-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+gCLkivBxnOx86RxQKigT9WcK6Obk9KRwGW1dRFExjN9vOwclMR+Riw/62x917o z6A2UqVTCdSeT7WjHK5bZg== 0000930007-02-000001.txt : 20020415 0000930007-02-000001.hdr.sgml : 20020415 ACCESSION NUMBER: 0000930007-02-000001 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINEWEBBER PACE SELECT ADVISORS TRUST CENTRAL INDEX KEY: 0000930007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08764 FILM NUMBER: 02596364 BUSINESS ADDRESS: STREET 1: C/O BRINSON ADVISORS, INC. STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127133269 MAIL ADDRESS: STREET 1: C/O BRINSON ADVISORS, INC. STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER CONSULTING FUND PRODUCT DATE OF NAME CHANGE: 19940914 FORMER COMPANY: FORMER CONFORMED NAME: MANAGED ACCOUNTS SERVICES PORTFOLIO TRUST DATE OF NAME CHANGE: 19941212 NSAR-A 1 answer.fil ANSWER FILE PAGE 1 000 A000000 01/31/2002 000 C000000 0000930007 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PAINEWEBBER PACE SELECT ADVISORS TRUST 001 B000000 811-8764 001 C000000 2128825000 002 A000000 51 WEST 52ND STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 PACE MONEY MARKET INVESTMENTS 007 C030100 N 007 C010200 2 007 C020200 PACE GOVERNMENT SECURITIES FIXED INCOME INV. 007 C030200 N 007 C010300 3 007 C020300 PACE INTERMEDIATE FIXED INCOME INVESTMENTS 007 C030300 N 007 C010400 4 007 C020400 PACE STRATEGIC FIXED INCOME INVESTMENTS 007 C030400 N 007 C010500 5 007 C020500 PACE MUNICIPAL FIXED INCOME INVESTMENTS 007 C030500 N 007 C010600 6 007 C020600 PACE GLOBAL FIXED INCOME INVESTMENTS 007 C030600 N 007 C010700 7 007 C020700 PACE LARGE COMPANY VALUE EQUITY INVESTMENTS 007 C030700 N 007 C010800 8 007 C020800 PACE LARGE COMPANY GROWTH EQUITY INVESTMENTS 007 C030800 N 007 C010900 9 007 C020900 PACE SMALL/MEDIUM COMPANY VALUE EQUITY INV. 007 C030900 N 007 C011000 10 007 C021000 PACE SMALL/MEDIUM COMPANY GROWTH EQUITY INV. PAGE 2 007 C031000 N 007 C011100 11 007 C021100 PACE INTERNATIONAL EQUITY INVESTMENTS 007 C031100 N 007 C011200 12 007 C021200 PACE INTERNATIONAL EMERGING MARKETS EQUITY IN 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 010 A00AA01 BRINSON ADVISORS INC. 010 B00AA01 801-13219 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 011 A00AA01 UBS PAINEWEBBER 011 B00AA01 8-16267 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-00000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10019 014 A00AA01 UBS PAINEWEBBER 014 B00AA01 8-16267 014 A00AA02 UBS WARBURG 014 B00AA02 8-00000 014 A00AA03 UBS AG 014 B00AA03 8-00000 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02171 015 E01AA01 X 015 A00AA02 CITIBANK NA 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X PAGE 3 015 A00AA03 WESTPAC CUSTODIAN NOMINEES 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 GIROCREDIT BANK 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 GENERALE DE BANQUE 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 EUROCLEAR LONDON 015 B00AA07 S 015 C01AA07 BRUSSELS 015 D01AA07 BELGIUM 015 E04AA07 X 015 A00AA08 CEDEL BANK 015 B00AA08 S 015 C01AA08 BRUSSELS 015 D01AA08 BELGIUM 015 E04AA08 X 015 A00AA09 BARCLAYS BANK OF BOTSWANA 015 B00AA09 S 015 C01AA09 GABORONE 015 D01AA09 BOTSWANA 015 E04AA09 X 015 A00AA10 CITIBANK NA 015 B00AA10 S 015 C01AA10 SAO PAULO 015 D01AA10 BRAZIL 015 E04AA10 X 015 A00AA11 CANADA TRUST CO 015 B00AA11 S 015 C01AA11 TORONTO 015 D01AA11 CANADA 015 E04AA11 X 015 A00AA12 CITIBANK NA 015 B00AA12 S 015 C01AA12 SANTIAGO 015 D01AA12 CHILE 015 E04AA12 X 015 A00AA13 HONG KONG & SHANGHAI BANK PAGE 4 015 B00AA13 S 015 C01AA13 SHANGHAI 015 D01AA13 CHINA 015 E04AA13 X 015 A00AA14 HONG KONG & SHANGHAI BANK 015 B00AA14 S 015 C01AA14 SHENZHEN 015 D01AA14 CHINA 015 E04AA14 X 015 A00AA15 CITITRUST SA 015 B00AA15 S 015 C01AA15 BOGOTA 015 D01AA15 COLOMBIA 015 E04AA15 X 015 A00AA16 BARCLAYS BANK PLC 015 B00AA16 S 015 C01AA16 NICOSIA 015 D01AA16 CYPRUS 015 E04AA16 X 015 A00AA17 CEKOSLOVENSKA OBCHODNI BANKA 015 B00AA17 S 015 C01AA17 PRAGUE 015 D01AA17 CZECH REPUBLIC 015 E04AA17 X 015 A00AA18 DEN DANSKE 015 B00AA18 S 015 C01AA18 COPENHAGEN 015 D01AA18 DENMARK 015 E04AA18 X 015 A00AA19 CITIBANK NA 015 B00AA19 S 015 C01AA19 QUITO 015 D01AA19 ECUADOR 015 E04AA19 X 015 A00AA20 NATIONAL BANK OF EGYPT 015 B00AA20 S 015 C01AA20 CAIRO 015 D01AA20 EGYPT 015 E04AA20 X 015 A00AA21 MERITA BANK 015 B00AA21 S 015 C01AA21 HELSINKI 015 D01AA21 FINLAND 015 E04AA21 X 015 A00AA22 BANQUE PARIBAS 015 B00AA22 S 015 C01AA22 PARIS 015 D01AA22 FRANCE 015 E04AA22 X 015 A00AA23 DRESDNER BANK 015 B00AA23 S PAGE 5 015 C01AA23 FRANKFURT 015 D01AA23 GERMANY 015 E04AA23 X 015 A00AA24 BARCLAYS BANK OF GHANA LTD 015 B00AA24 S 015 C01AA24 ACCRA 015 D01AA24 GHANA 015 E04AA24 X 015 A00AA25 NATIONAL BANK OF GREECE 015 B00AA25 S 015 C01AA25 ATHENS 015 D01AA25 GREECE 015 E04AA25 X 015 A00AA26 STANDARD CHARTERED 015 B00AA26 S 015 C01AA26 HONG KONG 015 D01AA26 HONG KONG 015 E04AA26 X 015 A00AA27 CITIBANK BUDAPEST 015 B00AA27 S 015 C01AA27 BUDAPEST 015 D01AA27 HUNGARY 015 E04AA27 X 015 A00AA28 HONG KONG & SHANGHAI BANKING CORP 015 B00AA28 S 015 C01AA28 MUMBAI 015 D01AA28 INDIA 015 E04AA28 X 015 A00AA29 DEUTSCHE BANK 015 B00AA29 S 015 C01AA29 MUMBAI 015 D01AA29 INDIA 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED BANK 015 B00AA30 S 015 C01AA30 MUMBAI 015 D01AA30 INDONESIA 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED 015 B00AA31 S 015 C01AA31 JAKARTA 015 D01AA31 INDONESIA 015 E04AA31 X 015 A00AA32 BANK OF IRELAND 015 B00AA32 S 015 C01AA32 DUBLIN 015 D01AA32 IRELAND 015 E04AA32 X 015 A00AA33 BANK HAPOALIM BM 015 B00AA33 S 015 C01AA33 TEL AVIV PAGE 6 015 D01AA33 ISRAEL 015 E04AA33 X 015 A00AA34 MORGAN GUARANTY TRUST COMPANY 015 B00AA34 S 015 C01AA34 MONTE TITOLI 015 D01AA34 ITALY 015 E04AA34 X 015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE D IVOIRE 015 B00AA35 S 015 C01AA35 IVORY 015 D01AA35 IVORY COAST 015 E04AA35 X 015 A00AA36 SUMITOMO TRUST & BANKING CO. LTD 015 B00AA36 S 015 C01AA36 TOKYO 015 D01AA36 JAPAN 015 E04AA36 X 015 A00AA37 FUJI BANK 015 B00AA37 S 015 C01AA37 TOKYO 015 D01AA37 JAPAN 015 E04AA37 X 015 A00AA38 DAIWA BANK 015 B00AA38 S 015 C01AA38 TOKYO 015 D01AA38 JAPAN 015 E04AA38 X 015 A00AA39 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA39 S 015 C01AA39 AMMAN 015 D01AA39 JORDAN 015 E04AA39 X 015 A00AA40 BARCLAYS BANK OF KENYA LTD 015 B00AA40 S 015 C01AA40 NAIROBI 015 D01AA40 KENYA 015 E04AA40 X 015 A00AA41 SEOUL BANK 015 B00AA41 S 015 C01AA41 SEOUL 015 D01AA41 KOREA 015 E04AA41 X 015 A00AA42 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA42 S 015 C01AA42 BEIRUT 015 D01AA42 LEBANON 015 E04AA42 X 015 A00AA43 STANDARD CHARTERED BANK 015 B00AA43 S 015 C01AA43 KUALA LUMPUR 015 D01AA43 MALAYSIA PAGE 7 015 E04AA43 X 015 A00AA44 CITIBANK MEXICO SA 015 B00AA44 S 015 C01AA44 MEXICO CITY 015 D01AA44 MEXICO 015 E04AA44 X 015 A00AA45 BANQUE COMMERCIALE DU MAROC 015 B00AA45 S 015 C01AA45 CASABLANCA 015 D01AA45 MOROCCO 015 E04AA45 X 015 A00AA46 HONG KONG & SHANGHAI BANKING CORP 015 B00AA46 S 015 C01AA46 PORT LOUIS 015 D01AA46 MAURITIUS 015 E04AA46 X 015 A00AA47 MEESPIERSON NV 015 B00AA47 S 015 C01AA47 AMSTERDAM 015 D01AA47 NETHERLANDS 015 E04AA47 X 015 A00AA48 ANZ (NZ) 015 B00AA48 S 015 C01AA48 WELLINGTON 015 D01AA48 NEW ZEALAND 015 E04AA48 X 015 A00AA49 CHRISTIANA 015 B00AA49 S 015 C01AA49 OSLO 015 D01AA49 NORWAY 015 E04AA49 X 015 A00AA50 DEUTSCHE BANK AG 015 B00AA50 S 015 C01AA50 KARACHI 015 D01AA50 PAKISTAN 015 E04AA50 X 015 A00AA51 CITIBANK NA 015 B00AA51 S 015 C01AA51 LIMA 015 D01AA51 PERU 015 E04AA51 X 015 A00AA52 STANDARD CHARTERED 015 B00AA52 S 015 C01AA52 MANILA 015 D01AA52 PHILLIPINES 015 E04AA52 X 015 A00AA53 CITIBANK POLAND SA 015 B00AA53 S 015 C01AA53 WARSAW 015 D01AA53 POLAND 015 E04AA53 X PAGE 8 015 A00AA54 BANCO COMMERCIALE PORTUGEUS 015 B00AA54 S 015 C01AA54 LISBON 015 D01AA54 PORTUGAL 015 E04AA54 X 015 A00AA55 STANDARD BANK OF SOUTH AFRICA 015 B00AA55 S 015 C01AA55 JOHANNESBURG 015 D01AA55 SOUTH AFRICA 015 E04AA55 X 015 A00AA56 THE DEVELOPMENT BANK OF SINGAPORE LTD 015 B00AA56 S 015 C01AA56 SINGAPORE 015 D01AA56 SINGAPORE 015 E04AA56 X 015 A00AA57 BANCO SANTANDER 015 B00AA57 S 015 C01AA57 MADRID 015 D01AA57 SPAIN 015 E04AA57 X 015 A00AA58 HONG KONG & SHANGHAI BANK 015 B00AA58 S 015 C01AA58 COLOMBO 015 D01AA58 SRI LANKA 015 E04AA58 X 015 A00AA59 BANK OF SWAZILAND 015 B00AA59 S 015 C01AA59 MBABANE 015 D01AA59 SWAZILAND 015 E04AA59 X 015 A00AA60 SKANDINAVISKA ENSKILDA 015 B00AA60 S 015 C01AA60 STOCKHOLM 015 D01AA60 SWEDEN 015 E04AA60 X 015 A00AA61 CESKOSLOVENSKA OBCHODNA BANK AS 015 B00AA61 S 015 C01AA61 BRATSLAVIA 015 D01AA61 SLOVAK REPUBLIC 015 E04AA61 X 015 A00AA62 UNION BANK OF SWITZERLAND 015 B00AA62 S 015 C01AA62 ZURICH 015 D01AA62 SWITZERLAND 015 E04AA62 X 015 A00AA63 CENTRAL TRUST OF CHINA 015 B00AA63 S 015 C01AA63 TAIPEI 015 D01AA63 TAIWAN 015 E04AA63 X 015 A00AA64 CREDIT SUISSE, ZURICH PAGE 9 015 B00AA64 S 015 C01AA64 MOSCOW 015 D01AA64 RUSSIA 015 E04AA64 X 015 A00AA65 STANDARD CHARTERED BANK 015 B00AA65 S 015 C01AA65 BANGKOK 015 D01AA65 THAILAND 015 E04AA65 X 015 A00AA66 BARCLAYS BANK OF ZIMBABWE 015 B00AA66 S 015 C01AA66 ZIMBABWE 015 D01AA66 ZIMBABWE 015 E04AA66 X 015 A00AA67 CITIBANK 015 B00AA67 S 015 C01AA67 ISTANBUL 015 D01AA67 TURKEY 015 E04AA67 X 015 A00AA68 BARCLAYS BANK OF ZAMBIA LTD 015 B00AA68 S 015 C01AA68 WINDHEOK 015 D01AA68 ZAMBIA 015 E04AA68 X 015 A00AA69 STATE STREET BANK 015 B00AA69 S 015 C01AA69 LONDON 015 D01AA69 UNITED KINGDOM 015 E04AA69 X 015 A00AA70 CITIBANK NA 015 B00AA70 S 015 C01AA70 URUAGUAY 015 D01AA70 URUGUAY 015 E04AA70 X 015 A00AA71 CITIBANK NA 015 B00AA71 S 015 C01AA71 CARACAS 015 D01AA71 VENEZUELA 015 E04AA71 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 24 019 C00AA00 PAINEWEBBR 020 A000001 CREDIT SUISSE FIRST BOSTON 020 B000001 00-0000000 020 C000001 352 020 A000002 FIDELITY CAPITAL MARKETS 020 B000002 00-0000000 020 C000002 342 020 A000003 MERRILL LYNCH PIERCE FENNER & SMITH INC 020 B000003 13-5674085 PAGE 10 020 C000003 301 020 A000004 SALOMON BROTHERS 020 B000004 13-1912900 020 C000004 144 020 A000005 MORGAN STANLEY 020 B000005 13-2655998 020 C000005 132 020 A000006 MORGAN GRENFELL & CO. 020 B000006 00-0000000 020 C000006 129 020 A000007 GOLDMAN SACHS & CO. 020 B000007 13-5108880 020 C000007 122 020 A000008 LEHMAN BROTHERS 020 B000008 00-0000000 020 C000008 115 020 A000009 JP MORGAN & CHASE 020 B000009 00-0000000 020 C000009 79 020 A000010 CANTOR FITZGERALD 020 B000010 13-3680187 020 C000010 78 021 000000 4896 022 A000001 STATE STREET BANK & TRUST CO. 022 B000001 04-1867445 022 C000001 16006372 022 D000001 305619 022 A000002 BRINSON ADVISORS 022 B000002 00-0000000 022 C000002 1308147 022 D000002 1449379 022 A000003 AIM MANAGEMENT CO. 022 B000003 00-0000000 022 C000003 681250 022 D000003 633253 022 A000004 MORGAN STANLEY & CO. 022 B000004 13-2655998 022 C000004 648104 022 D000004 534902 022 A000005 JP MORGAN CHASE 022 B000005 00-0000000 022 C000005 566989 022 D000005 434492 022 A000006 PROVIDENT MANAGEMENT CO. 022 B000006 00-0000000 022 C000006 522415 022 D000006 443614 022 A000007 DRESDNER,KLEINWORTH & WASSERSTEIN 022 B000007 04-2442748 022 C000007 704199 022 D000007 373 PAGE 11 022 A000008 CREDIT SUISSE FIRST BOSTON 022 B000008 00-0000000 022 C000008 349539 022 D000008 321189 022 A000009 LEHMAN BROTHERS 022 B000009 13-2518466 022 C000009 332372 022 D000009 204866 022 A000010 NOMURA INTERNATIONAL 022 B000010 00-0000000 022 C000010 242386 022 D000010 242489 023 C000000 23248240 023 D000000 5799426 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N PAGE 12 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 077 A000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 K000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 B00AA00 . 080 C00AA00 0 081 B00AA00 0 082 A00AA00 N 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 BRINSON ADVISORS INC. 008 B000101 A 008 C000101 801-13219 008 D010101 NEW YORK 008 D020101 NY 008 D030101 10019 PAGE 13 028 A010100 6243 028 A020100 218 028 A030100 0 028 A040100 3111 028 B010100 17384 028 B020100 250 028 B030100 0 028 B040100 6804 028 C010100 13665 028 C020100 183 028 C030100 0 028 C040100 15437 028 D010100 6634 028 D020100 177 028 D030100 0 028 D040100 7278 028 E010100 7427 028 E020100 0 028 E030100 0 028 E040100 5730 028 F010100 11239 028 F020100 298 028 F030100 0 028 F040100 13338 028 G010100 62592 028 G020100 1126 028 G030100 0 028 G040100 51698 028 H000100 0 029 000100 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 031 A000100 0 031 B000100 0 032 000100 0 033 000100 0 035 000100 0 036 B000100 0 037 000100 N 038 000100 0 039 000100 Y 040 000100 N 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 PAGE 14 043 000100 0 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.350 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 055 A000100 Y 055 B000100 N 056 000100 Y 057 000100 N 062 A000100 Y 062 B000100 0.0 062 C000100 31.4 062 D000100 0.0 062 E000100 0.0 062 F000100 3.4 062 G000100 14.7 062 H000100 2.3 062 I000100 33.6 062 J000100 0.0 062 K000100 0.0 062 L000100 15.4 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 77 PAGE 15 063 B000100 0.0 064 A000100 N 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 6 072 B000100 1331 072 C000100 0 PAGE 16 072 D000100 0 072 E000100 0 072 F000100 154 072 G000100 0 072 H000100 0 072 I000100 295 072 J000100 4 072 K000100 20 072 L000100 27 072 M000100 7 072 N000100 12 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 11 072 S000100 12 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 1 072 X000100 543 072 Y000100 324 072 Z000100 1112 072AA000100 0 072BB000100 0 072CC010100 0 072CC020100 0 072DD010100 1112 072DD020100 0 072EE000100 0 073 A010100 0.0136 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 89413 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 57 074 L000100 687 074 M000100 217 074 N000100 90374 074 O000100 1000 074 P000100 0 074 Q000100 0 PAGE 17 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 696 074 S000100 0 074 T000100 88678 074 U010100 88678 074 U020100 0 074 V010100 1.00 074 V020100 0.00 074 W000100 1.0010 074 X000100 56617 074 Y000100 1000 075 A000100 87152 075 B000100 0 076 000100 0.00 008 A000201 BRINSON ADVISORS INC. 008 B000201 A 008 C000201 801-13219 008 D010201 NEW YORK 008 D020201 NY 008 D030201 10019 008 A000202 PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 008 B000202 S 008 C000202 801-00000 008 D010202 NEWPORT BEACH 008 D020202 CA 008 D030202 92660 028 A010200 9382 028 A020200 2765 028 A030200 0 028 A040200 10645 028 B010200 8292 028 B020200 2296 028 B030200 0 028 B040200 10930 028 C010200 9306 028 C020200 2477 028 C030200 0 028 C040200 11062 028 D010200 9890 028 D020200 2320 028 D030200 0 028 D040200 11506 028 E010200 5952 028 E020200 3808 028 E030200 0 028 E040200 48188 028 F010200 11162 028 F020200 1753 028 F030200 0 PAGE 18 028 F040200 30147 028 G010200 53984 028 G020200 15419 028 G030200 0 028 G040200 122478 028 H000200 4749 029 000200 Y 030 A000200 34 030 B000200 4.50 030 C000200 1.00 031 A000200 12 031 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0 042 H000300 100 043 000300 341 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.600 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 055 A000300 Y 055 B000300 N 056 000300 Y 057 000300 N 062 A000300 Y 062 B000300 0.0 062 C000300 5.4 062 D000300 4.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 PAGE 24 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 11.1 062 N000300 7.5 062 O000300 0.0 062 P000300 43.8 062 Q000300 27.3 062 R000300 0.0 063 A000300 0 063 B000300 5.2 064 A000300 N 064 B000300 N 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N PAGE 25 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 136096 071 B000300 140440 071 C000300 303926 071 D000300 45 072 A000300 6 072 B000300 11220 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 989 072 G000300 0 072 H000300 0 072 I000300 148 072 J000300 99 072 K000300 12 072 L000300 17 072 M000300 8 072 N000300 11 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 16 072 S000300 16 072 T000300 341 072 U000300 0 072 V000300 0 072 W000300 3 072 X000300 1660 072 Y000300 136 072 Z000300 9696 072AA000300 1612 072BB000300 0 072CC010300 6705 072CC020300 0 072DD010300 4140 072DD020300 4622 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B020400 964 028 B030400 0 028 B040400 4774 028 C010400 4086 028 C020400 959 028 C030400 0 028 C040400 9167 PAGE 27 028 D010400 4404 028 D020400 924 028 D030400 0 028 D040400 5765 028 E010400 5267 028 E020400 997 028 E030400 0 028 E040400 8252 028 F010400 16776 028 F020400 977 028 F030400 0 028 F040400 9716 028 G010400 38718 028 G020400 5931 028 G030400 0 028 G040400 42133 028 H000400 1227 029 000400 Y 030 A000400 7 030 B000400 4.50 030 C000400 0.00 031 A000400 3 031 B000400 0 032 000400 0 033 000400 4 034 000400 Y 035 000400 29 036 A000400 Y 036 B000400 0 037 000400 N 038 000400 0 039 000400 Y 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 182 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.700 048 A010400 0 048 A020400 0.000 048 B010400 0 PAGE 28 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 062 A000400 Y 062 B000400 0.0 062 C000400 0.0 062 D000400 2.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 1.3 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 12.4 062 N000400 49.1 062 O000400 0.0 062 P000400 24.9 062 Q000400 29.0 062 R000400 0.0 063 A000400 0 063 B000400 10.7 064 A000400 N 064 B000400 N 066 A000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y PAGE 29 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 Y 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 Y 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 721724 071 B000400 712059 071 C000400 310975 071 D000400 229 072 A000400 6 072 B000400 7701 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 977 072 G000400 0 072 H000400 0 072 I000400 159 072 J000400 84 072 K000400 9 072 L000400 18 PAGE 30 072 M000400 5 072 N000400 8 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 18 072 S000400 14 072 T000400 182 072 U000400 0 072 V000400 0 072 W000400 3 072 X000400 1477 072 Y000400 102 072 Z000400 6326 072AA000400 10220 072BB000400 0 072CC010400 0 072CC020400 5461 072DD010400 5137 072DD020400 641 072EE000400 0 073 A010400 0.3119 073 A020400 0.2943 073 B000400 0.0000 073 C000400 0.0000 074 A000400 2293 074 B000400 5687 074 C000400 3690 074 D000400 320235 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 5116 074 J000400 94603 074 K000400 0 074 L000400 2738 074 M000400 194 074 N000400 434556 074 O000400 150133 074 P000400 152 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 2314 074 S000400 0 074 T000400 281957 074 U010400 17215 074 U020400 2021 074 V010400 13.13 PAGE 31 074 V020400 13.13 074 W000400 0.0000 074 X000400 20838 074 Y000400 308878 075 A000400 0 075 B000400 277041 076 000400 0.00 008 A000501 BRINSON ADVISORS 008 B000501 A 008 C000501 801-13219 008 D010501 NEW YORK 008 D020501 NY 008 D030501 10019 008 A000502 STANDISH MELLON ASSET MANAGEMENT COMPANY LLC 008 B000502 S 008 C000502 801-00000 008 D010502 BOSTON 008 D020502 MA 008 D030502 02111 028 A010500 2525 028 A020500 684 028 A030500 0 028 A040500 7185 028 B010500 2804 028 B020500 625 028 B030500 0 028 B040500 2892 028 C010500 4478 028 C020500 667 028 C030500 0 028 C040500 6102 028 D010500 3216 028 D020500 637 028 D030500 0 028 D040500 6570 028 E010500 2829 028 E020500 675 028 E030500 0 028 E040500 4273 028 F010500 2847 028 F020500 639 028 F030500 0 028 F040500 3213 028 G010500 18699 028 G020500 3927 028 G030500 0 028 G040500 30235 028 H000500 4625 029 000500 Y 030 A000500 28 030 B000500 4.50 PAGE 32 030 C000500 1.00 031 A000500 18 031 B000500 0 032 000500 0 033 000500 10 034 000500 Y 035 000500 83 036 A000500 Y 036 B000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 402 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.600 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 055 A000500 Y PAGE 33 055 B000500 N 056 000500 Y 057 000500 N 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 100.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 5.6 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y PAGE 34 070 K020500 Y 070 L010500 Y 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 11459 071 B000500 16078 071 C000500 265226 071 D000500 4 072 A000500 6 072 B000500 6671 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 818 072 G000500 0 072 H000500 0 072 I000500 63 072 J000500 82 072 K000500 10 072 L000500 12 072 M000500 6 072 N000500 44 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 21 072 S000500 17 072 T000500 402 072 U000500 0 072 V000500 0 072 W000500 12 072 X000500 1487 072 Y000500 222 072 Z000500 5406 072AA000500 59 072BB000500 0 072CC010500 0 072CC020500 127 072DD010500 1097 072DD020500 3569 PAGE 35 072EE000500 0 073 A010500 0.2718 073 A020500 0.2566 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 3539 074 D000500 263315 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 3574 074 M000500 266 074 N000500 270694 074 O000500 3236 074 P000500 153 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 612 074 S000500 0 074 T000500 266693 074 U010500 4269 074 U020500 13664 074 V010500 12.51 074 V020500 12.51 074 W000500 0.0000 074 X000500 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PAGE 36 008 B000603 S 008 C000603 801-000000 008 D010603 NEW YORK 008 D020603 NY 008 D030603 10166 028 A010600 2347 028 A020600 824 028 A030600 0 028 A040600 5543 028 B010600 1576 028 B020600 772 028 B030600 0 028 B040600 4095 028 C010600 1938 028 C020600 800 028 C030600 0 028 C040600 5620 028 D010600 2537 028 D020600 774 028 D030600 0 028 D040600 4875 028 E010600 2116 028 E020600 743 028 E030600 0 028 E040600 5274 028 F010600 6406 028 F020600 672 028 F030600 0 028 F040600 5921 028 G010600 16920 028 G020600 4585 028 G030600 0 028 G040600 31328 028 H000600 710 029 000600 Y 030 A000600 3 030 B000600 4.50 030 C000600 1.00 031 A000600 2 031 B000600 0 032 000600 0 033 000600 1 034 000600 Y 035 000600 1 036 A000600 Y 036 B000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 Y 041 000600 Y PAGE 37 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 298 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.800 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 055 A000600 Y 055 B000600 N 056 000600 Y 057 000600 N 062 A000600 Y 062 B000600 0.1 062 C000600 0.0 062 D000600 5.3 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 PAGE 38 062 L000600 0.6 062 M000600 8.4 062 N000600 14.4 062 O000600 0.0 062 P000600 32.3 062 Q000600 49.3 062 R000600 0.0 063 A000600 0 063 B000600 0.0 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 Y 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y PAGE 39 070 R020600 N 071 A000600 534451 071 B000600 546647 071 C000600 297088 071 D000600 180 072 A000600 6 072 B000600 7652 072 C000600 23 072 D000600 0 072 E000600 0 072 F000600 1226 072 G000600 0 072 H000600 0 072 I000600 225 072 J000600 230 072 K000600 17 072 L000600 28 072 M000600 6 072 N000600 13 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 26 072 S000600 11 072 T000600 298 072 U000600 0 072 V000600 0 072 W000600 7 072 X000600 2087 072 Y000600 317 072 Z000600 5905 072AA000600 0 072BB000600 6002 072CC010600 0 072CC020600 940 072DD010600 1966 072DD020600 3556 072EE000600 0 073 A010600 0.2128 073 A020600 0.1989 073 B000600 0.0000 073 C000600 0.0000 074 A000600 3228 074 B000600 15407 074 C000600 1916 074 D000600 301608 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 14751 PAGE 40 074 J000600 8268 074 K000600 0 074 L000600 4753 074 M000600 3755 074 N000600 353686 074 O000600 43313 074 P000600 179 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 21175 074 S000600 0 074 T000600 289019 074 U010600 9631 074 U020600 17258 074 V010600 10.02 074 V020600 10.02 074 W000600 0.0000 074 X000600 33504 074 Y000600 278382 075 A000600 0 075 B000600 304065 076 000600 0.00 008 A000701 BRINSON ADVISORS, INC. 008 B000701 A 008 C000701 801-13219 008 D010701 NEW YORK 008 D020701 NY 008 D030701 10019 008 A000702 SSGA FUNDS MANAGEMENT, INC. 008 B000702 S 008 C000702 801-000000 008 D010702 BOSTON 008 D020702 MA 008 D030702 02110 008 A000703 WESTWOOD MANAGEMENT CORP 008 B000703 S 008 C000703 801-000000 008 D010703 DALLAS 008 D020703 TX 008 D030703 75201 028 A010700 8437 028 A020700 0 028 A030700 0 028 A040700 15513 028 B010700 6935 028 B020700 0 028 B030700 0 028 B040700 14036 028 C010700 9375 PAGE 41 028 C020700 0 028 C030700 0 028 C040700 15521 028 D010700 11370 028 D020700 0 028 D030700 0 028 D040700 17759 028 E010700 10483 028 E020700 5300 028 E030700 0 028 E040700 23972 028 F010700 24470 028 F020700 0 028 F030700 0 028 F040700 20479 028 G010700 71070 028 G020700 5300 028 G030700 0 028 G040700 107280 028 H000700 3423 029 000700 Y 030 A000700 45 030 B000700 5.50 030 C000700 1.00 031 A000700 28 031 B000700 0 032 000700 0 033 000700 17 034 000700 Y 035 000700 157 036 A000700 Y 036 B000700 0 037 000700 N 038 000700 0 039 000700 Y 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 1429 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.800 PAGE 42 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N PAGE 43 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 389514 071 B000700 424933 071 C000700 951956 071 D000700 41 072 A000700 6 072 B000700 219 072 C000700 9012 072 D000700 0 072 E000700 0 PAGE 44 072 F000700 3872 072 G000700 0 072 H000700 0 072 I000700 470 072 J000700 290 072 K000700 33 072 L000700 41 072 M000700 7 072 N000700 19 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 36 072 S000700 15 072 T000700 1429 072 U000700 0 072 V000700 0 072 W000700 7 072 X000700 6219 072 Y000700 519 072 Z000700 3531 072AA000700 0 072BB000700 34055 072CC010700 0 072CC020700 15041 072DD010700 2793 072DD020700 2415 072EE000700 0 073 A010700 0.1383 073 A020700 0.0976 073 B000700 0.0000 073 C000700 0.0000 074 A000700 2 074 B000700 17097 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 944735 074 G000700 0 074 H000700 0 074 I000700 48055 074 J000700 6503 074 K000700 0 074 L000700 2071 074 M000700 388 074 N000700 1018851 074 O000700 6956 074 P000700 763 074 Q000700 0 074 R010700 0 074 R020700 0 PAGE 45 074 R030700 0 074 R040700 49302 074 S000700 0 074 T000700 961830 074 U010700 21223 074 U020700 24058 074 V010700 16.67 074 V020700 16.67 074 W000700 0.0000 074 X000700 69365 074 Y000700 227515 075 A000700 0 075 B000700 960216 076 000700 0.00 008 A000801 BRINSON ADVISORS, INC. 008 B000801 A 008 C000801 801-13219 008 D010801 NEW YORK 008 D020801 NY 008 D030801 10019 008 A000802 ALLIANCE CAPITAL MANAGEMENT L.P. 008 B000802 S 008 C000802 801-00000 008 D010802 NEW YORK 008 D020802 NY 008 D030802 10036 008 A000803 SSGA FUNDS MANAGEMENT, INC. 008 B000803 S 008 C000803 801-000000 008 D010803 BOSTON 008 D020803 MA 008 D030803 02110 028 A010800 7153 028 A020800 0 028 A030800 0 028 A040800 9502 028 B010800 6044 028 B020800 0 028 B030800 0 028 B040800 10005 028 C010800 10344 028 C020800 0 028 C030800 0 028 C040800 9217 028 D010800 8722 028 D020800 0 028 D030800 0 028 D040800 9660 028 E010800 10487 028 E020800 0 028 E030800 0 PAGE 46 028 E040800 14136 028 F010800 22955 028 F020800 0 028 F030800 0 028 F040800 9878 028 G010800 65705 028 G020800 0 028 G030800 0 028 G040800 62398 028 H000800 2053 029 000800 Y 030 A000800 22 030 B000800 5.50 030 C000800 1.00 031 A000800 14 031 B000800 0 032 000800 0 033 000800 8 034 000800 Y 035 000800 23 036 A000800 Y 036 B000800 0 037 000800 N 038 000800 0 039 000800 Y 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 463 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.800 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 PAGE 47 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N PAGE 48 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 Y 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 134825 071 B000800 147444 071 C000800 563456 071 D000800 24 072 A000800 6 072 B000800 63 072 C000800 1632 072 D000800 0 072 E000800 0 072 F000800 2276 072 G000800 0 072 H000800 0 072 I000800 321 072 J000800 171 072 K000800 17 072 L000800 28 072 M000800 5 072 N000800 18 072 O000800 0 PAGE 49 072 P000800 1 072 Q000800 0 072 R000800 37 072 S000800 16 072 T000800 463 072 U000800 0 072 V000800 0 072 W000800 2 072 X000800 3355 072 Y000800 412 072 Z000800 -1248 072AA000800 0 072BB000800 36549 072CC010800 0 072CC020800 19542 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 1 074 B000800 12625 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 560576 074 G000800 0 074 H000800 0 074 I000800 15864 074 J000800 1793 074 K000800 0 074 L000800 737 074 M000800 362 074 N000800 591958 074 O000800 3677 074 P000800 374 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 16380 074 S000800 0 074 T000800 571527 074 U010800 21374 074 U020800 11378 074 V010800 15.35 074 V020800 15.31 074 W000800 0.0000 074 X000800 46562 PAGE 50 074 Y000800 331486 075 A000800 0 075 B000800 564369 076 000800 0.00 008 A000901 BRINSON ADVISORS, INC. 008 B000901 A 008 C000901 801-13219 008 D010901 NEW YORK 008 D020901 NY 008 D030901 10019 008 A000902 ICM MANAGEMENT, INC. 008 B000902 S 008 C000902 801-00000 008 D010902 SPOKANE 008 D020902 WA 008 D030902 99201 008 A000903 ARIEL CAPITAL MANAGEMENT, INC. 008 B000903 S 008 C000903 801-00000 008 D010903 CHICAGO 008 D020903 IL 008 D030903 60601 028 A010900 15246 028 A020900 0 028 A030900 0 028 A040900 4282 028 B010900 4098 028 B020900 0 028 B030900 0 028 B040900 5562 028 C010900 7101 028 C020900 0 028 C030900 0 028 C040900 8014 028 D010900 4674 028 D020900 0 028 D030900 0 028 D040900 5246 028 E010900 6559 028 E020900 1407 028 E030900 0 028 E040900 7730 028 F010900 10605 028 F020900 0 028 F030900 0 028 F040900 30358 028 G010900 48283 028 G020900 1407 028 G030900 0 028 G040900 61192 028 H000900 16189 PAGE 51 029 000900 Y 030 A000900 16 030 B000900 5.50 030 C000900 1.00 031 A000900 10 031 B000900 0 032 000900 0 033 000900 6 034 000900 Y 035 000900 12 036 A000900 Y 036 B000900 0 037 000900 N 038 000900 0 039 000900 Y 040 000900 Y 041 000900 Y 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 198 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.800 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 PAGE 52 048 K010900 0 048 K020900 0.000 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N PAGE 53 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 N 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 58860 071 B000900 65996 071 C000900 288607 071 D000900 20 072 A000900 6 072 B000900 181 072 C000900 1740 072 D000900 0 072 E000900 0 072 F000900 1218 072 G000900 0 072 H000900 0 072 I000900 195 072 J000900 91 072 K000900 13 072 L000900 25 072 M000900 4 072 N000900 27 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 19 072 S000900 16 072 T000900 198 072 U000900 0 072 V000900 0 072 W000900 2 072 X000900 1808 072 Y000900 78 PAGE 54 072 Z000900 191 072AA000900 19335 072BB000900 0 072CC010900 0 072CC020900 350 072DD010900 904 072DD020900 130 072EE000900 426 073 A010900 0.0691 073 A020900 0.0393 073 B000900 0.0236 073 C000900 0.0000 074 A000900 1 074 B000900 9030 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 299751 074 G000900 0 074 H000900 0 074 I000900 27625 074 J000900 0 074 K000900 0 074 L000900 471 074 M000900 208 074 N000900 337086 074 O000900 4259 074 P000900 219 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 27883 074 S000900 0 074 T000900 304725 074 U010900 12211 074 U020900 3028 074 V010900 18.07 074 V020900 18.05 074 W000900 0.0000 074 X000900 31020 074 Y000900 153110 075 A000900 0 075 B000900 302077 076 000900 0.00 008 A001001 BRINSON ADVISORS, INC. 008 B001001 A 008 C001001 801-13219 008 D011001 NEW YORK 008 D021001 NY 008 D031001 10019 PAGE 55 008 A001002 DELAWARE MANAGEMENT COMPANY 008 B001002 S 008 C001002 801-32108 008 D011002 PHILADELPHIA 008 D021002 PA 008 D031002 19103 028 A011000 5444 028 A021000 0 028 A031000 0 028 A041000 7046 028 B011000 3409 028 B021000 0 028 B031000 0 028 B041000 6326 028 C011000 8193 028 C021000 0 028 C031000 0 028 C041000 9202 028 D011000 14680 028 D021000 0 028 D031000 0 028 D041000 6365 028 E011000 16431 028 E021000 0 028 E031000 0 028 E041000 28584 028 F011000 5555 028 F021000 0 028 F031000 0 028 F041000 22810 028 G011000 53712 028 G021000 0 028 G031000 0 028 G041000 80333 028 H001000 685 029 001000 Y 030 A001000 11 030 B001000 5.50 030 C001000 1.00 031 A001000 7 031 B001000 0 032 001000 0 033 001000 4 034 001000 Y 035 001000 17 036 A001000 Y 036 B001000 0 037 001000 N 038 001000 0 039 001000 Y 040 001000 Y PAGE 56 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 228 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.800 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 055 A001000 N 055 B001000 N 056 001000 Y 057 001000 N 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 PAGE 57 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N PAGE 58 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 75954 071 B001000 97528 071 C001000 316879 071 D001000 24 072 A001000 6 072 B001000 345 072 C001000 432 072 D001000 0 072 E001000 0 072 F001000 1343 072 G001000 0 072 H001000 0 072 I001000 215 072 J001000 101 072 K001000 36 072 L001000 0 072 M001000 5 072 N001000 21 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 43 072 S001000 0 072 T001000 228 072 U001000 0 072 V001000 0 072 W001000 2 072 X001000 1995 072 Y001000 130 072 Z001000 -1088 072AA001000 0 072BB001000 781 072CC011000 0 072CC021000 12351 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 13276 074 C001000 0 074 D001000 0 PAGE 59 074 E001000 0 074 F001000 310868 074 G001000 0 074 H001000 0 074 I001000 19279 074 J001000 2340 074 K001000 0 074 L001000 232 074 M001000 250 074 N001000 346245 074 O001000 2773 074 P001000 244 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 19876 074 S001000 0 074 T001000 323352 074 U011000 16632 074 U021000 6271 074 V011000 13.16 074 V021000 13.13 074 W001000 0.0000 074 X001000 35764 074 Y001000 310898 075 A001000 0 075 B001000 332927 076 001000 0.00 008 A001101 BRINSON ADVISORS, INC. 008 B001101 A 008 C001101 801-13219 008 D011101 NEW YORK 008 D021101 NY 008 D031101 10019 008 A001102 MARTIN CURRIE INC. 008 B001102 S 008 C001102 801-00000 008 D011102 EDINBURGH 008 D051102 SCOTLAND 008 D061102 EH12ES 028 A011100 21444 028 A021100 0 028 A031100 0 028 A041100 28258 028 B011100 36795 028 B021100 0 028 B031100 0 028 B041100 24496 028 C011100 60350 028 C021100 0 PAGE 60 028 C031100 0 028 C041100 78787 028 D011100 30442 028 D021100 0 028 D031100 0 028 D041100 30329 028 E011100 12256 028 E021100 3794 028 E031100 0 028 E041100 17052 028 F011100 32297 028 F021100 0 028 F031100 0 028 F041100 11295 028 G011100 193584 028 G021100 3794 028 G031100 0 028 G041100 190217 028 H001100 13748 029 001100 Y 030 A001100 9 030 B001100 5.50 030 C001100 1.00 031 A001100 6 031 B001100 0 032 001100 0 033 001100 3 034 001100 Y 035 001100 3 036 A001100 Y 036 B001100 0 037 001100 N 038 001100 0 039 001100 Y 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 235 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.900 048 A011100 0 PAGE 61 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 055 A001100 Y 055 B001100 Y 056 001100 Y 057 001100 N 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N PAGE 62 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 Y 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 Y 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 178300 071 B001100 184122 071 C001100 358554 071 D001100 50 072 A001100 6 072 B001100 95 072 C001100 1765 072 D001100 0 072 E001100 0 072 F001100 1663 PAGE 63 072 G001100 0 072 H001100 0 072 I001100 238 072 J001100 277 072 K001100 16 072 L001100 23 072 M001100 7 072 N001100 19 072 O001100 0 072 P001100 3 072 Q001100 0 072 R001100 20 072 S001100 13 072 T001100 235 072 U001100 0 072 V001100 0 072 W001100 36 072 X001100 2550 072 Y001100 27 072 Z001100 -663 072AA001100 0 072BB001100 49011 072CC011100 1863 072CC021100 0 072DD011100 2261 072DD021100 1148 072EE001100 0 073 A011100 0.1418 073 A021100 0.1107 073 B001100 0.0000 073 C001100 0.0000 074 A001100 736 074 B001100 18826 074 C001100 0 074 D001100 2382 074 E001100 0 074 F001100 336652 074 G001100 0 074 H001100 0 074 I001100 10583 074 J001100 2740 074 K001100 0 074 L001100 886 074 M001100 1539 074 N001100 374344 074 O001100 3746 074 P001100 291 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 PAGE 64 074 R041100 9734 074 S001100 0 074 T001100 360573 074 U011100 17936 074 U021100 10220 074 V011100 10.89 074 V021100 10.90 074 W001100 0.0000 074 X001100 38598 074 Y001100 338827 075 A001100 0 075 B001100 366512 076 001100 0.00 008 A001201 BRINSON ADVISORS 008 B001201 A 008 C001201 801-13219 008 D011201 NEW YORK 008 D021201 NY 008 D031201 10019 008 A001202 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA 008 B001202 S 008 C001202 801-00000 008 D011202 NEW YORK 008 D021202 NY 008 D031202 10019 028 A011200 5208 028 A021200 0 028 A031200 0 028 A041200 5774 028 B011200 6302 028 B021200 0 028 B031200 0 028 B041200 3845 028 C011200 10044 028 C021200 0 028 C031200 0 028 C041200 12232 028 D011200 1389 028 D021200 0 028 D031200 0 028 D041200 1669 028 E011200 1401 028 E021200 0 028 E031200 0 028 E041200 1902 028 F011200 2141 028 F021200 0 028 F031200 0 028 F041200 4690 028 G011200 26485 028 G021200 0 PAGE 65 028 G031200 0 028 G041200 30112 028 H001200 45 029 001200 Y 030 A001200 1 030 B001200 5.50 030 C001200 1.00 031 A001200 0 031 B001200 0 032 001200 0 033 001200 1 034 001200 Y 035 001200 11 036 A001200 Y 036 B001200 0 037 001200 N 038 001200 0 039 001200 Y 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 63 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 1.100 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 PAGE 66 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 Y 066 C001200 N 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 Y 069 001200 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y PAGE 67 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 56441 071 B001200 60406 071 C001200 79642 071 D001200 71 072 A001200 6 072 B001200 48 072 C001200 458 072 D001200 0 072 E001200 0 072 F001200 461 072 G001200 0 072 H001200 0 072 I001200 153 072 J001200 147 072 K001200 9 072 L001200 29 072 M001200 7 072 N001200 13 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 28 072 S001200 16 072 T001200 63 072 U001200 0 072 V001200 0 PAGE 68 072 W001200 5 072 X001200 931 072 Y001200 236 072 Z001200 -189 072AA001200 0 072BB001200 12061 072CC011200 18640 072CC021200 0 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 1409 074 B001200 0 074 C001200 0 074 D001200 0 074 E001200 4263 074 F001200 81150 074 G001200 0 074 H001200 0 074 I001200 7646 074 J001200 3035 074 K001200 0 074 L001200 215 074 M001200 115 074 N001200 97833 074 O001200 1777 074 P001200 43 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 7364 074 S001200 0 074 T001200 88649 074 U011200 7979 074 U021200 916 074 V011200 8.67 074 V021200 8.64 074 W001200 0.0000 074 X001200 23312 074 Y001200 84286 075 A001200 0 075 B001200 83063 076 001200 0.00 031 A001800 4 031 B001800 0 032 001800 0 PAGE 69 033 001800 0 SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-99 3 exhibit.txt EXHIBIT FILE FORM 10f-3 FUND: PACE Strategic Fixed Income Investments 1. Issuer: AT & T Corp 2. Date of Purchase: 11/15/01 3. Date offering commenced: 11/21/01 4. Underwriters from whom purchased: Goldman Sachs 5. "Affiliated Underwriter" managing or participating in syndicate: Deutsche Bank Alex Brown, Inc. 6. Aggregate principal amount of purchase: 85,850,000 7. Aggregate principal amount of offering: 7,750,000 8. Purchase price (net of fees and expenses): $99.653 9. Initial public offering price: $99.653 10. Commission, spread or profit: 3% $ 11. Have the following conditions been satisfied? YES NO a. The securities are sold in an offering exempt from registration under Section 4(2) of the Securities Act of 1933, Rule 144A or Regulation D. b. The securities are sold to persons reasonably believed to be qualified institutional buyers (QIBs). c. The securities are reasonably believed to be eligible for resale to other QIBs. X X X d. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). e. The securities were purchased at a price not more than the price paid by each other purchaser in the offering or any concurrent offering. f. The underwriting was a firm commitment underwriting. X X X g. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. h. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. i. The amount of such securities purchased by all of the investment companies advised by Mitchell Hutchins (or the Fund's Sub-Adviser, if applicable) did not exceed 25% of the total of the (1) principal amount of the offering sold to QIBs and (2) the principal amount of the offering in any concurrent public offering. j. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, "Affiliated Underwriter" is defined as PaineWebber Group Inc. and any of its affiliates, including PaineWebber Incorporated. In the case of a Fund advised by a Sub- Adviser, "Affiliated Underwriter" shall also include any brokerage affiliate of the Sub-Adviser. X X X X Approved: /s/ Jennifer Durham Date: November 13, 2001 DC - 406537.1 -----END PRIVACY-ENHANCED MESSAGE-----