0001161697-23-000613.txt : 20231212 0001161697-23-000613.hdr.sgml : 20231212 20231212170035 ACCESSION NUMBER: 0001161697-23-000613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCENANY PATRICK J CENTRAL INDEX KEY: 0000929985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33057 FILM NUMBER: 231481894 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP STREET 2: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATALYST PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001369568 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 801 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305) 529-2522 MAIL ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 801 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: CATALYST PHARMACEUTICAL PARTNERS, INC. DATE OF NAME CHANGE: 20110215 FORMER COMPANY: FORMER CONFORMED NAME: Catalyst Pharmaceutical Partners, Inc. DATE OF NAME CHANGE: 20060719 4 1 form4.xml FORM 4 FOR 12-08-2023 X0508 4 2023-12-08 0 0001369568 CATALYST PHARMACEUTICALS, INC. CPRX 0000929985 MCENANY PATRICK J 355 ALHAMBRA CIRCLE, SUITE 801 CORAL GABLES FL 33134 1 1 0 0 Chairman and CEO 0 Options to purchase common stock 14.15 2023-12-08 4 A 0 73810 0 A 2030-12-08 Common Stock 73810 3001477 D Restricted Stock Units 2023-12-08 4 A 0 10601 0 A Common Stock 10601 3012078 D Derivative securities vest in equal tranches, 1/3rd on December 8, 2024, 1/3rd on December 8, 2025 and 1/3rd on December 8, 2026. Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting. Shares of common stock will be delivered to the Reporting Person upon vesting. /s/ Patrick J. McEnany 2023-12-12