-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OwsisXHCXhPTG43eYgMd3SESjQO52kuVacv+OJFfyqOeGUOSU99CPmGOYDgjX5vq tUfwWmdfbohjvvalpCfKBw== 0000930007-98-000001.txt : 19980402 0000930007-98-000001.hdr.sgml : 19980402 ACCESSION NUMBER: 0000930007-98-000001 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 19980131 FILED AS OF DATE: 19980401 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINEWEBBER PACE SELECT ADVISORS TRUST CENTRAL INDEX KEY: 0000930007 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: SEC FILE NUMBER: 811-08764 FILM NUMBER: 98585174 BUSINESS ADDRESS: STREET 1: C/O MITCHELL HUTCHINS ASSET MGMT INC STREET 2: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 MAIL ADDRESS: STREET 1: C/O MITCHELL HUTCHINS ASSET MGMT INC STREET 2: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: MANAGED ACCOUNTS SERVICES PORTFOLIO TRUST DATE OF NAME CHANGE: 19941212 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER CONSULTING FUND PRODUCT DATE OF NAME CHANGE: 19940914 NSAR-A/A 1 N-SAR (3.0) PAGE 1 000 A000000 01/31/98 000 C000000 0000930007 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 PAINEWEBBER PACE SELECT ADVISORS TRUST 001 B000000 811-8764 001 C000000 2127133041 002 A000000 1285 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 PACE MONEY MARKET INVESTMENTS 007 C030100 N 007 C010200 2 007 C020200 PACE GOVERNMENT SECURITIES FIXED INCOME INV. 007 C030200 N 007 C010300 3 007 C020300 PACE INTERMEDIATE FIXED INCOME INVESTMENTS 007 C030300 N 007 C010400 4 007 C020400 PACE STRATEGIC FIXED INCOME INVESTMENTS 007 C030400 N 007 C010500 5 007 C020500 PACE MUNICIPAL FIXED INCOME INVESTMENTS 007 C030500 N 007 C010600 6 007 C020600 PACE GLOBAL FIXED INCOME INVESTMENTS 007 C030600 N 007 C010700 7 007 C020700 PACE LARGE COMPANY VALUE EQUITY INVESTMENTS 007 C030700 N 007 C010800 8 007 C020800 PACE LARGE COMPANY GROWTH EQUITY INVESTMENTS 007 C030800 N 007 C010900 9 007 C020900 PACE SMALL/MEDIUM COMPANY VALUE EQUITY INV. 007 C030900 N 007 C011000 10 007 C021000 PACE SMALL/MEDIUM COMPANY GROWTH EQUITY INV. PAGE 2 007 C031000 N 007 C011100 11 007 C021100 PACE INTERNATIONAL EQUITY INVESTMENTS 007 C031100 N 007 C011200 12 007 C021200 PACE INTERNATIONAL EMERGING MARKETS EQUITY IN 007 C031200 N 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 010 A00AA01 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 010 B00AA01 801-13219 010 C01AA01 NEW YORK 010 C02AA01 NY 010 C03AA01 10019 011 A00AA01 PAINEWEBBER INC. 011 B00AA01 8-16267 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10019 012 A00AA01 PFPC, INC. 012 B00AA01 84-00000 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10019 014 A00AA01 PAINEWEBBER INC. 014 B00AA01 8-16267 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02171 015 E01AA01 X 015 A00AA02 CITIBANK NA 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 WESTPAC CUSTODIAN NOMINEES 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA PAGE 3 015 E04AA03 X 015 A00AA04 GIROCREDIT BANK 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 GENERALE DE BANQUE 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 EUROCLEAR LONDON 015 B00AA07 S 015 C01AA07 BRUSSELS 015 D01AA07 BELGIUM 015 E04AA07 X 015 A00AA08 CEDEL BANK S.A. 015 B00AA08 S 015 C01AA08 LUXEMBOURG 015 D01AA08 BELGIUM 015 E04AA08 X 015 A00AA09 BARCLAYS BANK OF BOTSWANA 015 B00AA09 S 015 C01AA09 GABORONE 015 D01AA09 BOTSWANA 015 E04AA09 X 015 A00AA10 CITIBANK NA 015 B00AA10 S 015 C01AA10 SAO PAULO 015 D01AA10 BRAZIL 015 E04AA10 X 015 A00AA11 CANADA TRUST CO 015 B00AA11 S 015 C01AA11 TORONTO 015 D01AA11 CANADA 015 E04AA11 X 015 A00AA12 CITIBANK NA 015 B00AA12 S 015 C01AA12 SANTIAGO 015 D01AA12 CHILE 015 E04AA12 X 015 A00AA13 HONG KONG & SHANGHAI BANK 015 B00AA13 S 015 C01AA13 SHANGHAI 015 D01AA13 CHINA 015 E04AA13 X PAGE 4 015 A00AA14 HONG KONG & SHANGHAI BANK 015 B00AA14 S 015 C01AA14 SHENZHEN 015 D01AA14 CHINA 015 E04AA14 X 015 A00AA15 CITITRUST SA 015 B00AA15 S 015 C01AA15 BOGOTA 015 D01AA15 COLOMBIA 015 E04AA15 X 015 A00AA16 BARCLAYS BANK PLC 015 B00AA16 S 015 C01AA16 NICOSIA 015 D01AA16 CYPRUS 015 E04AA16 X 015 A00AA17 CEKOSLOVENSKA OBCHODNI BANKA 015 B00AA17 S 015 C01AA17 PRAGUE 015 D01AA17 CZECH REPUBLIC 015 E04AA17 X 015 A00AA18 DEN DANSKE 015 B00AA18 S 015 C01AA18 COPENHAGEN 015 D01AA18 DENMARK 015 E04AA18 X 015 A00AA19 CITIBANK NA 015 B00AA19 S 015 C01AA19 QUITO 015 D01AA19 ECUADOR 015 E04AA19 X 015 A00AA20 NATIONAL BANK OF EGYPT 015 B00AA20 S 015 C01AA20 CAIRO 015 D01AA20 EGYPT 015 E04AA20 X 015 A00AA21 MERITA BANK 015 B00AA21 S 015 C01AA21 HELSINKI 015 D01AA21 FINLAND 015 E04AA21 X 015 A00AA22 BANQUE PARIBAS 015 B00AA22 S 015 C01AA22 PARIS 015 D01AA22 FRANCE 015 E04AA22 X 015 A00AA23 DRESDNER BANK 015 B00AA23 S 015 C01AA23 FRANKFURT 015 D01AA23 GERMANY 015 E04AA23 X 015 A00AA24 BARCLAYS BANK OF GHANA LTD PAGE 5 015 B00AA24 S 015 C01AA24 ACCRA 015 D01AA24 GHANA 015 E04AA24 X 015 A00AA25 NATIONAL BANK OF GREECE 015 B00AA25 S 015 C01AA25 ATHENS 015 D01AA25 GREECE 015 E04AA25 X 015 A00AA26 STANDARD CHARTERED 015 B00AA26 S 015 C01AA26 HONG KONG 015 D01AA26 HONG KONG 015 E04AA26 X 015 A00AA27 CITIBANK BUDAPEST 015 B00AA27 S 015 C01AA27 BUDAPEST 015 D01AA27 HUNGARY 015 E04AA27 X 015 A00AA28 HONG KONG & SHANGHAI BANKING CORP 015 B00AA28 S 015 C01AA28 MUMBAI 015 D01AA28 INDIA 015 E04AA28 X 015 A00AA29 DEUTSCHE BANK 015 B00AA29 S 015 C01AA29 MUMBAI 015 D01AA29 INDIA 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED BANK 015 B00AA30 S 015 C01AA30 MUMBAI 015 D01AA30 INDONESIA 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED 015 B00AA31 S 015 C01AA31 JAKARTA 015 D01AA31 INDONESIA 015 E04AA31 X 015 A00AA32 BANK OF IRELAND 015 B00AA32 S 015 C01AA32 DUBLIN 015 D01AA32 IRELAND 015 E04AA32 X 015 A00AA33 BANK HAPOALIM BM 015 B00AA33 S 015 C01AA33 TEL AVIV 015 D01AA33 ISRAEL 015 E04AA33 X 015 A00AA34 BANQUE PARIBAS 015 B00AA34 S PAGE 6 015 C01AA34 MILAN 015 D01AA34 ITALY 015 E04AA34 X 015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE D IVOIRE 015 B00AA35 S 015 C01AA35 IVORY 015 D01AA35 IVORY COAST 015 E04AA35 X 015 A00AA36 SUMITOMO TRUST & BANKING CO. LTD 015 B00AA36 S 015 C01AA36 TOKYO 015 D01AA36 JAPAN 015 E04AA36 X 015 A00AA37 FUJI BANK 015 B00AA37 S 015 C01AA37 TOKYO 015 D01AA37 JAPAN 015 E04AA37 X 015 A00AA38 DAIWA BANK 015 B00AA38 S 015 C01AA38 TOKYO 015 D01AA38 JAPAN 015 E04AA38 X 015 A00AA39 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA39 S 015 C01AA39 AMMAN 015 D01AA39 JORDAN 015 E04AA39 X 015 A00AA40 BARCLAYS BANK OF KENYA LTD 015 B00AA40 S 015 C01AA40 NAIROBI 015 D01AA40 KENYA 015 E04AA40 X 015 A00AA41 SEOUL BANK 015 B00AA41 S 015 C01AA41 SEOUL 015 D01AA41 KOREA 015 E04AA41 X 015 A00AA42 THE BRITISH BANK OF THE MIDDLE EAST 015 B00AA42 S 015 C01AA42 BEIRUT 015 D01AA42 LEBANON 015 E04AA42 X 015 A00AA43 STANDARD CHARTERED BANK 015 B00AA43 S 015 C01AA43 KUALA LUMPUR 015 D01AA43 MALAYSIA 015 E04AA43 X 015 A00AA44 CITIBANK MEXICO SA 015 B00AA44 S 015 C01AA44 MEXICO CITY PAGE 7 015 D01AA44 MEXICO 015 E04AA44 X 015 A00AA45 BANQUE COMMERCIALE DU MAROC 015 B00AA45 S 015 C01AA45 CASABLANCA 015 D01AA45 MOROCCO 015 E04AA45 X 015 A00AA46 HONG KONG & SHANGHAI BANKING CORP 015 B00AA46 S 015 C01AA46 PORT LOUIS 015 D01AA46 MAURITIUS 015 E04AA46 X 015 A00AA47 MEESPIERSON NV 015 B00AA47 S 015 C01AA47 AMSTERDAM 015 D01AA47 NETHERLANDS 015 E04AA47 X 015 A00AA48 ANZ (NZ) 015 B00AA48 S 015 C01AA48 WELLINGTON 015 D01AA48 NEW ZEALAND 015 E04AA48 X 015 A00AA49 CHRISTIANA 015 B00AA49 S 015 C01AA49 OSLO 015 D01AA49 NORWAY 015 E04AA49 X 015 A00AA50 DEUTSCHE BANK AG 015 B00AA50 S 015 C01AA50 KARACHI 015 D01AA50 PAKISTAN 015 E04AA50 X 015 A00AA51 CITIBANK NA 015 B00AA51 S 015 C01AA51 LIMA 015 D01AA51 PERU 015 E04AA51 X 015 A00AA52 STANDARD CHARTERED 015 B00AA52 S 015 C01AA52 MANILA 015 D01AA52 PHILLIPINES 015 E04AA52 X 015 A00AA53 CITIBANK POLAND SA 015 B00AA53 S 015 C01AA53 WARSAW 015 D01AA53 POLAND 015 E04AA53 X 015 A00AA54 BANCO COMMERCIALE PORTUGEUS 015 B00AA54 S 015 C01AA54 LISBON 015 D01AA54 PORTUGAL PAGE 8 015 E04AA54 X 015 A00AA55 STANDARD BANK OF SOUTH AFRICA 015 B00AA55 S 015 C01AA55 JOHANNESBURG 015 D01AA55 SOUTH AFRICA 015 E04AA55 X 015 A00AA56 THE DEVELOPMENT BANK OF SINGAPORE LTD 015 B00AA56 S 015 C01AA56 SINGAPORE 015 D01AA56 SINGAPORE 015 E04AA56 X 015 A00AA57 BANCO SANTANDER 015 B00AA57 S 015 C01AA57 MADRID 015 D01AA57 SPAIN 015 E04AA57 X 015 A00AA58 HONG KONG & SHANGHAI BANK 015 B00AA58 S 015 C01AA58 COLOMBO 015 D01AA58 SRI LANKA 015 E04AA58 X 015 A00AA59 BARCLAYS BANK OF SWAZILAND 015 B00AA59 S 015 C01AA59 MBABANE 015 D01AA59 SWAZILAND 015 E04AA59 X 015 A00AA60 SKANDINAVISKA ENSKILDA 015 B00AA60 S 015 C01AA60 STOCKHOLM 015 D01AA60 SWEDEN 015 E04AA60 X 015 A00AA61 CESKOSLOVENSKA OBCHODNA BANK AS 015 B00AA61 S 015 C01AA61 BRATSLAVIA 015 D01AA61 SLOVAK REPUBLIC 015 E04AA61 X 015 A00AA62 UNION BANK OF SWITZERLAND 015 B00AA62 S 015 C01AA62 ZURICH 015 D01AA62 SWITZERLAND 015 E04AA62 X 015 A00AA63 CENTRAL TRUST OF CHINA 015 B00AA63 S 015 C01AA63 TAIPEI 015 D01AA63 TAIWAN 015 E04AA63 X 015 A00AA64 CREDIT SUISSE, ZURICH 015 B00AA64 S 015 C01AA64 MOSCOW 015 D01AA64 RUSSIA 015 E04AA64 X PAGE 9 015 A00AA65 STANDARD CHARTERED BANK 015 B00AA65 S 015 C01AA65 BANGKOK 015 D01AA65 THAILAND 015 E04AA65 X 015 A00AA66 BARCLAYS BANK OF ZIMBABWE 015 B00AA66 S 015 C01AA66 ZIMBABWE 015 D01AA66 ZIMBABWE 015 E04AA66 X 015 A00AA67 CITIBANK 015 B00AA67 S 015 C01AA67 ISTANBUL 015 D01AA67 TURKEY 015 E04AA67 X 015 A00AA68 BARCLAYS BANK OF ZAMBIA LTD 015 B00AA68 S 015 C01AA68 LUSAKA 015 D01AA68 ZAMBIA 015 E04AA68 X 015 A00AA69 STATE STREET BANK 015 B00AA69 S 015 C01AA69 LONDON 015 D01AA69 UNITED KINGDOM 015 E04AA69 X 015 A00AA70 CITIBANK NA 015 B00AA70 S 015 C01AA70 MONTEVIDEO 015 D01AA70 URUGUAY 015 E04AA70 X 015 A00AA71 CITIBANK NA 015 B00AA71 S 015 C01AA71 CARACAS 015 D01AA71 VENEZUELA 015 E04AA71 X 015 A00AA72 BRITISH BANK OF THE MIDDLE EAST 015 B00AA72 S 015 C01AA72 MANAMA 015 D01AA72 BAHRAIN 015 E03AA72 X 015 A00AA73 BANK OF BERMUDA 015 B00AA73 S 015 C01AA73 HAMILTON 015 D01AA73 BERMUDA 015 E03AA73 X 015 A00AA74 BANCO BOLIVIANO AMERICANO 015 B00AA74 S 015 C01AA74 LA PAZ 015 D01AA74 BOLIVIA 015 E03AA74 X 015 A00AA75 BANQUE PARIBAS S.A. PAGE 10 015 B00AA75 S 015 C01AA75 FRANKFURT 015 D01AA75 GERMANY 015 E03AA75 X 015 A00AA76 SCOTIABANK TRUST AND MERCHANT BANK 015 B00AA76 S 015 C01AA76 KINGSTON 015 D01AA76 JAMAICA 015 E03AA76 X 015 A00AA77 STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA77 S 015 C01AA77 JOHANNESBURG 015 D01AA77 NAMIBIA 015 E03AA77 X 015 A00AA78 BRITISH BANK OF THE MIDDLE EAST 015 B00AA78 S 015 C01AA78 MUSCAT 015 D01AA78 OMAN 015 E03AA78 X 015 A00AA79 BANK POLSKA KASA OPIEKI S.A. 015 B00AA79 S 015 C01AA79 WARSAW 015 D01AA79 POLAND 015 E03AA79 X 015 A00AA80 ING BANK N.V. 015 B00AA80 S 015 C01AA80 BUCHAREST 015 D01AA80 ROMANIA 015 E03AA80 X 015 A00AA81 HONGKONG & SHANGHAI BANKING CORPORATION 015 B00AA81 S 015 C01AA81 TAIPEI 015 D01AA81 TAIWAN 015 E03AA81 X 015 A00AA82 CITIBANK, N.A. 015 B00AA82 S 015 C01AA82 TAIPEI 015 D01AA82 TAIWAN 015 E03AA82 X 015 A00AA83 STANDARD CHARTERED BANK 015 B00AA83 S 015 C01AA83 TAIPEI 015 D01AA83 TAIWAN 015 E03AA83 X 015 A00AA84 INTERNATIONAL COMMERCIAL BANK OF CHINA 015 B00AA84 S 015 C01AA84 TAIPEI 015 D01AA84 TAIWAN 015 E03AA84 X 015 A00AA85 REPUBLIC BANK LTD. 015 B00AA85 S PAGE 11 015 C01AA85 PORT OF SPAIN 015 D01AA85 TRINIDAD & TOBAGO 015 E03AA85 X 015 A00AA86 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA86 S 015 C01AA86 TUNIS 015 D01AA86 TUNISIA 015 E03AA86 X 015 A00AA87 OTTOMAN BANK 015 B00AA87 S 015 C01AA87 ISTANBUL 015 D01AA87 TURKEY 015 E03AA87 X 015 A00AA88 BARCLAYS BANK OF ZIMBABWE LTD. 015 B00AA88 S 015 C01AA88 HARARE 015 D01AA88 ZIMBABWE 015 E03AA88 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 65 019 C00AA00 PAINEWEBBR 020 A000001 INSTINET CORP. 020 B000001 13-3443395 020 C000001 96 020 A000002 CJ LAWRENCE 020 B000002 13-5476183 020 C000002 68 020 A000003 J. P. MORGAN SECURITIES 020 B000003 13-3224016 020 C000003 67 020 A000004 MONTGOMERY SECURITIES 020 B000004 00-0000000 020 C000004 60 020 A000005 MERRILL LYNCH 020 B000005 13-5674085 020 C000005 59 020 A000006 JEFFRIES & CO. 020 B000006 95-2622900 020 C000006 44 020 A000007 MORGAN STANLEY & CO., INC 020 B000007 13-2655998 020 C000007 41 020 A000008 CAPITAL INSTITUTIONAL SERVICE 020 B000008 00-0000000 020 C000008 35 020 A000009 JONES & ASSOCIATES, INC. 020 B000009 00-0000000 020 C000009 34 020 A000010 DONALD, LUFKIN & JENRETTE 020 B000010 13-2741729 PAGE 12 020 C000010 33 021 000000 1123 022 A000001 STATE STREET BANK & TRUST CO. 022 B000001 04-1867445 022 C000001 5999566 022 D000001 290103 022 A000002 SWISS BANK CORP. 022 B000002 13-2639550 022 C000002 1337234 022 D000002 10563 022 A000003 DRESDNER BANK 022 B000003 13-6172414 022 C000003 255286 022 D000003 0 022 A000004 GOLDMAN SACHS 022 B000004 13-5108880 022 C000004 165557 022 D000004 80040 022 A000005 BEAR STEARNS 022 B000005 13-3299429 022 C000005 130031 022 D000005 93923 022 A000006 CITIBANK/CITICORP 022 B000006 00-0000000 022 C000006 222107 022 D000006 0 022 A000007 MERRILL LYNCH 022 B000007 13-5674085 022 C000007 94720 022 D000007 95550 022 A000008 J.P. MORGAN SECURITIES 022 B000008 13-3224016 022 C000008 132305 022 D000008 32134 022 A000009 MORGAN STANLEY & CO. INC. 022 B000009 13-2655998 022 C000009 100879 022 D000009 56202 022 A000010 LEHMAN BROTHERS 022 B000010 13-3299429 022 C000010 113965 022 D000010 34698 023 C000000 9370299 023 D000000 914362 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 PAGE 13 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 Y 040 00AA00 N 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y PAGE 14 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A00AA00 Y 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 25000 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 Y 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 008 A000101 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000101 A 008 C000101 801-13219 008 D010101 NEW YORK 008 D020101 NY 008 D030101 10019 028 A010100 1219 028 A020100 68 028 A030100 0 028 A040100 357 028 B010100 2521 028 B020100 74 028 B030100 0 028 B040100 679 PAGE 15 028 C010100 1506 028 C020100 79 028 C030100 0 028 C040100 1883 028 D010100 1747 028 D020100 81 028 D030100 0 028 D040100 580 028 E010100 2396 028 E020100 87 028 E030100 0 028 E040100 635 028 F010100 1750 028 F020100 97 028 F030100 0 028 F040100 2384 028 G010100 11139 028 G020100 486 028 G030100 0 028 G040100 6518 028 H000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.350 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 062 A000100 Y 062 B000100 0.0 062 C000100 1.4 062 D000100 0.0 PAGE 16 062 E000100 0.0 062 F000100 6.6 062 G000100 15.3 062 H000100 8.0 062 I000100 55.0 062 J000100 0.0 062 K000100 0.0 062 L000100 13.7 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 73 063 B000100 0.0 064 A000100 N 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N PAGE 17 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 6 072 B000100 558 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 34 072 G000100 0 072 H000100 0 072 I000100 41 072 J000100 1 072 K000100 4 072 L000100 3 072 M000100 13 072 N000100 4 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 6 072 S000100 3 072 T000100 0 072 U000100 10 072 V000100 0 072 W000100 3 072 X000100 122 072 Y000100 73 072 Z000100 509 072AA000100 0 072BB000100 1 072CC010100 0 072CC020100 0 072DD010100 509 072DD020100 0 072EE000100 0 073 A010100 0.0300 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 PAGE 18 074 C000100 21049 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 4 074 L000100 208 074 M000100 69 074 N000100 21330 074 O000100 0 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 153 074 S000100 0 074 T000100 21177 074 U010100 21177 074 U020100 0 074 V010100 1.00 074 V020100 0.00 074 W000100 1.0000 074 X000100 15980 074 Y000100 0 075 A000100 19307 075 B000100 0 076 000100 0.00 008 A000201 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000201 A 008 C000201 801-13219 008 D010201 NEW YORK 008 D020201 NY 008 D030201 10019 008 A000202 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000202 S 008 C000202 801-00000 008 D010202 NEWPORT BEACH 008 D020202 CA 008 D030202 92660 028 A010200 5543 028 A020200 486 028 A030200 0 028 A040200 1068 028 B010200 5992 028 B020200 509 028 B030200 0 028 B040200 1518 PAGE 19 028 C010200 6032 028 C020200 526 028 C030200 0 028 C040200 1693 028 D010200 5350 028 D020200 554 028 D030200 0 028 D040200 1197 028 E010200 5995 028 E020200 3149 028 E030200 0 028 E040200 1994 028 F010200 4986 028 F020200 0 028 F030200 0 028 F040200 1658 028 G010200 33898 028 G020200 5224 028 G030200 0 028 G040200 9128 028 H000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.700 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 062 A000200 Y 062 B000200 0.0 062 C000200 2.9 062 D000200 0.0 PAGE 20 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 -43.9 062 M000200 4.2 062 N000200 70.6 062 O000200 0.0 062 P000200 9.7 062 Q000200 56.5 062 R000200 0.0 063 A000200 0 063 B000200 2.2 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 Y PAGE 21 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 358301 071 B000200 288254 071 C000200 139268 071 D000200 207 072 A000200 6 072 B000200 3932 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 410 072 G000200 0 072 H000200 0 072 I000200 32 072 J000200 39 072 K000200 7 072 L000200 15 072 M000200 15 072 N000200 17 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 12 072 S000200 7 072 T000200 0 072 U000200 10 072 V000200 0 072 W000200 13 072 X000200 577 072 Y000200 79 072 Z000200 3433 072AA000200 1775 072BB000200 0 072CC010200 0 072CC020200 101 072DD010200 3337 072DD020200 0 072EE000200 1984 073 A010200 0.3600 073 A020200 0.0000 073 B000200 0.2000 073 C000200 0.0000 074 A000200 7176 074 B000200 0 PAGE 22 074 C000200 3789 074 D000200 185218 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 57865 074 K000200 0 074 L000200 1070 074 M000200 108 074 N000200 255226 074 O000200 123662 074 P000200 39 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 139 074 S000200 0 074 T000200 131386 074 U010200 10438 074 U020200 0 074 V010200 12.59 074 V020200 0.00 074 W000200 0.0000 074 X000200 11294 074 Y000200 0 075 A000200 0 075 B000200 116529 076 000200 0.00 008 A000301 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000301 A 008 C000301 801-13219 008 D010301 NEW YORK 008 D020301 NY 008 D030301 10019 008 A000302 PACIFIC INCOME ADVISORS, INC. 008 B000302 S 008 C000302 801-00000 008 D010302 SANTA MONICA 008 D020302 CA 008 D030302 90401 028 A010300 3485 028 A020300 298 028 A030300 0 028 A040300 857 028 B010300 3844 028 B020300 316 028 B030300 0 028 B040300 666 PAGE 23 028 C010300 3776 028 C020300 327 028 C030300 0 028 C040300 1305 028 D010300 3936 028 D020300 350 028 D030300 0 028 D040300 883 028 E010300 3539 028 E020300 596 028 E030300 0 028 E040300 1593 028 F010300 3214 028 F020300 0 028 F030300 0 028 F040300 1622 028 G010300 21794 028 G020300 1887 028 G030300 0 028 G040300 6926 028 H000300 0 029 000300 N 030 A000300 0 030 B000300 0.00 030 C000300 0.00 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.600 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 PAGE 24 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.5 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 1.3 062 M000300 54.4 062 N000300 7.7 062 O000300 0.0 062 P000300 21.0 062 Q000300 15.1 062 R000300 0.0 063 A000300 0 063 B000300 8.1 064 A000300 N 064 B000300 N 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y PAGE 25 070 M010300 N 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 61220 071 B000300 40838 071 C000300 74366 071 D000300 55 072 A000300 6 072 B000300 2493 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 230 072 G000300 0 072 H000300 0 072 I000300 15 072 J000300 24 072 K000300 3 072 L000300 10 072 M000300 13 072 N000300 6 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 10 072 S000300 2 072 T000300 0 072 U000300 10 072 V000300 0 072 W000300 4 072 X000300 327 072 Y000300 5 072 Z000300 2171 072AA000300 370 072BB000300 0 072CC010300 697 072CC020300 0 072DD010300 1922 072DD020300 0 072EE000300 0 073 A010300 0.3100 073 A020300 0.0000 PAGE 26 073 B000300 0.0000 073 C000300 0.0000 074 A000300 43 074 B000300 13881 074 C000300 0 074 D000300 83280 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 6773 074 J000300 0 074 K000300 0 074 L000300 1235 074 M000300 66 074 N000300 105278 074 O000300 0 074 P000300 43 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 20414 074 S000300 0 074 T000300 84821 074 U010300 6829 074 U020300 0 074 V010300 12.42 074 V020300 0.00 074 W000300 0.0000 074 X000300 5691 074 Y000300 0 075 A000300 0 075 B000300 75930 076 000300 0.00 008 A000401 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000401 A 008 C000401 801-13219 008 D010401 NEW YORK 008 D020401 NY 008 D030401 10019 008 A000402 PACIFIC INVESTMENT MANAGEMENT COMPANY 008 B000402 S 008 C000402 801-00000 008 D010402 NEWPORT BEACH 008 D020402 CA 008 D030402 92660 028 A010400 3851 028 A020400 321 028 A030400 0 028 A040400 678 PAGE 27 028 B010400 5332 028 B020400 344 028 B030400 0 028 B040400 1223 028 C010400 4606 028 C020400 360 028 C030400 0 028 C040400 1745 028 D010400 3990 028 D020400 397 028 D030400 0 028 D040400 919 028 E010400 5386 028 E020400 1677 028 E030400 0 028 E040400 1717 028 F010400 4191 028 F020400 0 028 F030400 0 028 F040400 1034 028 G010400 27356 028 G020400 3099 028 G030400 0 028 G040400 7316 028 H000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.700 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 PAGE 28 062 A000400 Y 062 B000400 0.4 062 C000400 0.0 062 D000400 1.4 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 29.7 062 J000400 0.0 062 K000400 0.0 062 L000400 -12.4 062 M000400 12.2 062 N000400 29.6 062 O000400 0.0 062 P000400 14.4 062 Q000400 24.7 062 R000400 0.0 063 A000400 0 063 B000400 14.1 064 A000400 N 064 B000400 N 066 A000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 Y 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 Y 070 G020400 Y 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y PAGE 29 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 100390 071 B000400 72874 071 C000400 58786 071 D000400 124 072 A000400 6 072 B000400 2748 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 306 072 G000400 0 072 H000400 0 072 I000400 28 072 J000400 27 072 K000400 3 072 L000400 8 072 M000400 13 072 N000400 9 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 11 072 S000400 6 072 T000400 0 072 U000400 10 072 V000400 0 072 W000400 2 072 X000400 423 072 Y000400 51 072 Z000400 2376 072AA000400 1690 072BB000400 0 072CC010400 1061 072CC020400 0 072DD010400 2261 072DD020400 0 072EE000400 882 073 A010400 0.3400 073 A020400 0.0000 PAGE 30 073 B000400 0.1200 073 C000400 0.0000 074 A000400 33 074 B000400 1404 074 C000400 30206 074 D000400 81208 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 499 074 K000400 0 074 L000400 1072 074 M000400 151 074 N000400 114573 074 O000400 14107 074 P000400 42 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 128 074 S000400 0 074 T000400 100296 074 U010400 7540 074 U020400 0 074 V010400 13.30 074 V020400 0.00 074 W000400 0.0000 074 X000400 10791 074 Y000400 0 075 A000400 0 075 B000400 86855 076 000400 0.00 008 A000501 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000501 A 008 C000501 801-13219 008 D010501 NEW YORK 008 D020501 NY 008 D030501 10019 008 A000502 MORGAN GRENFELL CAPITAL MANAGEMENT, INC. 008 B000502 S 008 C000502 801-00000 008 D010502 PHILADELPHIA 008 D020502 PA 008 D030502 19102 028 A010500 1656 028 A020500 116 028 A030500 0 028 A040500 283 PAGE 31 028 B010500 3391 028 B020500 135 028 B030500 0 028 B040500 399 028 C010500 1629 028 C020500 145 028 C030500 0 028 C040500 1202 028 D010500 2293 028 D020500 151 028 D030500 0 028 D040500 1332 028 E010500 2465 028 E020500 322 028 E030500 0 028 E040500 480 028 F010500 1601 028 F020500 0 028 F030500 0 028 F040500 498 028 G010500 13035 028 G020500 869 028 G030500 0 028 G040500 4194 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.600 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 PAGE 32 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 3.8 062 M000500 0.0 062 N000500 0.0 062 O000500 95.3 062 P000500 0.0 062 Q000500 0.9 062 R000500 0.0 063 A000500 0 063 B000500 14.1 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 N 070 L020500 N PAGE 33 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 14254 071 B000500 3590 071 C000500 38114 071 D000500 9 072 A000500 6 072 B000500 1112 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 119 072 G000500 0 072 H000500 0 072 I000500 12 072 J000500 13 072 K000500 3 072 L000500 4 072 M000500 13 072 N000500 1 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 8 072 S000500 5 072 T000500 0 072 U000500 10 072 V000500 0 072 W000500 4 072 X000500 192 072 Y000500 23 072 Z000500 943 072AA000500 0 072BB000500 34 072CC010500 289 072CC020500 0 072DD010500 894 072DD020500 0 072EE000500 0 073 A010500 0.2900 073 A020500 0.0000 PAGE 34 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 1072 074 D000500 42636 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 705 074 M000500 65 074 N000500 44478 074 O000500 18 074 P000500 12 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 141 074 S000500 0 074 T000500 44307 074 U010500 3476 074 U020500 0 074 V010500 12.75 074 V020500 0.00 074 W000500 0.0000 074 X000500 2488 074 Y000500 0 075 A000500 0 075 B000500 39450 076 000500 0.00 008 A000601 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000601 A 008 C000601 801-13219 008 D010601 NEW YORK 008 D020601 NY 008 D030601 10019 008 A000602 ROGGE GLOBAL PARTNERS PLC 008 B000602 S 008 C000602 801-00000 008 D010602 LONDON 008 D050602 ENGLAND 008 D060602 EC4V 5BY 028 A010600 3190 028 A020600 199 028 A030600 0 028 A040600 754 PAGE 35 028 B010600 4106 028 B020600 207 028 B030600 0 028 B040600 992 028 C010600 3756 028 C020600 219 028 C030600 0 028 C040600 1201 028 D010600 2418 028 D020600 226 028 D030600 0 028 D040600 813 028 E010600 2773 028 E020600 611 028 E030600 0 028 E040600 1244 028 F010600 2478 028 F020600 0 028 F030600 0 028 F040600 1052 028 G010600 18721 028 G020600 1462 028 G030600 0 028 G040600 6056 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.800 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 PAGE 36 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 8.8 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 4.9 062 M000600 26.6 062 N000600 2.3 062 O000600 0.0 062 P000600 3.0 062 Q000600 54.4 062 R000600 0.0 063 A000600 0 063 B000600 6.6 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 Y 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y PAGE 37 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 51646 071 B000600 43512 071 C000600 62764 071 D000600 69 072 A000600 6 072 B000600 2106 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 277 072 G000600 0 072 H000600 0 072 I000600 38 072 J000600 54 072 K000600 2 072 L000600 10 072 M000600 13 072 N000600 10 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 12 072 S000600 6 072 T000600 0 072 U000600 10 072 V000600 0 072 W000600 10 072 X000600 441 072 Y000600 112 072 Z000600 1777 072AA000600 36 072BB000600 0 072CC010600 344 072CC020600 0 072DD010600 865 072DD020600 0 072EE000600 621 073 A010600 0.1600 073 A020600 0.0000 PAGE 38 073 B000600 0.1100 073 C000600 0.0000 074 A000600 4213 074 B000600 6626 074 C000600 0 074 D000600 64703 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 2572 074 J000600 3438 074 K000600 0 074 L000600 1190 074 M000600 502 074 N000600 83244 074 O000600 4881 074 P000600 16 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 3269 074 S000600 0 074 T000600 75078 074 U010600 6109 074 U020600 0 074 V010600 12.29 074 V020600 0.00 074 W000600 0.0000 074 X000600 13830 074 Y000600 0 075 A000600 0 075 B000600 68608 076 000600 0.00 008 A000701 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000701 A 008 C000701 801-13219 008 D010701 NEW YORK 008 D020701 NY 008 D030701 10019 008 A000702 BRINSON PARTNERS, INC. 008 B000702 S 008 C000702 801-00000 008 D010702 CHICAGO 008 D020702 IL 008 D030702 60604 028 A010700 8694 028 A020700 0 028 A030700 0 028 A040700 1869 PAGE 39 028 B010700 8348 028 B020700 0 028 B030700 0 028 B040700 4054 028 C010700 10032 028 C020700 0 028 C030700 0 028 C040700 3719 028 D010700 7645 028 D020700 0 028 D030700 0 028 D040700 2217 028 E010700 8649 028 E020700 15552 028 E030700 0 028 E040700 3091 028 F010700 8740 028 F020700 0 028 F030700 0 028 F040700 3225 028 G010700 52108 028 G020700 15552 028 G030700 0 028 G040700 18175 028 H000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.800 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 PAGE 40 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N PAGE 41 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 69615 071 B000700 32065 071 C000700 190032 071 D000700 17 072 A000700 6 072 B000700 145 072 C000700 1575 072 D000700 0 072 E000700 0 072 F000700 781 072 G000700 0 072 H000700 0 072 I000700 43 072 J000700 60 072 K000700 3 072 L000700 13 072 M000700 15 072 N000700 13 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 13 072 S000700 2 072 T000700 0 072 U000700 10 072 V000700 0 072 W000700 4 072 X000700 957 072 Y000700 0 072 Z000700 763 072AA000700 7725 072BB000700 0 072CC010700 0 072CC020700 7975 072DD010700 1408 PAGE 42 072DD020700 0 072EE000700 14337 073 A010700 0.1400 073 A020700 0.0000 073 B000700 1.3900 073 C000700 0.0000 074 A000700 0 074 B000700 4040 074 C000700 344 074 D000700 0 074 E000700 0 074 F000700 210387 074 G000700 0 074 H000700 0 074 I000700 18405 074 J000700 571 074 K000700 0 074 L000700 488 074 M000700 72 074 N000700 234307 074 O000700 489 074 P000700 143 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 18615 074 S000700 0 074 T000700 215060 074 U010700 11675 074 U020700 0 074 V010700 18.42 074 V020700 0.00 074 W000700 0.0000 074 X000700 18468 074 Y000700 0 075 A000700 0 075 B000700 193683 076 000700 0.00 008 A000801 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000801 A 008 C000801 801-13219 008 D010801 NEW YORK 008 D020801 NY 008 D030801 10019 008 A000802 ALLIANCE CAPITAL MANAGEMENT L.P. 008 B000802 S 008 C000802 801-00000 008 D010802 NEW YORK 008 D020802 NY 008 D030802 10105 PAGE 43 028 A010800 8119 028 A020800 0 028 A030800 0 028 A040800 1480 028 B010800 7731 028 B020800 0 028 B030800 0 028 B040800 3299 028 C010800 9658 028 C020800 0 028 C030800 0 028 C040800 2942 028 D010800 7554 028 D020800 0 028 D030800 0 028 D040800 1812 028 E010800 8263 028 E020800 10127 028 E030800 0 028 E040800 2646 028 F010800 7862 028 F020800 0 028 F030800 0 028 F040800 2677 028 G010800 49187 028 G020800 10127 028 G030800 0 028 G040800 14856 028 H000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.800 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 PAGE 44 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 N 070 B020800 N 070 C010800 N 070 C020800 N 070 D010800 N 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N 070 H020800 N PAGE 45 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 201267 071 B000800 165449 071 C000800 172963 071 D000800 96 072 A000800 6 072 B000800 112 072 C000800 698 072 D000800 0 072 E000800 0 072 F000800 706 072 G000800 0 072 H000800 0 072 I000800 50 072 J000800 53 072 K000800 15 072 L000800 16 072 M000800 13 072 N000800 18 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 25 072 S000800 13 072 T000800 0 072 U000800 10 072 V000800 0 072 W000800 3 072 X000800 922 072 Y000800 40 072 Z000800 -72 072AA000800 25588 PAGE 46 072BB000800 0 072CC010800 0 072CC020800 20762 072DD010800 89 072DD020800 0 072EE000800 10122 073 A010800 0.0100 073 A020800 0.0000 073 B000800 1.0400 073 C000800 0.0000 074 A000800 232 074 B000800 2621 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 212594 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 1692 074 K000800 0 074 L000800 425 074 M000800 60 074 N000800 217624 074 O000800 2464 074 P000800 110 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 15714 074 S000800 0 074 T000800 199336 074 U010800 10730 074 U020800 0 074 V010800 18.58 074 V020800 0.00 074 W000800 0.0000 074 X000800 18424 074 Y000800 0 075 A000800 0 075 B000800 174988 076 000800 0.00 008 A000901 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B000901 A 008 C000901 801-13219 008 D010901 NEW YORK 008 D020901 NY 008 D030901 10019 008 A000902 BRANDYWINE ASSET MANAGEMENT, INC. 008 B000902 S PAGE 47 008 C000902 801-27797 008 D010902 WILMINGTON 008 D020902 DE 008 D030902 19801 028 A010900 6319 028 A020900 0 028 A030900 0 028 A040900 1678 028 B010900 6240 028 B020900 0 028 B030900 0 028 B040900 4536 028 C010900 7610 028 C020900 0 028 C030900 0 028 C040900 3068 028 D010900 5274 028 D020900 0 028 D030900 0 028 D040900 1592 028 E010900 6331 028 E020900 11671 028 E030900 0 028 E040900 2716 028 F010900 7037 028 F020900 0 028 F030900 0 028 F040900 2573 028 G010900 38811 028 G020900 11671 028 G030900 0 028 G040900 16163 028 H000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.800 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 PAGE 48 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 Y 070 B010900 N 070 B020900 N 070 C010900 N 070 C020900 N 070 D010900 N 070 D020900 N 070 E010900 N 070 E020900 N 070 F010900 N 070 F020900 N PAGE 49 070 G010900 N 070 G020900 N 070 H010900 N 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 N 070 L020900 N 070 M010900 N 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 57515 071 B000900 35953 071 C000900 146585 071 D000900 25 072 A000900 6 072 B000900 276 072 C000900 1103 072 D000900 0 072 E000900 0 072 F000900 625 072 G000900 0 072 H000900 0 072 I000900 42 072 J000900 47 072 K000900 5 072 L000900 13 072 M000900 15 072 N000900 13 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 12 072 S000900 5 072 T000900 0 072 U000900 10 072 V000900 0 072 W000900 6 PAGE 50 072 X000900 793 072 Y000900 10 072 Z000900 596 072AA000900 13174 072BB000900 0 072CC010900 0 072CC020900 562 072DD010900 1077 072DD020900 0 072EE000900 10698 073 A010900 0.1300 073 A020900 0.0000 073 B000900 1.2400 073 C000900 0.0000 074 A000900 3 074 B000900 10079 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 162592 074 G000900 0 074 H000900 0 074 I000900 3954 074 J000900 2040 074 K000900 0 074 L000900 388 074 M000900 67 074 N000900 179123 074 O000900 4079 074 P000900 115 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 4128 074 S000900 0 074 T000900 170801 074 U010900 9612 074 U020900 0 074 V010900 17.77 074 V020900 0.00 074 W000900 0.0000 074 X000900 17898 074 Y000900 0 075 A000900 0 075 B000900 155257 076 000900 0.00 008 A001001 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B001001 A 008 C001001 801-13219 008 D011001 NEW YORK PAGE 51 008 D021001 NY 008 D031001 10019 008 A001002 DELAWARE INVESTMENT ADVISERS 008 B001002 S 008 C001002 801-32108 008 D011002 PHILADELPHIA 008 D021002 PA 008 D031002 19103 028 A011000 6431 028 A021000 0 028 A031000 0 028 A041000 1401 028 B011000 6331 028 B021000 0 028 B031000 0 028 B041000 2130 028 C011000 7917 028 C021000 0 028 C031000 0 028 C041000 2460 028 D011000 5349 028 D021000 0 028 D031000 0 028 D041000 1534 028 E011000 6373 028 E021000 6372 028 E031000 0 028 E041000 2329 028 F011000 8751 028 F021000 0 028 F031000 0 028 F041000 3280 028 G011000 41152 028 G021000 6372 028 G031000 0 028 G041000 13134 028 H001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.800 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 PAGE 52 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 N 070 D021000 N PAGE 53 070 E011000 N 070 E021000 N 070 F011000 N 070 F021000 N 070 G011000 N 070 G021000 N 070 H011000 N 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 Y 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 N 070 M021000 N 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 106267 071 B001000 82191 071 C001000 132345 071 D001000 62 072 A001000 6 072 B001000 385 072 C001000 213 072 D001000 0 072 E001000 0 072 F001000 592 072 G001000 0 072 H001000 0 072 I001000 45 072 J001000 45 072 K001000 8 072 L001000 14 072 M001000 13 072 N001000 17 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 18 072 S001000 8 PAGE 54 072 T001000 0 072 U001000 10 072 V001000 0 072 W001000 4 072 X001000 774 072 Y001000 34 072 Z001000 -142 072AA001000 2359 072BB001000 0 072CC011000 4551 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 6434 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.6400 073 C001000 0.0000 074 A001000 1 074 B001000 18633 074 C001000 9456 074 D001000 0 074 E001000 0 074 F001000 141727 074 G001000 0 074 H001000 0 074 I001000 0 074 J001000 928 074 K001000 0 074 L001000 266 074 M001000 69 074 N001000 171080 074 O001000 1081 074 P001000 102 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 9563 074 S001000 0 074 T001000 160334 074 U011000 11014 074 U021000 0 074 V011000 14.56 074 V021000 0.00 074 W001000 0.0000 074 X001000 17631 074 Y001000 0 075 A001000 0 075 B001000 146790 076 001000 0.00 PAGE 55 008 A001101 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B001101 A 008 C001101 801-13219 008 D011101 NEW YORK 008 D021101 NY 008 D031101 10019 008 A001102 MARTIN CURRIE INC. 008 B001102 S 008 C001102 801-00000 008 D011102 EDINBURGH 008 D051102 SCOTLAND 008 D061102 EH12ES 028 A011100 6237 028 A021100 0 028 A031100 0 028 A041100 1071 028 B011100 6820 028 B021100 0 028 B031100 0 028 B041100 1160 028 C011100 7704 028 C021100 0 028 C031100 0 028 C041100 2278 028 D011100 4872 028 D021100 0 028 D031100 0 028 D041100 1317 028 E011100 5737 028 E021100 3808 028 E031100 0 028 E041100 2003 028 F011100 4647 028 F021100 0 028 F031100 0 028 F041100 1526 028 G011100 36017 028 G021100 3808 028 G031100 0 028 G041100 9355 028 H001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.900 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 PAGE 56 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 Y 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N PAGE 57 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 55216 071 B001100 30071 071 C001100 101081 071 D001100 30 072 A001100 6 072 B001100 302 072 C001100 559 072 D001100 0 072 E001100 0 072 F001100 505 072 G001100 0 072 H001100 0 072 I001100 40 072 J001100 84 072 K001100 2 072 L001100 5 072 M001100 13 072 N001100 6 072 O001100 0 PAGE 58 072 P001100 0 072 Q001100 0 072 R001100 11 072 S001100 3 072 T001100 0 072 U001100 10 072 V001100 0 072 W001100 3 072 X001100 682 072 Y001100 0 072 Z001100 179 072AA001100 0 072BB001100 659 072CC011100 0 072CC021100 3958 072DD011100 1289 072DD021100 0 072EE001100 2561 073 A011100 0.1600 073 A021100 0.0000 073 B001100 0.3200 073 C001100 0.0000 074 A001100 2013 074 B001100 9896 074 C001100 2812 074 D001100 1798 074 E001100 527 074 F001100 111948 074 G001100 0 074 H001100 0 074 I001100 0 074 J001100 1619 074 K001100 0 074 L001100 406 074 M001100 83 074 N001100 131102 074 O001100 2906 074 P001100 93 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 0 074 S001100 2942 074 T001100 125161 074 U011100 8663 074 U021100 0 074 V011100 14.45 074 V021100 0.00 074 W001100 0.0000 074 X001100 17022 PAGE 59 074 Y001100 0 075 A001100 0 075 B001100 111273 076 001100 0.00 008 A001201 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 008 B001201 A 008 C001201 801-13219 008 D011201 NEW YORK 008 D021201 NY 008 D031201 10019 008 A001202 SCHRODER CAPITAL MANAGEMENT INTERNATIONAL INC 008 B001202 S 008 C001202 801-15834 008 D011202 NEW YORK 008 D021202 NY 008 D031202 10019 028 A011200 3129 028 A021200 0 028 A031200 0 028 A041200 581 028 B011200 3752 028 B021200 0 028 B031200 0 028 B041200 665 028 C011200 4233 028 C021200 0 028 C031200 0 028 C041200 902 028 D011200 2423 028 D021200 0 028 D031200 0 028 D041200 625 028 E011200 3160 028 E021200 207 028 E031200 0 028 E041200 1580 028 F011200 2609 028 F021200 0 028 F031200 0 028 F041200 711 028 G011200 19306 028 G021200 207 028 G031200 0 028 G041200 5064 028 H001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 1.100 048 A011200 0 048 A021200 0.000 PAGE 60 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 Y 066 C001200 N 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 Y 069 001200 N PAGE 61 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 22784 071 B001200 12345 071 C001200 47621 071 D001200 26 072 A001200 6 072 B001200 147 072 C001200 334 072 D001200 0 072 E001200 0 072 F001200 294 072 G001200 0 072 H001200 0 072 I001200 38 072 J001200 94 072 K001200 4 PAGE 62 072 L001200 9 072 M001200 13 072 N001200 11 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 10 072 S001200 6 072 T001200 0 072 U001200 10 072 V001200 0 072 W001200 4 072 X001200 493 072 Y001200 92 072 Z001200 80 072AA001200 0 072BB001200 4744 072CC011200 0 072CC021200 11822 072DD011200 209 072DD021200 0 072EE001200 0 073 A011200 0.0500 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 2 074 B001200 7084 074 C001200 3713 074 D001200 0 074 E001200 5231 074 F001200 40599 074 G001200 0 074 H001200 0 074 I001200 6 074 J001200 305 074 K001200 0 074 L001200 144 074 M001200 75 074 N001200 57159 074 O001200 706 074 P001200 25 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 3916 074 S001200 0 074 T001200 52512 074 U011200 4593 074 U021200 0 PAGE 63 074 V011200 11.43 074 V021200 0.00 074 W001200 0.0000 074 X001200 16295 074 Y001200 0 075 A001200 0 075 B001200 53076 076 001200 0.00 SIGNATURE PAUL H. SCHUBERT TITLE TREASURER EX-27 2
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 1 PACE MONEY MARKET 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 21049 21049 212 0 69 21330 0 0 153 153 0 21178 21178 16070 0 0 (1) 0 0 21177 0 558 0 49 509 (1) 0 508 0 509 0 0 11140 6518 486 5108 0 0 0 0 34 0 121 19307 1.00 0.03 0 (0.03) 0 0 1.00 0.50 0 0

EX-27 3
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 2 PACE GOVERNMENT SECURITIES FIXED INCOME 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 187229 189007 58935 7176 108 255226 123662 0 177 123839 0 128559 10438 8055 590 0 459 0 1778 131386 0 3932 0 499 3433 1775 (101) 5107 0 3337 1984 0 2689 724 417 29781 494 668 0 0 410 0 578 116529 12.61 0.36 0.18 (0.36) (0.20) 0 12.59 0.85 0 0

EX-27 4
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 3 PACE INTERMEDIATE FIXED INCOME INVESTMENT 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 102491 103934 1235 43 66 105278 0 0 20457 20457 0 82793 6829 5458 549 0 38 0 1441 84821 0 2493 0 322 2171 370 697 3238 0 1922 0 0 1782 565 155 18070 300 (332) 0 0 230 0 327 75930 12.23 0.34 0.16 (0.31) 0 0 12.42 0.84 0 0

EX-27 5
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 4 PACE STRATEGIC FIXED INCOME 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 110494 112818 1571 151 33 114573 14107 0 170 14277 0 95896 7540 5766 440 0 903 0 3057 100296 0 2748 0 372 2376 1690 1061 5127 0 2261 882 0 2096 560 238 25122 326 95 0 0 306 0 372 86855 13.04 0.34 0.38 0.34 0.12 0 13.30 0.85 0 0

EX-27 6
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 5 PACE MUNICIPAL FIXED INCOME 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 42499 43708 705 49 16 44478 18 0 153 171 0 43119 3476 2706 167 0 (189) 0 1210 44307 0 1112 0 169 943 (34) 290 1199 0 894 0 0 1033 332 69 10015 118 (155) 0 0 119 0 192 39450 12.67 0.29 0.08 (0.29) 0 0 12.75 0.85 0 0

EX-27 7
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 6 PACE GLOBAL FIXED INCOME INVESTMENT 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 73459 73901 4628 4213 502 83244 4881 0 3285 8166 0 74934 6109 4953 407 0 (547) 0 284 75078 0 2106 0 329 1777 36 344 2157 0 865 621 0 1530 494 120 14799 (506) 38 0 0 277 0 441 68608 12.17 0.33 0.06 (0.16) (0.11) 0 12.29 0.95 0 0

EX-27 8 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000093007 PAINEWEBBER PACE SELECT ADVISORS TRUST 7 PACE LARGE COMPANY VALUE EQUITY INVESTMENT 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 201958 233177 1058 0 72 234307 489 0 18758 19247 0 180425 11675 9029 5 0 3342 0 31288 215060 1575 145 0 957 763 7725 (7975) 513 0 (1408) (14337) 0 2712 942 876 34253 650 9955 0 0 781 0 957 193683 20.03 0.06 (0.14) 0.14 1.39 0 18.42 0.98 0 0

EX-27 9
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 8 PACE LARGE COMPANY GROWTH INVESTMENTS 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 195183 215215 2117 232 60 217624 2466 0 15822 18288 0 161444 10730 8317 (71) 0 17931 20032 0 199336 698 112 0 882 (72) 25588 (20761) 4755 0 (89) (10122) 0 2627 791 577 39002 90 2464 0 0 706 0 922 174988 19.28 (0.01) 0.36 (0.01) (1.04) 0 18.28 1.00 0 0

EX-27 10
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 9 PACE SMALL/MEDIUM COMPANY VALUE EQUITY INVESTMENTS 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 149483 176625 2428 0 70 179123 4079 0 4243 8322 0 133421 9612 7710 171 0 10067 0 27142 170801 1103 276 0 783 596 13174 (562) 13208 0 1077 10698 0 2115 876 663 35754 652 7590 0 0 625 0 793 155257 17.52 0.06 1.56 (0.13) (1.24) 0 17.77 1.00 0 0

EX-27 11
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 10 PACE SMALL/MEDIUM CO. GROWTH 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 148134 169816 1194 69 1 171080 1081 0 9665 10746 0 140002 11014 8700 (141) 0 (1209) 0 21682 160334 213 385 0 740 (142) 2359 4551 6768 0 0 6434 0 2115 876 663 34725 1 2865 0 0 592 0 740 146790 14.44 (0.01) 0.77 0 (0.64) 0 14.56 1.00 0 0

EX-27 12
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 11 PACE INTERNATIONAL EQUITY 1,000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 116205 126981 2025 83 2013 131102 2906 0 3035 5941 0 116492 8663 6575 41 0 (2122) 0 10749 125160 559 302 0 682 179 (659) (3958) (4438) 0 1289 2561 0 2456 643 275 22181 1152 1098 0 0 505 0 682 111273 15.66 (0.01) (0.72) (0.16) (0.32) 0 14.45 1.21 0 0

EX-27 13
6 0000930007 PAINEWEBBER PACE SELECT ADVISORS TRUST 12 PACE INTERNATIONAL EMERGING MARKETS 1000 6-MOS JUL-31-1998 AUG-01-1997 JAN-31-1998 58601 56633 449 75 2 57159 706 0 3941 4647 0 59389 4593 3509 40 0 (4918) 0 (1999) 52512 334 147 0 401 80 (4744) (11822) (16486) 0 209 0 0 1465 399 18 (2247) 169 (174) 0 0 294 0 401 53076 15.60 0.01 (4.13) 0.05 0 0 11.43 1.50 0 0

EX-99 14 For period ending January 31, 1998 File number 811-8764 77. A. Is the Registrant filing any of the following attachments with the current filing of Form N-SAR? (ANSWER FOR ALL SERIES AS A GROUP)_Y_ Y/N NOTE: If answer is "Y" (Yes), mark those items below being filed as an attachment to this form or incorporated by reference. _Y_ Y/N B. Accountant's report on internal control ___ C. Matters submitted to a vote of security holders _N_ D. Policies with respect to security investments _Y_ E. Legal proceedings _N_ F. Changes in security for debt _N_ G. Defaults and arrears on senior securities _N_ H. Changes in control of Registrant _N_ I. Terms of new or amended securities _N_ J. Revaluation of assets or restatement of capital share account _N_ K. Changes in Registrant's certifying accountant _N_ L. Changes in accounting principles and practices ___ M. Mergers _N_ N. Actions required to be reported pursuant to Rule 2a-7 _N_ O. Transactions effected pursuant to Rule 10f-3 _N_ P. Information required to be filed pursuant to existing exemptive orders _N_ Attachment Information (Cont. On Screen 39) For period ending January 31, 1998 File number 811-8764 Attachment Information (Cont. from Screen 38) 77. Q. 1. Exhibits _Y_ Y/N 2. Any information called for by instructions to sub-item 77Q2 _N_ Y/N 3. Any information called for by instructions to sub-item 77Q3 _N_ Y/N SCREEN NUMBER: 39 __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ 79. List the "811" numbers and names of Registrant's wholly-owned investment company subsidiaries consolidated in this report. 811 Number Subsidiary Name For period ending January 31, 1998 Attachment 77D File number 811-8764 PaineWebber PACE Select Advisors Trust At the board of trustees, meeting held on September 9, 1997, the board approved a non-fundamental investment policy change for PACE Small/Medium Company Growth Equity Investments to decrease the amount of the Portfolio's assets that must be invested in common stocks of issuers with total market capitalization of less than $2.5 billion from 80% to 65%. At the board of trustees, meeting held on September 9, 1997, the board approved the elimination of the following non-fundamental investment restrictions of the Trust: 1.) A Portfolio will no invest in oil, gas or other mineral leases or exploration or development programs; 2.) A Portfolio will not make investments for the purpose of exercising control or management; 3.) A Portfolio will not purchase any securities if as a result (unless the security is acquired pursuant to a plan of reorganization or an offer of exchange) the Portfolio would own any securities of a registered open-end investment company or more than 3% of the total outstanding voting stock of any registered closed-end investment company or more than 5% of the total value of the Portfolio's total assets would be invested in securities of any one or more registered closed-end investment companies; 4.) A Portfolio will not purchase any security if as a result the Portfolio would then have more than 5% of its total assets invested in securities of companies (including predecessors) that have been in continuous operation for fewer than three years; 5.) A Portfolio will not purchase or retain securities of any company if, to the knowledge of the Trust after reasonable inquiry, any of the Trust's officers or trustees or any officer or director of Mitchell Hutchins or the Adviser for that Portfolio individually owns more than 1/2 of 1% of the outstanding securities of the company and together they own beneficially more than 5% of the securities; 6.) A Portfolio will not invest in excess of 5% of the value of its net assets in warrants, valued at the lower of cost or market value. Included within this amount, but not to exceed 2% of the value of a Portfolio's net assets, may be warrants that are not listed on the New York Stock Exchange, Inc. ("NYSE") or the American Stock Exchange, Inc. Warrants acquired by a Portfolio in units or attached to securities may be deemed to be without value; 7.) A Portfolio (other than PACE Small/Medium Company Growth Equity Investments) will not purchase the securities of any issuer which, together with its predecessors, has a record of less than three years of continuous operation, or in securities which are restricted as to disposition (including Rule 144A securities) if, as a result of such purchase, more than 15% of the Portfolio's total assets would be invested in such securities; 8.) PACE Small/Medium Company Growth Equity Investments will not invest more than 10% of its nest assets in (i) securities of any issuer which, together with its predecessors, has a record of less than three years of continuous operation, (ii) illiquid securities, and (iii) securities of issuers that are restricted from being sold to the public without registration under the 1933 Act. This restriction does not apply to restricted securities eligible for resale pursuant to Rule 144A under the 1933 Act determined to be liquid under guidelines approved by the Trust's board of trustees; 9.) PACE Small/Medium Company Growth Equity Investments will not engage in short-term trading, and 10.) PACE Small/Medium Company Growth Equity Investments will not invest in puts, calls, straddles, spreads, and any combination thereof unless such investments are for hedging purposes or are covered by cash or securities. Exhibit Q(1) PaineWebber PACE Select Advisors Trust New Sub-Advisory Agreement between Mitchell Hutchins Asset Management Inc., and Alliance Capital Management L.P., incorporated by reference from Post-Effective Amendment No. 4 to the registration statement of PaineWebber PACE Select Advisors Trust (SEC File No. 033-87254, filed on November 13, 1997, Accession No. 0001047469-97-004381). Exhibit Q(1) PaineWebber PACE Select Advisors Trust SUB-ADVISORY AGREEMENT Agreement made as of January 16, 1998 between MITCHELL HUTCHINS ASSET MANAGEMENT INC., a Delaware corporation ("Mitchell Hutchins"), and BRANDYWINE ASSET MANAGEMENT, INC., a Delaware corporation ("Sub-Adviser" or "Brandywine") (the "Agreement"). RECITALS (1) Mitchell Hutchins has entered into a Management Agreement dated June 15, 1995 ("Management Agreement") with PaineWebber PACE Select Advisors Trust (formerly known as Managed Accounts Services Portfolio Trust ("Trust")), an open-end management investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"),with respect to the PACE SMALL/MEDIUM COMPANY VALUE EQUITY INVESTMENTS ("Portfolio") series of the Trust; and (2) Mitchell Hutchins entered into a Sub-Advisory Agreement dated as of June 15, 1995 (the "Old Sub-Advisory Agreement") with Brandywine with respect to the Portfolio, pursuant to which Brandywine agreed to furnish certain investment advisory services; (3) Effective January 16, 1998, Brandywine became a wholly owned subsidiary of Legg Mason, Inc., and as a result of this transaction, the Old Sub-Advisory Agreement between Mitchell Hutchins and Brandywine automatically terminated; and (4) Mitchell Hutchins and Brandywine wish to enter into a new Sub-Advisory Agreement embodying substantially the same terms and provisions as the Old Sub-Advisory Agreement; NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, the parties agree as follows: 1. Appointment. Mitchell Hutchins hereby appoints the Sub-Adviser as an investment sub-adviser with respect to the Portfolio for the period and on the terms set forth in this Agreement. The Sub-Adviser accepts that appointment and agrees to render the services herein set forth, for the compensation herein provided. 2. Duties as Sub-Adviser. (a) Subject to the supervision of and any guidelines adopted by the Trust's Board of Trustees (the "Board"), the Sub-Adviser will provide a continuous investment program for the Portfolio, including investment research and management. The Sub-Adviser will determine from time to time what investments will be purchased, retained or sold by the Portfolio. The Sub-Adviser will be responsible for placing purchase and sell orders for investments and for other related transactions. The Sub-Adviser will provide services under this Agreement in accordance with the Portfolio's investment objective, policies and restrictions as stated in the Portfolio's Registration Statement. (b) The Sub-Adviser agrees that, in placing orders with brokers, it will obtain the best net result in terms of price and execution; provided that, on behalf of the Portfolio, the Sub-Adviser may, in its discretion, use brokers who provide the Sub-Adviser with research, analysis, advice and similar services to execute portfolio transactions, and the Sub-Adviser may pay to those brokers in return for brokerage and research services a higher commission than may be charged by other brokers, subject to the Sub-Adviser's determining in good faith that such commission is reasonable in terms either of the particular transaction or of the overall responsibility of the Sub-Adviser to the Portfolio and its other clients and that the total commissions paid by the Portfolio will be reasonable in relation to the benefits to the Portfolio over the long term. In no instance will portfolio securities be purchased from or sold to the Sub-Adviser, or any affiliated person thereof, except in accordance with the federal securities laws and the rules and regulations thereunder. The Sub-Adviser may aggregate sales and purchase orders of the assets of the Portfolio with similar orders being made simultaneously for other accounts advised by the Sub-Adviser or its affiliates. Whenever the Sub-Adviser simultaneously places orders to purchase or sell the same security on behalf of the Portfolio and one or more other accounts advised by the Sub-Adviser, the orders will be allocated as to price and amount among all such accounts in a manner believed to be equitable over time to each account. Mitchell Hutchins recognizes that in some cases this procedure may adversely affect the results obtained for the Portfolio. (c) The Sub-Adviser will maintain all books and records required to be maintained by the Sub-Adviser pursuant to the 1940 Act and the rules and regulations promulgated thereunder with respect to transactions by the Sub-Adviser on behalf of the Portfolio, and will furnish the Board and Mitchell Hutchins with such periodic and special reports as the Board or Mitchell Hutchins reasonably may request. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Adviser hereby agrees that all records which it maintains for the Portfolio are the property of the Trust, agrees to preserve for the periods prescribed by Rule 31a-2 under the 1940 Act any records which it maintains for the Portfolio and which are required to be maintained by Rule 31a-1 under the 1940 Act, and further agrees to surrender promptly to the Trust any records which it maintains for the Portfolio upon request by the Trust. (d) At such times as shall be reasonably requested by the Board or Mitchell Hutchins, the Sub-Adviser will provide the Board and Mitchell Hutchins with economic and investment analyses and reports as well as quarterly reports setting forth the Portfolio's performance and make available to the Board and Mitchell Hutchins any economic, statistical and investment services normally available to institutional or other customers of the Sub-Adviser. (e) In accordance with procedures adopted by the Board, as amended from time to time, the Sub-Adviser is responsible for assisting in the fair valuation of all portfolio securities and will use its reasonable efforts to arrange for the provision of a price(s) from a party(ies) independent of the Sub-Adviser for each portfolio security for which the custodian does not obtain prices in the ordinary course of business from an automated pricing service. 3. Further Duties. In all matters relating to the performance of this Agreement, the Sub-Adviser will act in conformity with the Trust's Trust Instrument, By-Laws and currently effective registration statement under the 1940 Act and any amendments or supplements thereto ("Registration Statement") and with the written instructions and written directions of the Board and Mitchell Hutchins and will comply with the applicable requirements of the 1940 Act, the Investment Advisers Act of 1940, as amended ("Advisers Act"), the rules under each, Subchapter M of the Internal Revenue Code as applicable to regulated investment companies, and all other applicable federal and state laws and regulations. Mitchell Hutchins agrees to provide to the Sub-Adviser copies of the Trust's Trust Instrument, By-Laws, Registration Statement, written instructions and directions of the Board and Mitchell Hutchins, and any amendments or supplements to any of these materials as soon as practicable after such materials become available; provided, however, that the Sub-Adviser's duty under this Agreement to act in conformity with any document, instruction or guideline produced by the Trust or Mitchell Hutchins shall not arise until it has been delivered to the Sub-Adviser. Any changes to the objectives, policies and restrictions will make due allowance for the time within which the Sub-Adviser shall have to come into compliance. 4. Expenses. During the term of this Agreement, the Sub-Adviser will bear all expenses incurred by it in connection with its services under this Agreement. The Sub-Adviser shall not be responsible for any expenses incurred by the Trust, the Portfolio or Mitchell Hutchins. 5. Compensation. (a) For the services provided and the expenses assumed by the Sub-Adviser pursuant to this Agreement, Mitchell Hutchins, not the Portfolio, will pay to the Sub-Adviser a fee, computed daily and payable monthly, at an annual rate of .30% of the Portfolio's average daily net assets (computed in the manner specified in the Management Agreement), and will provide the Sub-Adviser with a schedule showing the manner in which the fee was computed. (b) The fee shall be computed daily and payable monthly to the Sub-Adviser on or before the last business day of the next succeeding calendar month. (c) For those periods in which Mitchell Hutchins has agreed to waive all or a portion of its management fee, Mitchell Hutchins may ask the Sub-Adviser to waive the same proportion of its fees, but the Sub-Adviser is under no obligation to do so. (d) If this Agreement becomes effective or terminates before the end of any month, the fee for the period from the effective date to the end of the month or from the beginning of such month to the date of termination, as the case may be, shall be prorated according to the proportion which such period bears to the full month in which such effectiveness or termination occurs. 6. Limitation Of Liability. The Sub-Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Portfolio, the Trust or its shareholders or by Mitchell Hutchins in connection with the matters to which this Agreement relates, except a loss resulting from willful misfeasance, bad faith or gross negligence on its part in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. 7. Representations of Sub-Adviser. The Sub-Adviser represents, warrants and agrees as follows: (a) The Sub-Adviser (i) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; (iv) has the authority to enter into and perform the services contemplated by this Agreement; and (v) will promptly notify Mitchell Hutchins of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise. (b) The Sub-Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and will provide Mitchell Hutchins and the Board with a copy of such code of ethics, together with evidence of its adoption. Within fifteen days of the end of the last calendar quarter of each year that this Agreement is in effect, the president or a vice-president of the Sub-Adviser shall certify to Mitchell Hutchins that the Sub-Adviser has complied with the requirements of Rule 17j-1 during the previous year and that there has been no violation of the Sub-Adviser's code of ethics or, if such a violation has occurred, that appropriate action was taken in response to such violation. Upon the written request of Mitchell Hutchins, the Sub-Adviser shall permit Mitchell Hutchins, its employees or its agents or the appropriate regulatory authority to examine the reports required to be made to the Sub-Adviser by Rule 17j-1(c)(1) and all other records relevant to the Sub-Adviser's code of ethics. (c) The Sub-Adviser has provided Mitchell Hutchins with a copy of its Form ADV as most recently filed with the Securities and Exchange Commission ("SEC") and promptly will furnish a copy of all amendments to Mitchell Hutchins at least annually. (d) The Sub-Adviser will notify Mitchell Hutchins of any change of control of the Sub-Adviser, including any change of its general partners or 25% shareholders, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of the Portfolio or senior management of the Sub-Adviser, in each case prior to or promptly after such change. (e) The Sub-Adviser agrees that neither it nor any of its affiliates will in any way refer directly or indirectly to its relationship with the Trust, the Portfolio, Mitchell Hutchins or any of their respective affiliates in offering, marketing or other promotional materials without the express written consent of Mitchell Hutchins. 8. Services Not Exclusive. The Sub-Adviser may act as an investment adviser to any other person, firm or corporation, and may perform management and any other services for any other person, association, corporation, firm or other entity pursuant to any contract or otherwise, and take any action or do anything in connection therewith or related thereto, except as prohibited by applicable law; and no such performance of management or other services or taking of any such action or doing of any such thing shall be in any manner restricted or otherwise affected by any aspect of any relationship of the Sub-Adviser to or with the Trust, Portfolio or Mitchell Hutchins or deemed to violate or give rise to any duty or obligation of the Sub-Adviser to the Trust, Portfolio or Mitchell Hutchins except as otherwise imposed by law or by this Agreement. 9. Duration and Termination. (a) This Agreement shall become effective upon the date first above written, provided that this Agreement shall not take effect unless it has first been approved (i) by a vote of a majority of those trustees of the Trust who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (ii) by vote of a majority of the Portfolio's outstanding voting securities. (b) Unless sooner terminated as provided herein, this Agreement shall continue in effect for one year from its effective date. Thereafter, if not terminated, this Agreement shall continue for successive periods of twelve months each, provided that such continuance is specifically approved at least annually (i) by a vote of a majority of those trustees of the Trust who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (ii) by the Board or by vote of a majority of the outstanding voting securities of the Portfolio. (c) Notwithstanding the foregoing, this Agreement may be terminated at any time, without the payment of any penalty, by vote of the Board or by a vote of a majority of the outstanding voting securities of the Portfolio on 60 days' written notice to the Sub-Adviser. This Agreement may also be terminated, without the payment of any penalty, by Mitchell Hutchins: (i) upon 120 days' written notice to the Sub-Adviser; (ii) immediately upon material breach by the Sub-Adviser of any of the representations, warranties and agreements set forth in Paragraph 7 of this Agreement; or (iii) immediately if, in the reasonable judgment of Mitchell Hutchins, the Sub-Adviser becomes unable to discharge its duties and obligations under this Agreement, including circumstances such as financial insolvency of the Sub-Adviser or other circumstances that could adversely affect the Portfolio. The Sub-Adviser may terminate this Agreement at any time, without the payment of any penalty, on 120 days' written notice to Mitchell Hutchins. This Agreement will terminate automatically in the event of its assignment or upon termination of the Management Agreement. 10. Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought. No amendment of this Agreement shall be effective until approved (i) by a vote of a majority of those trustees of the Trust who are not parties to this Agreement or interested persons of any such party, and (ii) if the terms of this Agreement shall have changed, by a vote of a majority of the Portfolio's outstanding voting securities (except in the case of (ii), pursuant to the terms and conditions of the SEC order permitting it to modify the Agreement without such vote). 11. Governing Law. This Agreement shall be construed in accordance with the 1940 Act and the laws of the State of Delaware, without giving effect to the conflicts of laws principles thereof. To the extent that the applicable laws of the State of Delaware conflict with the applicable provisions of the 1940 Act, the latter shall control. 12. Miscellaneous. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors. As used in this Agreement, the terms "majority of the outstanding voting securities," "affiliated person," "interested person," "assignment," "broker," "investment adviser," "net assets," "sale," "sell" and "security" shall have the same meanings as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. Where the effect of a requirement of the federal securities laws reflected in any provision of this Agreement is made less restrictive by a rule, regulation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order. This Agreement may be signed in counterpart. 13. Notices. Any written notice herein required to be given to the Sub-Adviser or Mitchell Hutchins shall be deemed to have been given upon receipt of the same at their respective addresses set forth below. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their duly authorized signatories as of the date and year first above written. Attest: MITCHELL HUTCHINS ASSET MANAGEMENT INC. 1285 Avenue of the Americas New York, New York 10019 /s/Andrew S. Novak By: /s/Julian Sluyters - ---------------------------- ------------------------- Andrew S. Novak Name: Julian Sluyters Vice President Title: Chief Administrative Officer Attest: BRANDYWINE ASSET MANAGEMENT, INC. Three Christina Centre Suite 1200 201 N. Walnut Street Wilmington, Delaware 19801 /s/Joceylyn M. Webb By: /s/Michael D. Jamison - ----------------------------- ------------------------------ Joceylyn M. Webb Name: Michael D. Jamison Account Administrator Title: Managing Director ~~-----END PRIVACY-ENHANCED MESSAGE-----~~