-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HDVmWsmQJNg1BnA9Id1Zn2dczOHtN7ge6KwRj69NP1MQQp7n38vfdwq7xEaQb0zD e6JpyYdrw4qPo+0kLY21zw== 0001209191-10-059365.txt : 20101209 0001209191-10-059365.hdr.sgml : 20101209 20101209155614 ACCESSION NUMBER: 0001209191-10-059365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101105 FILED AS OF DATE: 20101209 DATE AS OF CHANGE: 20101209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSISTED LIVING CONCEPTS INC CENTRAL INDEX KEY: 0000929994 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 931148702 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: W140 N8981 LILLY ROAD CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-257-8888 MAIL ADDRESS: STREET 1: W140 N8981 LILLY ROAD CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scotia Investments LTD CENTRAL INDEX KEY: 0001379880 STATE OF INCORPORATION: A5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13498 FILM NUMBER: 101242397 BUSINESS ADDRESS: STREET 1: 3 BEDFORD HILLS ROAD CITY: BEDFORD STATE: A5 ZIP: B4A 1J5 BUSINESS PHONE: 902-832-2510 MAIL ADDRESS: STREET 1: 3 BEDFORD HILLS ROAD CITY: BEDFORD STATE: A5 ZIP: B4A 1J5 4 1 c09524_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-11-05 1 0000929994 ASSISTED LIVING CONCEPTS INC ALC 0001379880 Scotia Investments LTD 3 BEDFORD HILLS RD BEDFORD A5 B4A 1J5 NOVA SCOTIA, CANADA 0 0 1 0 Class A Common Stock 2010-11-05 4 J 0 57848 D 0 D Class A Common Stock 2010-11-05 4 J 0 12900 D 0 I By Annapolis Group Inc. Class A Common Stock 2010-11-05 4 J 0 37410 D 0 I By Avon Valley Greenhouses Limited Class A Common Stock 2010-11-05 4 J 0 64500 D 0 I By Royal Gardens Limited Class B Common Stock 2010-11-05 4 J 0 200000 D Class A Common Stock 215000 0 I By Avon Valley Greenhouses Limited Class B Common Stock 2010-11-05 4 J 0 143200 D Class A Common Stock 153940 0 I By CKF Inc. Class B Common Stock 2010-11-05 4 J 0 389000 D Class A Common Stock 418175 0 I By Cobicorp (2005) Ltd. Class B Common Stock 2010-11-05 4 J 0 117000 D Class A Common Stock 125775 0 I By Envirosystems Inc. Class B Common Stock 2010-11-05 4 J 0 140000 D Class A Common Stock 150500 0 I By Gordon?s Greenhouses Inc. Class B Common Stock 2010-11-05 4 J 0 40000 D Class A Common Stock 43000 0 I By Minas Basin Investments Limited Class B Common Stock 2010-11-05 4 J 0 243800 D Class A Common Stock 262085 0 I By Minas Basin Pulp and Power Company Limited Class B Common Stock 2010-11-05 4 J 0 88000 D Class A Common Stock 94600 0 I By Minas Group Limited Each share of Class B Common Stock is convertible at any time, at the holder's election, into 1.075 shares of Class A Common Stock, and has no expiration date. In addition, any shares of Class B Common Stock transferred to a person other than a permitted holder of Class B Common Stock, as provided in the Issuer's Amended and Restated Articles of Incorporation, will automatically convert into shares of Class A Common Stock on the same basis upon any such transfer. On November 5, 2010, Blomidon Investments Limited ("Blomidon"), the ultimate parent corporation of Scotia Investments Limited ("Scotia Investments"), and three holding companies that owned all of the common shares of Blomidon, including Thornridge Holdings Limited ("Thornridge Holdings"), completed a reorganization ("Reorganization") pursuant to which, among other things, Thornridge Holdings acquired all of the shares of ALC Class A Common Stock and Class B Common Stock previously held by Scotia Investments and its subsidiaries. The aggregate purchase price for the ALC shares purchased in the Reorganization was Cdn$53,241,407, representing Cdn$32.55 per share of ALC's Class A Common Stock and Cdn$34.99 per share of ALC's Class B Common Stock. Effective March 16, 2009, Assisted Living Concepts, Inc. implemented a one-for-five reverse stock split of its Class A Common Stock and its Class B Common Stock, without changing the par value per share. All share amounts in this Form have been adjusted to reflect this reverse stock split. /s/ Archie W. MacPherson, Vice President Finance 2010-12-09 -----END PRIVACY-ENHANCED MESSAGE-----