FIXED INCOME INVESTMENTS 007 C030500 N 007 C010600 6 007 C020600 UBS PACE GLOBAL FIXED INCOME INVESTMENTS 007 C030600 N 007 C010700 7 007 C020700 USB PACE LARGE CO VALUE EQUITY INVESTMENTS 007 C030700 N 007 C010800 8 007 C020800 UBS PACE LARGE CO GROWTH EQUITY INVESTMENTS 007 C030800 N 007 C010900 9 007 C020900 UBS PACE SMALL/MEDIUM CO VALUE EQUITY INVESTM 007 C030900 N 007 C011000 10 PAGE 2 007 C021000 UBS PACE SMALL/MEDIUM CO GROWTH EQUITY INVEST 007 C031000 N 007 C011100 11 007 C021100 UBS PACE INTERNATIONAL EQUITY INVESTMENTS 007 C031100 N 007 C011200 12 007 C021200 UBS PACE INTERNATIONAL EMERGING MARKETS EQUIT 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 010 A00AA01 UBS GLOBAL ASSET MANAGEMENT (US) INC. 010 B00AA01 801-13219 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 010 C04AA01 6114 011 A00AA01 UBS GLOBAL ASSET MANAGEMENT (US) INC. 011 B00AA01 8-21901 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 011 C04AA01 6114 012 A00AA01 PFPC, INC. 012 B00AA01 84-1761 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 UBS FINANCIAL SERVICES INC. 014 B00AA01 8-016267 014 A00AA02 CANTRADE PRIVATE BANK (CI) LTD. 014 B00AA02 8-000000 014 A00AA03 GAM SERVICES, INC. 014 B00AA03 8-042036 014 A00AA04 J.C. 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71 028 D030100 0 028 D040100 11503 028 E010100 11863 028 E020100 73 028 E030100 0 028 E040100 9817 028 F010100 22275 028 F020100 50 028 F030100 0 028 F040100 21258 028 G010100 97872 028 G020100 435 028 G030100 0 028 G040100 100994 028 H000100 0 029 000100 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 031 A000100 0 031 B000100 0 032 000100 0 033 000100 0 034 000100 N 035 000100 0 036 B000100 0 037 000100 N 038 000100 0 039 000100 Y 040 000100 N 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.350 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 PAGE 16 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 055 A000100 Y 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 062 A000100 Y 062 B000100 3.5 062 C000100 25.1 062 D000100 0.0 062 E000100 0.0 062 F000100 4.9 062 G000100 3.2 062 H000100 0.0 062 I000100 50.8 062 J000100 0.0 062 K000100 0.0 062 L000100 12.1 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 50 063 B000100 0.0 064 A000100 N 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N PAGE 17 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 12 072 B000100 1880 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 435 072 G000100 0 072 H000100 0 072 I000100 650 072 J000100 12 072 K000100 81 072 L000100 78 072 M000100 2 072 N000100 57 072 O000100 0 PAGE 18 072 P000100 0 072 Q000100 0 072 R000100 31 072 S000100 18 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 44 072 X000100 1408 072 Y000100 703 072 Z000100 1175 072AA000100 0 072BB000100 0 072CC010100 0 072CC020100 0 072DD010100 1175 072DD020100 0 072EE000100 0 073 A010100 0.0095 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 1 074 B000100 0 074 C000100 123419 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 37 074 L000100 1340 074 M000100 26 074 N000100 124823 074 O000100 0 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 908 074 S000100 0 074 T000100 123915 074 U010100 123915 074 U020100 0 074 V010100 1.00 074 V020100 0.00 074 W000100 0.9999 074 X000100 83456 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000200 Y 035 000200 92 036 A000200 Y 036 B000200 0 037 000200 N 038 000200 0 039 000200 Y 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 1112 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.700 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 055 A000200 Y 055 B000200 N PAGE 21 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 1000 062 A000200 Y 062 B000200 1.4 062 C000200 45.5 062 D000200 0.2 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 1.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 122.2 062 O000200 0.0 062 P000200 0.0 062 Q000200 9.3 062 R000200 0.0 063 A000200 0 063 B000200 3.1 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 Y 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 Y 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 Y 070 H010200 Y 070 H020200 N 070 I010200 Y PAGE 22 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 N 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 4514119 071 B000200 4505931 071 C000200 608459 071 D000200 741 072 A000200 12 072 B000200 18238 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 3545 072 G000200 0 072 H000200 0 072 I000200 649 072 J000200 304 072 K000200 73 072 L000200 77 072 M000200 10 072 N000200 85 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 51 072 S000200 18 072 T000200 1112 072 U000200 0 072 V000200 0 072 W000200 74 072 X000200 5998 072 Y000200 804 072 Z000200 13044 072AA000200 27410 072BB000200 14739 PAGE 23 072CC010200 0 072CC020200 19516 072DD010200 7007 072DD020200 9312 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 983 074 C000200 229880 074 D000200 631677 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 16 074 J000200 1015718 074 K000200 0 074 L000200 3763 074 M000200 146 074 N000200 1882183 074 O000200 1398118 074 P000200 331 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 1014 074 R040200 2554 074 S000200 0 074 T000200 480166 074 U010200 16188 074 U020200 21286 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 36774 074 Y000200 363311 075 A000200 0 075 B000200 505388 076 000200 0.00 008 A000301 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 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MORGAN CHASE & CO. 025 B000307 13-3224016 025 C000307 D 025 D000307 944 025 A000308 BEAR STEARNS COS., INC. 025 B000308 13-3299429 025 C000308 D 025 D000308 652 025 A000309 BANK OF NEW YORK 025 B000309 13-3878175 025 C000309 D 025 D000309 456 025 A000310 STATE STREET CORP. 025 B000310 04-1867445 025 C000310 D 025 D000310 407 028 A010300 11708 028 A020300 681 028 A030300 0 028 A040300 7723 028 B010300 9914 028 B020300 668 PAGE 25 028 B030300 0 028 B040300 7943 028 C010300 6871 028 C020300 678 028 C030300 0 028 C040300 7871 028 D010300 7887 028 D020300 712 028 D030300 0 028 D040300 7023 028 E010300 8820 028 E020300 651 028 E030300 0 028 E040300 7926 028 F010300 15796 028 F020300 635 028 F030300 0 028 F040300 10499 028 G010300 60996 028 G020300 4025 028 G030300 0 028 G040300 48985 028 H000300 2500 029 000300 Y 030 A000300 16 030 B000300 4.50 030 C000300 0.00 031 A000300 8 031 B000300 0 032 000300 2 033 000300 6 034 000300 Y 035 000300 36 036 A000300 Y 036 B000300 0 037 000300 N 038 000300 0 039 000300 Y 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 527 044 000300 0 045 000300 Y PAGE 26 046 000300 N 047 000300 Y 048 000300 0.600 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 055 A000300 Y 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 N 060 B000300 N 061 000300 1000 062 A000300 Y 062 B000300 1.4 062 C000300 7.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 6.1 062 M000300 21.3 062 N000300 28.3 062 O000300 0.0 062 P000300 29.3 062 Q000300 18.4 PAGE 27 062 R000300 0.0 063 A000300 0 063 B000300 5.2 064 A000300 N 064 B000300 N 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 Y 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 951272 071 B000300 895429 071 C000300 304708 071 D000300 294 072 A000300 12 PAGE 28 072 B000300 13098 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 2027 072 G000300 0 072 H000300 0 072 I000300 435 072 J000300 203 072 K000300 42 072 L000300 61 072 M000300 7 072 N000300 75 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 44 072 S000300 14 072 T000300 527 072 U000300 0 072 V000300 0 072 W000300 58 072 X000300 3493 072 Y000300 350 072 Z000300 9955 072AA000300 18116 072BB000300 32838 072CC010300 24188 072CC020300 0 072DD010300 5982 072DD020300 4297 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 562 074 B000300 88 074 C000300 29241 074 D000300 338778 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 21211 074 J000300 16025 074 K000300 0 074 L000300 4735 074 M000300 353 074 N000300 410993 074 O000300 38097 PAGE 29 074 P000300 216 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 24438 074 S000300 0 074 T000300 348242 074 U010300 18387 074 U020300 11985 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 21246 074 Y000300 265445 075 A000300 0 075 B000300 337677 076 000300 0.00 008 A000401 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B000401 A 008 C000401 801-13219 008 D010401 NEW YORK 008 D020401 NY 008 D030401 10019 008 D040401 6114 008 A000402 PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 008 B000402 S 008 C000402 801-48187 008 D010402 NEWPORT BEACH 008 D020402 CA 008 D030402 92660 024 000400 Y 025 A000401 J.P. MORGAN CHASE & CO. 025 B000401 13-3224016 025 C000401 D 025 D000401 2186 025 A000402 GOLDMAN SACHS GROUP, INC. 025 B000402 13-5108880 025 C000402 D 025 D000402 1479 025 A000403 MORGAN STANLEY & CO. 025 B000403 13-2655998 025 C000403 D 025 D000403 1202 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 8697 028 A020400 1157 PAGE 30 028 A030400 0 028 A040400 24204 028 B010400 9025 028 B020400 1105 028 B030400 0 028 B040400 8839 028 C010400 8509 028 C020400 847 028 C030400 0 028 C040400 6225 028 D010400 8004 028 D020400 852 028 D030400 0 028 D040400 5279 028 E010400 8362 028 E020400 717 028 E030400 0 028 E040400 7049 028 F010400 8051 028 F020400 676 028 F030400 0 028 F040400 7804 028 G010400 50648 028 G020400 5354 028 G030400 0 028 G040400 59400 028 H000400 2033 029 000400 Y 030 A000400 19 030 B000400 4.50 030 C000400 0.00 031 A000400 11 031 B000400 0 032 000400 1 033 000400 7 034 000400 Y 035 000400 61 036 A000400 Y 036 B000400 0 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 309 044 000400 0 055 A000400 Y 055 B000400 N PAGE 31 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 1000 062 A000400 Y 062 B000400 3.2 062 C000400 18.9 062 D000400 0.8 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 6.1 062 J000400 0.0 062 K000400 0.0 062 L000400 0.1 062 M000400 12.3 062 N000400 50.1 062 O000400 4.3 062 P000400 16.0 062 Q000400 12.9 062 R000400 0.0 063 A000400 0 063 B000400 9.5 064 A000400 N 064 B000400 N 066 A000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 Y 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 Y 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 Y 070 H010400 Y 070 H020400 N 070 I010400 Y PAGE 32 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 1108620 071 B000400 1155943 071 C000400 310814 071 D000400 357 072 A000400 12 072 B000400 16344 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 2139 072 G000400 0 072 H000400 0 072 I000400 426 072 J000400 183 072 K000400 36 072 L000400 62 072 M000400 6 072 N000400 70 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 44 072 S000400 14 072 T000400 309 072 U000400 0 072 V000400 0 072 W000400 58 072 X000400 3347 072 Y000400 250 072 Z000400 13247 072AA000400 39428 072BB000400 25576 PAGE 33 072CC010400 0 072CC020400 8386 072DD010400 10570 072DD020400 1996 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 808 074 B000400 2270 074 C000400 85261 074 D000400 288324 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 237 074 J000400 35488 074 K000400 0 074 L000400 2670 074 M000400 104 074 N000400 415162 074 O000400 108501 074 P000400 198 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 1459 074 R040400 3366 074 S000400 0 074 T000400 301638 074 U010400 18770 074 U020400 3678 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 28469 074 Y000400 231718 075 A000400 0 075 B000400 305107 076 000400 0.00 008 A000501 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B000501 A 008 C000501 801-13219 008 D010501 NEW YORK 008 D020501 NY 008 D030501 10019 008 D040501 6114 008 A000502 STANDISH MELLON ASSET MANAGEMENT COMPANY LLC 008 B000502 S PAGE 34 008 C000502 801-60527 008 D010502 BOSTON 008 D020502 MA 008 D030502 02111 024 000500 N 025 D000501 0 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 3673 028 A020500 600 028 A030500 0 028 A040500 3463 028 B010500 2174 028 B020500 581 028 B030500 0 028 B040500 5002 028 C010500 4076 028 C020500 522 028 C030500 0 028 C040500 5289 028 D010500 2316 028 D020500 537 028 D030500 0 028 D040500 3377 028 E010500 2014 028 E020500 542 028 E030500 0 028 E040500 2527 028 F010500 4761 028 F020500 546 028 F030500 0 028 F040500 6845 028 G010500 19014 028 G020500 3328 028 G030500 0 028 G040500 26503 028 H000500 4064 029 000500 Y 030 A000500 37 030 B000500 4.50 030 C000500 0.00 031 A000500 19 031 B000500 0 032 000500 4 033 000500 14 034 000500 Y PAGE 35 035 000500 70 036 A000500 Y 036 B000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 737 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.600 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y PAGE 36 060 B000500 Y 061 000500 1000 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 2.4 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 98.2 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 6.9 064 A000500 Y 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y PAGE 37 070 L010500 Y 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 109980 071 B000500 114717 071 C000500 263033 071 D000500 42 072 A000500 12 072 B000500 11945 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 1623 072 G000500 0 072 H000500 0 072 I000500 145 072 J000500 162 072 K000500 46 072 L000500 54 072 M000500 6 072 N000500 64 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 44 072 S000500 13 072 T000500 737 072 U000500 0 072 V000500 0 072 W000500 49 072 X000500 2943 072 Y000500 335 072 Z000500 9337 072AA000500 4524 072BB000500 796 072CC010500 0 072CC020500 6573 072DD010500 2447 072DD020500 6891 072EE000500 0 PAGE 38 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 2094 074 B000500 0 074 C000500 6300 074 D000500 256042 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 79 074 J000500 0 074 K000500 0 074 L000500 3421 074 M000500 139 074 N000500 268075 074 O000500 6587 074 P000500 176 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 462 074 S000500 0 074 T000500 260850 074 U010500 5568 074 U020500 15200 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 9770 074 Y000500 133535 075 A000500 0 075 B000500 270030 076 000500 0.00 008 A000601 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B000601 A 008 C000601 801-13219 008 D010601 NEW YORK 008 D020601 NY 008 D030601 10019 008 D040601 6114 008 A000602 ROGGE GLOBAL PARTNERS PLC 008 B000602 S 008 C000602 801-25482 008 D010602 LONDON 008 D050602 ENGLAND 008 D060602 EC4V 5BY 008 A000603 FISHER, FRANCIS, TREES & WATTS, INC. PAGE 39 008 B000603 S 008 C000603 801-10577 008 D010603 NEW YORK 008 D020603 NY 008 D030603 10166 024 000600 Y 025 A000601 J.P. MORGAN CHASE & CO. 025 B000601 13-3224016 025 C000601 D 025 D000601 2255 025 A000602 GOLDMAN SACHS GROUP, INC. 025 B000602 13-5108880 025 C000602 D 025 D000602 2226 025 A000603 CS FIRST BOSTON, INC. 025 B000603 13-5659485 025 C000603 D 025 D000603 1530 025 A000604 LEHMAN BROTHERS HOLDINGS, INC. 025 B000604 13-2518466 025 C000604 D 025 D000604 1172 025 A000605 CITIGROUP, INC. 025 B000605 13-8008177 025 C000605 D 025 D000605 584 025 A000606 MORGAN STANLEY & CO. 025 B000606 13-2655998 025 C000606 D 025 D000606 551 025 A000607 MERRILL LYNCH & CO., INC. 025 B000607 13-5674085 025 C000607 D 025 D000607 433 025 D000608 0 028 A010600 8618 028 A020600 672 028 A030600 0 028 A040600 4676 028 B010600 7155 028 B020600 623 028 B030600 0 028 B040600 5971 028 C010600 7340 028 C020600 714 028 C030600 0 028 C040600 6462 028 D010600 6347 028 D020600 603 028 D030600 0 028 D040600 6551 PAGE 40 028 E010600 5810 028 E020600 666 028 E030600 0 028 E040600 7436 028 F010600 5105 028 F020600 581 028 F030600 0 028 F040600 6443 028 G010600 40375 028 G020600 3859 028 G030600 0 028 G040600 37539 028 H000600 6693 029 000600 Y 030 A000600 43 030 B000600 4.50 030 C000600 0.00 031 A000600 25 031 B000600 0 032 000600 2 033 000600 16 034 000600 Y 035 000600 3 036 A000600 Y 036 B000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 552 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.800 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 PAGE 41 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 055 A000600 Y 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 1000 062 A000600 Y 062 B000600 0.1 062 C000600 0.0 062 D000600 7.7 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.1 062 M000600 1.0 062 N000600 16.3 062 O000600 0.0 062 P000600 34.9 062 Q000600 46.8 062 R000600 0.0 063 A000600 0 063 B000600 5.8 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N PAGE 42 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 Y 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 Y 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 895365 071 B000600 891243 071 C000600 325531 071 D000600 274 072 A000600 12 072 B000600 12134 072 C000600 1 072 D000600 0 072 E000600 0 072 F000600 2658 072 G000600 0 072 H000600 0 072 I000600 609 072 J000600 498 072 K000600 48 PAGE 43 072 L000600 74 072 M000600 7 072 N000600 80 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 43 072 S000600 19 072 T000600 552 072 U000600 0 072 V000600 0 072 W000600 62 072 X000600 4650 072 Y000600 520 072 Z000600 8005 072AA000600 40209 072BB000600 12913 072CC010600 0 072CC020600 1100 072DD010600 3831 072DD020600 5646 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 10112 074 B000600 25984 074 C000600 299 074 D000600 336185 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 17 074 I000600 700 074 J000600 5012 074 K000600 0 074 L000600 7125 074 M000600 121 074 N000600 385555 074 O000600 39400 074 P000600 246 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 4 074 R040600 6186 074 S000600 0 074 T000600 339719 074 U010600 11820 074 U020600 17007 PAGE 44 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 39733 074 Y000600 258293 075 A000600 0 075 B000600 332088 076 000600 0.00 008 A000701 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B000701 A 008 C000701 801-13219 008 D010701 NEW YORK 008 D020701 NY 008 D030701 10019 008 D040701 6114 008 A000702 SSGA FUNDS MANAGEMENT, INC. 008 B000702 S 008 C000702 801-60103 008 D010702 BOSTON 008 D020702 MA 008 D030702 02110 008 A000703 WESTWOOD MANAGEMENT CORP 008 B000703 S 008 C000703 801-18727 008 D010703 DALLAS 008 D020703 TX 008 D030703 75201 008 A000704 INSTITUTIONAL CAPITAL CORP 008 B000704 S 008 C000704 801-40779 008 D010704 CHICAGO 008 D020704 IL 008 D030704 60601 024 000700 Y 025 A000701 CITIGROUP, INC. 025 B000701 13-8008177 025 C000701 E 025 D000701 36223 025 A000702 J.P. MORGAN CHASE & CO. 025 B000702 13-3224016 025 C000702 E 025 D000702 10228 025 A000703 MERRILL LYNCH & CO., INC. 025 B000703 13-5674085 025 C000703 E 025 D000703 8302 025 A000704 BEAR STEARNS & CO., INC. 025 B000704 13-3299429 025 C000704 E 025 D000704 4911 025 A000705 MORGAN STANLEY & CO. PAGE 45 025 B000705 13-2655998 025 C000705 E 025 D000705 3987 025 A000706 GOLDMAN SACHS GROUP, INC. 025 B000706 13-5108880 025 C000706 E 025 D000706 3947 025 A000707 LEHMAN BROTHERS HOLDINGS, INC. 025 B000707 13-2518466 025 C000707 E 025 D000707 2866 028 A010700 10715 028 A020700 0 028 A030700 0 028 A040700 16418 028 B010700 10748 028 B020700 0 028 B030700 0 028 B040700 16170 028 C010700 13229 028 C020700 0 028 C030700 0 028 C040700 12903 028 D010700 11853 028 D020700 0 028 D030700 0 028 D040700 14861 028 E010700 14833 028 E020700 0 028 E030700 0 028 E040700 16731 028 F010700 15572 028 F020700 0 028 F030700 0 028 F040700 13068 028 G010700 76950 028 G020700 0 028 G030700 0 028 G040700 90151 028 H000700 6171 029 000700 Y 030 A000700 49 030 B000700 5.50 030 C000700 0.00 031 A000700 28 031 B000700 0 032 000700 3 033 000700 18 034 000700 Y 035 000700 115 036 A000700 Y PAGE 46 036 B000700 0 037 000700 N 038 000700 0 039 000700 Y 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 1852 044 000700 0 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y PAGE 47 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 558658 071 B000700 583166 071 C000700 778210 071 D000700 72 072 A000700 12 072 B000700 173 072 C000700 17305 072 D000700 0 072 E000700 0 072 F000700 6300 072 G000700 0 072 H000700 0 072 I000700 1132 072 J000700 473 072 K000700 112 072 L000700 142 072 M000700 16 072 N000700 148 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 74 072 S000700 14 072 T000700 1852 072 U000700 0 072 V000700 0 PAGE 48 072 W000700 80 072 X000700 10343 072 Y000700 886 072 Z000700 8021 072AA000700 35637 072BB000700 105326 072CC010700 97775 072CC020700 0 072DD010700 4174 072DD020700 3427 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 4 074 B000700 13884 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 827007 074 G000700 0 074 H000700 0 074 I000700 20547 074 J000700 2143 074 K000700 0 074 L000700 2967 074 M000700 183 074 N000700 866735 074 O000700 5183 074 P000700 652 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 22368 074 S000700 0 074 T000700 838532 074 U010700 25982 074 U020700 28504 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 68509 074 Y000700 0 075 A000700 0 075 B000700 790068 076 000700 0.00 008 A000801 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B000801 A 008 C000801 801-13219 PAGE 49 008 D010801 NEW YORK 008 D020801 NY 008 D030801 10019 008 D040801 6114 008 A000802 GE ASSET MANAGEMENT, INC. 008 B000802 S 008 C000802 801-31947 008 D010802 STAMFORD 008 D020802 CT 008 D030802 06905 008 A000803 SSGA FUNDS MANAGEMENT,INC. 008 B000803 S 008 C000803 801-60103 008 D010803 BOSTON 008 D020803 MA 008 D030803 02110 008 D040803 4108 008 A000804 MARSICO CAPITAL MANAGEMENT, LLC 008 B000804 S 008 C000804 801-54914 008 D010804 DENVER 008 D020804 CO 008 D030804 80202 024 000800 Y 025 A000801 CITIGROUP, INC. 025 B000801 13-8008177 025 C000801 E 025 D000801 18893 025 A000802 MERRILL LYNCH & CO., INC. 025 B000802 13-5674085 025 C000802 E 025 D000802 6162 025 A000803 GOLDMAN SAHCS GROUP, INC. 025 B000803 13-5108880 025 C000803 E 025 D000803 5583 025 A000804 LEHMAN BROTHERS HOLDINGS, INC. 025 B000804 13-2518466 025 C000804 E 025 D000804 904 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 10796 028 A020800 0 028 A030800 0 028 A040800 12825 028 B010800 10377 028 B020800 0 028 B030800 0 PAGE 50 028 B040800 10070 028 C010800 12643 028 C020800 0 028 C030800 0 028 C040800 8084 028 D010800 11535 028 D020800 0 028 D030800 0 028 D040800 8806 028 E010800 12582 028 E020800 0 028 E030800 0 028 E040800 8804 028 F010800 14805 028 F020800 0 028 F030800 0 028 F040800 8068 028 G010800 72738 028 G020800 0 028 G030800 0 028 G040800 56657 028 H000800 3014 029 000800 Y 030 A000800 27 030 B000800 5.50 030 C000800 0.00 031 A000800 13 031 B000800 0 032 000800 4 033 000800 10 034 000800 Y 035 000800 19 036 A000800 Y 036 B000800 0 037 000800 N 038 000800 0 039 000800 Y 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 500 044 000800 0 045 000800 Y 046 000800 N PAGE 51 047 000800 Y 048 000800 0.800 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 1000 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 PAGE 52 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 522203 071 B000800 498163 071 C000800 464790 071 D000800 107 PAGE 53 072 A000800 12 072 B000800 167 072 C000800 3590 072 D000800 0 072 E000800 0 072 F000800 3799 072 G000800 0 072 H000800 0 072 I000800 784 072 J000800 285 072 K000800 71 072 L000800 103 072 M000800 10 072 N000800 109 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 49 072 S000800 24 072 T000800 500 072 U000800 0 072 V000800 0 072 W000800 66 072 X000800 5800 072 Y000800 529 072 Z000800 -1514 072AA000800 53318 072BB000800 121820 072CC010800 124601 072CC020800 0 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 1 074 B000800 13959 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 536440 074 G000800 0 074 H000800 0 074 I000800 22139 074 J000800 2170 074 K000800 0 074 L000800 1678 074 M000800 139 074 N000800 576526 PAGE 54 074 O000800 6963 074 P000800 374 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 23127 074 S000800 0 074 T000800 546062 074 U010800 30326 074 U020800 12250 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 48992 074 Y000800 0 075 A000800 0 075 B000800 474886 076 000800 0.00 008 A000901 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B000901 A 008 C000901 801-13219 008 D010901 NEW YORK 008 D020901 NY 008 D030901 10019 008 D040901 6114 008 A000902 ICM ASSET MANAGEMENT, INC. 008 B000902 S 008 C000902 801-16670 008 D010902 SPOKANE 008 D020902 WA 008 D030902 99201 008 A000903 ARIEL CAPITAL MANAGEMENT, INC. 008 B000903 S 008 C000903 801-18767 008 D010903 CHICAGO 008 D020903 IL 008 D030903 60601 024 000900 N 025 D000901 0 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 5167 028 A020900 0 028 A030900 0 028 A040900 8088 PAGE 55 028 B010900 3416 028 B020900 0 028 B030900 0 028 B040900 4591 028 C010900 5353 028 C020900 0 028 C030900 0 028 C040900 4619 028 D010900 5872 028 D020900 0 028 D030900 0 028 D040900 5473 028 E010900 7216 028 E020900 0 028 E030900 0 028 E040900 6787 028 F010900 7472 028 F020900 0 028 F030900 0 028 F040900 4684 028 G010900 34496 028 G020900 0 028 G030900 0 028 G040900 34242 028 H000900 8828 029 000900 Y 030 A000900 17 030 B000900 5.50 030 C000900 0.00 031 A000900 8 031 B000900 0 032 000900 3 033 000900 6 034 000900 Y 035 000900 27 036 A000900 Y 036 B000900 0 037 000900 N 038 000900 0 039 000900 Y 040 000900 Y 041 000900 Y 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 330 PAGE 56 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.800 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 055 A000900 Y 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 1000 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 PAGE 57 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 73175 071 B000900 84094 071 C000900 231535 071 D000900 32 072 A000900 12 072 B000900 115 072 C000900 2472 072 D000900 0 072 E000900 0 072 F000900 1894 072 G000900 0 072 H000900 0 PAGE 58 072 I000900 557 072 J000900 142 072 K000900 39 072 L000900 66 072 M000900 4 072 N000900 85 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 39 072 S000900 23 072 T000900 330 072 U000900 0 072 V000900 0 072 W000900 51 072 X000900 3230 072 Y000900 262 072 Z000900 -381 072AA000900 12190 072BB000900 26805 072CC010900 40976 072CC020900 0 072DD010900 0 072DD020900 0 072EE000900 17664 073 A010900 0.0000 073 A020900 0.0000 073 B000900 1.1401 073 C000900 0.0000 074 A000900 4 074 B000900 11740 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 262508 074 G000900 0 074 H000900 0 074 I000900 15820 074 J000900 0 074 K000900 0 074 L000900 614 074 M000900 90 074 N000900 290776 074 O000900 0 074 P000900 207 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 16334 074 S000900 0 PAGE 59 074 T000900 274235 074 U010900 12304 074 U020900 4283 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 36961 074 Y000900 0 075 A000900 0 075 B000900 239381 076 000900 0.00 008 A001001 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B001001 A 008 C001001 801-13219 008 D011001 NEW YORK 008 D021001 NY 008 D031001 10019 008 D041001 6114 008 A001002 DELAWARE MANAGEMENT COMPANY 008 B001002 S 008 C001002 801-32108 008 D011002 PHILADELPHIA 008 D021002 PA 008 D031002 19103 024 001000 N 028 A011000 3877 028 A021000 0 028 A031000 0 028 A041000 7955 028 B011000 3623 028 B021000 0 028 B031000 0 028 B041000 5781 028 C011000 5195 028 C021000 0 028 C031000 0 028 C041000 4143 028 D011000 6211 028 D021000 0 028 D031000 0 028 D041000 5300 028 E011000 5927 028 E021000 0 028 E031000 0 028 E041000 5552 028 F011000 9337 028 F021000 0 028 F031000 0 028 F041000 6621 028 G011000 34170 028 G021000 0 PAGE 60 028 G031000 0 028 G041000 35352 028 H001000 7574 029 001000 Y 030 A001000 14 030 B001000 5.50 030 C001000 0.00 031 A001000 9 031 B001000 0 032 001000 0 033 001000 5 034 001000 Y 035 001000 21 036 A001000 Y 036 B001000 0 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 291 044 001000 0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N PAGE 61 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 122870 071 B001000 131092 071 C001000 246672 071 D001000 50 072 A001000 12 072 B001000 175 072 C001000 1134 072 D001000 0 072 E001000 0 072 F001000 2042 072 G001000 0 072 H001000 0 072 I001000 580 072 J001000 153 072 K001000 26 072 L001000 74 072 M001000 5 072 N001000 86 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 50 072 S001000 13 PAGE 62 072 T001000 291 072 U001000 0 072 V001000 0 072 W001000 49 072 X001000 3369 072 Y001000 260 072 Z001000 -1800 072AA001000 19861 072BB001000 39872 072CC011000 72102 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 4250 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 291796 074 G001000 0 074 H001000 0 074 I001000 33195 074 J001000 7799 074 K001000 0 074 L001000 571 074 M001000 112 074 N001000 337723 074 O001000 6430 074 P001000 223 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 34560 074 S001000 0 074 T001000 296510 074 U011000 16460 074 U021000 6106 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 39590 074 Y001000 0 075 A001000 0 075 B001000 256312 076 001000 0.00 PAGE 63 008 A001101 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B001101 A 008 C001101 801-13219 008 D011101 NEW YORK 008 D021101 NY 008 D031101 10019 008 D041101 6114 008 A001102 MARTIN CURRIE INC. 008 B001102 S 008 C001102 801-14261 008 D011102 EDINBURGH 008 D051102 SCOTLAND 008 D061102 EH12ES 024 001100 Y 025 A001101 DEUTSCHE BANK AG 025 B001101 13-6124068 025 C001101 E 025 D001101 4929 028 A011100 18375 028 A021100 0 028 A031100 0 028 A041100 16844 028 B011100 17465 028 B021100 0 028 B031100 0 028 B041100 18966 028 C011100 22554 028 C021100 0 028 C031100 0 028 C041100 19118 028 D011100 10696 028 D021100 0 028 D031100 0 028 D041100 15581 028 E011100 12050 028 E021100 0 028 E031100 0 028 E041100 12029 028 F011100 18396 028 F021100 0 028 F031100 0 028 F041100 9995 028 G011100 99536 028 G021100 0 028 G031100 0 028 G041100 92533 028 H001100 24693 029 001100 Y 030 A001100 13 030 B001100 5.50 030 C001100 0.00 PAGE 64 031 A001100 6 031 B001100 0 032 001100 2 033 001100 5 034 001100 Y 035 001100 51 036 A001100 Y 036 B001100 0 037 001100 Y 038 001100 60 039 001100 Y 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 301 044 001100 0 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N PAGE 65 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 315111 071 B001100 291239 071 C001100 330099 071 D001100 88 072 A001100 12 072 B001100 539 072 C001100 8028 072 D001100 0 072 E001100 0 072 F001100 3200 072 G001100 0 072 H001100 0 072 I001100 589 072 J001100 509 072 K001100 31 072 L001100 63 072 M001100 7 072 N001100 81 072 O001100 0 072 P001100 0 072 Q001100 0 PAGE 66 072 R001100 54 072 S001100 14 072 T001100 301 072 U001100 0 072 V001100 0 072 W001100 60 072 X001100 4909 072 Y001100 105 072 Z001100 3763 072AA001100 37583 072BB001100 88553 072CC011100 60367 072CC021100 0 072DD011100 632 072DD021100 234 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 4224 074 B001100 12659 074 C001100 0 074 D001100 4202 074 E001100 18773 074 F001100 351691 074 G001100 0 074 H001100 0 074 I001100 24405 074 J001100 4564 074 K001100 0 074 L001100 1641 074 M001100 130 074 N001100 422289 074 O001100 14313 074 P001100 355 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 24121 074 S001100 0 074 T001100 383500 074 U011100 24143 074 U021100 12865 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 42363 074 Y001100 193931 075 A001100 0 PAGE 67 075 B001100 341729 076 001100 0.00 008 A001201 UBS GLOBAL ASSET MANAGEMENT (US) INC. 008 B001201 A 008 C001201 801-13219 008 D011201 NEW YORK 008 D021201 NY 008 D031201 10019 008 D041201 6114 008 A001202 GARTMORE GLOBAL PARTNERS 008 B001202 S 008 C001202 801-48811 008 D011202 CONSHOHOCKEN 008 D021202 PA 008 D031202 19428 008 A001203 BARING INTERNATIONAL INVESTMENT LIMITED 008 B001203 S 008 C001203 801-15160 008 D011203 LONDON 008 D051203 ENGLAND 024 001200 N 028 A011200 4876 028 A021200 0 028 A031200 0 028 A041200 4234 028 B011200 7299 028 B021200 0 028 B031200 0 028 B041200 6322 028 C011200 9439 028 C021200 0 028 C031200 0 028 C041200 8354 028 D011200 3250 028 D021200 0 028 D031200 0 028 D041200 4396 028 E011200 4726 028 E021200 0 028 E031200 0 028 E041200 3157 028 F011200 3262 028 F021200 0 028 F031200 0 028 F041200 2279 028 G011200 32852 028 G021200 0 028 G031200 0 028 G041200 28742 028 H001200 10836 029 001200 Y PAGE 68 030 A001200 9 030 B001200 5.50 030 C001200 0.00 031 A001200 6 031 B001200 0 032 001200 0 033 001200 3 034 001200 Y 035 001200 23 036 A001200 Y 036 B001200 0 037 001200 Y 038 001200 65 039 001200 Y 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 88 044 001200 0 055 A001200 Y 055 B001200 N 056 001200 Y 057 001200 N 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 070 A011200 Y 070 A021200 Y 070 B011200 Y PAGE 69 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 Y 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 173071 071 B001200 162242 071 C001200 75840 071 D001200 214 072 A001200 12 072 B001200 82 072 C001200 2114 072 D001200 0 072 E001200 0 072 F001200 853 072 G001200 0 072 H001200 0 072 I001200 355 072 J001200 271 072 K001200 35 072 L001200 58 072 M001200 3 072 N001200 77 PAGE 70 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 49 072 S001200 15 072 T001200 88 072 U001200 0 072 V001200 0 072 W001200 43 072 X001200 1847 072 Y001200 319 072 Z001200 668 072AA001200 15668 072BB001200 23004 072CC011200 19110 072CC021200 0 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 348 074 B001200 672 074 C001200 0 074 D001200 498 074 E001200 5474 074 F001200 88193 074 G001200 0 074 H001200 0 074 I001200 10373 074 J001200 742 074 K001200 0 074 L001200 588 074 M001200 99 074 N001200 106987 074 O001200 500 074 P001200 86 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 10762 074 S001200 0 074 T001200 95639 074 U011200 8779 074 U021200 1948 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 PAGE 71 074 X001200 27525 074 Y001200 47659 075 A001200 0 075 B001200 78077 076 001200 0.00 SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-99 3 legal.txt LEGAL FORM 10f3 FUND: PACE Global Fixed Income Investments Adviser or SubAdviser: FFTW 1. Issuer: Bank of America 2. Date of Purchase: 4/17/02 3. Date offering commenced: 4/17/02 4. Underwriters from whom purchased: BAC 5. Affiliated Underwriter managing or participating in syndicate: UBS_____________________ 6. Aggregate principal amount or number of shares purchased: $30,000 par 7. Aggregate principal amount or total number of shares of offering: $1,000,000,000 par 8. Purchase price (net of fees and expenses): $.9976 9. Initial public offering price: $.9976 10. Commission, spread or profit: * * This information is not available 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X** Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. ** We have no reason to suspect that UBS received a beneficial interest in the transaction, but we have no way of verifying this at this point in time. Approved: /s/ David Marmon Date: 1/21/03 FORM 10f3 FUND: PACE Intermediate Fixed Income Investments Adviser or SubAdviser: BlackRock 1. Issuer: TIAA Global Markets 2. Date of Purchase: 10/24/02 3. Date offering commenced: 10/24/02 4. Underwriters from whom purchased: Morgan Stanley 5. Affiliated Underwriter managing or participating in syndicate: UBS Warburg 6. Aggregate principal amount or number of shares purchased: $825,000 par 7. Aggregate principal amount or total number of shares of offering: $500,000,000 par 8. Purchase price (net of fees and expenses): $99.521 9. Initial public offering price: $99.521 10. Commission, spread or profit: 0.600% 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. Approved: /s/ Todd Kopstein Date: 11/20/02 FORM 10f3 FUND: PACE Intermediate Fixed Income Investments Adviser or SubAdviser: BlackRock 1. Issuer: Credit Suisse First Boston USA Inc. 2. Date of Purchase: 12/12/02 3. Date offering commenced: 12/12/02 4. Underwriters from whom purchased: Credit Suisse First Boston Corp 5. Affiliated Underwriter managing or participating in syndicate: UBS Warburg 6. Aggregate principal amount or number of shares purchased: $675,000 par 7. Aggregate principal amount or total number of shares of offering: $1,400,000,000 par 8. Purchase price (net of fees and expenses): $99.906 9. Initial public offering price: $99.906 10. Commission, spread or profit: Spread @ issue: 168.0 vs. US Treasury 3.00% 11/15/07 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. Approved: /s/ Todd Kopstein Date: 1/28/03 FORM 10f3 FUND: PACE Global Fixed Income Investments Adviser or SubAdviser: FFTW 1. Issuer: Household Finance Group 2. Date of Purchase: 1/07/03 3. Date offering commenced: 1/07/03 4. Underwriters from whom purchased: Credit Suisse First Boston 5. Affiliated Underwriter managing or participating in syndicate: UBS Warburg LLC 6. Aggregate principal amount or number of shares purchased: $5,000,000 total, PCGL 410 7. Aggregate principal amount or total number of shares of offering: $1,250,000,000 8. Purchase price (net of fees and expenses): $99.497 9. Initial public offering price: $99497 10. Commission, spread or profit: 0% $ 0 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X** Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. ** At the time of the transaction FFTW confirmed with the lead underwriter, CSFB, that UBS Warburg was not part of the underwriting syndicate. Subsequent to settlement we were advised that UBS Warburg did participate in the syndicate. FFTW purchased the bonds from CSFB. Approved: /s/Robin S. Meister Date: 4/16/03 FORM 10f3 FUND: PACE Municipal Fixed Income Investments Adviser or SubAdviser: Standish Ayer & Wood 1. Issuer: Golden State Tobacco 2. Date of Purchase: 1/16/03 3. Date offering commenced: 1/13/03 4. Underwriters from whom purchased: Bear Stearns 5. Affiliated Underwriter managing or participating in syndicate: UBS PaineWebber 6. Aggregate principal amount or number of shares purchased: $600,000 7. Aggregate principal amount or total number of shares of offering: $2,625,000,000 8. Purchase price (net of fees and expenses): $99.5 9. Initial public offering price: $99.5 10. Commission, spread or profit: 0.5% $12,000 11. Have the following conditions been satisfied? YES NO a. The securities are municipal securities as defined in Section 3a29 of the Securities Exchange Act of 1934. b. The securities were purchased prior to the end of the first day on which any sales are made. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer has received an investment grade rating from a nationally recognized statistical rating organization or, if the issuer, or entity supplying the revenues from which the issue is to be paid, shall have been in continuous operation for less than three years including any predecessor, the issuer has received one of the three highest ratings from at least one such rating organization. g The amount of such securities purchased by the Fund and all investment companies advised by UBS Global AM or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No purchases were designated as group sales or otherwise allocated to the account of any Affiliated Underwriter. X X X X Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. Approved: /s/ Christine Todd Date: 3/25/03 FORM 10f3 FUND: PACE Municipal Fixed Income Investments Adviser or SubAdviser: Standish Ayer & Wood 1. Issuer: Commonwealth of MA 2. Date of Purchase: 3/3/03 3. Date offering commenced: 2/27/03 4. Underwriters from whom purchased: Lehman Brothers 5. Affiliated Underwriter managing or participating in syndicate: UBS PaineWebber 6. Aggregate principal amount or number of shares purchased: $5 million par 7. Aggregate principal amount or total number of shares of offering: $965 million 8. Purchase price (net of fees and expenses): $109.596 9. Initial public offering price: $109.596 10. Commission, spread or profit: 3/8% 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. Approved: /s/ Christine Todd Date: 3/10/03 FORM 10f3 FUND: PACE Municipal Fixed Income Investments Adviser or SubAdviser: Standish Ayer & Wood 1. Issuer: New York Dorm City University 2. Date of Purchase: 3/31/03 3. Date offering commenced: 3/27/03 4. Underwriters from whom purchased: Salomon Smith Barney 5. Affiliated Underwriter managing or participating in syndicate: UBS PaineWebber 6. Aggregate principal amount or number of shares purchased: $2 million 7. Aggregate principal amount or total number of shares of offering: $597 million 8. Purchase price (net of fees and expenses): $107.225 9. Initial public offering price: $107.225 10. Commission, spread or profit: 0.5% $10,000 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 that is being offered to the public. b. The securities were purchased prior to the end of the first day on which any sales are made or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated. c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g The amount of such securities purchased by the Fund and all investment companies advised by Brinson Advisors or the Funds SubAdviser, if applicable, did not exceed 25% of the principal amount of the offering sold. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. X X X X Note: Refer to the Rule 10f3 Procedures for the definitions of the capitalized terms above. In particular, Affiliated Underwriter is defined as UBS AG and its affiliates. In the case of a Fund advised by a SubAdviser, Affiliated Underwriter shall also include any brokerage affiliate of the SubAdviser. Approved: /s/ Christine Todd Date: 4/1/03 EX-99 4 audit.txt AUDIT Report of Independent Auditors To the Shareholders and Board of Trustees of UBS PACE Select Advisors Trust In planning and performing our audit of the financial statements of the UBS PACE Select Advisors Trust (comprising, respectively, UBS PACE Money Market Investments, UBS PACE Government Securities Fixed Income Investments, UBS PACE Intermediate Fixed Income Investments, UBS PACE Strategic Fixed Income Investments, UBS PACE Municipal Fixed Income Investments, UBS PACE Global Fixed Income Investments, UBS PACE Large Co Value Equity Investments, UBS PACE Large Co Growth Equity Investments, UBS PACE Small/Medium Co Value Equity Investments, UBS PACE Small/Medium Co Growth Equity Investments, UBS PACE International Equity Investments, and UBS PACE International Emerging Markets Equity Investments), for the year ended July 31, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control. The management of UBS PACE Select Advisors Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entitys objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that mistakes caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above at July 31, 2003. This report is intended solely for the information and use of the shareholders, Board of Trustees and management of UBS PACE Select Advisors Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ERNST & YOUNG LLP September 22, 2003 -----END PRIVACY-ENHANCED MESSAGE-----