0000930007-01-500003.txt : 20011009 0000930007-01-500003.hdr.sgml : 20011009 ACCESSION NUMBER: 0000930007-01-500003 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20010731 FILED AS OF DATE: 20010928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINEWEBBER PACE SELECT ADVISORS TRUST CENTRAL INDEX KEY: 0000930007 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08764 FILM NUMBER: 1748844 BUSINESS ADDRESS: STREET 1: C/O BRINSON ADVISORS, INC. STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127133269 MAIL ADDRESS: STREET 1: C/O BRINSON ADVISORS, INC. STREET 2: 51 WEST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: MANAGED ACCOUNTS SERVICES PORTFOLIO TRUST DATE OF NAME CHANGE: 19941212 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER CONSULTING FUND PRODUCT DATE OF NAME CHANGE: 19940914 NSAR-B 1 answer.fil ATTACHMENT PAGE 1 000 B000000 07/31/2001 000 C000000 0000930007 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PAINEWEBBER PACE SELECT ADVISORS TRUST 001 B000000 811-8764 001 C000000 2128825000 002 A000000 51 WEST 52ND STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 PACE MONEY MARKET INVESTMENTS 007 C030100 N 007 C010200 2 007 C020200 PACE GOVERNMENT SECURITIES FIXED INCOME INV. 007 C030200 N 007 C010300 3 007 C020300 PACE INTERMEDIATE FIXED INCOME INVESTMENTS 007 C030300 N 007 C010400 4 007 C020400 PACE STRATEGIC FIXED INCOME INVESTMENTS 007 C030400 N 007 C010500 5 007 C020500 PACE MUNICIPAL FIXED INCOME INVESTMENTS 007 C030500 N 007 C010600 6 007 C020600 PACE GLOBAL FIXED INCOME INVESTMENTS 007 C030600 N 007 C010700 7 007 C020700 PACE LARGE COMPANY VALUE EQUITY INVESTMENTS 007 C030700 N 007 C010800 8 007 C020800 PACE LARGE COMPANY GROWTH EQUITY INVESTMENTS 007 C030800 N 007 C010900 9 007 C020900 PACE SMALL/MEDIUM COMPANY VALUE EQUITY INV. 007 C030900 N 007 C011000 10 007 C021000 PACE SMALL/MEDIUM COMPANY GROWTH EQUITY INV. PAGE 2 007 C031000 N 007 C011100 11 007 C021100 PACE INTERNATIONAL EQUITY INVESTMENTS 007 C031100 N 007 C011200 12 007 C021200 PACE INTERNATIONAL EMERGING MARKETS EQUITY IN 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 010 A00AA01 BRINSON ADVISORS INC. 010 B00AA01 801-13219 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 011 A00AA01 UBS PAINEWEBBER 011 B00AA01 8-16267 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-00000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10019 014 A00AA01 UBS PAINEWEBBER 014 B00AA01 8-16267 014 A00AA02 UBS WARBURG 014 B00AA02 8-00000 014 A00AA03 UBS AG 014 B00AA03 8-00000 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02171 015 E01AA01 X 015 A00AA02 CITIBANK NA 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X PAGE 3 015 A00AA03 WESTPAC CUSTODIAN NOMINEES 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 GIROCREDIT BANK 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 GENERALE DE BANQUE 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 EUROCLEAR LONDON 015 B00AA07 S 015 C01AA07 BRUSSELS 015 D01AA07 BELGIUM 015 E04AA07 X 015 A00AA08 CEDEL BANK 015 B00AA08 S 015 C01AA08 BRUSSELS 015 D01AA08 BELGIUM 015 E04AA08 X 015 A00AA09 BARCLAYS BANK OF BOTSWANA 015 B00AA09 S 015 C01AA09 GABORONE 015 D01AA09 BOTSWANA 015 E04AA09 X 015 A00AA10 CITIBANK NA 015 B00AA10 S 015 C01AA10 SAO PAULO 015 D01AA10 BRAZIL 015 E04AA10 X 015 A00AA11 CANADA TRUST CO 015 B00AA11 S 015 C01AA11 TORONTO 015 D01AA11 CANADA 015 E04AA11 X 015 A00AA12 CITIBANK NA 015 B00AA12 S 015 C01AA12 SANTIAGO 015 D01AA12 CHILE 015 E04AA12 X 015 A00AA13 HONG KONG & SHANGHAI BANK PAGE 4 015 B00AA13 S 015 C01AA13 SHANGHAI 015 D01AA13 CHINA 015 E04AA13 X 015 A00AA14 HONG KONG & SHANGHAI BANK 015 B00AA14 S 015 C01AA14 SHENZHEN 015 D01AA14 CHINA 015 E04AA14 X 015 A00AA15 CITITRUST SA 015 B00AA15 S 015 C01AA15 BOGOTA 015 D01AA15 COLOMBIA 015 E04AA15 X 015 A00AA16 BARCLAYS BANK PLC 015 B00AA16 S 015 C01AA16 NICOSIA 015 D01AA16 CYPRUS 015 E04AA16 X 015 A00AA17 CEKOSLOVENSKA OBCHODNI BANKA 015 B00AA17 S 015 C01AA17 PRAGUE 015 D01AA17 CZECH REPUBLIC 015 E04AA17 X 015 A00AA18 DEN DANSKE 015 B00AA18 S 015 C01AA18 COPENHAGEN 015 D01AA18 DENMARK 015 E04AA18 X 015 A00AA19 CITIBANK NA 015 B00AA19 S 015 C01AA19 QUITO 015 D01AA19 ECUADOR 015 E04AA19 X 015 A00AA20 NATIONAL BANK OF EGYPT 015 B00AA20 S 015 C01AA20 CAIRO 015 D01AA20 EGYPT 015 E04AA20 X 015 A00AA21 MERITA BANK 015 B00AA21 S 015 C01AA21 HELSINKI 015 D01AA21 FINLAND 015 E04AA21 X 015 A00AA22 BANQUE PARIBAS 015 B00AA22 S 015 C01AA22 PARIS 015 D01AA22 FRANCE 015 E04AA22 X 015 A00AA23 DRESDNER BANK 015 B00AA23 S PAGE 5 015 C01AA23 FRANKFURT 015 D01AA23 GERMANY 015 E04AA23 X 015 A00AA24 BARCLAYS BANK OF GHANA LTD 015 B00AA24 S 015 C01AA24 ACCRA 015 D01AA24 GHANA 015 E04AA24 X 015 A00AA25 NATIONAL BANK OF GREECE 015 B00AA25 S 015 C01AA25 ATHENS 015 D01AA25 GREECE 015 E04AA25 X 015 A00AA26 STANDARD CHARTERED 015 B00AA26 S 015 C01AA26 HONG KONG 015 D01AA26 HONG KONG 015 E04AA26 X 015 A00AA27 CITIBANK BUDAPEST 015 B00AA27 S 015 C01AA27 BUDAPEST 015 D01AA27 HUNGARY 015 E04AA27 X 015 A00AA28 HONG KONG & SHANGHAI BANKING CORP 015 B00AA28 S 015 C01AA28 MUMBAI 015 D01AA28 INDIA 015 E04AA28 X 015 A00AA29 DEUTSCHE BANK 015 B00AA29 S 015 C01AA29 MUMBAI 015 D01AA29 INDIA 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED BANK 015 B00AA30 S 015 C01AA30 MUMBAI 015 D01AA30 INDONESIA 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED 015 B00AA31 S 015 C01AA31 JAKARTA 015 D01AA31 INDONESIA 015 E04AA31 X 015 A00AA32 BANK OF IRELAND 015 B00AA32 S 015 C01AA32 DUBLIN 015 D01AA32 IRELAND 015 E04AA32 X 015 A00AA33 BANK HAPOALIM BM 015 B00AA33 S 015 C01AA33 TEL AVIV PAGE 6 015 D01AA33 ISRAEL 015 E04AA33 X 015 A00AA34 MORGAN GUARANTY TRUST COMPANY 015 B00AA34 S 015 C01AA34 MONTE TITOLI 015 D01AA34 ITALY 015 E04AA34 X 015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE D IVOIRE 015 B00AA35 S 015 C01AA35 IVORY 015 D01AA35 IVORY COAST 015 E04AA35 X 015 A00AA36 SUMITOMO TRUST & BANKING CO. LTD 015 B00AA36 S 015 C01AA36 TOKYO 015 D01AA36 JAPAN 015 E04AA36 X 015 A00AA37 FUJI BANK 015 B00AA37 S 015 C01AA37 TOKYO 015 D01AA37 JAPAN 015 E04AA37 X 015 A00AA38 DAIWA BANK 015 B00AA38 S 015 C01AA38 TOKYO 015 D01AA38 JAPAN 015 E04AA38 X 015 A00AA39 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA39 S 015 C01AA39 AMMAN 015 D01AA39 JORDAN 015 E04AA39 X 015 A00AA40 BARCLAYS BANK OF KENYA LTD 015 B00AA40 S 015 C01AA40 NAIROBI 015 D01AA40 KENYA 015 E04AA40 X 015 A00AA41 SEOUL BANK 015 B00AA41 S 015 C01AA41 SEOUL 015 D01AA41 KOREA 015 E04AA41 X 015 A00AA42 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA42 S 015 C01AA42 BEIRUT 015 D01AA42 LEBANON 015 E04AA42 X 015 A00AA43 STANDARD CHARTERED BANK 015 B00AA43 S 015 C01AA43 KUALA LUMPUR 015 D01AA43 MALAYSIA PAGE 7 015 E04AA43 X 015 A00AA44 CITIBANK MEXICO SA 015 B00AA44 S 015 C01AA44 MEXICO CITY 015 D01AA44 MEXICO 015 E04AA44 X 015 A00AA45 BANQUE COMMERCIALE DU MAROC 015 B00AA45 S 015 C01AA45 CASABLANCA 015 D01AA45 MOROCCO 015 E04AA45 X 015 A00AA46 HONG KONG & SHANGHAI BANKING CORP 015 B00AA46 S 015 C01AA46 PORT LOUIS 015 D01AA46 MAURITIUS 015 E04AA46 X 015 A00AA47 MEESPIERSON NV 015 B00AA47 S 015 C01AA47 AMSTERDAM 015 D01AA47 NETHERLANDS 015 E04AA47 X 015 A00AA48 ANZ (NZ) 015 B00AA48 S 015 C01AA48 WELLINGTON 015 D01AA48 NEW ZEALAND 015 E04AA48 X 015 A00AA49 CHRISTIANA 015 B00AA49 S 015 C01AA49 OSLO 015 D01AA49 NORWAY 015 E04AA49 X 015 A00AA50 DEUTSCHE BANK AG 015 B00AA50 S 015 C01AA50 KARACHI 015 D01AA50 PAKISTAN 015 E04AA50 X 015 A00AA51 CITIBANK NA 015 B00AA51 S 015 C01AA51 LIMA 015 D01AA51 PERU 015 E04AA51 X 015 A00AA52 STANDARD CHARTERED 015 B00AA52 S 015 C01AA52 MANILA 015 D01AA52 PHILLIPINES 015 E04AA52 X 015 A00AA53 CITIBANK POLAND SA 015 B00AA53 S 015 C01AA53 WARSAW 015 D01AA53 POLAND 015 E04AA53 X PAGE 8 015 A00AA54 BANCO COMMERCIALE PORTUGEUS 015 B00AA54 S 015 C01AA54 LISBON 015 D01AA54 PORTUGAL 015 E04AA54 X 015 A00AA55 STANDARD BANK OF SOUTH AFRICA 015 B00AA55 S 015 C01AA55 JOHANNESBURG 015 D01AA55 SOUTH 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STANDARD CHARTERED BANK 015 B00AA65 S 015 C01AA65 BANGKOK 015 D01AA65 THAILAND 015 E04AA65 X 015 A00AA66 BARCLAYS BANK OF ZIMBABWE 015 B00AA66 S 015 C01AA66 ZIMBABWE 015 D01AA66 ZIMBABWE 015 E04AA66 X 015 A00AA67 CITIBANK 015 B00AA67 S 015 C01AA67 ISTANBUL 015 D01AA67 TURKEY 015 E04AA67 X 015 A00AA68 BARCLAYS BANK OF ZAMBIA LTD 015 B00AA68 S 015 C01AA68 WINDHEOK 015 D01AA68 ZAMBIA 015 E04AA68 X 015 A00AA69 STATE STREET BANK 015 B00AA69 S 015 C01AA69 LONDON 015 D01AA69 UNITED KINGDOM 015 E04AA69 X 015 A00AA70 CITIBANK NA 015 B00AA70 S 015 C01AA70 URUAGUAY 015 D01AA70 URUGUAY 015 E04AA70 X 015 A00AA71 CITIBANK NA 015 B00AA71 S 015 C01AA71 CARACAS 015 D01AA71 VENEZUELA 015 E04AA71 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 22 019 C00AA00 PAINEWEBBR 020 A000001 MERRILL LYNCH PIERCE FENNER & SMITH, INC. 020 B000001 13-5674085 020 C000001 440 020 A000002 CREDIT SUISSE FIRST BOSTON 020 B000002 00-0000000 020 C000002 363 020 A000003 FIDELITY CAPITAL 020 B000003 00-0000000 PAGE 10 020 C000003 324 020 A000004 STATE STREET BANK & TRUST COMPANY 020 B000004 04-1867445 020 C000004 233 020 A000005 INVESTMENT TECHNOLOGY 020 B000005 00-0000000 020 C000005 225 020 A000006 JEFFERIES & COMPANY, INC. 020 B000006 00-0000000 020 C000006 197 020 A000007 GOLDMAN SACHS & CO. 020 B000007 13-5108880 020 C000007 187 020 A000008 SALOMON SMITH BARNEY 020 B000008 13-1912900 020 C000008 184 020 A000009 MORGAN STANLEY & CO. 020 B000009 13-2655998 020 C000009 180 020 A000010 CANTOR FITZGERALD 020 B000010 13-3680187 020 C000010 139 021 000000 4896 022 A000001 STATE STREET BANK & TRUST CO. 022 B000001 04-1867445 022 C000001 24642570 022 D000001 3053126 022 A000002 LEHMAN BROTHERS 022 B000002 13-2518466 022 C000002 1260392 022 D000002 1083800 022 A000003 BEAR STEARNS SECURITIES 022 B000003 13-3229429 022 C000003 1090263 022 D000003 1036646 022 A000004 MORGAN STANLEY & CO. 022 B000004 13-2655998 022 C000004 1121651 022 D000004 982952 022 A000005 CREDIT SUISSE FIRST BOSTON 022 B000005 13-5659485 022 C000005 973819 022 D000005 785743 022 A000006 CHASE MANHATTAN BANK 022 B000006 13-3112953 022 C000006 952859 022 D000006 692922 022 A000007 GOLDMAN SACHS & CO. 022 B000007 13-5108880 022 C000007 787630 022 D000007 694950 PAGE 11 022 A000008 DRESDNER KLEINWART 022 B000008 04-2442748 022 C000008 1326293 022 D000008 7444 022 A000009 MERRILL LYNCH, PIERCE FENNER & SMITH 022 B000009 13-5674085 022 C000009 601046 022 D000009 625573 022 A000010 SALOMAN SMITH BARNEY 022 B000010 13-1912900 022 C000010 523368 022 D000010 406994 023 C000000 35833595 023 D000000 10628099 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N PAGE 12 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 Y 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE CO. 080 B00AA00 . 080 C00AA00 55000 081 A00AA00 Y 081 B00AA00 45 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 008 A000101 BRINSON ADVISORS INC. 008 B000101 A 008 C000101 801-13219 008 D010101 NEW YORK 008 D020101 NY 008 D030101 10019 028 A010100 6518 028 A020100 314 028 A030100 0 PAGE 13 028 A040100 5125 028 B010100 18993 028 B020100 302 028 B030100 0 028 B040100 8634 028 C010100 6291 028 C020100 348 028 C030100 0 028 C040100 15779 028 D010100 5462 028 D020100 311 028 D030100 0 028 D040100 5114 028 E010100 6366 028 E020100 239 028 E030100 0 028 E040100 6980 028 F010100 6621 028 F020100 238 028 F030100 0 028 F040100 8163 028 G010100 50251 028 G020100 1752 028 G030100 0 028 G040100 49795 028 H000100 0 029 000100 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 031 A000100 0 031 B000100 0 032 000100 0 033 000100 0 035 000100 0 036 B000100 0 037 000100 N 038 000100 0 039 000100 Y 040 000100 N 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y PAGE 14 046 000100 N 047 000100 Y 048 000100 0.350 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 062 A000100 Y 062 B000100 0.0 062 C000100 34.5 062 D000100 0.0 062 E000100 0.0 062 F000100 12.4 062 G000100 0.0 062 H000100 0.0 062 I000100 33.7 062 J000100 0.0 062 K000100 0.0 062 L000100 19.8 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 75 063 B000100 0.0 064 A000100 N 064 B000100 N PAGE 15 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 12 072 B000100 4316 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 262 PAGE 16 072 G000100 0 072 H000100 0 072 I000100 256 072 J000100 9 072 K000100 58 072 L000100 35 072 M000100 26 072 N000100 35 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 29 072 S000100 28 072 T000100 0 072 U000100 1 072 V000100 0 072 W000100 12 072 X000100 751 072 Y000100 376 072 Z000100 3941 072AA000100 0 072BB000100 0 072CC010100 0 072CC020100 0 072DD010100 3941 072DD020100 0 072EE000100 0 073 A010100 0.0538 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 76988 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 17 074 L000100 453 074 M000100 230 074 N000100 77688 074 O000100 565 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 PAGE 17 074 R040100 466 074 S000100 0 074 T000100 76657 074 U010100 76658 074 U020100 0 074 V010100 1.00 074 V020100 0.00 074 W000100 1.0011 074 X000100 49968 074 Y000100 7558 075 A000100 74969 075 B000100 0 076 000100 0.00 008 A000201 BRINSON ADVISORS INC. 008 B000201 A 008 C000201 801-13219 008 D010201 NEW YORK 008 D020201 NY 008 D030201 10019 008 A000202 PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 008 B000202 S 008 C000202 801-00000 008 D010202 NEWPORT BEACH 008 D020202 CA 008 D030202 92660 028 A010200 143976 028 A020200 2619 028 A030200 427947 028 A040200 144552 028 B010200 14357 028 B020200 2967 028 B030200 0 028 B040200 34442 028 C010200 16977 028 C020200 2436 028 C030200 0 028 C040200 23403 028 D010200 16693 028 D020200 2743 028 D030200 0 028 D040200 18667 028 E010200 15066 028 E020200 2308 028 E030200 0 028 E040200 13750 028 F010200 9477 028 F020200 2672 028 F030200 0 028 F040200 10406 028 G010200 216546 028 G020200 15745 PAGE 18 028 G030200 427947 028 G040200 245220 028 H000200 15781 029 000200 Y 030 A000200 38 030 B000200 4.00 030 C000200 0.00 031 A000200 25 031 B000200 0 032 000200 0 033 000200 13 034 000200 Y 035 000200 20 036 A000200 Y 036 B000200 0 037 000200 N 038 000200 0 039 000200 Y 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 560 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.700 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 PAGE 19 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 1.8 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 29.2 062 N000200 116.0 062 O000200 0.1 062 P000200 0.0 062 Q000200 15.3 062 R000200 0.0 063 A000200 0 063 B000200 6.2 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 Y 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 Y 070 H010200 Y PAGE 20 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 4649157 071 B000200 4292385 071 C000200 680410 071 D000200 631 072 A000200 12 072 B000200 29666 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 2853 072 G000200 0 072 H000200 0 072 I000200 238 072 J000200 230 072 K000200 7 072 L000200 30 072 M000200 26 072 N000200 22 072 O000200 0 072 P000200 85 072 Q000200 0 072 R000200 28 072 S000200 41 072 T000200 560 072 U000200 1 072 V000200 0 072 W000200 9 072 X000200 4130 072 Y000200 536 072 Z000200 26072 PAGE 21 072AA000200 10007 072BB000200 0 072CC010200 9678 072CC020200 0 072DD010200 14427 072DD020200 6803 072EE000200 0 073 A010200 0.9101 073 A020200 0.3832 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 11025 074 C000200 318 074 D000200 1003702 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 43530 074 J000200 151 074 K000200 0 074 L000200 12803 074 M000200 84 074 N000200 1071613 074 O000200 401206 074 P000200 467 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 44987 074 S000200 0 074 T000200 624953 074 U010200 15228 074 U020200 17517 074 V010200 12.84 074 V020200 12.84 074 W000200 0.0000 074 X000200 34578 074 Y000200 468967 075 A000200 0 075 B000200 593071 076 000200 0.00 008 A000301 BRINSON ADVISORS INC. 008 B000301 A 008 C000301 801-13219 008 D010301 NEW YORK 008 D020301 NY 008 D030301 10019 008 A000302 METROPOLITAN WEST ASSET MANAGEMENT, LLC PAGE 22 008 B000302 S 008 C000302 801-00000 008 D010302 LOS ANGELES 008 D020302 CA 008 D030302 90025 028 A010300 16125 028 A020300 1213 028 A030300 206175 028 A040300 13307 028 B010300 30414 028 B020300 1236 028 B030300 0 028 B040300 48058 028 C010300 24838 028 C020300 1104 028 C030300 0 028 C040300 32731 028 D010300 21623 028 D020300 1251 028 D030300 0 028 D040300 24060 028 E010300 19296 028 E020300 1111 028 E030300 0 028 E040300 21098 028 F010300 13645 028 F020300 1229 028 F030300 0 028 F040300 14556 028 G010300 125941 028 G020300 7144 028 G030300 206175 028 G040300 153810 028 H000300 14131 029 000300 Y 030 A000300 21 030 B000300 4.00 030 C000300 0.00 031 A000300 13 031 B000300 0 032 000300 0 033 000300 8 034 000300 Y 035 000300 31 036 A000300 Y 036 B000300 0 037 000300 N 038 000300 0 039 000300 Y 040 000300 Y 041 000300 Y PAGE 23 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 351 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.600 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 055 A000300 Y 055 B000300 N 056 000300 Y 057 000300 N 062 A000300 Y 062 B000300 0.0 062 C000300 3.4 062 D000300 6.4 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 PAGE 24 062 L000300 0.0 062 M000300 10.6 062 N000300 6.3 062 O000300 0.0 062 P000300 49.8 062 Q000300 28.4 062 R000300 0.0 063 A000300 0 063 B000300 5.2 064 A000300 N 064 B000300 N 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y PAGE 25 070 R020300 N 071 A000300 173685 071 B000300 229949 071 C000300 210941 071 D000300 82 072 A000300 12 072 B000300 15506 072 C000300 79 072 D000300 0 072 E000300 0 072 F000300 1378 072 G000300 0 072 H000300 0 072 I000300 107 072 J000300 138 072 K000300 9 072 L000300 35 072 M000300 26 072 N000300 21 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 28 072 S000300 39 072 T000300 351 072 U000300 1 072 V000300 0 072 W000300 4 072 X000300 2137 072 Y000300 90 072 Z000300 13538 072AA000300 1980 072BB000300 0 072CC010300 7052 072CC020300 0 072DD010300 8569 072DD020300 4638 072EE000300 0 073 A010300 0.7900 073 A020300 0.3500 073 B000300 0.0000 073 C000300 0.0000 074 A000300 1 074 B000300 20557 074 C000300 10970 074 D000300 307368 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 33229 PAGE 26 074 J000300 0 074 K000300 0 074 L000300 5520 074 M000300 83 074 N000300 377728 074 O000300 18309 074 P000300 225 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 35824 074 S000300 0 074 T000300 323370 074 U010300 10359 074 U020300 12769 074 V010300 12.33 074 V020300 12.32 074 W000300 0.0000 074 X000300 17386 074 Y000300 129546 075 A000300 0 075 B000300 291607 076 000300 0.00 008 A000401 BRINSON ADVISORS, INC. 008 B000401 A 008 C000401 801-13219 008 D010401 NEW YORK 008 D020401 NY 008 D030401 10019 008 A000402 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000402 S 008 C000402 801-00000 008 D010402 NEWPORT BEACH 008 D020402 CA 008 D030402 92660 028 A010400 3800 028 A020400 1149 028 A030400 66852 028 A040400 4721 028 B010400 5160 028 B020400 1543 028 B030400 0 028 B040400 29727 028 C010400 3821 028 C020400 1069 028 C030400 0 028 C040400 4759 028 D010400 5312 028 D020400 1274 028 D030400 0 PAGE 27 028 D040400 10452 028 E010400 4896 028 E020400 1052 028 E030400 0 028 E040400 6628 028 F010400 4738 028 F020400 1044 028 F030400 0 028 F040400 5414 028 G010400 27727 028 G020400 7131 028 G030400 66852 028 G040400 61701 028 H000400 2885 029 000400 Y 030 A000400 8 030 B000400 4.00 030 C000400 0.00 031 A000400 5 031 B000400 0 032 000400 0 033 000400 3 034 000400 Y 035 000400 15 036 A000400 Y 036 B000400 0 037 000400 N 038 000400 0 039 000400 Y 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 181 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.700 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 PAGE 28 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 062 A000400 Y 062 B000400 0.0 062 C000400 0.0 062 D000400 3.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 13.2 062 N000400 55.8 062 O000400 0.0 062 P000400 16.6 062 Q000400 24.8 062 R000400 0.0 063 A000400 0 063 B000400 10.2 064 A000400 N 064 B000400 N 066 A000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N PAGE 29 070 C010400 Y 070 C020400 Y 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 Y 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 Y 070 P010400 Y 070 P020400 N 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 1771969 071 B000400 1820136 071 C000400 341598 071 D000400 519 072 A000400 12 072 B000400 17924 072 C000400 45 072 D000400 0 072 E000400 0 072 F000400 1808 072 G000400 0 072 H000400 0 072 I000400 149 072 J000400 145 072 K000400 15 072 L000400 9 072 M000400 26 072 N000400 16 072 O000400 0 PAGE 30 072 P000400 178 072 Q000400 0 072 R000400 25 072 S000400 30 072 T000400 181 072 U000400 1 072 V000400 0 072 W000400 4 072 X000400 2587 072 Y000400 49 072 Z000400 15431 072AA000400 0 072BB000400 665 072CC010400 15110 072CC020400 0 072DD010400 14680 072DD020400 813 072EE000400 0 073 A010400 0.8076 073 A020400 0.4727 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1265 074 B000400 8282 074 C000400 0 074 D000400 303421 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 20947 074 J000400 55875 074 K000400 0 074 L000400 3246 074 M000400 660 074 N000400 393696 074 O000400 97132 074 P000400 192 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 21595 074 S000400 0 074 T000400 274777 074 U010400 16299 074 U020400 2315 074 V010400 12.91 074 V020400 12.91 074 W000400 0.0000 074 X000400 18527 PAGE 31 074 Y000400 192603 075 A000400 0 075 B000400 279835 076 000400 0.00 008 A000501 BRINSON ADVISORS 008 B000501 A 008 C000501 801-13219 008 D010501 NEW YORK 008 D020501 NY 008 D030501 10019 008 A000502 STANDISH MELLON ASSET MANAGEMENT COMPANY LLC 008 B000502 S 008 C000502 801-00000 008 D010502 BOSTON 008 D020502 MA 008 D030502 02111 028 A010500 1830 028 A020500 154 028 A030500 236198 028 A040500 1287 028 B010500 5801 028 B020500 733 028 B030500 0 028 B040500 12472 028 C010500 5836 028 C020500 671 028 C030500 0 028 C040500 9047 028 D010500 6689 028 D020500 707 028 D030500 0 028 D040500 8488 028 E010500 5552 028 E020500 681 028 E030500 0 028 E040500 9689 028 F010500 3893 028 F020500 711 028 F030500 0 028 F040500 5717 028 G010500 29601 028 G020500 3657 028 G030500 236198 028 G040500 46700 028 H000500 4746 029 000500 Y 030 A000500 20 030 B000500 4.00 030 C000500 0.00 031 A000500 13 031 B000500 0 PAGE 32 032 000500 0 033 000500 7 034 000500 Y 035 000500 44 036 A000500 Y 036 B000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 369 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.600 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 062 A000500 Y PAGE 33 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 100.1 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 11.3 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 N 070 M010500 N PAGE 34 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 105202 071 B000500 127580 071 C000500 153675 071 D000500 68 072 A000500 12 072 B000500 7653 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 901 072 G000500 0 072 H000500 0 072 I000500 82 072 J000500 90 072 K000500 9 072 L000500 23 072 M000500 26 072 N000500 7 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 24 072 S000500 17 072 T000500 369 072 U000500 1 072 V000500 0 072 W000500 2 072 X000500 1551 072 Y000500 166 072 Z000500 6268 072AA000500 1444 072BB000500 0 072CC010500 2084 072CC020500 0 072DD010500 2480 072DD020500 3258 072EE000500 0 073 A010500 0.6021 073 A020500 0.2614 073 B000500 0.0000 PAGE 35 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 33 074 D000500 274784 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 1357 074 K000500 0 074 L000500 4349 074 M000500 89 074 N000500 280612 074 O000500 4900 074 P000500 210 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 1101 074 S000500 0 074 T000500 274401 074 U010500 3923 074 U020500 14243 074 V010500 12.52 074 V020500 12.52 074 W000500 0.0000 074 X000500 2888 074 Y000500 41169 075 A000500 0 075 B000500 239552 076 000500 0.00 008 A000601 BRINSON ADVISORS, INC. 008 B000601 A 008 C000601 801-13219 008 D010601 NEW YORK 008 D020601 NY 008 D030601 10019 008 A000602 ROGGE GLOBAL PARTNERS PLC 008 B000602 S 008 C000602 801-00000 008 D010602 LONDON 008 D050602 ENGLAND 008 D060602 EC4V 5BY 008 A000603 FISHER, FRANCIS, TREES & WATTS, INC. 008 B000603 S 008 C000603 801-000000 008 D010603 NEW YORK 008 D020603 NY PAGE 36 008 D030603 10166 028 A010600 2458 028 A020600 660 028 A030600 243103 028 A040600 3436 028 B010600 2342 028 B020600 1276 028 B030600 0 028 B040600 13035 028 C010600 1814 028 C020600 746 028 C030600 0 028 C040600 6253 028 D010600 2172 028 D020600 865 028 D030600 0 028 D040600 5625 028 E010600 2503 028 E020600 770 028 E030600 0 028 E040600 6555 028 F010600 2057 028 F020600 881 028 F030600 0 028 F040600 5793 028 G010600 13346 028 G020600 5198 028 G030600 243103 028 G040600 40697 028 H000600 350 029 000600 Y 030 A000600 2 030 B000600 4.00 030 C000600 0.00 031 A000600 1 031 B000600 0 032 000600 0 033 000600 1 034 000600 Y 035 000600 2 036 A000600 Y 036 B000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 PAGE 37 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 302 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.800 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 055 A000600 Y 055 B000600 N 056 000600 Y 057 000600 N 062 A000600 Y 062 B000600 0.1 062 C000600 0.0 062 D000600 2.8 062 E000600 0.0 062 F000600 0.0 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A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N PAGE 43 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 1136552 071 B000700 1015618 071 C000700 684938 071 D000700 148 072 A000700 12 072 B000700 707 072 C000700 11224 072 D000700 0 072 E000700 0 072 F000700 5378 072 G000700 0 072 H000700 0 072 I000700 463 072 J000700 392 072 K000700 20 072 L000700 61 072 M000700 26 072 N000700 35 072 O000700 0 072 P000700 0 072 Q000700 48 072 R000700 72 072 S000700 0 072 T000700 1451 072 U000700 1 PAGE 44 072 V000700 0 072 W000700 26 072 X000700 7973 072 Y000700 628 072 Z000700 4586 072AA000700 0 072BB000700 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MANAGEMENT, INC. 008 B000803 S 008 C000803 801-000000 008 D010803 BOSTON 008 D020803 MA 008 D030803 02110 028 A010800 9438 028 A020800 0 028 A030800 340958 028 A040800 7299 028 B010800 63473 028 B020800 0 028 B030800 0 028 B040800 45075 028 C010800 23216 028 C020800 0 028 C030800 0 028 C040800 29566 028 D010800 9453 028 D020800 0 028 D030800 0 028 D040800 14188 028 E010800 33597 028 E020800 0 028 E030800 0 028 E040800 37583 028 F010800 18743 028 F020800 0 028 F030800 0 028 F040800 22480 028 G010800 157920 028 G020800 0 028 G030800 340958 028 G040800 156191 028 H000800 5482 029 000800 Y 030 A000800 41 030 B000800 4.50 030 C000800 0.00 031 A000800 27 031 B000800 0 PAGE 46 032 000800 0 033 000800 14 034 000800 Y 035 000800 30 036 A000800 Y 036 B000800 0 037 000800 N 038 000800 0 039 000800 Y 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 492 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.800 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N PAGE 47 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N PAGE 48 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 325748 071 B000800 661802 071 C000800 509244 071 D000800 64 072 A000800 12 072 B000800 442 072 C000800 2285 072 D000800 0 072 E000800 0 072 F000800 4011 072 G000800 0 072 H000800 0 072 I000800 256 072 J000800 301 072 K000800 11 072 L000800 56 072 M000800 26 072 N000800 28 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 58 072 S000800 49 072 T000800 492 072 U000800 1 072 V000800 0 072 W000800 5 072 X000800 5295 072 Y000800 370 072 Z000800 -2198 072AA000800 0 072BB000800 78340 072CC010800 0 072CC020800 93360 072DD010800 0 PAGE 49 072DD020800 0 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C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 PAGE 52 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 N 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N PAGE 53 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 172609 071 B000900 220447 071 C000900 239510 071 D000900 72 072 A000900 12 072 B000900 1243 072 C000900 3643 072 D000900 0 072 E000900 0 072 F000900 2045 072 G000900 0 072 H000900 0 072 I000900 182 072 J000900 153 072 K000900 15 072 L000900 32 072 M000900 26 072 N000900 22 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 32 072 S000900 38 072 T000900 173 072 U000900 1 072 V000900 0 072 W000900 5 072 X000900 2724 072 Y000900 70 072 Z000900 2232 072AA000900 0 072BB000900 5402 072CC010900 63663 072CC020900 0 072DD010900 2609 072DD020900 0 072EE000900 0 073 A010900 0.1645 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 1 074 B000900 9842 074 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D031000 0 028 D041000 16266 028 E011000 6614 028 E021000 0 028 E031000 0 028 E041000 8755 028 F011000 5304 028 F021000 0 028 F031000 0 028 F041000 9042 028 G011000 71808 028 G021000 0 028 G031000 146300 028 G041000 73889 028 H001000 998 029 001000 Y 030 A001000 19 030 B001000 4.50 030 C001000 0.00 031 A001000 12 031 B001000 0 032 001000 0 033 001000 7 034 001000 Y 035 001000 26 036 A001000 Y 036 B001000 0 037 001000 N 038 001000 0 039 001000 Y 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 250 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.800 048 A011000 0 PAGE 56 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 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R011000 0 074 R021000 0 074 R031000 0 PAGE 59 074 R041000 49304 074 S001000 0 074 T001000 364194 074 U011000 17873 074 U021000 6541 074 V011000 13.67 074 V021000 13.65 074 W001000 0.0000 074 X001000 35779 074 Y001000 32167 075 A001000 0 075 B001000 353781 076 001000 0.00 008 A001101 BRINSON ADVISORS, INC. 008 B001101 A 008 C001101 801-13219 008 D011101 NEW YORK 008 D021101 NY 008 D031101 10019 008 A001102 MARTIN CURRIE INC. 008 B001102 S 008 C001102 801-00000 008 D011102 EDINBURGH 008 D051102 SCOTLAND 008 D061102 EH12ES 028 A011100 37898 028 A021100 0 028 A031100 235595 028 A041100 53244 028 B011100 117584 028 B021100 0 028 B031100 0 028 B041100 114537 028 C011100 120283 028 C021100 0 028 C031100 0 028 C041100 98112 028 D011100 91050 028 D021100 0 028 D031100 0 028 D041100 125122 028 E011100 130221 028 E021100 0 028 E031100 0 028 E041100 82665 028 F011100 55650 028 F021100 0 028 F031100 0 028 F041100 78260 028 G011100 552686 028 G021100 0 PAGE 60 028 G031100 235595 028 G041100 551942 028 H001100 8045 029 001100 Y 030 A001100 4 030 B001100 4.50 030 C001100 0.00 031 A001100 3 031 B001100 0 032 001100 0 033 001100 1 034 001100 Y 035 001100 2 036 A001100 Y 036 B001100 0 037 001100 N 038 001100 0 039 001100 Y 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 270 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.900 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 PAGE 61 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 055 A001100 Y 055 B001100 N 056 001100 Y 057 001100 N 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 Y 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y PAGE 62 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 201839 071 B001100 188203 071 C001100 313498 071 D001100 60 072 A001100 12 072 B001100 843 072 C001100 4875 072 D001100 0 072 E001100 0 072 F001100 2877 072 G001100 0 072 H001100 0 072 I001100 212 072 J001100 479 072 K001100 22 072 L001100 42 072 M001100 26 072 N001100 60 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 41 072 S001100 49 072 T001100 280 072 U001100 1 072 V001100 0 PAGE 63 072 W001100 2 072 X001100 4091 072 Y001100 201 072 Z001100 1828 072AA001100 0 072BB001100 14065 072CC011100 0 072CC021100 85043 072DD011100 495 072DD021100 0 072EE001100 16407 073 A011100 0.3670 073 A021100 0.0000 073 B001100 1.2161 073 C001100 0.0000 074 A001100 41 074 B001100 11504 074 C001100 0 074 D001100 0 074 E001100 1587 074 F001100 392336 074 G001100 0 074 H001100 0 074 I001100 47942 074 J001100 4511 074 K001100 0 074 L001100 1954 074 M001100 219 074 N001100 460094 074 O001100 4419 074 P001100 376 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 50145 074 S001100 0 074 T001100 405154 074 U011100 15776 074 U021100 11380 074 V011100 12.59 074 V021100 12.58 074 W001100 0.0000 074 X001100 22474 074 Y001100 82467 075 A001100 0 075 B001100 372918 076 001100 0.00 008 A001201 BRINSON ADVISORS 008 B001201 A 008 C001201 801-13219 PAGE 64 008 D011201 NEW YORK 008 D021201 NY 008 D031201 10019 008 A001202 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA 008 B001202 S 008 C001202 801-00000 008 D011202 NEW YORK 008 D021202 NY 008 D031202 10019 028 A011200 2469 028 A021200 0 028 A031200 27265 028 A041200 2968 028 B011200 6092 028 B021200 0 028 B031200 0 028 B041200 5063 028 C011200 4412 028 C021200 0 028 C031200 0 028 C041200 3806 028 D011200 3229 028 D021200 0 028 D031200 0 028 D041200 4564 028 E011200 4102 028 E021200 0 028 E031200 0 028 E041200 3572 028 F011200 2138 028 F021200 0 028 F031200 0 028 F041200 3157 028 G011200 22442 028 G021200 0 028 G031200 27265 028 G041200 23130 028 H001200 2800 029 001200 Y 030 A001200 1 030 B001200 4.50 030 C001200 0.00 031 A001200 0 031 B001200 0 032 001200 0 033 001200 1 034 001200 Y 035 001200 9 036 A001200 Y 036 B001200 0 037 001200 N PAGE 65 038 001200 0 039 001200 Y 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 73 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 1.100 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 PAGE 66 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 Y 066 C001200 N 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 Y 069 001200 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y PAGE 67 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 128807 071 B001200 97334 071 C001200 80644 071 D001200 121 072 A001200 12 072 B001200 188 072 C001200 1372 072 D001200 0 072 E001200 0 072 F001200 926 072 G001200 0 072 H001200 0 072 I001200 149 072 J001200 297 072 K001200 15 072 L001200 18 072 M001200 26 072 N001200 24 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 33 072 S001200 37 072 T001200 73 072 U001200 1 072 V001200 0 072 W001200 8 072 X001200 1607 072 Y001200 269 072 Z001200 222 072AA001200 0 072BB001200 18001 072CC011200 0 072CC021200 16965 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 1196 PAGE 68 074 B001200 2492 074 C001200 0 074 D001200 0 074 E001200 5760 074 F001200 77257 074 G001200 0 074 H001200 0 074 I001200 7722 074 J001200 218 074 K001200 0 074 L001200 470 074 M001200 79 074 N001200 95194 074 O001200 1232 074 P001200 95 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 7981 074 S001200 0 074 T001200 85886 074 U011200 8193 074 U021200 1026 074 V011200 8.02 074 V021200 8.01 074 W001200 0.0000 074 X001200 23522 074 Y001200 4676 075 A001200 0 075 B001200 90949 076 001200 0.00 SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-99 3 audit.txt AUDIT LETTER Report of Independent Auditors To the Shareholders and Board of Trustees of PaineWebber PACE Select Advisors Trust In planning and performing our audit of the financial statements of PaineWebber PACE Select Advisors Trust (comprising, respectively, PACE Money Market Investments, PACE Government Securities Fixed Income Investments, PACE Intermediate Fixed Income Investments, PACE Strategic Fixed Income Investments, PACE Municipal Fixed Income Investments, PACE Global Fixed Income Investments, PACE Large Company Value Equity Investments, PACE Large Company Growth Equity Investments, PACE Small/Medium Company Value Equity Investments, PACE Small/Medium Company Growth Equity Investments, PACE International Equity Investments, PACE International Emerging Markets Equity Investments) for the year ended July 31, 2001, we considered its internal control, including control activities for safeguarding securities, to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on internal control. The management of PaineWebber PACE Select Advisors Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of control. Generally, internal controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States. Those internal controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, misstatements due to errors or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that internal control may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the specific internal control components does not reduce to a relatively low level the risk that errors or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including control activities for safeguarding securities, and its operation that we consider to be material weaknesses as defined above at July 31, 2001. This report is intended solely for the information and use of shareholders, the Board of Trustees and management of PaineWebber PACE Select Advisors Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ERNST & YOUNG LLP September 7, 2001 EX-99 4 legal.txt LEGAL PACE Government Securities Fixed Income Investments Effective as of the close of business on February 2, 2001 (the "Reorganization Date"), PACE Government Securities Fixed Income Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Low Duration U.S. Government Income Fund ("Low Duration Fund") and PaineWebber U.S. Government Income Fund ("U.S. Government Fund"). The reorganizations were accomplished by tax-free exchanges of 11,342,701 of Class A shares, 321,812 of Class B shares, 3,613,449 of Class C shares and 57,547 Class Y shares of the Fund for 60,758,876 of Class A shares, 1,727,315 of Class B shares, 19,370,621 of Class C shares and 307,686 of Class Y shares of Low Duration Fund and 15,829,918 of Class A shares, 587,944 of Class B shares, 1,204,352 of Class C shares and 868,779 Class Y shares of the Fund for 22,425,909 of Class A shares, 832,788 of Class B shares, 1,708,194 of Class C shares and 1,232,152 of Class Y shares of U.S. Government Fund outstanding on the Reorganization Date. Low Duration Fund's and U.S. Government Fund's net assets at that date, valued at $194,015,282 and $233,931,971, respectively, including net unrealized appreciation of investments of $2,556,782 and $4,208,613, respectively, were combined with those of the Fund. These transactions were approved by each of Low Duration Fund's and U.S. Government Fund's shareholders at Special Meetings of Shareholders. Further information regarding the circumstances and details of the transactions are incorporated herein in response to this sub-item by reference to each definitive Combined Proxy Statement and Prospectus dated December 14, 2000, each filed with the SEC on December 15, 2000 (Accession Numbers: 0000928385-00-003393 and 0000912057-00-053671;SEC File Nos. 333- 50244 and 333-50238, respectively.) PACE Intermediate Fixed Income Investments Effective as of the close of business on February 2, 2001 (the "Reorganization Date"), PACE Intermediate Fixed Income Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Investment Grade Income Fund ("Investment Grade Fund"). The reorganization was accomplished by a tax-free exchange of 13,572,291 of Class A shares, 1,368,906 of Class B shares, 1,714,190 of Class C shares and 301,552 Class Y shares of the Fund for 17,155,704 of Class A shares, 1,732,178 of Class B shares, 2,168,966 of Class C shares and 381,198 Class Y shares of Investment Grade Fund outstanding on the Reorganization Date. Investment Grade Fund's net assets at that date, valued at $206,174,644, including net unrealized appreciation of investments of $861,533, were combined with those of the Fund. This transaction was approved by Investment Grade Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 11, 2000, filed with the SEC on December 13, 2000. (Accession Number: 0000912057-00-053217; SEC File No. 333- 49052.) PACE Strategic Fixed Income Investments Effective as of the close of business on February 2, 2001 (the "Reorganization Date"), PACE Strategic Fixed Income Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Strategic Income Fund ("Strategic Income Fund"). The reorganization was accomplished by a tax-free exchange of 2,469,404 of Class A shares, 1,317,030 of Class B shares, 1,404,172 of Class C shares and 43,193 Class Y shares of the Fund for 4,074,838 of Class A shares, 2,175,519 of Class B shares, 2,319,738 of Class C shares and 71,310 of Class Y shares of Strategic Income Fund outstanding on the Reorganization Date. Strategic Income Fund's net assets at that date, valued at $66,851,983, including net unrealized depreciation of investments of $(2,174,246), were combined with those of the Fund. This transaction was approved by Strategic Income Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 15, 2000, filed with the SEC on December 19, 2000. (Accession Number: 0000912057-00-054029; SEC File No. 333-49854.) continued Exhibits 77M and 77Q1(g) PACE Municipal Fixed Income Investments Effective as of the close of business on February 23, 2001 (the "Reorganization Date"), PACE Municipal Fixed Income Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber National Tax-Free Income Fund ("National Tax-Free Fund"). The reorganization was accomplished by a tax-free exchange of 14,949,505 of Class A shares, 1,313,324 of Class B shares, 2,718,677 of Class C shares and 33,568 Class Y shares of the Fund for 16,676,854 of Class A shares, 1,465,481 of Class B shares, 3,032,972 of Class C shares and 37,432 of Class Y shares of National Tax-Free Fund outstanding on the Reorganization Date. National Tax-Free Fund's net assets at that date, valued at $236,198,303, including net unrealized appreciation of investments of $7,293,877, were combined with those of the Fund. This transaction was approved by National Tax-Free Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 28, 2000, filed with the SEC on December 29, 2000. (Accession Number: 0000912057-00-055052; SEC File No. 333-51572.) PACE Global Fixed Income Investments Effective as of the close of business on February 9, 2001 (the "Reorganization Date"), PACE Global Fixed Income Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Global Income Fund ("Global Income Fund"). The reorganization was accomplished by a tax-free exchange of 20,331,222 of Class A shares, 372,848 of Class B shares, 1,443,639 of Class C shares and 556,432 Class Y shares of the Fund for 22,944,195 of Class A shares, 423,280 of Class B shares, 1,630,174 of Class C shares, and 628,454 of Class Y shares of Global Income Fund outstanding on the Reorganization Date. Global Income Fund's net assets at that date, valued at $243,102,617, including net unrealized depreciation of investments of $(3,430,141), were combined with those of the Fund. This transaction was approved by Global Income Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 20, 2000, filed with the SEC on December 22, 2000. (Accession Number: 0000928385-00-003445; SEC File No. 333-50580.) PACE Large Company Value Equity Investments Effective as of the close of business on February 23, 2001 (the "Reorganization Date"), PACE Large Company Value Equity Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Growth and Income Fund ("Growth and Income Fund") and PaineWebber Tax-Managed Equity Fund ("Tax-Managed Fund"). The reorganizations were accomplished by tax-free exchanges of 27,184,960 of Class A shares, 7,487,923 of Class B shares, 4,259,634 of Class C shares and 2,008,036 Class Y shares of the Fund for 21,534,521 of Class A shares, 6,099,624 of Class B shares, 3,458,770 of Class C shares and 1,582,514 of Class Y shares of Growth and Income Fund and 581,433 of Class A shares, 1,004,132 of Class B shares, 457,565 of Class C shares and 5,923 of Class Y shares of the fund for 780,203 of Class A shares, 1, 366,491 of Class B shares, 622,616 of Class C shares and 7,976 of Class Y shares of Tax-Managed Fund outstanding on the Reorganization Date. Growth and Income Fund's and Tax-Managed Fund's net assets at that date, valued at $704,160,365 and $35,242,900, respectively, including net unrealized appreciation of investments of $18,581,843 and $1,895,069, respectively, were combined with those of the Fund. These transactions were approved by Growth and Income Fund's and Tax-Managed Fund's shareholders at Special Meetings of Shareholders. Further information regarding the circumstances and details of the transactions are incorporated herein in response to this sub-item by reference to each definitive Combined Proxy Statement and Prospectus dated December 27, 2000 and December 29, 2000, respectively, filed with the SEC on December 28, 2000 and January 2, 2001, respectively. (Accession Numbers: 0000928385-00-003543 and 0000912057-00-055264; SEC File Nos. 333-51010 and 333-51450, respectively.) continued Exhibits 77M and 77Q1(g) PACE Large Company Growth Equity Investments Effective as of the close of business on February 23, 2001 (the "Reorganization Date"), PACE Large Company Growth Equity Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Growth Fund ("Growth Fund"). The reorganization was accomplished by a tax-free exchange of 13,496,005 of Class A shares, 2,082,667 of Class B share, 1,544,375 of Class C shares and 1,753,537 of Class Y shares of the Fund for 14,789,093 of Class A shares, 2,703,076 of Class B shares, 1,963,861 of Class C shares and 1,814,515 of Class Y shares of Growth Fund outstanding on the Reorganization Date. Growth Fund's net assets at that date, valued at $340,957,666, including net unrealized appreciation of investments of $2,577,034, were combined with those of the Fund. This transaction was approved by Growth Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 27, 2000, filed with the SEC on December 29, 2000. (Accession Number: 0000928385-00- 003555; SEC File No. 333-51012.) PACE Small/Medium Company Value Equity Investments Effective as of the close of business on February 9, 2001 (the "Reorganization Date"), PACE Small/Medium Company Value Equity Income Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Small Cap Fund ("Small Cap Fund"). The reorganization was accomplished by a tax-free exchange of 2,833,522 of Class A shares, 729,945 of Class B shares, 838,349 of Class C shares and 100,651 of Class Y shares of the Fund for 3,383,468 of Class A shares, 945,304 of Class B shares, 1,085,028 of Class C shares and 118,511 of Class Y shares of Small Cap Fund outstanding on the Reorganization Date. Small Cap Fund's net assets at that date, valued at $72,542,317, including net unrealized appreciation of investments of $11,891,013, were combined with those of the Fund. This transaction was approved by Small Cap Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 15, 2000, filed with the SEC on December 15, 2000. (Accession Number: 0000912057-00- 053822; SEC File No. 333-49850.) PACE Small/Medium Company Growth Equity Investments Effective as of the close of business on February 16, 2001 (the "Reorganization Date"), PACE Small/Medium Company Growth Equity Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Mid Cap Fund ("Mid Cap Fund"). The reorganization was accomplished by a tax-free exchange of 7,125,090 of Class A shares, 1,580,529 of Class B shares, 1,067,737 of Class C shares and 25,993 of Class Y shares of the Fund for 11,657,967 of Class A shares, 2,647,419 of Class B shares, 2,035,950 of Class C shares and 42,157 of Class Y shares of Mid Cap Fund outstanding on the Reorganization Date. Mid Cap Fund's net assets at that date, valued at $146,300,173, including net unrealized appreciation of investments of $17,218,816, were combined with those of the Fund. This transaction was approved by Mid Cap Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 28, 2000, filed with the SEC on December 29, 2000. (Accession Number: 0000928385-00- 003566; SEC File No. 333-51304.) continued Exhibits 77M and 77Q1(g) PACE International Equity Investments Effective as of the close of business on February 16, 2001 (the "Reorganization Date"), PACE International Equity Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Global Equity Fund ("Global Equity Fund"). The reorganization was accomplished by a tax-free exchange of 13,194,385 of Class A shares, 408,808 of Class B shares, 1,198,216 of Class C shares and 1,552,287 of Class Y shares of the Fund for 16,938,543 of Class A shares, 584,019 of Class B shares, 1,707,562 of Class C shares and 1,917,607 of Class Y shares of Global Equity Fund outstanding on the Reorganization Date. Global Equity Fund's net assets at that date, valued at $235,594,979, including net unrealized depreciation of investments of $(12,067,133), were combined with those of the Fund. This transaction was approved by Global Equity Fund's shareholders at a Special Meeting of Shareholders. Further information regarding the circumstances and details of the transaction is incorporated herein in response to this sub-item by reference to the definitive Combined Proxy Statement and Prospectus dated December 22, 2000, filed with the SEC on December 22, 2000. (Accession Number: 0000912057-00-054499; SEC File No. 333-51130.) PACE International Emerging Markets Equity Investments Effective as of the close of business on February 9, 2001 (the "Reorganization Date"), PACE International Emerging Markets Equity Investments ("Fund"), a series of PaineWebber PACE Select Advisors Trust, acquired all of the assets and assumed all of the stated liabilities of PaineWebber Emerging Markets Equity Fund ("Emerging Markets Fund") and PaineWebber Asia Pacific Growth Fund ("Asia Pacific Fund"). The reorganizations were accomplished by tax-free exchanges of 281,577 of Class A shares, 62,525 of Class B shares, 123,010 of Class C shares and 51,150 of Class Y shares of the Fund for 368,346 of Class A shares, 85,134 of Class B shares, 169,219 of Class C shares and 65,944 of Class Y shares of Emerging Market Fund and 832,708 of Class A shares, 939,051 of Class B shares, 422,391 of Class C shares and 14,446 of Class Y shares of the Fund for 890,101 of Class A shares, 1,033,747 of Class B shares, 464,369 of Class C shares and 15,436 of Class Y shares of Asia Pacific Fund outstanding on the Reorganization Date. Emerging Market Fund's and Asia Pacific Fund's net assets at that date, valued at $5,181,880 and $22,082,657, respectively, including net unrealized depreciation/appreciation of investments of $(247,866) and $220,621, respectively, were combined with those of the Fund. These transactions were approved by each of Emerging Market Fund's and Asia Pacific Fund's shareholders at Special Meetings of Shareholders. Further information regarding the circumstances and details of the transactions are incorporated herein in response to this sub-item by reference to each definitive Combined Proxy Statement and Prospectus dated December 20, 2000 and December 22, 2000, respectively, each filed with the SEC on December 22, 2000. (Accession Numbers: 0000928385-00-003446 and 0000928385-00-003516; SEC File Nos. 333- 50586 and 333-51570.) For period ending July 31, 2001 Exhibit 77(o) File number 811-8764 FORM 10f-3 FUND: PaineWebber PACE Strategic Fixed Income Investments Record of Securities Purchased Under the Fund's Rule 10f-3 Procedures 1. Issuer: CIT Group Inc. Mtn Frn 2. Date of Purchase: 4/3/01 3. Date offering commenced: 4/6/01 4. Underwriters from whom purchased: Lehman Brothers 5. "Affiliated Underwriter" managing or participating in syndicate: Dresdner Kleinwort Wasserstein, Benson North AM, UBS Warburg 6. Aggregate principal amount or number of shares purchased: 1,850,000 7. Aggregate principal amount or total number of shares of offering: 1,000,000,000 8. Purchase price (net of fees and expenses): $100.00 9. Initial public offering price: $100.00 10. Commission, spread or profit: .05721 % $572,100 11. Have the following conditions been satisfied? YES NO a. The securities are part of an issue registered under the Securities Act of 1933 which is being offered to the public. X b. The securities were purchased prior to the end of the first day on which any sales are made (or, if a rights offering, the securities were purchased on or before the fourth day preceding the day on which the offering terminated). c. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. d. The underwriting was a firm commitment underwriting. X X X e. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. f. The issuer of the securities and any predecessor have been in continuous operations for not less than three years. g. The amount of such securities purchased by all of the investment companies advised by Mitchell Hutchins (or the Fund's Sub-Adviser, if applicable) did not exceed 25% of the principal amount of the offering. h. No Affiliated Underwriter was a direct or indirect participant in or beneficiary of the sales. Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, "Affiliated Underwriter" is defined as PaineWebber Group Inc. and any of its affiliates, including PaineWebber Incorporated and PaineWebber Puerto Rico. In the case of a Fund advised by a Sub-Adviser, "Affiliated Underwriter" shall also include any brokerage affiliate of the Sub- Adviser. X X X X Approved: /s/ William Powers Date: May 15, 2001 Continued Exhibit 77(o) FORM 10f-3 FUND: PACE Municipal Fixed Income Investments Record of Securities Purchased Under the Fund's Rule 10f-3 Procedures 1. Issuer: PA Turnpike Comm Turnpike Rd. 2. Date of Purchase: 6/15/01 3. Date offering commenced: 6/11/01 4. Underwriters from whom purchased: Bear Stearns 5. "Affiliated Underwriter" managing or participating in syndicate: PaineWebber 6. Aggregate principal amount purchased: 1,270,000 7. Aggregate principal amount of offering: 86,660,000 8. Purchase price (net of fees and expenses): $106.378 9. Initial public offering price: $106.378 10. Commission, spread or profit: 3/8 % $4,763 11. Have the following conditions been satisfied? YES NO A. The securities are "municipal securities" as defined in Section 3(a)(29) of the Securities Exchange Act of 1934. X B. The securities were purchased prior to the end of the first day on which any sales are made. C. The securities were purchased at a price not more than the price paid by each other purchaser in the offering. D. The underwriting was a firm commitment underwriting. X X X E. The commission, spread or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period. F. The issuer has received an investment grade rating from a nationally recognized statistical rating organization or, if the issuer, or entity supplying the revenues from which the issue is to be paid, shall have been in continuous operation for less than three years (including any predecessor), the issue has received one of the three highest ratings from at least one such rating organization. G. The amount of such securities purchased by all of the investment companies advised by Mitchell Hutchins (or the Fund's Sub-Adviser, if applicable) did not exceed 25% of the principal amount of the offering. H. No purchases were designated as group sales or otherwise allocated to the account of any Affiliated Underwriter. Note: Refer to the Rule 10f-3 Procedures for the definitions of the capitalized terms above. In particular, "Affiliated Underwriter" is defined as PaineWebber Group Inc. and any of its affiliates, including PaineWebber Incorporated and PaineWebber Puerto Rico. In the case of a Fund advised by a Sub-Adviser, "Affiliated Underwriter" shall also include any brokerage affiliate of the Sub- Adviser. X X X X Approved: /s/ Christine Todd Date: August 6, 2001 For period ending July 31, 2001 Exhibit 77Q1(e) File number 811-8764 PACE Large Company Value Equity Investments and PACE Large Company Growth Equity Investments Revised Sub-Advisory Agreements were entered into with SSgA Funds Management, Inc. Copies of these Sub-Advisory Agreements were filed with the SEC on July 31, 2001, and are hereby incorporated herein in response to this sub-item. (Post-Effective Amendment No. 11, Exhibits 4(i), and (m); Accession Number: 0000912057-01-525922; SEC File Nos. 033-87254 and 811-8764). PACE Municipal Fixed Income Investments A Sub-Advisory Agreement was entered into with Standish Mellon Asset Management LLC. A copy of the Sub-Advisory Agreement is attached below. SUB-ADVISORY AGREEMENT Agreement made as of August 1, 2001 between BRINSON ADVISORS, INC. ("Brinson Advisors," formerly known as Mitchell Hutchins Asset Management Inc.), a Delaware corporation, and STANDISH MELLON ASSET MANAGEMENT COMPANY LLC ("Sub-Adviser"), a limited liability company (the "Agreement"). RECITALS (1) Brinson Advisors has entered into a Management Agreement dated June 15, 1995 ("Management Agreement") with PaineWebber PACE Select Advisors Trust (formerly known as Managed Accounts Services Portfolio Trust ("Trust")), an open-end management investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"), with respect to PACE MUNICIPAL FIXED INCOME INVESTMENTS ("Portfolio"); (2) Brinson Advisors entered into a Sub-Advisory Agreement dated as of October 10, 2000 (the "Old Sub-Advisory Agreement") with Standish, Ayer & Wood, Inc. ("Standish") with respect to the Portfolio, pursuant to which Standish agreed to furnish certain investment advisory services; (3) Effective August 1, 2001, Standish merged into the Sub- Adviser, a direct wholly owned subsidiary of Mellon Financial Corporation, and as a result of this transaction, the Old Sub- Advisory Agreement between Brinson Advisors and Standish automatically terminated; and (4) Brinson Advisors and the Sub-Adviser wish to enter into a new Sub-Advisory Agreement embodying substantially the same terms and provisions as the Old Sub-Advisory Agreement. NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, Brinson Advisors and the Sub-Adviser agree as follows: 1. Appointment. Brinson Advisors hereby appoints the Sub-Adviser as an investment sub-adviser with respect to the Portfolio for the period and on the terms set forth in this Agreement. The Sub-Adviser accepts that appointment and agrees to render the services herein set forth, for the compensation herein provided. 2. Duties as Sub-Adviser. (a) Subject to the supervision and direction of the Trust's Board of Trustees (the "Board") and review by Brinson Advisors, and any written guidelines adopted by the Board or Brinson Advisors, the Sub-Adviser will provide a continuous investment program for all or a designated portion of the assets ("Segment") of the Portfolio, including investment research and discretionary management with respect to all securities and investments and cash equivalents in the Portfolio or Segment. The Sub-Adviser may from time to time seek research assistance and may rely upon resources available to it through its affiliated companies to the extent such actions would not constitute an "assignment" for purposes of the 1940 Act but in no case shall such assistance and/or reliance relieve the Sub-Adviser of any of its obligations hereunder, nor shall the Portfolio or Segment or Brinson Advisors be responsible for any additional fees or expenses hereunder as a result. The Sub-Adviser will determine from time to time what investments will be purchased, retained or sold by the Portfolio or Segment. The Sub-Adviser will be responsible for placing purchase and sell orders for investments and for other related transactions for the Portfolio or Segment. The Sub-Adviser will be responsible for voting proxies of issuers of securities held by the Portfolio or Segment. The Sub-Adviser understands that the Portfolio's assets need to be managed so as to permit the Portfolio to qualify or to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code, as amended ("Code"). The Sub-Adviser will provide services under this Agreement in accordance with the Portfolio's investment objective, policies and restrictions as stated in the Trust's currently effective registration statement under the 1940 Act, and any amendments or supplements thereto ("Registration Statement"). (b) The Sub-Adviser agrees that, in placing orders with brokers, it will obtain the best net result in terms of price and execution; provided that, on behalf of the Portfolio, the Sub-Adviser may, in its discretion, use brokers that provide the Sub-Adviser with research, analysis, advice and similar services to execute portfolio transactions on behalf of the Portfolio, and the Sub-Adviser may pay to those brokers in return for brokerage and research services a higher commission than may be charged by other brokers, subject to the Sub-Adviser's determination in good faith that such commission is reasonable in terms either of the particular transaction or of the overall responsibility of the Sub-Adviser to the Portfolio and its other clients and that the total commissions paid by the Portfolio or Segment will be reasonable in relation to the benefits to the Portfolio over the long term. In no instance will portfolio securities be purchased from or sold to Brinson Advisors or the Sub-Adviser, or any affiliated person thereof, except in accordance with the federal securities laws and the rules and regulations thereunder. The Sub-Adviser may aggregate sales and purchase orders with respect to the assets of the Portfolio or Segment with similar orders being made simultaneously for other accounts advised by the Sub-Adviser or its affiliates. Whenever the Sub-Adviser simultaneously places orders to purchase or sell the same security on behalf of the Portfolio and one or more other accounts advised by the Sub-Adviser, the orders will be allocated as to price and amount among all such accounts in a manner believed to be equitable over time to each account. Brinson Advisors recognizes that in some cases this procedure may adversely affect the results obtained for the Portfolio or Segment. (c) The Sub-Adviser will maintain all books and records required to be maintained pursuant to the 1940 Act and the rules and regulations promulgated thereunder with respect to transactions by the Sub-Adviser on behalf of the Portfolio or Segment, and will furnish the Board and Brinson Advisors with such periodic and special reports as the Board or Brinson Advisors reasonably may request. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Adviser hereby agrees that all records which it maintains for the Portfolio are the property of the Trust, agrees to preserve for the periods prescribed by Rule 31a-2 under the 1940 Act any records that it maintains for the Portfolio and that are required to be maintained by Rule 31a-1 under the 1940 Act, and further agrees to surrender promptly to the Trust any records which it maintains for the Portfolio upon request by the Trust. (d) At such times as shall be reasonably requested by the Board or Brinson Advisors, the Sub-Adviser will provide the Board and Brinson Advisors with economic and investment analyses and reports as well as quarterly reports setting forth the performance of the Portfolio or Segment and make available to the Board and Brinson Advisors any economic, statistical and investment services that the Sub-Adviser normally makes available to its institutional or other customers. (e) In accordance with procedures adopted by the Board, as amended from time to time, the Sub-Adviser is responsible for assisting in the fair valuation of all portfolio securities in the Portfolio or Segment and will use its reasonable efforts to arrange for the provision of a price or prices from one or more parties independent of the Sub-Adviser for each portfolio security for which the custodian does not obtain prices in the ordinary course of business from an automated pricing service. 3. Further Duties. In all matters relating to the performance of this Agreement, the Sub-Adviser will seek to act in conformity with the Trust's Trust Instrument, By-Laws and Registration Statement and with the written instructions and written directions of the Board and Brinson Advisors; and will comply with the requirements of the 1940 Act, and the Investment Advisers Act of 1940, as amended ("Advisers Act"), and the rules under each, the Code, and all other federal and state laws and regulations applicable to the Trust and the Portfolio. Brinson Advisors agrees to provide to the Sub-Adviser copies of the Trust's Trust Instrument, By-Laws, Registration Statement, written instructions and directions of the Board and Brinson Advisors, and any amendments or supplements to any of these materials as soon as practicable after such materials become available; and further agrees to identify to the Sub-Adviser in writing any broker-dealers that are affiliated with Brinson Advisors (other than UBS PaineWebber Inc. and Brinson Advisors itself). 4. Expenses. During the term of this Agreement, the Sub-Adviser will bear all expenses incurred by it in connection with its services under this Agreement. The Sub-Adviser shall not be responsible for any expenses incurred by the Trust, the Portfolio or Brinson Advisors. 5. Compensation. (a) For the services provided and the expenses assumed by the Sub-Adviser pursuant to this Agreement, Brinson Advisors, not the Portfolio, will pay to the Sub-Adviser a fee, computed daily and payable monthly, at an annual rate of 0.20% of the average daily net assets up to and including $60 million and 0.15% of the average daily net assets in excess of $60 million of the Portfolio or Segment allocated to its management (computed in the manner specified in the Management Agreement), and will provide the Sub-Adviser with a schedule showing the manner in which the fee was computed. If the Sub-Adviser is managing a Segment, its fees will be based on the value of the assets of the Portfolio within the Sub-Adviser's Segment. (b) The fee shall be accrued daily and payable monthly to the Sub-Adviser on or before the last business day of the next succeeding calendar month. (c) If this Agreement becomes effective or terminates before the end of any month, the fee for the period from the effective date to the end of the month or from the beginning of such month to the date of termination, as the case may be, shall be pro-rated according to the proportion which such period bears to the full month in that such effectiveness or termination occurs. 6. Limitation Of Liability. (a) The Sub-Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Portfolio, the Trust or its shareholders or by Brinson Advisors in connection with the matters to which this Agreement relates, except a loss resulting from willful misfeasance, bad faith or gross negligence on its part in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. (b) In no event will the Sub-Adviser have any responsibility for any other series of the Trust, for any portion of the Portfolio not managed by the Sub-Adviser or for the acts or omissions of any other sub-adviser to the Trust or Portfolio, the Trust's custodian, administrator, distributor or any broker-dealer selected with due care by the Sub-Adviser to effect transactions for the Portfolio. In particular, in the event the Sub-Adviser shall manage only a portion of the Portfolio's investments, the Sub-Adviser shall have no responsibility for the Portfolio's being in violation of any applicable law or regulation or investment policy or restriction applicable to the Portfolio as a whole or for the Portfolio's failing to qualify as a regulated investment company under the Code, if the securities and other holdings of the Segment of the Portfolio managed by the Sub-Adviser are such that such Segment would not be in such violation or fail to so qualify if such Segment were deemed a separate series of the Trust or a separate "regulated investment company" under the Code. Nothing in this section shall be deemed a limitation or waiver of any obligation or duty that may not by law be limited or waived. 7. Representations of Sub-Adviser. The Sub-Adviser represents, warrants and agrees as follows: (a) The Sub-Adviser (i) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; (iv) has the authority to enter into and perform the services contemplated by this Agreement; and (v) will promptly notify Brinson Advisors of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise. (b) The Sub-Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and will provide Brinson Advisors and the Board with a copy of such code of ethics, together with evidence of its adoption. Within fifteen days of the end of the last calendar quarter of each year that this Agreement is in effect, the president or a vice-president of the Sub-Adviser shall certify to Brinson Advisors that the Sub-Adviser has complied with the requirements of Rule 17j-1 during the previous year and that there has been no material violation of the Sub-Adviser's code of ethics or, if such a violation has occurred, that appropriate action was taken in response to such violation. Upon the written request of Brinson Advisors, the Sub-Adviser shall permit Brinson Advisors, its employees or its agents to examine the reports required to be made by the Sub-Adviser pursuant to Rule 17j-1 and all other records relevant to the Sub-Adviser's code of ethics. (c) The Sub-Adviser has provided Brinson Advisors with a copy of its Form ADV, as most recently filed with the Securities and Exchange Commission ("SEC"), and promptly will furnish a copy of all amendments to Brinson Advisors at least annually. (d) The Sub-Adviser will notify Brinson Advisors of any change of control of the Sub-Adviser, including any change of its general partners or 25% shareholders or 25% limited partners, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of the Portfolio or senior management of the Sub-Adviser, in each case prior to or promptly after such change. (e) The Sub-Adviser agrees that neither it, nor any of its affiliates, will in any way refer directly or indirectly to its relationship with the Trust, the Portfolio, Brinson Advisors or any of their respective affiliates in offering, marketing or other promotional materials without the express written consent of Brinson Advisors. 8. Services Not Exclusive. The services furnished by the Sub- Adviser hereunder are not to be deemed exclusive, and except as the Sub-Adviser may otherwise agree in writing, the Sub-Adviser shall be free to furnish similar services to others so long as its services under this Agreement are not impaired thereby. Nothing in this Agreement shall limit or restrict the right of any director, officer or employee of the Sub-Adviser, who may also be a trustee, officer or employee of the Trust, to engage in any other business or to devote his or her time and attention in part to the management or other aspects of any other business, whether of a similar nature or a dissimilar nature. 9. Duration and Termination. (a) This Agreement shall become effective upon the date first above written, provided that this Agreement shall not take effect unless it has first been approved (i) by a vote of a majority of those trustees of the Trust who are not parties to this Agreement or interested persons of any such party ("Independent Trustees"), cast in person at a meeting called for the purpose of voting on such approval, and (ii) by vote of a majority of the Portfolio's outstanding voting securities, unless Brinson Advisors has authority to enter into this Agreement pursuant to exemptive relief from the SEC without a vote of the Portfolio's outstanding voting securities. (b) Unless sooner terminated as provided herein, this Agreement shall continue in effect for two years from its effective date. Thereafter, if not terminated, this Agreement shall continue automatically for successive periods of twelve months each, provided that such continuance is specifically approved at least annually (i) by a vote of a majority of the Independent Trustees, cast in person at a meeting called for the purpose of voting on such approval, and (ii) by the Board or by vote of a majority of the outstanding voting securities of the Portfolio. (c) Notwithstanding the foregoing, this Agreement may be terminated at any time, without the payment of any penalty, by vote of the Board or by a vote of a majority of the outstanding voting securities of the Portfolio on 60 days' written notice to the Sub-Adviser. This Agreement may also be terminated, without the payment of any penalty, by Brinson Advisors: (i) upon 120 days' written notice to the Sub-Adviser; (ii) upon material breach by the Sub-Adviser of any of the representations, warranties and agreements set forth in Paragraph 7 of this Agreement; or (iii) immediately if, in the reasonable judgment of Brinson Advisors, the Sub-Adviser becomes unable to discharge its duties and obligations under this Agreement, including circumstances such as financial insolvency of the Sub-Adviser or other circumstances that could adversely affect the Portfolio. The Sub-Adviser may terminate this Agreement at any time, without the payment of any penalty, on 120 days' written notice to Brinson Advisors. This Agreement will terminate automatically in the event of its assignment or upon termination of the Management Agreement, as it relates to this Portfolio. 10. Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought. To the extent required by applicable law, no amendment of this Agreement shall be effective until approved (i) by a vote of a majority of the Independent Trustees, and (ii) if the terms of this Agreement shall have changed, by a vote of a majority of the Portfolio's outstanding voting securities (except in the case of (ii), pursuant to the terms and conditions of the SEC order permitting it to modify the Agreement without such vote). 11. Governing Law. This Agreement shall be construed in accordance with the 1940 Act and the laws of the State of New York, without giving effect to the conflicts of laws principles thereof. To the extent that the applicable laws of the State of New York conflict with the applicable provisions of the 1940 Act, the latter shall control. 12. Miscellaneous. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors. As used in this Agreement, the terms "majority of the outstanding voting securities," "affiliated person," "interested person," "assignment," "broker," "investment adviser," "net assets," "sale," "sell" and "security" shall have the same meanings as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. Where the effect of a requirement of the federal securities laws reflected in any provision of this Agreement is made less restrictive by a rule, regulation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order. This Agreement may be signed in counterpart. 13. Notices. Any notice herein required is to be in writing and is deemed to have been given to the Sub-Adviser or Brinson Advisors upon receipt of the same at their respective addresses set forth below. All written notices required or permitted to be given under this Agreement will be delivered by personal service, by postage mail return receipt requested or by facsimile machine or a similar means of same delivery which provides evidence of receipt (with a confirming copy by mail as set forth herein). All notices provided to Brinson Advisors will be sent to the attention of the General Counsel. All notices provided to the Sub-Adviser will be sent to the attention of the Compliance Officer. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their duly authorized signatories as of the date and year first above written. Attest: BRINSON ADVISORS, INC. 51 West 52nd Street New York, New York 10019-6114 By: /s/Keith A. Weller Name: Keith A. Weller Title: Director By: /s/Amy R. Doberman Name: Amy R. Doberman Title: Executive Director Attest: STANDISH MELLON ASSET MANAGEMENT COMPANY LLC One Financial Center Boston, MA 02111 By: /s/Diostenes Medina Name: Diostenes Medina Title: Compliance Officer By: /s/Paul G. Martins Name: Paul G. Martins Title: Treasurer